Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AEHR TEST SYSTEMSAEHR · Entity 2640 | VP of Finance and CFO | July 17, 2023 | July 19, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AEHR TEST SYSTEMS
Report date July 17, 2023 · Filed July 19, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2023-07-17 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2023-07-17 · Exercise / conversion · Acquired 11,511 · Balance 11,511 Row 2 · 2023-07-17 · Exercise / conversion · Acquired 25,000 · Balance 36,511 Row 3 · 2023-07-17 · Sale · Disposed 36,511 · Balance 0 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.25 to $51.75, inclusive. The reporting person undertakes to provide to Aehr Test Systems, any security holder of Aehr Test Systems, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above. |
| Incentive Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.64 · Expires 2026-07-16 | Direct | 0 |
Reported balance
After 2023-07-17 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2023-07-17 · Exercise / conversion · Disposed 25,000 · Balance 0 F3: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. |
| Incentive Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.40 · Expires 2025-08-17 | Direct | 0 |
Reported balance
After 2023-07-17 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2023-07-17 · Exercise / conversion · Disposed 11,511 · Balance 0 F3: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. |
| Common StockSEC Table I · non-derivative | Indirectby Trust | 109,866 |
Reported balance
Holding disclosure · report date 2023-07-17 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 109,866 F2: The amount reported includes shares subject to unvested restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.25 to $51.75, inclusive. The reporting person undertakes to provide to Aehr Test Systems, any security holder of Aehr Test Systems, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.
F2: The amount reported includes shares subject to unvested restricted stock units.
F3: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 17, 2023 Filed Jul 19, 2023 20:03 UTC | AEHR TEST SYSTEMS AEHR · Entity 2640 | Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 11,511 | $0.00 Strike: $2.40 | $0.00 |
DisclosureSEC source: 0001654954-23-009402 · section16.xml · derivative · entry 6 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,511 shares Expires 2025-08-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. Read SEC document |
| July 17, 2023 Filed Jul 19, 2023 20:03 UTC | AEHR TEST SYSTEMS AEHR · Entity 2640 | Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $1.64 | $0.00 |
DisclosureSEC source: 0001654954-23-009402 · section16.xml · derivative · entry 5 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2026-07-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. Read SEC document |
| July 17, 2023 Filed Jul 19, 2023 20:03 UTC | AEHR TEST SYSTEMS AEHR · Entity 2640 | SaleCommon Stock | 36,511 | $51.39 | $1,876,479.19 |
DisclosureSEC source: 0001654954-23-009402 · section16.xml · nonDerivative · entry 3 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.25 to $51.75, inclusive. The reporting person undertakes to provide to Aehr Test Systems, any security holder of Aehr Test Systems, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| July 17, 2023 Filed Jul 19, 2023 20:03 UTC | AEHR TEST SYSTEMS AEHR · Entity 2640 | Exercise / conversionCommon Stock | 25,000 | $1.64 | $40,875.00 |
DisclosureSEC source: 0001654954-23-009402 · section16.xml · nonDerivative · entry 2 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,511 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 17, 2023 Filed Jul 19, 2023 20:03 UTC | AEHR TEST SYSTEMS AEHR · Entity 2640 | Exercise / conversionCommon Stock | 11,511 | $2.40 | $27,626.40 |
DisclosureSEC source: 0001654954-23-009402 · section16.xml · nonDerivative · entry 1 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,511 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 14, 2023 Filed Jul 17, 2023 20:00 UTC | AEHR TEST SYSTEMS AEHR · Entity 2640 | Tax withholdingCommon Stock | 1,940 | $48.96 | $94,982.40 |
DisclosureSEC source: 0001654954-23-009266 · section16.xml · nonDerivative · entry 2 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 109,866 F1 · shares: Represents shares that were withheld to satisfy tax withholding obligations upon vesting of restricted stock units. This does not represent a sale by the Reporting Person. F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
| July 13, 2023 Filed Jul 17, 2023 20:00 UTC | AEHR TEST SYSTEMS AEHR · Entity 2640 | Tax withholdingCommon Stock | 689 | $41.43 | $28,545.27 |
DisclosureSEC source: 0001654954-23-009266 · section16.xml · nonDerivative · entry 1 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 111,806 F1 · shares: Represents shares that were withheld to satisfy tax withholding obligations upon vesting of restricted stock units. This does not represent a sale by the Reporting Person. Read SEC document |
| July 11, 2023 Filed Jul 13, 2023 20:00 UTC | AEHR TEST SYSTEMS AEHR · Entity 2640 | Tax withholdingCommon Stock | 1,629 | $38.71 | $63,058.59 |
DisclosureSEC source: 0001654954-23-009125 · section16.xml · nonDerivative · entry 2 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 112,495 F2 · shares: Represents shares that were withheld to satisfy tax withholding obligations upon vesting of restricted stock units. This does not represent a sale by the Reporting Person. F3 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
| July 11, 2023 Filed Jul 13, 2023 20:00 UTC | AEHR TEST SYSTEMS AEHR · Entity 2640 | GrantCommon Stock | 13,711 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-009125 · section16.xml · nonDerivative · entry 1 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 114,124 F1 · shares: 25% of shares subject to the restricted stock unit awards shall vest immediately and the remaining 75% of shares will vest quarterly over the remaining 3 years. Read SEC document |
| April 14, 2023 Filed Apr 17, 2023 20:47 UTC | AEHR TEST SYSTEMS AEHR · Entity 2640 | Tax withholdingCommon Stock | 1,818 | $28.92 | $52,576.56 |
DisclosureSEC source: 0001654954-23-004848 · section16.xml · nonDerivative · entry 2 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: No plan indicated Ownership: Indirect · by trust Disclosed balance after: 100,413 F1 · shares: Represents shares that were withheld to satisfy tax withholding obligations upon vesting of restricted stock units. This does not represent a sale by the Reporting Person. F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
| April 13, 2023 Filed Apr 17, 2023 20:47 UTC | AEHR TEST SYSTEMS AEHR · Entity 2640 | Tax withholdingCommon Stock | 649 | $29.81 | $19,346.69 |
DisclosureSEC source: 0001654954-23-004848 · section16.xml · nonDerivative · entry 1 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: No plan indicated Ownership: Indirect · by trust Disclosed balance after: 102,231 F1 · shares: Represents shares that were withheld to satisfy tax withholding obligations upon vesting of restricted stock units. This does not represent a sale by the Reporting Person. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 20:00 UTC | AEHR TEST SYSTEMS AEHR · Entity 2640 | OtherCommon Stock | 3,000 | $2.18 | $6,553.50 |
DisclosureSEC source: 0001654954-23-004456 · section16.xml · nonDerivative · entry 1 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 102,880 F1 · shares: These shares have been purchased through the Company's Amended and Restated 2006 Employee Stock Purchase Plan, a "tax-conditioned plan" per Internal Revenue Code Section 423. This purchase is exempt from Section 16 of the Securities Exchange Act of 1934 regarding liabilities arising from six-month short-swing transactions in the Company's securities. F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:00 UTC | AEHR TEST SYSTEMS AEHR · Entity 2640 | SaleCommon Stock | 25,000 | $35.22 | $880,500.00 |
DisclosureSEC source: 0001654954-23-002373 · section16.xml · nonDerivative · entry 1 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 99,880 F1 · security: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2022. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.34 to $36.19, inclusive. The reporting person undertakes to provide to Aehr Test Systems, any security holder of Aehr Test Systems, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above. F3 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
| January 17, 2023 Filed Jan 18, 2023 21:01 UTC | AEHR TEST SYSTEMS AEHR · Entity 2640 | Tax withholdingCommon Stock | 2,056 | $28.43 | $58,452.08 |
DisclosureSEC source: 0001654954-23-000551 · section16.xml · nonDerivative · entry 2 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 124,880 F1 · shares: Represents shares that were withheld to satisfy tax withholding obligations upon vesting of restricted stock units. This does not represent a sale by the Reporting Person. F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
| January 13, 2023 Filed Jan 18, 2023 21:01 UTC | AEHR TEST SYSTEMS AEHR · Entity 2640 | Tax withholdingCommon Stock | 737 | $29.24 | $21,549.88 |
DisclosureSEC source: 0001654954-23-000551 · section16.xml · nonDerivative · entry 1 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 126,936 F1 · shares: Represents shares that were withheld to satisfy tax withholding obligations upon vesting of restricted stock units. This does not represent a sale by the Reporting Person. Read SEC document |
| October 18, 2022 Filed Oct 19, 2022 20:00 UTC | AEHR TEST SYSTEMS AEHR · Entity 2640 | SaleCommon Stock | 30,000 | $18.65 | $559,500.00 |
DisclosureSEC source: 0001654954-22-013902 · section16.xml · nonDerivative · entry 1 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 127,673 F1 · security: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2022. F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
| October 03, 2022 Filed Oct 4, 2022 20:02 UTC | AEHR TEST SYSTEMS AEHR · Entity 2640 | OtherCommon Stock | 3,000 | $2.18 | $6,553.50 |
DisclosureSEC source: 0001654954-22-013327 · section16.xml · nonDerivative · entry 1 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 157,673 F1 · shares: These shares have been purchased through the Company's Amended and Restated 2006 Employee Stock Purchase Plan, a "tax-conditioned plan" per Internal Revenue Code Section 423. This purchase is exempt from Section 16 of the Securities Exchange Act of 1934 regarding liabilities arising from six-month short-swing transactions in the Company's securities. F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
| August 09, 2022 Filed Aug 10, 2022 20:00 UTC | AEHR TEST SYSTEMS AEHR · Entity 2640 | SaleCommon Stock | 17,707 | $16.23 | $287,384.61 |
DisclosureSEC source: 0001654954-22-010985 · section16.xml · nonDerivative · entry 2 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 154,673 F1 · security: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2022. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.65 to $16.73, inclusive. The reporting person undertakes to provide to Aehr Test Systems, any security holder of Aehr Test Systems, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above. F4 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 20:00 UTC | AEHR TEST SYSTEMS AEHR · Entity 2640 | SaleCommon Stock | 6,819 | $15.67 | $106,853.73 |
DisclosureSEC source: 0001654954-22-010985 · section16.xml · nonDerivative · entry 1 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 172,380 F1 · security: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2022. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.65 to $15.80, inclusive. The reporting person undertakes to provide to Aehr Test Systems, any security holder of Aehr Test Systems, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| July 14, 2022 Filed Jul 15, 2022 01:29 UTC | AEHR TEST SYSTEMS AEHR · Entity 2640 | Tax withholdingCommon Stock | 746 | $8.00 | $5,968.00 |
DisclosureSEC source: 0001654954-22-009727 · section16.xml · nonDerivative · entry 2 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,251 F1 · shares: Represents shares that were withheld to satisfy tax withholding obligations upon vesting of restricted stock units. This does not represent a sale by the Reporting Person. F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
| July 14, 2022 Filed Jul 18, 2022 20:02 UTC | AEHR TEST SYSTEMS AEHR · Entity 2640 | Tax withholdingCommon Stock | 27,676 | $8.00 | $221,408.00 |
DisclosureSEC source: 0001654954-22-009786 · section16.xml · nonDerivative · entry 3 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 179,199 F3 · shares: Represents shares that were withheld to satisfy tax withholding obligations upon vesting of performance-based RSUs described in footnote 2. This does not represent a sale by the Reporting Person. F4 · balance_after: The amount reported includes shares subject to unvested restricted stock units. F5 · ownership.nature: Shares held in Kenneth B Spink and Kim I Spink TTEES 2016 Spink Fam TR DTD 2/17/16 for which the Reporting Person is the Trustee. Read SEC document |
| July 14, 2022 Filed Jul 18, 2022 20:02 UTC | AEHR TEST SYSTEMS AEHR · Entity 2640 | GrantCommon Stock | 52,202 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-22-009786 · section16.xml · nonDerivative · entry 2 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 206,875 F2 · shares: Represents shares of common stock issued upon vesting of performance-based RSUs. Read SEC document |
| July 14, 2022 Filed Jul 18, 2022 20:02 UTC | AEHR TEST SYSTEMS AEHR · Entity 2640 | GrantCommon Stock | 27,422 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-22-009786 · section16.xml · nonDerivative · entry 1 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 154,673 F1 · shares: One-sixteenth (1/16) of the total number of shares subject to the restricted stock unit awards shall become exercisable at the end of each three full calendar months following the date of this action, provided that such recipient is still employed by the corporation on such dates. Read SEC document |
| July 13, 2022 Filed Jul 15, 2022 01:29 UTC | AEHR TEST SYSTEMS AEHR · Entity 2640 | Tax withholdingCommon Stock | 430 | $7.99 | $3,435.70 |
DisclosureSEC source: 0001654954-22-009727 · section16.xml · nonDerivative · entry 1 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,505 F1 · shares: Represents shares that were withheld to satisfy tax withholding obligations upon vesting of restricted stock units. This does not represent a sale by the Reporting Person. Read SEC document |
| April 14, 2022 Filed Apr 15, 2022 01:00 UTC | AEHR TEST SYSTEMS AEHR · Entity 2640 | Tax withholdingCommon Stock | 1,204 | $8.99 | $10,823.96 |
DisclosureSEC source: 0001654954-22-005023 · section16.xml · nonDerivative · entry 2 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,427 F1 · shares: Represents shares that were withheld to satisfy tax withholding obligations upon vesting of restricted stock units. This does not represent a sale by the Reporting Person. F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
| April 13, 2022 Filed Apr 15, 2022 01:00 UTC | AEHR TEST SYSTEMS AEHR · Entity 2640 | Tax withholdingCommon Stock | 808 | $9.41 | $7,603.28 |
DisclosureSEC source: 0001654954-22-005023 · section16.xml · nonDerivative · entry 1 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,631 F1 · shares: Represents shares that were withheld to satisfy tax withholding obligations upon vesting of restricted stock units. This does not represent a sale by the Reporting Person. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 01:21 UTC | AEHR TEST SYSTEMS AEHR · Entity 2640 | OtherCommon Stock | 3,000 | $2.18 | $6,553.50 |
DisclosureSEC source: 0001654954-22-004578 · section16.xml · nonDerivative · entry 1 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,439 F1 · shares: These shares have been purchased through the Company's Amended and Restated 2006 Employee Stock Purchase Plan, a "tax-conditioned plan" per Internal Revenue Code Section 423. This purchase is exempt from Section 16 of the Securities Exchange Act of 1934 regarding liabilities arising from six-month short-swing transactions in the Company's securities. F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
| January 14, 2022 Filed Jan 15, 2022 02:50 UTC | AEHR TEST SYSTEMS AEHR · Entity 2640 | Tax withholdingCommon Stock | 1,225 | $13.38 | $16,390.50 |
DisclosureSEC source: 0001654954-22-000544 · section16.xml · nonDerivative · entry 2 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,439 F1 · shares: Represents shares that were withheld to satisfy tax withholding obligations upon vesting of restricted stock units. This does not represent a sale by the Reporting Person. F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
| January 13, 2022 Filed Jan 15, 2022 02:50 UTC | AEHR TEST SYSTEMS AEHR · Entity 2640 | Tax withholdingCommon Stock | 802 | $13.67 | $10,963.34 |
DisclosureSEC source: 0001654954-22-000544 · section16.xml · nonDerivative · entry 1 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,664 F1 · shares: Represents shares that were withheld to satisfy tax withholding obligations upon vesting of restricted stock units. This does not represent a sale by the Reporting Person. Read SEC document |
| October 14, 2021 Filed Oct 15, 2021 21:01 UTC | AEHR TEST SYSTEMS AEHR · Entity 2640 | Tax withholdingCommon Stock | 1,122 | $20.69 | $23,214.18 |
DisclosureSEC source: 0001654954-21-011155 · section16.xml · nonDerivative · entry 2 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,466 F1 · shares: Represents shares that were withheld to satisfy tax withholding obligations upon vesting of restricted stock units. This does not represent a sale by the Reporting Person. F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
| October 13, 2021 Filed Oct 15, 2021 21:01 UTC | AEHR TEST SYSTEMS AEHR · Entity 2640 | Tax withholdingCommon Stock | 729 | $20.46 | $14,915.34 |
DisclosureSEC source: 0001654954-21-011155 · section16.xml · nonDerivative · entry 1 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,588 F1 · shares: Represents shares that were withheld to satisfy tax withholding obligations upon vesting of restricted stock units. This does not represent a sale by the Reporting Person. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 01:22 UTC | AEHR TEST SYSTEMS AEHR · Entity 2640 | OtherCommon Stock | 2,288 | $2.18 | $4,998.14 |
DisclosureSEC source: 0001654954-21-010778 · section16.xml · nonDerivative · entry 1 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,317 F1 · shares: These shares have been purchased through the Company's Amended and Restated 2006 Employee Stock Purchase Plan, a "tax-conditioned plan" per Internal Revenue Code Section 423. This purchase is exempt from Section 16 of the Securities Exchange Act of 1934 regarding liabilities arising from six-month short-swing transactions in the Company's securities. F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
| September 29, 2021 Filed Oct 1, 2021 01:09 UTC | AEHR TEST SYSTEMS AEHR · Entity 2640 | Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $1.64 | $0.00 |
DisclosureSEC source: 0001654954-21-010629 · section16.xml · derivative · entry 13 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2026-07-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. Read SEC document |
| September 29, 2021 Filed Oct 1, 2021 01:09 UTC | AEHR TEST SYSTEMS AEHR · Entity 2640 | Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 18,000 | $0.00 Strike: $1.68 | $0.00 |
DisclosureSEC source: 0001654954-21-010629 · section16.xml · derivative · entry 12 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,000 shares Expires 2023-07-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. Read SEC document |
| September 29, 2021 Filed Oct 1, 2021 01:09 UTC | AEHR TEST SYSTEMS AEHR · Entity 2640 | Exercise / conversionCommon Stock | 25,000 | $1.64 | $40,875.00 |
DisclosureSEC source: 0001654954-21-010629 · section16.xml · nonDerivative · entry 7 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,029 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
| September 29, 2021 Filed Oct 1, 2021 01:09 UTC | AEHR TEST SYSTEMS AEHR · Entity 2640 | Exercise / conversionCommon Stock | 18,000 | $1.68 | $30,240.00 |
DisclosureSEC source: 0001654954-21-010629 · section16.xml · nonDerivative · entry 6 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,029 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 28, 2021 Filed Oct 1, 2021 01:09 UTC | AEHR TEST SYSTEMS AEHR · Entity 2640 | Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 30,989 | $0.00 Strike: $2.40 | $0.00 |
DisclosureSEC source: 0001654954-21-010629 · section16.xml · derivative · entry 11 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,511 Underlying: Common Stock · 30,989 shares Expires 2025-08-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. Read SEC document |
| September 28, 2021 Filed Oct 1, 2021 01:09 UTC | AEHR TEST SYSTEMS AEHR · Entity 2640 | Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 24,400 | $0.00 Strike: $3.93 | $0.00 |
DisclosureSEC source: 0001654954-21-010629 · section16.xml · derivative · entry 10 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,400 shares Expires 2024-07-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. Read SEC document |
| September 28, 2021 Filed Oct 1, 2021 01:09 UTC | AEHR TEST SYSTEMS AEHR · Entity 2640 | Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 29,000 | $0.00 Strike: $2.30 | $0.00 |
DisclosureSEC source: 0001654954-21-010629 · section16.xml · derivative · entry 9 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 29,000 shares Expires 2022-09-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. Read SEC document |
| September 28, 2021 Filed Oct 1, 2021 01:09 UTC | AEHR TEST SYSTEMS AEHR · Entity 2640 | Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 9,500 | $0.00 Strike: $2.10 | $0.00 |
DisclosureSEC source: 0001654954-21-010629 · section16.xml · derivative · entry 8 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,500 shares Expires 2022-04-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. Read SEC document |
| September 28, 2021 Filed Oct 1, 2021 01:09 UTC | AEHR TEST SYSTEMS AEHR · Entity 2640 | SaleCommon Stock | 133,914 | $14.13 | $1,892,204.82 |
DisclosureSEC source: 0001654954-21-010629 · section16.xml · nonDerivative · entry 5 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,029 F1 · security: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2021. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.50 to $14.79, inclusive. The reporting person undertakes to provide to Aehr Test Systems, any security holder of Aehr Test Systems, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| September 28, 2021 Filed Oct 1, 2021 01:09 UTC | AEHR TEST SYSTEMS AEHR · Entity 2640 | Exercise / conversionCommon Stock | 30,989 | $2.40 | $74,373.60 |
DisclosureSEC source: 0001654954-21-010629 · section16.xml · nonDerivative · entry 4 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,943 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 28, 2021 Filed Oct 1, 2021 01:09 UTC | AEHR TEST SYSTEMS AEHR · Entity 2640 | Exercise / conversionCommon Stock | 24,400 | $3.93 | $95,892.00 |
DisclosureSEC source: 0001654954-21-010629 · section16.xml · nonDerivative · entry 3 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,954 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 28, 2021 Filed Oct 1, 2021 01:09 UTC | AEHR TEST SYSTEMS AEHR · Entity 2640 | Exercise / conversionCommon Stock | 29,000 | $2.30 | $66,700.00 |
DisclosureSEC source: 0001654954-21-010629 · section16.xml · nonDerivative · entry 2 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,554 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 28, 2021 Filed Oct 1, 2021 01:09 UTC | AEHR TEST SYSTEMS AEHR · Entity 2640 | Exercise / conversionCommon Stock | 9,500 | $2.10 | $19,950.00 |
DisclosureSEC source: 0001654954-21-010629 · section16.xml · nonDerivative · entry 1 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,554 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 01:01 UTC | AEHR TEST SYSTEMS AEHR · Entity 2640 | Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 12,000 | $0.00 Strike: $2.71 | $0.00 |
DisclosureSEC source: 0001654954-21-008718 · section16.xml · derivative · entry 2 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,000 shares Expires 2021-08-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 01:01 UTC | AEHR TEST SYSTEMS AEHR · Entity 2640 | Exercise / conversionCommon Stock | 12,000 | $2.71 | $32,520.00 |
DisclosureSEC source: 0001654954-21-008718 · section16.xml · nonDerivative · entry 1 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,054 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
| July 22, 2021 Filed Jul 26, 2021 19:17 UTC | AEHR TEST SYSTEMS AEHR · Entity 2640 | SaleCommon Stock | 6,500 | $8.08 | $52,507.65 |
DisclosureSEC source: 0001654954-21-008206 · section16.xml · nonDerivative · entry 1 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,054 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.95 to $8.23, inclusive. The reporting person undertakes to provide to Aehr Test Systems, any security holder of Aehr Test Systems, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above. F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
| July 14, 2021 Filed Jul 15, 2021 23:11 UTC | AEHR TEST SYSTEMS AEHR · Entity 2640 | Tax withholdingCommon Stock | 615 | $2.83 | $1,740.45 |
DisclosureSEC source: 0001654954-21-007992 · section16.xml · nonDerivative · entry 1 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,554 F1 · shares: Represents shares that were withheld to satisfy tax withholding obligations upon vesting of restricted stock units. This does not represent a sale by the Reporting Person. F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
| July 13, 2021 Filed Jul 14, 2021 20:29 UTC | AEHR TEST SYSTEMS AEHR · Entity 2640 | GrantCommon Stock | 23,491 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-21-007929 · section16.xml · nonDerivative · entry 1 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,169 F1 · shares: One-sixteenth (1/16) of the total number of shares subject to the restricted stock unit awards shall become exercisable at the end of each three full calendar months following the date of this action, provided that such recipient is still employed by the corporation on such dates. F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.