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ADT

ADT Inc.

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3866
SEC CIK
0001703056
Parsed reports
681

Last 12 months

Inside the activity.

6 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202650
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 04, 2018 Filed Sep 6, 2018 10:51 UTC GrantStock Options · Derivative 1,000,000 $9.19 Strike: $9.19 $9,190,000.00
Disclosure

SEC source: 0001703056-18-000040 · wf-form4_153624544209897.xml · derivative · entry 1

DeVries James David · CIK 0001430382 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,064,571.5

Underlying: Stock Options · 1,000,000 shares

Expires 2028-09-04

F1 · derivative.exercise_date: The reporting person was granted stock options on September 4, 2018 under the ADT Inc. 2018 Omnibus Incentive Plan. The stock options will "cliff vest" and become exercisable as to 100% of the stock options for $9.19 per share on the third anniversary of December 1, 2018 (or such earlier date on which Mr. DeVries assumes the role of Chief Executive Officer of ADT), generally subject to the reporting person's continued employment through such date.

Read SEC document
August 13, 2018 Filed Aug 15, 2018 18:53 UTC
Koedijk JochenSVP & Chief Marketing Officer
GrantStock Options · Derivative 101,822 $0.00 Strike: $9.15 $0.00
Disclosure

SEC source: 0001703056-18-000038 · wf-form4_153435920640304.xml · derivative · entry 4

Koedijk Jochen · CIK 0001748649 · SVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,822

Underlying: Common Stock · 101,822 shares

Expires 2028-08-13

F2 · price: The reporting person was granted stock options on August 13, 2018, under the ADT Inc. 2018 Omnibus Incentive Plan. The stock options will "cliff vest" and become exercisable as to 100% of the stock options for $9.15 per share on the third anniversary of the grant, generally subject to the reporting person's continued employment through such date.

F2 · derivative.exercise_date: The reporting person was granted stock options on August 13, 2018, under the ADT Inc. 2018 Omnibus Incentive Plan. The stock options will "cliff vest" and become exercisable as to 100% of the stock options for $9.15 per share on the third anniversary of the grant, generally subject to the reporting person's continued employment through such date.

Read SEC document
August 13, 2018 Filed Aug 15, 2018 18:53 UTC
Koedijk JochenSVP & Chief Marketing Officer
GrantStock Options · Derivative 120,000 $0.00 Strike: $9.15 $0.00
Disclosure

SEC source: 0001703056-18-000038 · wf-form4_153435920640304.xml · derivative · entry 3

Koedijk Jochen · CIK 0001748649 · SVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 120,000 shares

Expires 2028-08-13

F2 · price: The reporting person was granted stock options on August 13, 2018, under the ADT Inc. 2018 Omnibus Incentive Plan. The stock options will "cliff vest" and become exercisable as to 100% of the stock options for $9.15 per share on the third anniversary of the grant, generally subject to the reporting person's continued employment through such date.

F2 · derivative.exercise_date: The reporting person was granted stock options on August 13, 2018, under the ADT Inc. 2018 Omnibus Incentive Plan. The stock options will "cliff vest" and become exercisable as to 100% of the stock options for $9.15 per share on the third anniversary of the grant, generally subject to the reporting person's continued employment through such date.

Read SEC document
August 13, 2018 Filed Aug 15, 2018 18:53 UTC
Koedijk JochenSVP & Chief Marketing Officer
GrantRestricted Stock Units 32,786 $0.00 $0.00
Disclosure

SEC source: 0001703056-18-000038 · wf-form4_153435920640304.xml · nonDerivative · entry 2

Koedijk Jochen · CIK 0001748649 · SVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,786

F1 · shares: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on August 13, 2018 for no consideration, and represents a contingent right to receive one share of ADT Inc. common stock upon vesting and settlement. The RSUs will "cliff vest" as to 100% of the RSUs on the third anniversary of the grant, generally subject to the reporting person's continued employment through such date.

Read SEC document
August 13, 2018 Filed Aug 15, 2018 18:53 UTC
Koedijk JochenSVP & Chief Marketing Officer
GrantRestricted Stock Units 240,000 $0.00 $0.00
Disclosure

SEC source: 0001703056-18-000038 · wf-form4_153435920640304.xml · nonDerivative · entry 1

Koedijk Jochen · CIK 0001748649 · SVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,000

F1 · shares: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on August 13, 2018 for no consideration, and represents a contingent right to receive one share of ADT Inc. common stock upon vesting and settlement. The RSUs will "cliff vest" as to 100% of the RSUs on the third anniversary of the grant, generally subject to the reporting person's continued employment through such date.

Read SEC document
July 10, 2018 Filed Jul 12, 2018 17:29 UTC
Bresingham DanielEVP, Chief Admin. Off. & Treas
GrantDividend Equivalent Units 87 $0.00 $0.00
Disclosure

SEC source: 0000950142-18-001520 · es1800861_4-bresingham.xml · nonDerivative · entry 2

Bresingham Daniel · CIK 0001722870 · EVP, Chief Admin. Off. & Treas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250,875.5

F2 · security: Dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on January 18, 2021.

Read SEC document
July 10, 2018 Filed Jul 12, 2018 17:34 UTC
Pulliam AmeliaSVP, Chief Human Resources Off
GrantDividend Equivalent Units 51 $0.00 $0.00
Disclosure

SEC source: 0000950142-18-001527 · es1800868_4-pulliam.xml · nonDerivative · entry 2

Pulliam Amelia · CIK 0001723019 · SVP, Chief Human Resources Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,258.5

F2 · security: Dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on January 18, 2021.

Read SEC document
July 10, 2018 Filed Jul 12, 2018 17:38 UTC
Young Donald M.SVP & Chief Info Off.
GrantDividend Equivalent Units 87 $0.00 $0.00
Disclosure

SEC source: 0000950142-18-001531 · es1800872_4-young.xml · nonDerivative · entry 2

Young Donald M. · CIK 0001724052 · SVP & Chief Info Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250,875.5

F2 · security: Dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on January 18, 2021.

Read SEC document
July 10, 2018 Filed Jul 12, 2018 21:35 UTC
Whall Timothy J.Director · CEO & Director
GrantDividend Equivalent Units 655 $0.00 $0.00
Disclosure

SEC source: 0000950142-18-001529 · es1800870_4-whall.xml · nonDerivative · entry 2

Whall Timothy J. · CIK 0001493999 · Director · CEO & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,027,872

F2 · security: Dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on January 18, 2021.

Read SEC document
July 10, 2018 Filed Jul 12, 2018 21:37 UTC GrantDividend Equivalent Units 56 $0.00 $0.00
Disclosure

SEC source: 0000950142-18-001530 · es1800871_4-winter.xml · nonDerivative · entry 1

Winter Matthew E · CIK 0001468136 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,081

F1 · security: Dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on March 6, 2019.

Read SEC document
July 10, 2018 Filed Jul 12, 2018 17:30 UTC GrantDividend Equivalent Units 320 $0.00 $0.00
Disclosure

SEC source: 0000950142-18-001523 · es1800864_4-devries.xml · nonDerivative · entry 2

DeVries James David · CIK 0001430382 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,346,017.5

F2 · security: Dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on January 18, 2021.

Read SEC document
July 10, 2018 Filed Jul 12, 2018 17:28 UTC GrantDividend Equivalent Units 56 $0.00 $0.00
Disclosure

SEC source: 0000950142-18-001519 · es1800860_4-africk.xml · nonDerivative · entry 1

AFRICK ANDREW · CIK 0001256239 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,081

F1 · security: Dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on January 18, 2019.

Read SEC document
July 10, 2018 Filed Jul 12, 2018 21:32 UTC
Haenggi Jamie ElizabethSVP, Chief Sales & Mktg. Off.
GrantDividend Equivalent Units 87 $0.00 $0.00
Disclosure

SEC source: 0000950142-18-001525 · es1800866_4-haenggi.xml · nonDerivative · entry 2

Haenggi Jamie Elizabeth · CIK 0001399678 · SVP, Chief Sales & Mktg. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,075,264.5

F2 · security: Dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on January 18, 2021.

Read SEC document
July 10, 2018 Filed Jul 12, 2018 21:34 UTC
Susil ZacharyVP, Controller
GrantDividend Equivalent Units 36 $0.00 $0.00
Disclosure

SEC source: 0000950142-18-001528 · es1800869_4-susil.xml · nonDerivative · entry 2

Susil Zachary · CIK 0001723393 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,578

F2 · security: Dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on January 18, 2021.

Read SEC document
July 10, 2018 Filed Jul 12, 2018 21:33 UTC
Likosar JeffreyEVP & Chief Financial Officer
GrantDividend Equivalent Units 146 $0.00 $0.00
Disclosure

SEC source: 0000950142-18-001526 · es1800867_4-likosar.xml · nonDerivative · entry 2

Likosar Jeffrey · CIK 0001722727 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,182,775

F2 · security: Dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on January 18, 2021.

Read SEC document
July 10, 2018 Filed Jul 12, 2018 21:31 UTC
Finney Pelham GraySVP, Chief Legal Off. & Sec.
GrantDividend Equivalent Units 66 $0.00 $0.00
Disclosure

SEC source: 0000950142-18-001524 · es1800865_4-finney.xml · nonDerivative · entry 2

Finney Pelham Gray · CIK 0001722781 · SVP, Chief Legal Off. & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,470

F2 · security: Dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on January 18, 2021.

Read SEC document
July 10, 2018 Filed Jul 12, 2018 21:30 UTC
Darfler JaySVP, Emerging Growth Markets
GrantDividend Equivalent Units 66 $0.00 $0.00
Disclosure

SEC source: 0000950142-18-001522 · es1800863_4-darfler.xml · nonDerivative · entry 2

Darfler Jay · CIK 0001722756 · SVP, Emerging Growth Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,938

F2 · security: Dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on January 18, 2021.

Read SEC document
July 10, 2018 Filed Jul 12, 2018 21:29 UTC
Dale Robert MSVP, National Account Sales
GrantDividend Equivalent Units 66 $0.00 $0.00
Disclosure

SEC source: 0000950142-18-001521 · es1800862_4-dale.xml · nonDerivative · entry 2

Dale Robert M · CIK 0001722719 · SVP, National Account Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 463,227

F2 · security: Dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on January 18, 2021.

Read SEC document
May 15, 2018 Filed May 16, 2018 17:39 UTC GrantRestricted Stock Units 14,025 $0.00 $0.00
Disclosure

SEC source: 0001703056-18-000018 · wf-form4_152649232194192.xml · nonDerivative · entry 1

Winter Matthew E · CIK 0001468136 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,025

F1 · shares: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on May 15, 2018 for no consideration, and represents a contingent right to receive ADT Inc. common stock upon vesting and settlement. The RSUs will "cliff vest" as to 100% of the RSUs on March 6, 2019, generally subject to the reporting person's continued service on the Board of Directors of ADT Inc.

Read SEC document
May 15, 2018 Filed May 16, 2018 13:42 UTC GrantRestricted Stock Units 14,025 $0.00 $0.00
Disclosure

SEC source: 0001703056-18-000020 · wf-form4_152649250792067.xml · nonDerivative · entry 1

AFRICK ANDREW · CIK 0001256239 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,025

F1 · shares: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on May 15, 2018 for no consideration, and represents a contingent right to receive ADT Inc. common stock upon vesting and settlement. The RSUs will "cliff vest" as to 100% of the RSUs on January 18, 2019, generally subject to the reporting person's continued service on the board of directors of ADT Inc.

Read SEC document
May 14, 2018 Filed May 15, 2018 11:40 UTC PurchaseCommon Stock 9,800 $7.43 $72,814.00
Disclosure

SEC source: 0001703056-18-000016 · wf-form4_152639880933878.xml · nonDerivative · entry 6

AFRICK ANDREW · CIK 0001256239 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By ADA Partners, L.P.

Disclosed balance after: 130,000

F1 · ownership.nature: Mr. Africk controls the general partner of ADA Partners, L.P. and disclaims any beneficial ownership in the shares except to the extent of his pecuniary interest in the partnership.

Read SEC document
May 14, 2018 Filed May 15, 2018 11:40 UTC PurchaseCommon Stock 9,900 $7.44 $73,656.00
Disclosure

SEC source: 0001703056-18-000016 · wf-form4_152639880933878.xml · nonDerivative · entry 5

AFRICK ANDREW · CIK 0001256239 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By ADA Partners, L.P.

Disclosed balance after: 120,200

F1 · ownership.nature: Mr. Africk controls the general partner of ADA Partners, L.P. and disclaims any beneficial ownership in the shares except to the extent of his pecuniary interest in the partnership.

Read SEC document
May 14, 2018 Filed May 15, 2018 11:40 UTC PurchaseCommon Stock 9,700 $7.39 $71,683.00
Disclosure

SEC source: 0001703056-18-000016 · wf-form4_152639880933878.xml · nonDerivative · entry 4

AFRICK ANDREW · CIK 0001256239 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By ADA Partners, L.P.

Disclosed balance after: 110,300

F1 · ownership.nature: Mr. Africk controls the general partner of ADA Partners, L.P. and disclaims any beneficial ownership in the shares except to the extent of his pecuniary interest in the partnership.

Read SEC document
May 14, 2018 Filed May 15, 2018 11:40 UTC PurchaseCommon Stock 35,000 $7.44 $260,400.00
Disclosure

SEC source: 0001703056-18-000016 · wf-form4_152639880933878.xml · nonDerivative · entry 3

AFRICK ANDREW · CIK 0001256239 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By ADA Partners, L.P.

Disclosed balance after: 100,600

F1 · ownership.nature: Mr. Africk controls the general partner of ADA Partners, L.P. and disclaims any beneficial ownership in the shares except to the extent of his pecuniary interest in the partnership.

Read SEC document
May 14, 2018 Filed May 15, 2018 11:40 UTC PurchaseCommon Stock 34,000 $7.50 $255,000.00
Disclosure

SEC source: 0001703056-18-000016 · wf-form4_152639880933878.xml · nonDerivative · entry 2

AFRICK ANDREW · CIK 0001256239 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By ADA Partners, L.P.

Disclosed balance after: 65,600

F1 · ownership.nature: Mr. Africk controls the general partner of ADA Partners, L.P. and disclaims any beneficial ownership in the shares except to the extent of his pecuniary interest in the partnership.

Read SEC document
May 14, 2018 Filed May 15, 2018 11:40 UTC PurchaseCommon Stock 31,600 $7.48 $236,368.00
Disclosure

SEC source: 0001703056-18-000016 · wf-form4_152639880933878.xml · nonDerivative · entry 1

AFRICK ANDREW · CIK 0001256239 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By ADA Partners, L.P.

Disclosed balance after: 31,600

F1 · ownership.nature: Mr. Africk controls the general partner of ADA Partners, L.P. and disclaims any beneficial ownership in the shares except to the extent of his pecuniary interest in the partnership.

Read SEC document
April 05, 2018 Filed Jul 12, 2018 17:29 UTC
Bresingham DanielEVP, Chief Admin. Off. & Treas
GrantDividend Equivalent Units 85 $0.00 $0.00
Disclosure

SEC source: 0000950142-18-001520 · es1800861_4-bresingham.xml · nonDerivative · entry 1

Bresingham Daniel · CIK 0001722870 · EVP, Chief Admin. Off. & Treas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250,788.5

F1 · security: Dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on January 18, 2021. Due to an administrative oversight, this transaction is being reported late.

Read SEC document
April 05, 2018 Filed Jul 12, 2018 17:34 UTC
Pulliam AmeliaSVP, Chief Human Resources Off
GrantDividend Equivalent Units 49 $0.00 $0.00
Disclosure

SEC source: 0000950142-18-001527 · es1800868_4-pulliam.xml · nonDerivative · entry 1

Pulliam Amelia · CIK 0001723019 · SVP, Chief Human Resources Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,207.5

F1 · security: Dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on January 18, 2021. Due to an administrative oversight, this transaction is being reported late.

Read SEC document
April 05, 2018 Filed Jul 12, 2018 17:38 UTC
Young Donald M.SVP & Chief Info Off.
GrantDividend Equivalent Units 85 $0.00 $0.00
Disclosure

SEC source: 0000950142-18-001531 · es1800872_4-young.xml · nonDerivative · entry 1

Young Donald M. · CIK 0001724052 · SVP & Chief Info Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250,788.5

F1 · security: Dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on January 18, 2021. Due to an administrative oversight, this transaction is being reported late.

Read SEC document
April 05, 2018 Filed Jul 12, 2018 21:35 UTC
Whall Timothy J.Director · CEO & Director
GrantDividend Equivalent Units 638 $0.00 $0.00
Disclosure

SEC source: 0000950142-18-001529 · es1800870_4-whall.xml · nonDerivative · entry 1

Whall Timothy J. · CIK 0001493999 · Director · CEO & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,027,217

F1 · security: Dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on January 18, 2021. Due to an administrative oversight, this transaction is being reported late.

Read SEC document
April 05, 2018 Filed Jul 12, 2018 17:30 UTC GrantDividend Equivalent Units 312 $0.00 $0.00
Disclosure

SEC source: 0000950142-18-001523 · es1800864_4-devries.xml · nonDerivative · entry 1

DeVries James David · CIK 0001430382 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,345,697.5

F1 · security: Dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on January 18, 2021. Due to an administrative oversight, this transaction is being reported late.

Read SEC document
April 05, 2018 Filed Jul 12, 2018 21:32 UTC
Haenggi Jamie ElizabethSVP, Chief Sales & Mktg. Off.
GrantDividend Equivalent Units 85 $0.00 $0.00
Disclosure

SEC source: 0000950142-18-001525 · es1800866_4-haenggi.xml · nonDerivative · entry 1

Haenggi Jamie Elizabeth · CIK 0001399678 · SVP, Chief Sales & Mktg. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,075,177.5

F1 · security: Dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on January 18, 2021. Due to an administrative oversight, this transaction is being reported late.

Read SEC document
April 05, 2018 Filed Jul 12, 2018 21:34 UTC
Susil ZacharyVP, Controller
GrantDividend Equivalent Units 35 $0.00 $0.00
Disclosure

SEC source: 0000950142-18-001528 · es1800869_4-susil.xml · nonDerivative · entry 1

Susil Zachary · CIK 0001723393 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,542

F1 · security: Dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on January 18, 2021. Due to an administrative oversight, this transaction is being reported late.

Read SEC document
April 05, 2018 Filed Jul 12, 2018 21:33 UTC
Likosar JeffreyEVP & Chief Financial Officer
GrantDividend Equivalent Units 141 $0.00 $0.00
Disclosure

SEC source: 0000950142-18-001526 · es1800867_4-likosar.xml · nonDerivative · entry 1

Likosar Jeffrey · CIK 0001722727 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,182,629

F1 · security: Dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on January 18, 2021. Due to an administrative oversight, this transaction is being reported late.

Read SEC document
April 05, 2018 Filed Jul 12, 2018 21:31 UTC
Finney Pelham GraySVP, Chief Legal Off. & Sec.
GrantDividend Equivalent Units 63 $0.00 $0.00
Disclosure

SEC source: 0000950142-18-001524 · es1800865_4-finney.xml · nonDerivative · entry 1

Finney Pelham Gray · CIK 0001722781 · SVP, Chief Legal Off. & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,404

F1 · security: Dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on January 18, 2021. Due to an administrative oversight, this transaction is being reported late.

Read SEC document
April 05, 2018 Filed Jul 12, 2018 21:30 UTC
Darfler JaySVP, Emerging Growth Markets
GrantDividend Equivalent Units 63 $0.00 $0.00
Disclosure

SEC source: 0000950142-18-001522 · es1800863_4-darfler.xml · nonDerivative · entry 1

Darfler Jay · CIK 0001722756 · SVP, Emerging Growth Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,872

F1 · security: Dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on January 18, 2021. Due to an administrative oversight, this transaction is being reported late.

Read SEC document
April 05, 2018 Filed Jul 12, 2018 21:29 UTC
Dale Robert MSVP, National Account Sales
GrantDividend Equivalent Units 63 $0.00 $0.00
Disclosure

SEC source: 0000950142-18-001521 · es1800862_4-dale.xml · nonDerivative · entry 1

Dale Robert M · CIK 0001722719 · SVP, National Account Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 463,161

F1 · security: Dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on January 18, 2021. Due to an administrative oversight, this transaction is being reported late.

Read SEC document
January 25, 2018 Filed Jan 29, 2018 19:15 UTC GrantCommon Stock 147,620 $0.00 $0.00
Disclosure

SEC source: 0000950142-18-000232 · es1800243_4-devries.xml · nonDerivative · entry 1

DeVries James David · CIK 0001430382 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,266,814.5

Read SEC document
January 23, 2018 Filed Jan 25, 2018 16:24 UTC
Bresingham DanielEVP, Chief Admin. Off. & Treas
OtherCommon Stock 573,387 $14.00 $8,027,418.00
Disclosure

SEC source: 0000950142-18-000198 · es1800198_4-bresingham.xml · nonDerivative · entry 2

Bresingham Daniel · CIK 0001722870 · EVP, Chief Admin. Off. & Treas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 573,387

F1 · kind: On each of July 1, 2015, and August 11, 2016, the reporting person was granted Class B units in Prime Security Services TopCo Parent, L.P. (the "July 2015 Award" and the "August 2016 Award," respectively). On January 23, 2018, shares of ADT Inc. common stock were distributed to the reporting person (the "Distributed Shares") by Prime Security Services TopCo Parent, L.P. in redemption of the July 2015 Award and the August 2016 Award, respectively. The Distributed Shares reported vest in the same manner as the "service tranche" of the July 2015 Award and the August 2016 Award, respectively. (cont'd in FN 2)

F2 · kind: (cont'd from FN 1) Forty percent of the Distributed Shares reported in Table I for the July 2015 Award are vested as of the date of the redemption and distribution, and the remainder of the Distributed Shares reported in Table I for the July 2015 Award will vest as to 20% on July 1, 2018 and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date. Twenty percent of the Distributed Shares reported in Table I for the August 2016 Award are vested as of the date of the redemption and distribution, and the remainder of the Distributed Shares reported in Table I will vest as to 20% on May 2, 2018 and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date.

Read SEC document
January 23, 2018 Filed Jan 25, 2018 16:24 UTC
Bresingham DanielEVP, Chief Admin. Off. & Treas
OtherCommon Stock 655,888.5 $14.00 $9,182,439.00
Disclosure

SEC source: 0000950142-18-000198 · es1800198_4-bresingham.xml · nonDerivative · entry 1

Bresingham Daniel · CIK 0001722870 · EVP, Chief Admin. Off. & Treas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 655,888.5

F1 · kind: On each of July 1, 2015, and August 11, 2016, the reporting person was granted Class B units in Prime Security Services TopCo Parent, L.P. (the "July 2015 Award" and the "August 2016 Award," respectively). On January 23, 2018, shares of ADT Inc. common stock were distributed to the reporting person (the "Distributed Shares") by Prime Security Services TopCo Parent, L.P. in redemption of the July 2015 Award and the August 2016 Award, respectively. The Distributed Shares reported vest in the same manner as the "service tranche" of the July 2015 Award and the August 2016 Award, respectively. (cont'd in FN 2)

F2 · kind: (cont'd from FN 1) Forty percent of the Distributed Shares reported in Table I for the July 2015 Award are vested as of the date of the redemption and distribution, and the remainder of the Distributed Shares reported in Table I for the July 2015 Award will vest as to 20% on July 1, 2018 and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date. Twenty percent of the Distributed Shares reported in Table I for the August 2016 Award are vested as of the date of the redemption and distribution, and the remainder of the Distributed Shares reported in Table I will vest as to 20% on May 2, 2018 and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date.

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January 23, 2018 Filed Jan 25, 2018 16:31 UTC
Pulliam AmeliaSVP, Chief Human Resources Off
OtherCommon Stock 55,158.5 $14.00 $772,219.00
Disclosure

SEC source: 0000950142-18-000205 · es1800205_4-pulliam.xml · nonDerivative · entry 1

Pulliam Amelia · CIK 0001723019 · SVP, Chief Human Resources Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,158.5

F1 · kind: On November 21, 2016, the reporting person was granted Class B units in Prime Security Services TopCo Parent, L.P. (the "November 2016 Award"). On January 23, 2018, shares of ADT Inc. common stock were distributed to the reporting person (the "Distributed Shares") by Prime Security Services TopCo Parent, L.P. in redemption of the November 2016 Award. The Distributed Shares reported vest in the same manner as the "service tranche" of the November 2016 Award. Twenty percent of the Distributed Shares reported in Table I for the November 2016 Award are vested as of the date of the redemption and distribution, and the remainder of the Distributed Shares reported in Table I will vest as to 20% on May 2, 2018 and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date.

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January 23, 2018 Filed Jan 25, 2018 16:34 UTC
Young Donald M.SVP & Chief Info Off.
OtherCommon Stock 573,387 $14.00 $8,027,418.00
Disclosure

SEC source: 0000950142-18-000208 · es1800208_4-young.xml · nonDerivative · entry 2

Young Donald M. · CIK 0001724052 · SVP & Chief Info Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 573,387

F1 · kind: On each of July 1, 2015, and August 11, 2016, the reporting person was granted Class B units in Prime Security Services TopCo Parent, L.P. (the "July 2015 Award" and the "August 2016 Award," respectively). On January 23, 2018, shares of ADT Inc. common stock were distributed to the reporting person (the "Distributed Shares") by Prime Security Services TopCo Parent, L.P. in redemption of the July 2015 Award and the August 2016 Award, respectively. The Distributed Shares reported vest in the same manner as the "service tranche" of the July 2015 Award and the August 2016 Award, respectively. (cont'd in FN 2)

F2 · kind: (cont'd from FN 1) Forty percent of the Distributed Shares reported in Table I for the July 2015 Award are vested as of the date of the redemption and distribution, and the remainder of the Distributed Shares reported in Table I for the July 2015 Award will vest as to 20% on July 1, 2018 and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date. Twenty percent of the Distributed Shares reported in Table I for the August 2016 Award are vested as of the date of the redemption and distribution, and the remainder of the Distributed Shares reported in Table I will vest as to 20% on May 2, 2018 and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date.

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January 23, 2018 Filed Jan 25, 2018 16:34 UTC
Young Donald M.SVP & Chief Info Off.
OtherCommon Stock 655,888.5 $14.00 $9,182,439.00
Disclosure

SEC source: 0000950142-18-000208 · es1800208_4-young.xml · nonDerivative · entry 1

Young Donald M. · CIK 0001724052 · SVP & Chief Info Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 655,888.5

F1 · kind: On each of July 1, 2015, and August 11, 2016, the reporting person was granted Class B units in Prime Security Services TopCo Parent, L.P. (the "July 2015 Award" and the "August 2016 Award," respectively). On January 23, 2018, shares of ADT Inc. common stock were distributed to the reporting person (the "Distributed Shares") by Prime Security Services TopCo Parent, L.P. in redemption of the July 2015 Award and the August 2016 Award, respectively. The Distributed Shares reported vest in the same manner as the "service tranche" of the July 2015 Award and the August 2016 Award, respectively. (cont'd in FN 2)

F2 · kind: (cont'd from FN 1) Forty percent of the Distributed Shares reported in Table I for the July 2015 Award are vested as of the date of the redemption and distribution, and the remainder of the Distributed Shares reported in Table I for the July 2015 Award will vest as to 20% on July 1, 2018 and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date. Twenty percent of the Distributed Shares reported in Table I for the August 2016 Award are vested as of the date of the redemption and distribution, and the remainder of the Distributed Shares reported in Table I will vest as to 20% on May 2, 2018 and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date.

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January 23, 2018 Filed Jan 25, 2018 21:33 UTC
Whall Timothy J.Director · CEO & Director
OtherCommon Stock 870,319.5 $14.00 $12,184,473.00
Disclosure

SEC source: 0000950142-18-000207 · es1800207_4-whall.xml · nonDerivative · entry 2

Whall Timothy J. · CIK 0001493999 · Director · CEO & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 870,319.5

F1 · kind: On each of July 1, 2015, and August 11, 2016, the reporting person was granted Class B units in Prime Security Services TopCo Parent, L.P. (the "July 2015 Award" and the "August 2016 Award," respectively). On January 23, 2018, shares of ADT Inc. common stock were distributed to the reporting person (the "Distributed Shares") by Prime Security Services TopCo Parent, L.P. in redemption of the July 2015 Award and the August 2016 Award, respectively. The Distributed Shares reported vest in the same manner as the "service tranche" of the July 2015 Award and the August 2016 Award, respectively. (cont'd in FN 2)

F2 · kind: (cont'd from FN 1) Forty percent of the Distributed Shares reported in Table I for the July 2015 Award are vested as of the date of the redemption and distribution, and the remainder of the Distributed Shares reported in Table I for the July 2015 Award will vest as to 20% on July 1, 2018 and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date. Twenty percent of the Distributed Shares reported in Table I for the August 2016 Award are vested as of the date of the redemption and distribution, and the remainder of the Distributed Shares reported in Table I will vest as to 20% on May 2, 2018 and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date.

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January 23, 2018 Filed Jan 25, 2018 21:33 UTC
Whall Timothy J.Director · CEO & Director
OtherCommon Stock 995,545.5 $14.00 $13,937,637.00
Disclosure

SEC source: 0000950142-18-000207 · es1800207_4-whall.xml · nonDerivative · entry 1

Whall Timothy J. · CIK 0001493999 · Director · CEO & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 995,545.5

F1 · kind: On each of July 1, 2015, and August 11, 2016, the reporting person was granted Class B units in Prime Security Services TopCo Parent, L.P. (the "July 2015 Award" and the "August 2016 Award," respectively). On January 23, 2018, shares of ADT Inc. common stock were distributed to the reporting person (the "Distributed Shares") by Prime Security Services TopCo Parent, L.P. in redemption of the July 2015 Award and the August 2016 Award, respectively. The Distributed Shares reported vest in the same manner as the "service tranche" of the July 2015 Award and the August 2016 Award, respectively. (cont'd in FN 2)

F2 · kind: (cont'd from FN 1) Forty percent of the Distributed Shares reported in Table I for the July 2015 Award are vested as of the date of the redemption and distribution, and the remainder of the Distributed Shares reported in Table I for the July 2015 Award will vest as to 20% on July 1, 2018 and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date. Twenty percent of the Distributed Shares reported in Table I for the August 2016 Award are vested as of the date of the redemption and distribution, and the remainder of the Distributed Shares reported in Table I will vest as to 20% on May 2, 2018 and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date.

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January 23, 2018 Filed Jan 25, 2018 16:26 UTC OtherCommon Stock 1,119,194.5 $14.00 $15,668,723.00
Disclosure

SEC source: 0000950142-18-000201 · es1800201_4-devries.xml · nonDerivative · entry 1

DeVries James David · CIK 0001430382 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,119,194.5

F1 · kind: On November 21, 2016, the reporting person was granted Class B units in Prime Security Services TopCo Parent, L.P. (the "November 2016 Award"). On January 23, 2018, shares of ADT Inc. common stock were distributed to the reporting person (the "Distributed Shares") by Prime Security Services TopCo Parent, L.P. in redemption of the November 2016 Award. The Distributed Shares reported vest in the same manner as the "service tranche" of the November 2016 Award. Twenty percent of the Distributed Shares reported in Table I for the November 2016 Award are vested as of the date of the redemption and distribution, and the remainder of the Distributed Shares reported in Table I will vest as to 20% on May 2, 2018 and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date.

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January 23, 2018 Filed Jan 25, 2018 21:29 UTC
Haenggi Jamie ElizabethSVP, Chief Sales & Mktg. Off.
OtherCommon Stock 491,474.5 $14.00 $6,880,643.00
Disclosure

SEC source: 0000950142-18-000203 · es1800203_4-haenggi.xml · nonDerivative · entry 2

Haenggi Jamie Elizabeth · CIK 0001399678 · SVP, Chief Sales & Mktg. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 491,474.5

F1 · kind: On each of July 1, 2015, and August 11, 2016, the reporting person was granted Class B units in Prime Security Services TopCo Parent, L.P. (the "July 2015 Award" and the "August 2016 Award," respectively). On January 23, 2018, shares of ADT Inc. common stock were distributed to the reporting person (the "Distributed Shares") by Prime Security Services TopCo Parent, L.P. in redemption of the July 2015 Award and the August 2016 Award, respectively. The Distributed Shares reported vest in the same manner as the "service tranche" of the July 2015 Award and the August 2016 Award, respectively. (cont'd in FN 2)

F2 · kind: (cont'd from FN 1) Forty percent of the Distributed Shares reported in Table I for the July 2015 Award are vested as of the date of the redemption and distribution, and the remainder of the Distributed Shares reported in Table I for the July 2015 Award will vest as to 20% on July 1, 2018 and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date. Twenty percent of the Distributed Shares reported in Table I for the August 2016 Award are vested as of the date of the redemption and distribution, and the remainder of the Distributed Shares reported in Table I will vest as to 20% on May 2, 2018 and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date.

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January 23, 2018 Filed Jan 25, 2018 21:29 UTC
Haenggi Jamie ElizabethSVP, Chief Sales & Mktg. Off.
OtherCommon Stock 562,190 $14.00 $7,870,660.00
Disclosure

SEC source: 0000950142-18-000203 · es1800203_4-haenggi.xml · nonDerivative · entry 1

Haenggi Jamie Elizabeth · CIK 0001399678 · SVP, Chief Sales & Mktg. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 562,190

F1 · kind: On each of July 1, 2015, and August 11, 2016, the reporting person was granted Class B units in Prime Security Services TopCo Parent, L.P. (the "July 2015 Award" and the "August 2016 Award," respectively). On January 23, 2018, shares of ADT Inc. common stock were distributed to the reporting person (the "Distributed Shares") by Prime Security Services TopCo Parent, L.P. in redemption of the July 2015 Award and the August 2016 Award, respectively. The Distributed Shares reported vest in the same manner as the "service tranche" of the July 2015 Award and the August 2016 Award, respectively. (cont'd in FN 2)

F2 · kind: (cont'd from FN 1) Forty percent of the Distributed Shares reported in Table I for the July 2015 Award are vested as of the date of the redemption and distribution, and the remainder of the Distributed Shares reported in Table I for the July 2015 Award will vest as to 20% on July 1, 2018 and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date. Twenty percent of the Distributed Shares reported in Table I for the August 2016 Award are vested as of the date of the redemption and distribution, and the remainder of the Distributed Shares reported in Table I will vest as to 20% on May 2, 2018 and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date.

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January 23, 2018 Filed Jan 25, 2018 21:30 UTC
Likosar JeffreyEVP & Chief Financial Officer
OtherCommon Stock 1,146,774 $14.00 $16,054,836.00
Disclosure

SEC source: 0000950142-18-000204 · es1800204_4-likosar.xml · nonDerivative · entry 1

Likosar Jeffrey · CIK 0001722727 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,146,774

F1 · kind: On November 21, 2016, the reporting person was granted Class B units in Prime Security Services TopCo Parent, L.P. (the "November 2016 Award"). On January 23, 2018, shares of ADT Inc. common stock were distributed to the reporting person (the "Distributed Shares") by Prime Security Services TopCo Parent, L.P. in redemption of the November 2016 Award. The Distributed Shares reported vest in the same manner as the "service tranche" of the November 2016 Award. Twenty percent of the Distributed Shares reported in Table I for the November 2016 Award are vested as of the date of the redemption and distribution, and the remainder of the Distributed Shares reported in Table I will vest as to 20% on May 2, 2018 and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date.

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January 23, 2018 Filed Jan 25, 2018 21:31 UTC
Susil ZacharyVP, Controller
OtherCommon Stock 27,579 $14.00 $386,106.00
Disclosure

SEC source: 0000950142-18-000206 · es1800206_4-susil.xml · nonDerivative · entry 1

Susil Zachary · CIK 0001723393 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,579

F1 · kind: On December 22, 2016, the reporting person was granted Class B units in Prime Security Services TopCo Parent, L.P. (the "December 2016 Award"). On January 23, 2018, shares of ADT Inc. common stock were distributed to the reporting person (the "Distributed Shares") by Prime Security Services TopCo Parent, L.P. in redemption of the December 2016 Award. The Distributed Shares reported vest in the same manner as the "service tranche" of the December 2016 Award. Twenty percent of the Distributed Shares reported in Table I for the December 2016 Award are vested as of the date of the redemption and distribution, and the remainder of the Distributed Shares reported in Table I will vest as to 20% on May 2, 2018 and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.