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person · Reporting owner

Haenggi Jamie Elizabeth

Disclosed activity across 3 companies

Tapewire entity
46869
SEC CIK
0001399678

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ADT Inc.ADT · Entity 3866Exec. Vice President, SolarApril 04, 2024April 08, 2024
Enphase Energy, Inc.ENPH · Entity 3957DirectorMay 13, 2026May 15, 2026
SunPower Inc.SPWR · Entity 7152DirectorMay 29, 2025October 29, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ADT Inc.

Report date April 04, 2024 · Filed April 08, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,405,663 Reported balance After 2024-04-04 transaction · row 1
1 source row

Row 1 · 2024-04-04 · Grant · Acquired 878 · Balance 1,405,663

F1: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 1, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 1, 2026.

Enphase Energy, Inc.

Report date May 13, 2026 · Filed May 15, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect20,898 Reported balance After 2026-05-13 transaction · row 1
1 source row

Row 1 · 2026-05-13 · Grant · Acquired 5,952 · Balance 20,898

F1: Restricted stock units ("RSUs") issued pursuant to the 2021 Equity Incentive Plan (the "2021 Plan"). RSUs vest in four equal quarterly installments from the grant date, such that the total RSUs are fully vested on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's Continuous Service (as defined in the 2021 Plan) through each applicable vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units ("RSUs") issued pursuant to the 2021 Equity Incentive Plan (the "2021 Plan"). RSUs vest in four equal quarterly installments from the grant date, such that the total RSUs are fully vested on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's Continuous Service (as defined in the 2021 Plan) through each applicable vesting date.

SunPower Inc.

Report date May 29, 2025 · Filed October 29, 2025

This filing explicitly reported no securities owned.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 13, 2026 Filed May 15, 2026 22:10 UTC Enphase Energy, Inc. ENPH · Entity 3957 GrantCommon Stock 5,952 $0.00 $0.00
Disclosure

SEC source: 0001399678-26-000001 · wk-form4_1778883018.xml · nonDerivative · entry 1

Haenggi Jamie Elizabeth · CIK 0001399678 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,898

F1 · acquired: Restricted stock units ("RSUs") issued pursuant to the 2021 Equity Incentive Plan (the "2021 Plan"). RSUs vest in four equal quarterly installments from the grant date, such that the total RSUs are fully vested on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's Continuous Service (as defined in the 2021 Plan) through each applicable vesting date.

Read SEC document
May 14, 2025 Filed May 16, 2025 21:58 UTC Enphase Energy, Inc. ENPH · Entity 3957 GrantCommon Stock 5,179 $0.00 $0.00
Disclosure

SEC source: 0001463101-25-000064 · wk-form4_1747432677.xml · nonDerivative · entry 1

Haenggi Jamie Elizabeth · CIK 0001399678 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,946

F1 · acquired: Restricted stock units ("RSUs") issued pursuant to the 2021 Equity Incentive Plan (the "2021 Plan"). RSUs vest in four equal quarterly installments from the grant date, such that the total RSUs are fully vested on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's Continuous Service (as defined in the 2021 Plan) through each applicable vesting date.

Read SEC document
May 15, 2024 Filed May 17, 2024 20:42 UTC Enphase Energy, Inc. ENPH · Entity 3957 GrantCommon Stock 2,165 $0.00 $0.00
Disclosure

SEC source: 0001463101-24-000089 · wk-form4_1715978489.xml · nonDerivative · entry 1

Haenggi Jamie Elizabeth · CIK 0001399678 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,767

F1 · acquired: Restricted stock units ("RSUs") issued pursuant to the 2021 Equity Incentive Plan (the "2021 Plan"). RSUs vest in four equal quarterly installments from the grant date, such that the total RSUs are fully vested on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's Continuous Service (as defined in the 2021 Plan) through each applicable vesting date.

Read SEC document
April 04, 2024 Filed Apr 8, 2024 20:26 UTC ADT Inc. ADT · Entity 3866 GrantCommon Stock 878 $0.00 $0.00
Disclosure

SEC source: 0001703056-24-000038 · wk-form4_1712608007.xml · nonDerivative · entry 1

Haenggi Jamie Elizabeth · CIK 0001399678 · Exec. Vice President, Solar

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,405,663

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 1, 2026.

Read SEC document
March 02, 2024 Filed Mar 5, 2024 21:23 UTC ADT Inc. ADT · Entity 3866 Tax withholdingCommon Stock 14,643 $7.30 $106,893.90
Disclosure

SEC source: 0001703056-24-000023 · wk-form4_1709673794.xml · nonDerivative · entry 2

Haenggi Jamie Elizabeth · CIK 0001399678 · Exec. Vice President, Solar

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,404,785

F2 · shares: Represents shares withheld to satisfy the withholding tax obligation due on RSUs which vested on 3/02/2024.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:23 UTC ADT Inc. ADT · Entity 3866 Tax withholdingCommon Stock 27,441 $7.30 $200,319.30
Disclosure

SEC source: 0001703056-24-000023 · wk-form4_1709673794.xml · nonDerivative · entry 1

Haenggi Jamie Elizabeth · CIK 0001399678 · Exec. Vice President, Solar

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,419,428

F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on restricted stock units ("RSUs") which vested on 3/01/2024.

Read SEC document
January 09, 2024 Filed Jan 11, 2024 22:14 UTC ADT Inc. ADT · Entity 3866 GrantCommon Stock 1,038 $0.00 $0.00
Disclosure

SEC source: 0001703056-24-000007 · wk-form4_1705011240.xml · nonDerivative · entry 1

Haenggi Jamie Elizabeth · CIK 0001399678 · Exec. Vice President, Solar

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,446,869

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 2026.

Read SEC document
October 04, 2023 Filed Oct 6, 2023 20:22 UTC ADT Inc. ADT · Entity 3866 GrantCommon Stock 1,081 $6.21 $6,713.01
Disclosure

SEC source: 0001703056-23-000172 · wk-form4_1696623719.xml · nonDerivative · entry 1

Haenggi Jamie Elizabeth · CIK 0001399678 · Exec. Vice President, Solar

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,445,831

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 2026.

Read SEC document
July 06, 2023 Filed Jul 7, 2023 23:14 UTC ADT Inc. ADT · Entity 3866 GrantCommon Stock 1,109 $0.00 $0.00
Disclosure

SEC source: 0001703056-23-000128 · wk-form4_1688771656.xml · nonDerivative · entry 1

Haenggi Jamie Elizabeth · CIK 0001399678 · Exec. Vice President, Solar

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,444,750

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 1, 2026.

Read SEC document
May 17, 2023 Filed May 19, 2023 21:05 UTC Enphase Energy, Inc. ENPH · Entity 3957 GrantCommon Stock 1,526 $0.00 $0.00
Disclosure

SEC source: 0001463101-23-000098 · wf-form4_168453033794818.xml · nonDerivative · entry 1

Haenggi Jamie Elizabeth · CIK 0001399678 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,602

F1 · acquired: Restricted stock units ("RSUs") issued pursuant to the 2021 Equity Incentive Plan (the "2021 Plan"). RSUs vest in four equal quarterly installments from the grant date, such that the total RSUs are fully vested on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's Continuous Service (as defined in the 2021 Plan) through each applicable vesting date.

Read SEC document
May 05, 2023 Filed May 8, 2023 20:33 UTC ADT Inc. ADT · Entity 3866 PurchaseCommon Stock 100,000 $5.79 $579,000.00
Disclosure

SEC source: 0001703056-23-000115 · wf-form4_168357802473683.xml · nonDerivative · entry 1

Haenggi Jamie Elizabeth · CIK 0001399678 · Exec. Vice President, Solar

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,443,641

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.74 to $5.81, inclusive. The reporting person undertakes to provide to ADT, any security holder of ADT, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
April 04, 2023 Filed Apr 6, 2023 20:41 UTC ADT Inc. ADT · Entity 3866 GrantCommon Stock 957 $0.00 $0.00
Disclosure

SEC source: 0001703056-23-000091 · wf-form4_168081364931278.xml · nonDerivative · entry 1

Haenggi Jamie Elizabeth · CIK 0001399678 · Exec. Vice President, Solar

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,343,641

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 1, 2026.

Read SEC document
March 09, 2023 Filed Mar 10, 2023 21:41 UTC ADT Inc. ADT · Entity 3866 Tax withholdingCommon Stock 101,130 $7.63 $771,621.90
Disclosure

SEC source: 0001703056-23-000082 · wf-form4_167848446422745.xml · nonDerivative · entry 1

Haenggi Jamie Elizabeth · CIK 0001399678 · Exec. Vice President, Solar

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,342,684

F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on restricted stock units which vested on 3/09/2023.

Read SEC document
March 02, 2023 Filed Mar 3, 2023 22:08 UTC ADT Inc. ADT · Entity 3866 Tax withholdingCommon Stock 14,327 $7.58 $108,598.66
Disclosure

SEC source: 0001703056-23-000063 · wf-form4_167788129151954.xml · nonDerivative · entry 3

Haenggi Jamie Elizabeth · CIK 0001399678 · Exec. Vice President, Solar

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,443,814

F3 · shares: Represents shares withheld to satisfy the withholding tax obligation due on RSUs which vested on 3/02/2023.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:08 UTC ADT Inc. ADT · Entity 3866 GrantCommon Stock 98,684 $0.00 $0.00
Disclosure

SEC source: 0001703056-23-000063 · wf-form4_167788129151954.xml · nonDerivative · entry 2

Haenggi Jamie Elizabeth · CIK 0001399678 · Exec. Vice President, Solar

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,458,141

F2 · shares: Reflects the 2023 annual grant of RSUs which vest in equal increments on 3/01/2024, 3/01/2025 and 3/01/2026.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:08 UTC ADT Inc. ADT · Entity 3866 Tax withholdingCommon Stock 12,159 $7.60 $92,408.40
Disclosure

SEC source: 0001703056-23-000063 · wf-form4_167788129151954.xml · nonDerivative · entry 1

Haenggi Jamie Elizabeth · CIK 0001399678 · Exec. Vice President, Solar

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,359,457

F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on restricted stock units ("RSUs") which vested on 3/01/2023.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 22:10 UTC ADT Inc. ADT · Entity 3866 GrantCommon Stock 737 $0.00 $0.00
Disclosure

SEC source: 0001703056-23-000015 · wf-form4_167304303937780.xml · nonDerivative · entry 1

Haenggi Jamie Elizabeth · CIK 0001399678 · Exec. Vice President, Solar

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,371,616

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 2, 2025.

Read SEC document
May 18, 2022 Filed May 20, 2022 22:10 UTC Enphase Energy, Inc. ENPH · Entity 3957 GrantCommon Stock 1,600 $0.00 $0.00
Disclosure

SEC source: 0001463101-22-000066 · wf-form4_165308460311350.xml · nonDerivative · entry 1

Haenggi Jamie Elizabeth · CIK 0001399678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,076

F1 · kind: Restricted stock units ("RSUs") issued pursuant to the 2021 Equity Incentive Plan (the "2021 Plan"). RSUs vest in four equal quarterly installments from the grant date, such that the total RSUs are fully vested on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's Continuous Service (as defined in the 2021 Plan) through each applicable vesting date.

Read SEC document
May 19, 2021 Filed May 21, 2021 21:02 UTC Enphase Energy, Inc. ENPH · Entity 3957 GrantCommon Stock 1,913 $0.00 $0.00
Disclosure

SEC source: 0001463101-21-000085 · wf-form4_162163091875710.xml · nonDerivative · entry 1

Haenggi Jamie Elizabeth · CIK 0001399678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,476

F1 · kind: Grant of Restricted Stock Units (RSUs) issued pursuant to the 2021 Equity Incentive Plan. Such RSU grant will vest in 4 equal quarterly installments from the grant date, such that the total RSUs are fully vested on the earlier of the one-year anniversary of the date of grant and Issuer's next annual meeting of stockholders, subject to the Director's Continuous Service (as defined in the 2021 Equity Incentive Plan).

Read SEC document
August 21, 2020 Filed Aug 24, 2020 20:37 UTC Enphase Energy, Inc. ENPH · Entity 3957 GrantCommon Stock 2,563 $0.00 $0.00
Disclosure

SEC source: 0001463101-20-000115 · wf-form4_159830138790928.xml · nonDerivative · entry 1

Haenggi Jamie Elizabeth · CIK 0001399678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,563

F1 · kind: Grant of restricted stock units (RSU).

F2 · shares: The RSU Award shall vest in three equal installments on November 15, 2020, February 15, 2021, and May 15, 2021, provided that Ms. Haenggi provides Continuous Service, as defined in the Plan from date of grant through each such vesting date.

Read SEC document
March 14, 2020 Filed Mar 17, 2020 21:38 UTC ADT Inc. ADT · Entity 3866 Tax withholdingCommon Stock 5,290 $4.70 $24,863.00
Disclosure

SEC source: 0001703056-20-000051 · wf-form4_158448108917730.xml · nonDerivative · entry 1

Haenggi Jamie Elizabeth · CIK 0001399678 · SVP, Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,804,289.5

F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on restricted stock units which vested on 3/14/20.

Read SEC document
March 09, 2020 Filed Mar 11, 2020 21:45 UTC ADT Inc. ADT · Entity 3866 GrantStock Options · Derivative 1,080,917 $0.00 Strike: $5.27 $0.00
Disclosure

SEC source: 0001703056-20-000037 · wf-form4_158396311531650.xml · derivative · entry 3

Haenggi Jamie Elizabeth · CIK 0001399678 · SVP, Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,080,917

Underlying: Common Stock · 1,080,917 shares

Expires 2030-03-09

F4 · derivative.exercise_date: Reflects a one-time special equity award of stock options which vest in equal increments on 3/9/21, 3/9/22 and 3/9/23.

Read SEC document
March 09, 2020 Filed Mar 11, 2020 21:45 UTC ADT Inc. ADT · Entity 3866 GrantCommon Stock 563,736 $0.00 $0.00
Disclosure

SEC source: 0001703056-20-000037 · wf-form4_158396311531650.xml · nonDerivative · entry 2

Haenggi Jamie Elizabeth · CIK 0001399678 · SVP, Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,809,579.5

F3 · shares: Reflects a one-time special equity award of RSUs which vest in equal increments on 3/9/21, 3/9/22 and 3/9/23.

F2 · balance_after: Includes 48,543 RSUs and 201 Dividend Equivalent Units ("DEUs") previously reported in Table II and 7,984 previously unreported DEUs awarded with respect to awards of RSUs and which vest on various dates through March 14, 2022.

Read SEC document
March 09, 2020 Filed Mar 11, 2020 21:45 UTC ADT Inc. ADT · Entity 3866 GrantCommon Stock 113,851 $0.00 $0.00
Disclosure

SEC source: 0001703056-20-000037 · wf-form4_158396311531650.xml · nonDerivative · entry 1

Haenggi Jamie Elizabeth · CIK 0001399678 · SVP, Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,245,843.5

F1 · shares: Reflects the 2020 annual grant of Restricted Stock Units ("RSUs") which vest in equal increments on 3/9/21, 3/9/22 and 3/9/23.

F2 · balance_after: Includes 48,543 RSUs and 201 Dividend Equivalent Units ("DEUs") previously reported in Table II and 7,984 previously unreported DEUs awarded with respect to awards of RSUs and which vest on various dates through March 14, 2022.

Read SEC document
March 14, 2019 Filed Mar 18, 2019 20:22 UTC ADT Inc. ADT · Entity 3866 GrantStock Options · Derivative 143,540 $0.00 Strike: $6.18 $0.00
Disclosure

SEC source: 0001703056-19-000069 · wf-form4_155294054912323.xml · derivative · entry 2

Haenggi Jamie Elizabeth · CIK 0001399678 · SVP, Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,540

Underlying: Common Stock · 143,540 shares

Expires 2029-03-14

F3 · derivative.exercise_date: The reporting person was granted stock options under the ADT Inc. 2018 Omnibus Incentive Plan on March 14, 2019. The stock options will vest in three equal instalments of 1/3 of the total grant on each of March 14, 2020, March 14, 2021 and March 14, 2022, generally subject to the reporting person's continued employment through such date.

F2 · balance_after: Amount of derivative securities beneficially owned only includes derivative securities of the same class that are beneficially owned by the reporting person that vest on the same vesting dates and have the same exercise price as the grant listed.

Read SEC document
March 14, 2019 Filed Mar 18, 2019 20:22 UTC ADT Inc. ADT · Entity 3866 GrantRestricted Stock Units · Derivative 48,543 $0.00 $0.00
Disclosure

SEC source: 0001703056-19-000069 · wf-form4_155294054912323.xml · derivative · entry 1

Haenggi Jamie Elizabeth · CIK 0001399678 · SVP, Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,543

Underlying: Common Stock · 48,543 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on March 14, 2019 and represents a contingent right to receive one share of ADT Inc. common stock upon vesting and settlement. The RSUs will vest in three equal instalments of 1/3 of the total grant on each of March 14, 2020, March 14, 2021 and March 14, 2022, generally subject to the reporting person's continued employment through such date.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on March 14, 2019 and represents a contingent right to receive one share of ADT Inc. common stock upon vesting and settlement. The RSUs will vest in three equal instalments of 1/3 of the total grant on each of March 14, 2020, March 14, 2021 and March 14, 2022, generally subject to the reporting person's continued employment through such date.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on March 14, 2019 and represents a contingent right to receive one share of ADT Inc. common stock upon vesting and settlement. The RSUs will vest in three equal instalments of 1/3 of the total grant on each of March 14, 2020, March 14, 2021 and March 14, 2022, generally subject to the reporting person's continued employment through such date.

F2 · balance_after: Amount of derivative securities beneficially owned only includes derivative securities of the same class that are beneficially owned by the reporting person that vest on the same vesting dates and have the same exercise price as the grant listed.

Read SEC document
January 04, 2019 Filed Jan 7, 2019 22:18 UTC ADT Inc. ADT · Entity 3866 GrantRestricted Stock Units · Derivative 115 $0.00 $0.00
Disclosure

SEC source: 0001703056-19-000024 · wf-form4_154689951362895.xml · derivative · entry 1

Haenggi Jamie Elizabeth · CIK 0001399678 · SVP, Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,801

Underlying: Common Stock · 115 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · shares: Represents Dividend Equivalent Units, which are being awarded with respect to awards of Restricted Stock Units and which vest on January 18, 2021.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
October 02, 2018 Filed Oct 4, 2018 20:32 UTC ADT Inc. ADT · Entity 3866 GrantRestricted Stock Units · Derivative 86 $0.00 $0.00
Disclosure

SEC source: 0001703056-18-000071 · wf-form4_153868514916384.xml · derivative · entry 1

Haenggi Jamie Elizabeth · CIK 0001399678 · SVP, Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,686

Underlying: Common Stock · 86 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · shares: Represents Dividend Equivalent Units, which are being awarded with respect to awards of Restricted Stock Units and which vest on January 18, 2021.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
July 10, 2018 Filed Jul 12, 2018 21:32 UTC ADT Inc. ADT · Entity 3866 GrantDividend Equivalent Units 87 $0.00 $0.00
Disclosure

SEC source: 0000950142-18-001525 · es1800866_4-haenggi.xml · nonDerivative · entry 2

Haenggi Jamie Elizabeth · CIK 0001399678 · SVP, Chief Sales & Mktg. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,075,264.5

F2 · security: Dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on January 18, 2021.

Read SEC document
April 05, 2018 Filed Jul 12, 2018 21:32 UTC ADT Inc. ADT · Entity 3866 GrantDividend Equivalent Units 85 $0.00 $0.00
Disclosure

SEC source: 0000950142-18-001525 · es1800866_4-haenggi.xml · nonDerivative · entry 1

Haenggi Jamie Elizabeth · CIK 0001399678 · SVP, Chief Sales & Mktg. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,075,177.5

F1 · security: Dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on January 18, 2021. Due to an administrative oversight, this transaction is being reported late.

Read SEC document
January 23, 2018 Filed Jan 25, 2018 21:29 UTC ADT Inc. ADT · Entity 3866 OtherCommon Stock 491,474.5 $14.00 $6,880,643.00
Disclosure

SEC source: 0000950142-18-000203 · es1800203_4-haenggi.xml · nonDerivative · entry 2

Haenggi Jamie Elizabeth · CIK 0001399678 · SVP, Chief Sales & Mktg. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 491,474.5

F1 · kind: On each of July 1, 2015, and August 11, 2016, the reporting person was granted Class B units in Prime Security Services TopCo Parent, L.P. (the "July 2015 Award" and the "August 2016 Award," respectively). On January 23, 2018, shares of ADT Inc. common stock were distributed to the reporting person (the "Distributed Shares") by Prime Security Services TopCo Parent, L.P. in redemption of the July 2015 Award and the August 2016 Award, respectively. The Distributed Shares reported vest in the same manner as the "service tranche" of the July 2015 Award and the August 2016 Award, respectively. (cont'd in FN 2)

F2 · kind: (cont'd from FN 1) Forty percent of the Distributed Shares reported in Table I for the July 2015 Award are vested as of the date of the redemption and distribution, and the remainder of the Distributed Shares reported in Table I for the July 2015 Award will vest as to 20% on July 1, 2018 and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date. Twenty percent of the Distributed Shares reported in Table I for the August 2016 Award are vested as of the date of the redemption and distribution, and the remainder of the Distributed Shares reported in Table I will vest as to 20% on May 2, 2018 and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date.

Read SEC document
January 23, 2018 Filed Jan 25, 2018 21:29 UTC ADT Inc. ADT · Entity 3866 OtherCommon Stock 562,190 $14.00 $7,870,660.00
Disclosure

SEC source: 0000950142-18-000203 · es1800203_4-haenggi.xml · nonDerivative · entry 1

Haenggi Jamie Elizabeth · CIK 0001399678 · SVP, Chief Sales & Mktg. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 562,190

F1 · kind: On each of July 1, 2015, and August 11, 2016, the reporting person was granted Class B units in Prime Security Services TopCo Parent, L.P. (the "July 2015 Award" and the "August 2016 Award," respectively). On January 23, 2018, shares of ADT Inc. common stock were distributed to the reporting person (the "Distributed Shares") by Prime Security Services TopCo Parent, L.P. in redemption of the July 2015 Award and the August 2016 Award, respectively. The Distributed Shares reported vest in the same manner as the "service tranche" of the July 2015 Award and the August 2016 Award, respectively. (cont'd in FN 2)

F2 · kind: (cont'd from FN 1) Forty percent of the Distributed Shares reported in Table I for the July 2015 Award are vested as of the date of the redemption and distribution, and the remainder of the Distributed Shares reported in Table I for the July 2015 Award will vest as to 20% on July 1, 2018 and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date. Twenty percent of the Distributed Shares reported in Table I for the August 2016 Award are vested as of the date of the redemption and distribution, and the remainder of the Distributed Shares reported in Table I will vest as to 20% on May 2, 2018 and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date.

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January 18, 2018 Filed Jan 23, 2018 02:43 UTC ADT Inc. ADT · Entity 3866 GrantStock Options · Derivative 78,781 $14.00 Strike: $14.00 $1,102,934.00
Disclosure

SEC source: 0000950142-18-000172 · es1800186_4-haenggi.xml · derivative · entry 4

Haenggi Jamie Elizabeth · CIK 0001399678 · EVP, Chief Sales & Mktg. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,781

Underlying: Stock Options · 78,781 shares

Expires 2028-01-18

F4 · derivative.exercise_date: The reporting person was granted stock options on January 18, 2018, under the ADT Inc. 2018 Omnibus Incentive Plan. The stock options will "cliff vest" and become exercisable as to 100% of the stock options on the third anniversary of the date of grant, generally subject to the reporting person's continued employment through such date.

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January 18, 2018 Filed Jan 23, 2018 02:43 UTC ADT Inc. ADT · Entity 3866 GrantStock Options · Derivative 340,637.5 $14.00 Strike: $14.00 $4,768,925.00
Disclosure

SEC source: 0000950142-18-000172 · es1800186_4-haenggi.xml · derivative · entry 3

Haenggi Jamie Elizabeth · CIK 0001399678 · EVP, Chief Sales & Mktg. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,637.5

Underlying: Stock Options · 340,637.5 shares

Expires 2028-01-18

F1 · derivative.exercise_date: On each of July 1, 2015, and August 11, 2016, the reporting person was granted Class B units in Prime Security Services TopCo Parent, L.P. (the "July 2015 Award" and the "August 2016 Award," respectively). On January 18, 2018, the reporting person was granted stock options under the ADT Inc. 2018 Omnibus Incentive Plan. The stock options reported in Table II vest in the same manner as of the "service tranche" of the July 2015 Award and the August 2016 Award, respectively (the "Top-Up Options"). (cont'd in FN 2)

F2 · derivative.exercise_date: (cont'd from FN 1) Forty percent of the Top-Up Options reported in Table II for the July 2015 Award are vested and exercisable as of the date of grant and the remainder of the Top-Up Options reported in Table II will vest and become exercisable as to 20% on July 1, 2018, and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date. Twenty percent of the Top-Up Options reported in Table II for the August 2016 Award are vested and exercisable as of the date of grant and the remainder of the Top-Up Options reported in Table II will vest and become exercisable as to 20% on May 2, 2018, and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date.

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January 18, 2018 Filed Jan 23, 2018 02:43 UTC ADT Inc. ADT · Entity 3866 GrantStock Options · Derivative 269,922 $14.00 Strike: $14.00 $3,778,908.00
Disclosure

SEC source: 0000950142-18-000172 · es1800186_4-haenggi.xml · derivative · entry 2

Haenggi Jamie Elizabeth · CIK 0001399678 · EVP, Chief Sales & Mktg. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,922

Underlying: Stock Options · 269,922 shares

Expires 2028-01-18

F1 · derivative.exercise_date: On each of July 1, 2015, and August 11, 2016, the reporting person was granted Class B units in Prime Security Services TopCo Parent, L.P. (the "July 2015 Award" and the "August 2016 Award," respectively). On January 18, 2018, the reporting person was granted stock options under the ADT Inc. 2018 Omnibus Incentive Plan. The stock options reported in Table II vest in the same manner as of the "service tranche" of the July 2015 Award and the August 2016 Award, respectively (the "Top-Up Options"). (cont'd in FN 2)

F2 · derivative.exercise_date: (cont'd from FN 1) Forty percent of the Top-Up Options reported in Table II for the July 2015 Award are vested and exercisable as of the date of grant and the remainder of the Top-Up Options reported in Table II will vest and become exercisable as to 20% on July 1, 2018, and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date. Twenty percent of the Top-Up Options reported in Table II for the August 2016 Award are vested and exercisable as of the date of grant and the remainder of the Top-Up Options reported in Table II will vest and become exercisable as to 20% on May 2, 2018, and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date.

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January 18, 2018 Filed Jan 23, 2018 02:43 UTC ADT Inc. ADT · Entity 3866 GrantRestricted Stock Units 21,428 $0.00 $0.00
Disclosure

SEC source: 0000950142-18-000172 · es1800186_4-haenggi.xml · nonDerivative · entry 1

Haenggi Jamie Elizabeth · CIK 0001399678 · EVP, Chief Sales & Mktg. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,428

F3 · shares: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on January 18, 2018, for no consideration, and represents a contingent right to receive one share of ADT Inc. common stock upon vesting and settlement. The RSUs will "cliff vest" as to 100% of the RSUs on the third anniversary of the date of grant, generally subject to the reporting person's continued employment through such date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.