Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ADT Inc.
Report date December 01, 2018 · Filed December 03, 2018
Section 16 reporting ended · disclosed 2018-12-03. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 02, 2018 Filed Oct 4, 2018 20:20 UTC | ADT Inc. ADT · Entity 3866 | GrantRestricted Stock Units · Derivative | 65 | $0.00 | $0.00 |
DisclosureSEC source: 0001703056-18-000064 · wf-form4_153868440489656.xml · derivative · entry 1 Dale Robert M · CIK 0001722719 · SVP, National Account Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,265 Underlying: Common Stock · 65 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · shares: Represents Dividend Equivalent Units, which are being awarded with respect to awards of Restricted Stock Units and which vest on January 18, 2021. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| July 10, 2018 Filed Jul 12, 2018 21:29 UTC | ADT Inc. ADT · Entity 3866 | GrantDividend Equivalent Units | 66 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-18-001521 · es1800862_4-dale.xml · nonDerivative · entry 2 Dale Robert M · CIK 0001722719 · SVP, National Account Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 463,227 F2 · security: Dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on January 18, 2021. Read SEC document |
| April 05, 2018 Filed Jul 12, 2018 21:29 UTC | ADT Inc. ADT · Entity 3866 | GrantDividend Equivalent Units | 63 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-18-001521 · es1800862_4-dale.xml · nonDerivative · entry 1 Dale Robert M · CIK 0001722719 · SVP, National Account Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 463,161 F1 · security: Dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on January 18, 2021. Due to an administrative oversight, this transaction is being reported late. Read SEC document |
| January 23, 2018 Filed Jan 25, 2018 21:25 UTC | ADT Inc. ADT · Entity 3866 | OtherCommon Stock | 204,781 | $14.00 | $2,866,934.00 |
DisclosureSEC source: 0000950142-18-000199 · es1800199_4-dale.xml · nonDerivative · entry 2 Dale Robert M · CIK 0001722719 · SVP, National Account Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,781 F1 · kind: On each of July 1, 2015, and August 11, 2016, the reporting person was granted Class B units in Prime Security Services TopCo Parent, L.P. (the "July 2015 Award" and the "August 2016 Award," respectively). On January 23, 2018, shares of ADT Inc. common stock were distributed to the reporting person (the "Distributed Shares") by Prime Security Services TopCo Parent, L.P. in redemption of the July 2015 Award and the August 2016 Award, respectively. The Distributed Shares reported vest in the same manner as the "service tranche" of the July 2015 Award and the August 2016 Award, respectively. (cont'd in FN 2) F2 · kind: (cont'd from FN 1) Forty percent of the Distributed Shares reported in Table I for the July 2015 Award are vested as of the date of the redemption and distribution, and the remainder of the Distributed Shares reported in Table I for the July 2015 Award will vest as to 20% on July 1, 2018 and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date. Twenty percent of the Distributed Shares reported in Table I for the August 2016 Award are vested as of the date of the redemption and distribution, and the remainder of the Distributed Shares reported in Table I will vest as to 20% on May 2, 2018 and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date. Read SEC document |
| January 23, 2018 Filed Jan 25, 2018 21:25 UTC | ADT Inc. ADT · Entity 3866 | OtherCommon Stock | 234,246 | $14.00 | $3,279,444.00 |
DisclosureSEC source: 0000950142-18-000199 · es1800199_4-dale.xml · nonDerivative · entry 1 Dale Robert M · CIK 0001722719 · SVP, National Account Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,246 F1 · kind: On each of July 1, 2015, and August 11, 2016, the reporting person was granted Class B units in Prime Security Services TopCo Parent, L.P. (the "July 2015 Award" and the "August 2016 Award," respectively). On January 23, 2018, shares of ADT Inc. common stock were distributed to the reporting person (the "Distributed Shares") by Prime Security Services TopCo Parent, L.P. in redemption of the July 2015 Award and the August 2016 Award, respectively. The Distributed Shares reported vest in the same manner as the "service tranche" of the July 2015 Award and the August 2016 Award, respectively. (cont'd in FN 2) F2 · kind: (cont'd from FN 1) Forty percent of the Distributed Shares reported in Table I for the July 2015 Award are vested as of the date of the redemption and distribution, and the remainder of the Distributed Shares reported in Table I for the July 2015 Award will vest as to 20% on July 1, 2018 and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date. Twenty percent of the Distributed Shares reported in Table I for the August 2016 Award are vested as of the date of the redemption and distribution, and the remainder of the Distributed Shares reported in Table I will vest as to 20% on May 2, 2018 and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date. Read SEC document |
| January 19, 2018 Filed May 21, 2018 21:18 UTC | ADT Inc. ADT · Entity 3866 | PurchaseCommon Stock | 8,000 | $14.00 | $112,000.00 |
DisclosureSEC source: 0001703056-18-000022 · wf-form4_152693748826939.xml · nonDerivative · entry 1 Dale Robert M · CIK 0001722719 · SVP, National Account Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,781 Read SEC document |
| January 19, 2018 Filed May 22, 2018 15:59 UTC Amendment | ADT Inc. ADT · Entity 3866 | PurchaseCommon Stock | 8,000 | $14.00 | $112,000.00 |
DisclosureSEC source: 0001703056-18-000028 · wf-form4a_152700473019805.xml · nonDerivative · entry 1 Dale Robert M · CIK 0001722719 · SVP, National Account Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 447,027 F1 · security: The original Form 4 filed May 21, 2018 is being amended to correct the total number of shares owned. The original Form 4 understated the total shares owned because it did not include all previous transactions due to a technical error. F1 · balance_after: The original Form 4 filed May 21, 2018 is being amended to correct the total number of shares owned. The original Form 4 understated the total shares owned because it did not include all previous transactions due to a technical error. Read SEC document |
| January 18, 2018 Filed Jan 23, 2018 02:41 UTC | ADT Inc. ADT · Entity 3866 | GrantStock Options · Derivative | 59,086 | $14.00 Strike: $14.00 | $827,204.00 |
DisclosureSEC source: 0000950142-18-000165 · es1800182_4-dale.xml · derivative · entry 4 Dale Robert M · CIK 0001722719 · SVP, National Account Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,086 Underlying: Stock Options · 59,086 shares Expires 2028-01-18 F4 · derivative.exercise_date: The reporting person was granted stock options on January 18, 2018, under the ADT Inc. 2018 Omnibus Incentive Plan. The stock options will "cliff vest" and become exercisable as to 100% of the stock options on the third anniversary of the date of grant, generally subject to the reporting person's continued employment through such date. Read SEC document |
| January 18, 2018 Filed Jan 23, 2018 02:41 UTC | ADT Inc. ADT · Entity 3866 | GrantStock Options · Derivative | 141,932 | $14.00 Strike: $14.00 | $1,987,048.00 |
DisclosureSEC source: 0000950142-18-000165 · es1800182_4-dale.xml · derivative · entry 3 Dale Robert M · CIK 0001722719 · SVP, National Account Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,932 Underlying: Stock Options · 141,932 shares Expires 2028-01-18 F1 · derivative.exercise_date: On each of July 1, 2015, and August 11, 2016, the reporting person was granted Class B units in Prime Security Services TopCo Parent, L.P. (the "July 2015 Award" and the "August 2016 Award," respectively). On January 18, 2018, the reporting person was granted stock options under the ADT Inc. 2018 Omnibus Incentive Plan. The stock options reported in Table II vest in the same manner as of the "service tranche" of the July 2015 Award and the August 2016 Award, respectively (the "Top-Up Options"). (cont'd in FN 2) F2 · derivative.exercise_date: (cont'd from FN 1) Forty percent of the Top-Up Options reported in Table II for the July 2015 Award are vested and exercisable as of the date of grant and the remainder of the Top-Up Options reported in Table II will vest and become exercisable as to 20% on July 1, 2018, and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date. Twenty percent of the Top-Up Options reported in Table II for the August 2016 Award are vested and exercisable as of the date of grant and the remainder of the Top-Up Options reported in Table II will vest and become exercisable as to 20% on May 2, 2018, and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date. Read SEC document |
| January 18, 2018 Filed Jan 23, 2018 02:41 UTC | ADT Inc. ADT · Entity 3866 | GrantStock Options · Derivative | 112,467.5 | $14.00 Strike: $14.00 | $1,574,545.00 |
DisclosureSEC source: 0000950142-18-000165 · es1800182_4-dale.xml · derivative · entry 2 Dale Robert M · CIK 0001722719 · SVP, National Account Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,467.5 Underlying: Stock Options · 112,467.5 shares Expires 2028-01-18 F1 · derivative.exercise_date: On each of July 1, 2015, and August 11, 2016, the reporting person was granted Class B units in Prime Security Services TopCo Parent, L.P. (the "July 2015 Award" and the "August 2016 Award," respectively). On January 18, 2018, the reporting person was granted stock options under the ADT Inc. 2018 Omnibus Incentive Plan. The stock options reported in Table II vest in the same manner as of the "service tranche" of the July 2015 Award and the August 2016 Award, respectively (the "Top-Up Options"). (cont'd in FN 2) F2 · derivative.exercise_date: (cont'd from FN 1) Forty percent of the Top-Up Options reported in Table II for the July 2015 Award are vested and exercisable as of the date of grant and the remainder of the Top-Up Options reported in Table II will vest and become exercisable as to 20% on July 1, 2018, and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date. Twenty percent of the Top-Up Options reported in Table II for the August 2016 Award are vested and exercisable as of the date of grant and the remainder of the Top-Up Options reported in Table II will vest and become exercisable as to 20% on May 2, 2018, and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date. Read SEC document |
| January 18, 2018 Filed Jan 23, 2018 02:41 UTC | ADT Inc. ADT · Entity 3866 | GrantRestricted Stock Units | 16,071 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-18-000165 · es1800182_4-dale.xml · nonDerivative · entry 1 Dale Robert M · CIK 0001722719 · SVP, National Account Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,071 F3 · shares: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on January 18, 2018, for no consideration, and represents a contingent right to receive one share of ADT Inc. common stock upon vesting and settlement. The RSUs will "cliff vest" as to 100% of the RSUs on the third anniversary of the date of grant, generally subject to the reporting person's continued employment through such date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.