Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ADT Inc.ADT · Entity 3866 | SVP, Chief Human Resources Off | March 14, 2020 | March 17, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ADT Inc.
Report date March 14, 2020 · Filed March 17, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 187,362.5 |
Reported balance
After 2020-03-14 transaction · row 1
1 source rowRow 1 · 2020-03-14 · Tax withholding · Disposed 4,097 · Balance 187,362.5 F1: Represents shares withheld to satisfy the withholding tax obligation due on restricted stock units which vested on 3/14/20. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld to satisfy the withholding tax obligation due on restricted stock units which vested on 3/14/20.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 14, 2020 Filed Mar 17, 2020 17:39 UTC | ADT Inc. ADT · Entity 3866 | Tax withholdingCommon Stock | 4,097 | $4.70 | $19,255.90 |
DisclosureSEC source: 0001703056-20-000055 · wf-form4_158448117970486.xml · nonDerivative · entry 1 Pulliam Amelia · CIK 0001723019 · SVP, Chief Human Resources Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,362.5 F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on restricted stock units which vested on 3/14/20. Read SEC document |
| March 09, 2020 Filed Mar 11, 2020 17:44 UTC | ADT Inc. ADT · Entity 3866 | GrantStock Options · Derivative | 43,520 | $0.00 Strike: $5.27 | $0.00 |
DisclosureSEC source: 0001703056-20-000033 · wf-form4_158396302648089.xml · derivative · entry 3 Pulliam Amelia · CIK 0001723019 · SVP, Chief Human Resources Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,520 Underlying: Common Stock · 43,520 shares Expires 2030-03-09 F4 · derivative.exercise_date: Reflects a one-time special equity award of stock options which vest in equal increments on 3/9/21, 3/9/22 and 3/9/23. Read SEC document |
| March 09, 2020 Filed Mar 11, 2020 17:44 UTC | ADT Inc. ADT · Entity 3866 | GrantCommon Stock | 22,697 | $0.00 | $0.00 |
DisclosureSEC source: 0001703056-20-000033 · wf-form4_158396302648089.xml · nonDerivative · entry 2 Pulliam Amelia · CIK 0001723019 · SVP, Chief Human Resources Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,459.5 F3 · shares: Reflects a one-time special equity award of RSUs which vest in equal increments on 3/9/21, 3/9/22 and 3/9/23. Read SEC document |
| March 09, 2020 Filed Mar 11, 2020 17:44 UTC | ADT Inc. ADT · Entity 3866 | GrantCommon Stock | 66,413 | $0.00 | $0.00 |
DisclosureSEC source: 0001703056-20-000033 · wf-form4_158396302648089.xml · nonDerivative · entry 1 Pulliam Amelia · CIK 0001723019 · SVP, Chief Human Resources Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,762.5 F1 · shares: Reflects the 2020 annual grant of Restricted Stock Units ("RSUs") which vest in equal increments on 3/9/21, 3/9/22 and 3/9/23. F2 · balance_after: Includes 28,317 RSUs and 117 Dividend Equivalent Units ("DEUs") previously reported in Table II and 4,757 previously unreported DEUs awarded with respect to awards of RSUs and which vest on various dates through March 14, 2022. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 16:25 UTC | ADT Inc. ADT · Entity 3866 | GrantStock Options · Derivative | 83,732 | $0.00 Strike: $6.18 | $0.00 |
DisclosureSEC source: 0001703056-19-000073 · wf-form4_155294073030730.xml · derivative · entry 2 Pulliam Amelia · CIK 0001723019 · SVP, Chief Human Resources Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,732 Underlying: Common Stock · 83,732 shares Expires 2029-03-14 F3 · derivative.exercise_date: The reporting person was granted stock options under the ADT Inc. 2018 Omnibus Incentive Plan on March 14, 2019. The stock options will vest in three equal instalments of 1/3 of the total grant on each of March 14, 2020, March 14, 2021 and March 14, 2022, generally subject to the reporting person's continued employment through such date. F2 · balance_after: Amount of derivative securities beneficially owned only includes derivative securities of the same class that are beneficially owned by the reporting person that vest on the same vesting dates and have the same exercise price as the grant listed. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 16:25 UTC | ADT Inc. ADT · Entity 3866 | GrantRestricted Stock Units · Derivative | 28,317 | $0.00 | $0.00 |
DisclosureSEC source: 0001703056-19-000073 · wf-form4_155294073030730.xml · derivative · entry 1 Pulliam Amelia · CIK 0001723019 · SVP, Chief Human Resources Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,317 Underlying: Common Stock · 28,317 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on March 14, 2019 and represents a contingent right to receive one share of ADT Inc. common stock upon vesting and settlement. The RSUs will vest in three equal instalments of 1/3 of the total grant on each of March 14, 2020, March 14, 2021 and March 14, 2022, generally subject to the reporting person's continued employment through such date. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on March 14, 2019 and represents a contingent right to receive one share of ADT Inc. common stock upon vesting and settlement. The RSUs will vest in three equal instalments of 1/3 of the total grant on each of March 14, 2020, March 14, 2021 and March 14, 2022, generally subject to the reporting person's continued employment through such date. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on March 14, 2019 and represents a contingent right to receive one share of ADT Inc. common stock upon vesting and settlement. The RSUs will vest in three equal instalments of 1/3 of the total grant on each of March 14, 2020, March 14, 2021 and March 14, 2022, generally subject to the reporting person's continued employment through such date. F2 · balance_after: Amount of derivative securities beneficially owned only includes derivative securities of the same class that are beneficially owned by the reporting person that vest on the same vesting dates and have the same exercise price as the grant listed. Read SEC document |
| January 04, 2019 Filed Jan 7, 2019 17:12 UTC | ADT Inc. ADT · Entity 3866 | GrantRestricted Stock Units · Derivative | 66 | $0.00 | $0.00 |
DisclosureSEC source: 0001703056-19-000018 · wf-form4_154689915481519.xml · derivative · entry 1 Pulliam Amelia · CIK 0001723019 · SVP, Chief Human Resources Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,717 Underlying: Common Stock · 66 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · shares: Represents Dividend Equivalent Units, which are being awarded with respect to awards of Restricted Stock Units and which vest on January 18, 2021. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| October 02, 2018 Filed Oct 4, 2018 16:14 UTC | ADT Inc. ADT · Entity 3866 | GrantRestricted Stock Units · Derivative | 51 | $0.00 | $0.00 |
DisclosureSEC source: 0001703056-18-000053 · wf-form4_153868405601963.xml · derivative · entry 1 Pulliam Amelia · CIK 0001723019 · SVP, Chief Human Resources Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,651 Underlying: Common Stock · 51 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · shares: Represents Dividend Equivalent Units, which are being awarded with respect to awards of Restricted Stock Units and which vest on January 18, 2021. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| July 10, 2018 Filed Jul 12, 2018 17:34 UTC | ADT Inc. ADT · Entity 3866 | GrantDividend Equivalent Units | 51 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-18-001527 · es1800868_4-pulliam.xml · nonDerivative · entry 2 Pulliam Amelia · CIK 0001723019 · SVP, Chief Human Resources Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,258.5 F2 · security: Dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on January 18, 2021. Read SEC document |
| April 05, 2018 Filed Jul 12, 2018 17:34 UTC | ADT Inc. ADT · Entity 3866 | GrantDividend Equivalent Units | 49 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-18-001527 · es1800868_4-pulliam.xml · nonDerivative · entry 1 Pulliam Amelia · CIK 0001723019 · SVP, Chief Human Resources Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,207.5 F1 · security: Dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on January 18, 2021. Due to an administrative oversight, this transaction is being reported late. Read SEC document |
| January 23, 2018 Filed Jan 25, 2018 16:31 UTC | ADT Inc. ADT · Entity 3866 | OtherCommon Stock | 55,158.5 | $14.00 | $772,219.00 |
DisclosureSEC source: 0000950142-18-000205 · es1800205_4-pulliam.xml · nonDerivative · entry 1 Pulliam Amelia · CIK 0001723019 · SVP, Chief Human Resources Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,158.5 F1 · kind: On November 21, 2016, the reporting person was granted Class B units in Prime Security Services TopCo Parent, L.P. (the "November 2016 Award"). On January 23, 2018, shares of ADT Inc. common stock were distributed to the reporting person (the "Distributed Shares") by Prime Security Services TopCo Parent, L.P. in redemption of the November 2016 Award. The Distributed Shares reported vest in the same manner as the "service tranche" of the November 2016 Award. Twenty percent of the Distributed Shares reported in Table I for the November 2016 Award are vested as of the date of the redemption and distribution, and the remainder of the Distributed Shares reported in Table I will vest as to 20% on May 2, 2018 and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date. Read SEC document |
| January 19, 2018 Filed May 21, 2018 17:21 UTC | ADT Inc. ADT · Entity 3866 | PurchaseCommon Stock | 1,500 | $14.00 | $21,000.00 |
DisclosureSEC source: 0001703056-18-000024 · wf-form4_152693764732207.xml · nonDerivative · entry 1 Pulliam Amelia · CIK 0001723019 · SVP, Chief Human Resources Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,158.5 Read SEC document |
| January 19, 2018 Filed May 22, 2018 11:54 UTC Amendment | ADT Inc. ADT · Entity 3866 | PurchaseCommon Stock | 1,500 | $14.00 | $21,000.00 |
DisclosureSEC source: 0001703056-18-000026 · wf-form4a_152700447581180.xml · nonDerivative · entry 1 Pulliam Amelia · CIK 0001723019 · SVP, Chief Human Resources Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,658.5 F1 · security: The original Form 4 filed May 21, 2018 is being amended to correct the total number of shares owned. The original Form 4 understated the total shares owned by 1,500 shares (the purchased shares) due to a technical error. F1 · balance_after: The original Form 4 filed May 21, 2018 is being amended to correct the total number of shares owned. The original Form 4 understated the total shares owned by 1,500 shares (the purchased shares) due to a technical error. Read SEC document |
| January 18, 2018 Filed Jan 22, 2018 21:40 UTC | ADT Inc. ADT · Entity 3866 | GrantStock Options · Derivative | 45,955 | $14.00 Strike: $14.00 | $643,370.00 |
DisclosureSEC source: 0000950142-18-000164 · es1800188_4-pulliam.xml · derivative · entry 3 Pulliam Amelia · CIK 0001723019 · SVP, Chief Human Resources Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,955 Underlying: Stock Options · 45,955 shares Expires 2028-01-18 F3 · derivative.exercise_date: The reporting person was granted stock options on January 18, 2018, under the ADT Inc. 2018 Omnibus Incentive Plan. The stock options will "cliff vest" and become exercisable as to 100% of the stock options on the third anniversary of the date of grant, generally subject to the reporting person's continued employment through such date. Read SEC document |
| January 18, 2018 Filed Jan 22, 2018 21:40 UTC | ADT Inc. ADT · Entity 3866 | GrantStock Options · Derivative | 38,230 | $14.00 Strike: $14.00 | $535,220.00 |
DisclosureSEC source: 0000950142-18-000164 · es1800188_4-pulliam.xml · derivative · entry 2 Pulliam Amelia · CIK 0001723019 · SVP, Chief Human Resources Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,230 Underlying: Stock Options · 38,230 shares Expires 2028-01-18 F1 · derivative.exercise_date: On November 21, 2016, the reporting person was granted Class B units in Prime Security Services TopCo Parent, L.P. (the "November 2016 Award"). On January 18, 2018, the reporting person was granted stock options under the ADT Inc. 2018 Omnibus Incentive Plan. The stock options reported in Table II vest in the same manner as the "service tranche" of the November 2016 Award (the "Top-Up Options"). Twenty percent of the Top-Up Options reported in Table II for the November 2016 Award are vested and exercisable as of the date of grant and the remainder of the Top-Up Options reported in Table II will vest and become exercisable as to 20% on May 2, 2018, and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date. Read SEC document |
| January 18, 2018 Filed Jan 22, 2018 21:40 UTC | ADT Inc. ADT · Entity 3866 | GrantRestricted Stock Units | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-18-000164 · es1800188_4-pulliam.xml · nonDerivative · entry 1 Pulliam Amelia · CIK 0001723019 · SVP, Chief Human Resources Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 F2 · shares: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on January 18, 2018, for no consideration, and represents a contingent right to receive one share of ADT Inc. common stock upon vesting and settlement. The RSUs will "cliff vest" as to 100% of the RSUs on the third anniversary of the date of grant, generally subject to the reporting person's continued employment through such date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.