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ADT

ADT Inc.

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3866
SEC CIK
0001703056
Parsed reports
681

Last 12 months

Inside the activity.

6 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202650
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 14, 2019 Filed Mar 18, 2019 16:22 UTC
Smail David WEVP, CLO and Secretary
GrantRestricted Stock Units · Derivative 121,359 $0.00 $0.00
Disclosure

SEC source: 0001703056-19-000068 · wf-form4_155294050643184.xml · derivative · entry 1

Smail David W · CIK 0001649770 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,359

Underlying: Common Stock · 121,359 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on March 14, 2019 for no consideration, and represents a contingent right to receive one share of ADT Inc. common stock upon vesting and settlement. The RSUs will "cliff vest" as to 100% of the RSUs on the third anniversary of the grant, generally subject to the reporting person's continued employment through such date.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on March 14, 2019 for no consideration, and represents a contingent right to receive one share of ADT Inc. common stock upon vesting and settlement. The RSUs will "cliff vest" as to 100% of the RSUs on the third anniversary of the grant, generally subject to the reporting person's continued employment through such date.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on March 14, 2019 for no consideration, and represents a contingent right to receive one share of ADT Inc. common stock upon vesting and settlement. The RSUs will "cliff vest" as to 100% of the RSUs on the third anniversary of the grant, generally subject to the reporting person's continued employment through such date.

Read SEC document
March 14, 2019 Filed Mar 18, 2019 16:19 UTC
DeVries James DavidDirector · President and CEO
GrantStock Options · Derivative 1,076,555 $0.00 Strike: $6.18 $0.00
Disclosure

SEC source: 0001703056-19-000066 · wf-form4_155294035854321.xml · derivative · entry 2

DeVries James David · CIK 0001430382 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,076,555

Underlying: Common Stock · 1,076,555 shares

Expires 2029-03-14

F3 · derivative.exercise_date: The reporting person was granted stock options under the ADT Inc. 2018 Omnibus Incentive Plan on March 14, 2019. The stock options will vest in three equal instalments of 1/3 of the total grant on each of March 14, 2020, March 14, 2021 and March 14, 2022, generally subject to the reporting person's continued employment through such date.

F2 · balance_after: Amount of derivative securities beneficially owned only includes derivative securities of the same class that are beneficially owned by the reporting person that vest on the same vesting dates and have the same exercise price as the grant listed.

Read SEC document
March 14, 2019 Filed Mar 18, 2019 16:19 UTC
DeVries James DavidDirector · President and CEO
GrantRestricted Stock Units · Derivative 364,077 $0.00 $0.00
Disclosure

SEC source: 0001703056-19-000066 · wf-form4_155294035854321.xml · derivative · entry 1

DeVries James David · CIK 0001430382 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364,077

Underlying: Common Stock · 364,077 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on March 14, 2019 and represents a contingent right to receive one share of ADT Inc. common stock upon vesting and settlement. The RSUs will vest in three equal instalments of 1/3 of the total grant on each of March 14, 2020, March 14, 2021 and March 14, 2022, generally subject to the reporting person's continued employment through such date.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on March 14, 2019 and represents a contingent right to receive one share of ADT Inc. common stock upon vesting and settlement. The RSUs will vest in three equal instalments of 1/3 of the total grant on each of March 14, 2020, March 14, 2021 and March 14, 2022, generally subject to the reporting person's continued employment through such date.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on March 14, 2019 and represents a contingent right to receive one share of ADT Inc. common stock upon vesting and settlement. The RSUs will vest in three equal instalments of 1/3 of the total grant on each of March 14, 2020, March 14, 2021 and March 14, 2022, generally subject to the reporting person's continued employment through such date.

F2 · balance_after: Amount of derivative securities beneficially owned only includes derivative securities of the same class that are beneficially owned by the reporting person that vest on the same vesting dates and have the same exercise price as the grant listed.

Read SEC document
March 14, 2019 Filed Mar 18, 2019 20:22 UTC
Haenggi Jamie ElizabethSVP, Chief Customer Officer
GrantStock Options · Derivative 143,540 $0.00 Strike: $6.18 $0.00
Disclosure

SEC source: 0001703056-19-000069 · wf-form4_155294054912323.xml · derivative · entry 2

Haenggi Jamie Elizabeth · CIK 0001399678 · SVP, Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,540

Underlying: Common Stock · 143,540 shares

Expires 2029-03-14

F3 · derivative.exercise_date: The reporting person was granted stock options under the ADT Inc. 2018 Omnibus Incentive Plan on March 14, 2019. The stock options will vest in three equal instalments of 1/3 of the total grant on each of March 14, 2020, March 14, 2021 and March 14, 2022, generally subject to the reporting person's continued employment through such date.

F2 · balance_after: Amount of derivative securities beneficially owned only includes derivative securities of the same class that are beneficially owned by the reporting person that vest on the same vesting dates and have the same exercise price as the grant listed.

Read SEC document
March 14, 2019 Filed Mar 18, 2019 20:22 UTC
Haenggi Jamie ElizabethSVP, Chief Customer Officer
GrantRestricted Stock Units · Derivative 48,543 $0.00 $0.00
Disclosure

SEC source: 0001703056-19-000069 · wf-form4_155294054912323.xml · derivative · entry 1

Haenggi Jamie Elizabeth · CIK 0001399678 · SVP, Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,543

Underlying: Common Stock · 48,543 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on March 14, 2019 and represents a contingent right to receive one share of ADT Inc. common stock upon vesting and settlement. The RSUs will vest in three equal instalments of 1/3 of the total grant on each of March 14, 2020, March 14, 2021 and March 14, 2022, generally subject to the reporting person's continued employment through such date.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on March 14, 2019 and represents a contingent right to receive one share of ADT Inc. common stock upon vesting and settlement. The RSUs will vest in three equal instalments of 1/3 of the total grant on each of March 14, 2020, March 14, 2021 and March 14, 2022, generally subject to the reporting person's continued employment through such date.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on March 14, 2019 and represents a contingent right to receive one share of ADT Inc. common stock upon vesting and settlement. The RSUs will vest in three equal instalments of 1/3 of the total grant on each of March 14, 2020, March 14, 2021 and March 14, 2022, generally subject to the reporting person's continued employment through such date.

F2 · balance_after: Amount of derivative securities beneficially owned only includes derivative securities of the same class that are beneficially owned by the reporting person that vest on the same vesting dates and have the same exercise price as the grant listed.

Read SEC document
March 14, 2019 Filed Mar 18, 2019 20:23 UTC
Susil ZacharyVP, Controller
GrantStock Options · Derivative 59,808 $0.00 Strike: $6.18 $0.00
Disclosure

SEC source: 0001703056-19-000070 · wf-form4_155294060220394.xml · derivative · entry 2

Susil Zachary · CIK 0001723393 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,808

Underlying: Common Stock · 59,808 shares

Expires 2029-03-14

F3 · derivative.exercise_date: The reporting person was granted stock options under the ADT Inc. 2018 Omnibus Incentive Plan on March 14, 2019. The stock options will vest in three equal instalments of 1/3 of the total grant on each of March 14, 2020, March 14, 2021 and March 14, 2022, generally subject to the reporting person's continued employment through such date.

F2 · balance_after: Amount of derivative securities beneficially owned only includes derivative securities of the same class that are beneficially owned by the reporting person that vest on the same vesting dates and have the same exercise price as the grant listed.

Read SEC document
March 14, 2019 Filed Mar 18, 2019 20:23 UTC
Susil ZacharyVP, Controller
GrantRestricted Stock Units · Derivative 20,226 $0.00 $0.00
Disclosure

SEC source: 0001703056-19-000070 · wf-form4_155294060220394.xml · derivative · entry 1

Susil Zachary · CIK 0001723393 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,226

Underlying: Common Stock · 20,226 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on March 14, 2019 and represents a contingent right to receive one share of ADT Inc. common stock upon vesting and settlement. The RSUs will vest in three equal instalments of 1/3 of the total grant on each of March 14, 2020, March 14, 2021 and March 14, 2022, generally subject to the reporting person's continued employment through such date.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on March 14, 2019 and represents a contingent right to receive one share of ADT Inc. common stock upon vesting and settlement. The RSUs will vest in three equal instalments of 1/3 of the total grant on each of March 14, 2020, March 14, 2021 and March 14, 2022, generally subject to the reporting person's continued employment through such date.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on March 14, 2019 and represents a contingent right to receive one share of ADT Inc. common stock upon vesting and settlement. The RSUs will vest in three equal instalments of 1/3 of the total grant on each of March 14, 2020, March 14, 2021 and March 14, 2022, generally subject to the reporting person's continued employment through such date.

F2 · balance_after: Amount of derivative securities beneficially owned only includes derivative securities of the same class that are beneficially owned by the reporting person that vest on the same vesting dates and have the same exercise price as the grant listed.

Read SEC document
March 14, 2019 Filed Mar 18, 2019 20:26 UTC
Porpora KennethSVP, Chief Growth Officer
GrantStock Options · Derivative 143,540 $0.00 Strike: $6.18 $0.00
Disclosure

SEC source: 0001703056-19-000074 · wf-form4_155294077125830.xml · derivative · entry 2

Porpora Kenneth · CIK 0001761023 · SVP, Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,540

Underlying: Common Stock · 143,540 shares

Expires 2029-03-14

F3 · derivative.exercise_date: The reporting person was granted stock options under the ADT Inc. 2018 Omnibus Incentive Plan on March 14, 2019. The stock options will vest in three equal instalments of 1/3 of the total grant on each of March 14, 2020, March 14, 2021 and March 14, 2022, generally subject to the reporting person's continued employment through such date.

F2 · balance_after: Amount of derivative securities beneficially owned only includes derivative securities of the same class that are beneficially owned by the reporting person that vest on the same vesting dates and have the same exercise price as the grant listed.

Read SEC document
March 14, 2019 Filed Mar 18, 2019 20:26 UTC
Porpora KennethSVP, Chief Growth Officer
GrantRestricted Stock Units · Derivative 48,543 $0.00 $0.00
Disclosure

SEC source: 0001703056-19-000074 · wf-form4_155294077125830.xml · derivative · entry 1

Porpora Kenneth · CIK 0001761023 · SVP, Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,543

Underlying: Common Stock · 48,543 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on March 14, 2019 and represents a contingent right to receive one share of ADT Inc. common stock upon vesting and settlement. The RSUs will vest in three equal instalments of 1/3 of the total grant on each of March 14, 2020, March 14, 2021 and March 14, 2022, generally subject to the reporting person's continued employment through such date.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on March 14, 2019 and represents a contingent right to receive one share of ADT Inc. common stock upon vesting and settlement. The RSUs will vest in three equal instalments of 1/3 of the total grant on each of March 14, 2020, March 14, 2021 and March 14, 2022, generally subject to the reporting person's continued employment through such date.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on March 14, 2019 and represents a contingent right to receive one share of ADT Inc. common stock upon vesting and settlement. The RSUs will vest in three equal instalments of 1/3 of the total grant on each of March 14, 2020, March 14, 2021 and March 14, 2022, generally subject to the reporting person's continued employment through such date.

F2 · balance_after: Amount of derivative securities beneficially owned only includes derivative securities of the same class that are beneficially owned by the reporting person that vest on the same vesting dates and have the same exercise price as the grant listed.

Read SEC document
March 14, 2019 Filed Mar 18, 2019 20:25 UTC
Koedijk JochenSVP & Chief Marketing Officer
GrantStock Options · Derivative 143,540 $0.00 Strike: $6.18 $0.00
Disclosure

SEC source: 0001703056-19-000072 · wf-form4_155294068566095.xml · derivative · entry 2

Koedijk Jochen · CIK 0001748649 · SVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,540

Underlying: Common Stock · 143,540 shares

Expires 2029-03-14

F3 · derivative.exercise_date: The reporting person was granted stock options under the ADT Inc. 2018 Omnibus Incentive Plan on March 14, 2019. The stock options will vest in three equal instalments of 1/3 of the total grant on each of March 14, 2020, March 14, 2021 and March 14, 2022, generally subject to the reporting person's continued employment through such date.

F2 · balance_after: Amount of derivative securities beneficially owned only includes derivative securities of the same class that are beneficially owned by the reporting person that vest on the same vesting dates and have the same exercise price as the grant listed.

Read SEC document
March 14, 2019 Filed Mar 18, 2019 20:25 UTC
Koedijk JochenSVP & Chief Marketing Officer
GrantRestricted Stock Units · Derivative 48,543 $0.00 $0.00
Disclosure

SEC source: 0001703056-19-000072 · wf-form4_155294068566095.xml · derivative · entry 1

Koedijk Jochen · CIK 0001748649 · SVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,543

Underlying: Common Stock · 48,543 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on March 14, 2019 and represents a contingent right to receive one share of ADT Inc. common stock upon vesting and settlement. The RSUs will vest in three equal instalments of 1/3 of the total grant on each of March 14, 2020, March 14, 2021 and March 14, 2022, generally subject to the reporting person's continued employment through such date.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on March 14, 2019 and represents a contingent right to receive one share of ADT Inc. common stock upon vesting and settlement. The RSUs will vest in three equal instalments of 1/3 of the total grant on each of March 14, 2020, March 14, 2021 and March 14, 2022, generally subject to the reporting person's continued employment through such date.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on March 14, 2019 and represents a contingent right to receive one share of ADT Inc. common stock upon vesting and settlement. The RSUs will vest in three equal instalments of 1/3 of the total grant on each of March 14, 2020, March 14, 2021 and March 14, 2022, generally subject to the reporting person's continued employment through such date.

F2 · balance_after: Amount of derivative securities beneficially owned only includes derivative securities of the same class that are beneficially owned by the reporting person that vest on the same vesting dates and have the same exercise price as the grant listed.

Read SEC document
March 14, 2019 Filed Mar 18, 2019 20:18 UTC
Darfler JaySVP, Emerging Growth Markets
GrantStock Options · Derivative 107,655 $0.00 Strike: $6.18 $0.00
Disclosure

SEC source: 0001703056-19-000065 · wf-form4_155294026947934.xml · derivative · entry 2

Darfler Jay · CIK 0001722756 · SVP, Emerging Growth Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,655

Underlying: Common Stock · 107,655 shares

Expires 2029-03-14

F3 · derivative.exercise_date: The reporting person was granted stock options under the ADT Inc. 2018 Omnibus Incentive Plan on March 14, 2019. The stock options will vest in three equal instalments of 1/3 of the total grant on each of March 14, 2020, March 14, 2021 and March 14, 2022, generally subject to the reporting person's continued employment through such date.

F2 · balance_after: Amount of derivative securities beneficially owned only includes derivative securities of the same class that are beneficially owned by the reporting person that vest on the same vesting dates and have the same exercise price as the grant listed.

Read SEC document
March 14, 2019 Filed Mar 18, 2019 20:18 UTC
Darfler JaySVP, Emerging Growth Markets
GrantRestricted Stock Units · Derivative 36,407 $0.00 $0.00
Disclosure

SEC source: 0001703056-19-000065 · wf-form4_155294026947934.xml · derivative · entry 1

Darfler Jay · CIK 0001722756 · SVP, Emerging Growth Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,407

Underlying: Common Stock · 36,407 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on March 14, 2019 and represents a contingent right to receive one share of ADT Inc. common stock upon vesting and settlement. The RSUs will vest in three equal instalments of 1/3 of the total grant on each of March 14, 2020, March 14, 2021 and March 14, 2022, generally subject to the reporting person's continued employment through such date.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on March 14, 2019 and represents a contingent right to receive one share of ADT Inc. common stock upon vesting and settlement. The RSUs will vest in three equal instalments of 1/3 of the total grant on each of March 14, 2020, March 14, 2021 and March 14, 2022, generally subject to the reporting person's continued employment through such date.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on March 14, 2019 and represents a contingent right to receive one share of ADT Inc. common stock upon vesting and settlement. The RSUs will vest in three equal instalments of 1/3 of the total grant on each of March 14, 2020, March 14, 2021 and March 14, 2022, generally subject to the reporting person's continued employment through such date.

F2 · balance_after: Amount of derivative securities beneficially owned only includes derivative securities of the same class that are beneficially owned by the reporting person that vest on the same vesting dates and have the same exercise price as the grant listed.

Read SEC document
March 14, 2019 Filed Mar 18, 2019 20:21 UTC
Likosar JeffreyEVP & Chief Financial Officer
GrantStock Options · Derivative 239,234 $0.00 Strike: $6.18 $0.00
Disclosure

SEC source: 0001703056-19-000067 · wf-form4_155294046349302.xml · derivative · entry 2

Likosar Jeffrey · CIK 0001722727 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,234

Underlying: Common Stock · 239,234 shares

Expires 2029-03-14

F3 · derivative.exercise_date: The reporting person was granted stock options under the ADT Inc. 2018 Omnibus Incentive Plan on March 14, 2019. The stock options will vest in three equal instalments of 1/3 of the total grant on each of March 14, 2020, March 14, 2021 and March 14, 2022, generally subject to the reporting person's continued employment through such date.

F2 · balance_after: Amount of derivative securities beneficially owned only includes derivative securities of the same class that are beneficially owned by the reporting person that vest on the same vesting dates and have the same exercise price as the grant listed.

Read SEC document
March 14, 2019 Filed Mar 18, 2019 20:21 UTC
Likosar JeffreyEVP & Chief Financial Officer
GrantRestricted Stock Units · Derivative 80,906 $0.00 $0.00
Disclosure

SEC source: 0001703056-19-000067 · wf-form4_155294046349302.xml · derivative · entry 1

Likosar Jeffrey · CIK 0001722727 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,906

Underlying: Common Stock · 80,906 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on March 14, 2019 and represents a contingent right to receive one share of ADT Inc. common stock upon vesting and settlement. The RSUs will vest in three equal instalments of 1/3 of the total grant on each of March 14, 2020, March 14, 2021 and March 14, 2022, generally subject to the reporting person's continued employment through such date.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on March 14, 2019 and represents a contingent right to receive one share of ADT Inc. common stock upon vesting and settlement. The RSUs will vest in three equal instalments of 1/3 of the total grant on each of March 14, 2020, March 14, 2021 and March 14, 2022, generally subject to the reporting person's continued employment through such date.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on March 14, 2019 and represents a contingent right to receive one share of ADT Inc. common stock upon vesting and settlement. The RSUs will vest in three equal instalments of 1/3 of the total grant on each of March 14, 2020, March 14, 2021 and March 14, 2022, generally subject to the reporting person's continued employment through such date.

F2 · balance_after: Amount of derivative securities beneficially owned only includes derivative securities of the same class that are beneficially owned by the reporting person that vest on the same vesting dates and have the same exercise price as the grant listed.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 14:22 UTC Exercise / conversionRestricted Stock Units · Derivative 14,212 $0.00 $0.00
Disclosure

SEC source: 0001703056-19-000038 · wf-form4_155205492894264.xml · derivative · entry 2

Winter Matthew E · CIK 0001468136 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,212 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit vested March 6, 2019 and converted into shares of the Issuer's common stock without additional consideration.

F2 · derivative.expiration_date: Each Restricted Stock Unit vested March 6, 2019 and converted into shares of the Issuer's common stock without additional consideration.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 14:22 UTC Exercise / conversionCommon Stock 14,212 $0.00 $0.00
Disclosure

SEC source: 0001703056-19-000038 · wf-form4_155205492894264.xml · nonDerivative · entry 1

Winter Matthew E · CIK 0001468136 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,212

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents shares of the Issuer's common stock issued upon vesting of Restricted Stock Units granted May 15, 2018 (including associated dividend equivalent units).

Read SEC document
January 18, 2019 Filed Jan 22, 2019 09:18 UTC Exercise / conversionRestricted Stock Units · Derivative 14,212 $0.00 $0.00
Disclosure

SEC source: 0001703056-19-000030 · wf-form4_154816671559176.xml · derivative · entry 3

AFRICK ANDREW · CIK 0001256239 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,212 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit vested January 18, 2019 and converted into shares of the Issuer's common stock without additional consideration.

F3 · derivative.exercise_date: Each Restricted Stock Unit vested January 18, 2019 and converted into shares of the Issuer's common stock without additional consideration.

F3 · derivative.expiration_date: Each Restricted Stock Unit vested January 18, 2019 and converted into shares of the Issuer's common stock without additional consideration.

Read SEC document
January 18, 2019 Filed Jan 22, 2019 09:18 UTC Exercise / conversionCommon Stock 14,212 $0.00 $0.00
Disclosure

SEC source: 0001703056-19-000030 · wf-form4_154816671559176.xml · nonDerivative · entry 1

AFRICK ANDREW · CIK 0001256239 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,212

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents shares of the Issuer's common stock issued upon vesting of Restricted Stock Units granted May 15, 2018 (including associated dividend equivalent units).

Read SEC document
January 04, 2019 Filed Jan 7, 2019 17:12 UTC
Pulliam AmeliaSVP, Chief Human Resources Off
GrantRestricted Stock Units · Derivative 66 $0.00 $0.00
Disclosure

SEC source: 0001703056-19-000018 · wf-form4_154689915481519.xml · derivative · entry 1

Pulliam Amelia · CIK 0001723019 · SVP, Chief Human Resources Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,717

Underlying: Common Stock · 66 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · shares: Represents Dividend Equivalent Units, which are being awarded with respect to awards of Restricted Stock Units and which vest on January 18, 2021.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
January 04, 2019 Filed Jan 7, 2019 16:41 UTC
Bresingham DanielEVP, Chief Admin. Officer
GrantRestricted Stock Units · Derivative 115 $0.00 $0.00
Disclosure

SEC source: 0001703056-19-000002 · wf-form4_154689725889527.xml · derivative · entry 1

Bresingham Daniel · CIK 0001722870 · EVP, Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,801

Underlying: Common Stock · 115 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · shares: Represents Dividend Equivalent Units, which are being awarded with respect to awards of Restricted Stock Units and which vest on January 18, 2021.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
January 04, 2019 Filed Jan 7, 2019 16:57 UTC
Young Donald M.EVP & Chief Info Officer
GrantRestricted Stock Units · Derivative 115 $0.00 $0.00
Disclosure

SEC source: 0001703056-19-000008 · wf-form4_154689823852408.xml · derivative · entry 1

Young Donald M. · CIK 0001724052 · EVP & Chief Info Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,801

Underlying: Common Stock · 115 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · shares: Represents Dividend Equivalent Units, which are being awarded with respect to awards of Restricted Stock Units and which vest on January 18, 2021.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
January 04, 2019 Filed Jan 7, 2019 21:44 UTC GrantRestricted Stock Units · Derivative 74 $0.00 $0.00
Disclosure

SEC source: 0001703056-19-000004 · wf-form4_154689745411649.xml · derivative · entry 1

Winter Matthew E · CIK 0001468136 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,212

Underlying: Common Stock · 74 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · shares: Represents Dividend Equivalent Units, which are being awarded with respect to awards of Restricted Stock Units and which vest on March 6, 2019.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
January 04, 2019 Filed Jan 7, 2019 16:48 UTC
DeVries James DavidDirector · President and CEO
GrantRestricted Stock Units · Derivative 418 $0.00 $0.00
Disclosure

SEC source: 0001703056-19-000006 · wf-form4_154689769545211.xml · derivative · entry 1

DeVries James David · CIK 0001430382 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,938

Underlying: Common Stock · 418 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · shares: Represents Dividend Equivalent Units, which are being awarded with respect to awards of Restricted Stock Units and which vest on January 18, 2021.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
January 04, 2019 Filed Jan 7, 2019 17:09 UTC GrantRestricted Stock Units · Derivative 74 $0.00 $0.00
Disclosure

SEC source: 0001703056-19-000014 · wf-form4_154689895325994.xml · derivative · entry 1

AFRICK ANDREW · CIK 0001256239 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,212

Underlying: Common Stock · 74 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · shares: Represents Dividend Equivalent Units, which are being awarded with respect to awards of Restricted Stock Units and which vest on January 18, 2019.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
January 04, 2019 Filed Jan 7, 2019 22:18 UTC
Haenggi Jamie ElizabethSVP, Chief Customer Officer
GrantRestricted Stock Units · Derivative 115 $0.00 $0.00
Disclosure

SEC source: 0001703056-19-000024 · wf-form4_154689951362895.xml · derivative · entry 1

Haenggi Jamie Elizabeth · CIK 0001399678 · SVP, Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,801

Underlying: Common Stock · 115 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · shares: Represents Dividend Equivalent Units, which are being awarded with respect to awards of Restricted Stock Units and which vest on January 18, 2021.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
January 04, 2019 Filed Jan 7, 2019 22:22 UTC
Darfler JaySVP, Emerging Growth Markets
GrantRestricted Stock Units · Derivative 85 $0.00 $0.00
Disclosure

SEC source: 0001703056-19-000028 · wf-form4_154689973454247.xml · derivative · entry 1

Darfler Jay · CIK 0001722756 · SVP, Emerging Growth Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,350

Underlying: Common Stock · 85 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · shares: Represents Dividend Equivalent Units, which are being awarded with respect to awards of Restricted Stock Units and which vest on January 18, 2021.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
January 04, 2019 Filed Jan 7, 2019 22:20 UTC
Finney Pelham GraySVP, Chief Legal Off. & Sec.
GrantRestricted Stock Units · Derivative 85 $0.00 $0.00
Disclosure

SEC source: 0001703056-19-000026 · wf-form4_154689962434316.xml · derivative · entry 1

Finney Pelham Gray · CIK 0001722781 · SVP, Chief Legal Off. & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,350

Underlying: Common Stock · 85 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · shares: Represents Dividend Equivalent Units, which are being awarded with respect to awards of Restricted Stock Units and which vest on January 18, 2021.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
January 04, 2019 Filed Jan 7, 2019 22:17 UTC
Likosar JeffreyEVP & Chief Financial Officer
GrantRestricted Stock Units · Derivative 190 $0.00 $0.00
Disclosure

SEC source: 0001703056-19-000022 · wf-form4_154689941600900.xml · derivative · entry 1

Likosar Jeffrey · CIK 0001722727 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,335

Underlying: Common Stock · 190 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · shares: Represents Dividend Equivalent Units, which are being awarded with respect to awards of Restricted Stock Units and which vest on January 18, 2021.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
January 04, 2019 Filed Jan 7, 2019 22:14 UTC
Porpora KennethSVP, Chief Growth Officer
GrantRestricted Stock Units · Derivative 115 $0.00 $0.00
Disclosure

SEC source: 0001703056-19-000020 · wf-form4_154689924978412.xml · derivative · entry 1

Porpora Kenneth · CIK 0001761023 · SVP, Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,801

Underlying: Common Stock · 115 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · shares: Represents Dividend Equivalent Units, which are being awarded with respect to awards of Restricted Stock Units and which vest on January 18, 2021.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
January 04, 2019 Filed Jan 7, 2019 22:11 UTC
Susil ZacharyVP, Controller
GrantRestricted Stock Units · Derivative 48 $0.00 $0.00
Disclosure

SEC source: 0001703056-19-000016 · wf-form4_154689906362594.xml · derivative · entry 1

Susil Zachary · CIK 0001723393 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,083

Underlying: Common Stock · 48 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · shares: Represents Dividend Equivalent Units, which are being awarded with respect to awards of Restricted Stock Units and which vest on January 18, 2021.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
January 04, 2019 Filed Jan 7, 2019 22:07 UTC GrantRestricted Stock Units · Derivative 76 $0.00 $0.00
Disclosure

SEC source: 0001703056-19-000012 · wf-form4_154689883058001.xml · derivative · entry 1

Griffin Tracey R. · CIK 0001758957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,738

Underlying: Common Stock · 76 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · shares: Represents Dividend Equivalent Units, which are being awarded with respect to awards of Restricted Stock Units and which vest on November 9, 2019.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
January 04, 2019 Filed Jan 7, 2019 22:05 UTC
Koedijk JochenSVP & Chief Marketing Officer
GrantRestricted Stock Units · Derivative 1,437 $0.00 $0.00
Disclosure

SEC source: 0001703056-19-000010 · wf-form4_154689870063496.xml · derivative · entry 1

Koedijk Jochen · CIK 0001748649 · SVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,315

Underlying: Common Stock · 1,437 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · shares: Represents Dividend Equivalent Units, which are being awarded with respect to awards of Restricted Stock Units and which vest on August 13, 2021.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
December 14, 2018 Filed Dec 18, 2018 19:04 UTC GrantRestricted Stock Units · Derivative 14,662 $0.00 $0.00
Disclosure

SEC source: 0001703056-18-000096 · wf-form4_154515987858455.xml · derivative · entry 1

Griffin Tracey R. · CIK 0001758957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,662

Underlying: Common Stock · 14,662 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on December 14, 2018 for no consideration, and represents a contingent right to receive ADT Inc. common stock upon vesting and settlement. The RSUs will "cliff vest" as to 100% of the RSUs on November 9,2019, generally subject to the reporting person's continued service on the Board of Directors of ADT Inc.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on December 14, 2018 for no consideration, and represents a contingent right to receive ADT Inc. common stock upon vesting and settlement. The RSUs will "cliff vest" as to 100% of the RSUs on November 9,2019, generally subject to the reporting person's continued service on the Board of Directors of ADT Inc.

Read SEC document
October 17, 2018 Filed Oct 17, 2018 21:29 UTC
Likosar JeffreyEVP & Chief Financial Officer
Tax withholdingCommon Stock 11,025 $7.77 $85,664.25
Disclosure

SEC source: 0001703056-18-000073 · wf-form4_153981176934840.xml · nonDerivative · entry 2

Likosar Jeffrey · CIK 0001722727 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,247,816

F2 · shares: Represents restricted shares of the Issuer's common stock withheld to satisfy the reporting person's withholding tax obligations upon the vesting of restricted shares issued under the Issuer's 2018 Omnibus Incentive Plan.

Read SEC document
October 15, 2018 Filed Oct 17, 2018 21:29 UTC
Likosar JeffreyEVP & Chief Financial Officer
GrantCommon Stock 112,067 $0.00 $0.00
Disclosure

SEC source: 0001703056-18-000073 · wf-form4_153981176934840.xml · nonDerivative · entry 1

Likosar Jeffrey · CIK 0001722727 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,258,841

F1 · shares: Represents restricted shares of the Issuer's common stock granted under the Issuer's 2018 Omnibus Incentive Plan pursuant to the reporting person's employment agreement with the Issuer, which shares will vest in 4 equal installments annually on October 17, 2018, October, 17, 2019, October 17, 2020 and October 17, 2021, generally subject to the reporting person's continued service to the Issuer.

Read SEC document
October 02, 2018 Filed Oct 4, 2018 16:32 UTC
Bresingham DanielEVP, Chief Admin. Officer
GrantRestricted Stock Units · Derivative 86 $0.00 $0.00
Disclosure

SEC source: 0001703056-18-000070 · wf-form4_153868510558972.xml · derivative · entry 1

Bresingham Daniel · CIK 0001722870 · EVP, Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,686

Underlying: Common Stock · 86 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · shares: Represents Dividend Equivalent Units, which are being awarded with respect to awards of Restricted Stock Units and which vest on January 18, 2021.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
October 02, 2018 Filed Oct 4, 2018 16:14 UTC
Pulliam AmeliaSVP, Chief Human Resources Off
GrantRestricted Stock Units · Derivative 51 $0.00 $0.00
Disclosure

SEC source: 0001703056-18-000053 · wf-form4_153868405601963.xml · derivative · entry 1

Pulliam Amelia · CIK 0001723019 · SVP, Chief Human Resources Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,651

Underlying: Common Stock · 51 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · shares: Represents Dividend Equivalent Units, which are being awarded with respect to awards of Restricted Stock Units and which vest on January 18, 2021.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
October 02, 2018 Filed Oct 4, 2018 16:19 UTC
Young Donald M.SVP & Chief Info Off.
GrantRestricted Stock Units · Derivative 86 $0.00 $0.00
Disclosure

SEC source: 0001703056-18-000062 · wf-form4_153868434798219.xml · derivative · entry 1

Young Donald M. · CIK 0001724052 · SVP & Chief Info Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,686

Underlying: Common Stock · 86 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · shares: Represents Dividend Equivalent Units, which are being awarded with respect to awards of Restricted Stock Units and which vest on January 18, 2021.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
October 02, 2018 Filed Oct 4, 2018 20:20 UTC
Whall Timothy J.Director · CEO & Director
GrantRestricted Stock Units · Derivative 649 $0.00 $0.00
Disclosure

SEC source: 0001703056-18-000065 · wf-form4_153868443343558.xml · derivative · entry 1

Whall Timothy J. · CIK 0001493999 · Director · CEO & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,656

Underlying: Common Stock · 649 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · shares: Represents Dividend Equivalent Units, which are being awarded with respect to awards of Restricted Stock Units and which vest on January 18, 2021.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
October 02, 2018 Filed Oct 4, 2018 20:21 UTC GrantRestricted Stock Units · Derivative 57 $0.00 $0.00
Disclosure

SEC source: 0001703056-18-000066 · wf-form4_153868446485287.xml · derivative · entry 1

Winter Matthew E · CIK 0001468136 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,138

Underlying: Common Stock · 57 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · shares: Represents Dividend Equivalent Units, which are being awarded with respect to awards of Restricted Stock Units and which vest on March 6, 2019.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
October 02, 2018 Filed Oct 4, 2018 16:19 UTC GrantRestricted Stock Units · Derivative 317 $0.00 $0.00
Disclosure

SEC source: 0001703056-18-000063 · wf-form4_153868437629980.xml · derivative · entry 1

DeVries James David · CIK 0001430382 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,520

Underlying: Common Stock · 317 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · shares: Represents Dividend Equivalent Units, which are being awarded with respect to awards of Restricted Stock Units and which vest on January 18, 2021.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
October 02, 2018 Filed Oct 4, 2018 16:18 UTC GrantRestricted Stock Units · Derivative 57 $0.00 $0.00
Disclosure

SEC source: 0001703056-18-000061 · wf-form4_153868431998757.xml · derivative · entry 1

AFRICK ANDREW · CIK 0001256239 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,138

Underlying: Common Stock · 57 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · shares: Represents Dividend Equivalent Units, which are being awarded with respect to awards of Restricted Stock Units and which vest on January 18, 2019.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
October 02, 2018 Filed Oct 4, 2018 20:32 UTC
Haenggi Jamie ElizabethSVP, Chief Customer Officer
GrantRestricted Stock Units · Derivative 86 $0.00 $0.00
Disclosure

SEC source: 0001703056-18-000071 · wf-form4_153868514916384.xml · derivative · entry 1

Haenggi Jamie Elizabeth · CIK 0001399678 · SVP, Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,686

Underlying: Common Stock · 86 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · shares: Represents Dividend Equivalent Units, which are being awarded with respect to awards of Restricted Stock Units and which vest on January 18, 2021.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
October 02, 2018 Filed Oct 4, 2018 20:21 UTC
Likosar JeffreyEVP & Chief Financial Officer
GrantRestricted Stock Units · Derivative 144 $0.00 $0.00
Disclosure

SEC source: 0001703056-18-000067 · wf-form4_153868449301176.xml · derivative · entry 1

Likosar Jeffrey · CIK 0001722727 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,145

Underlying: Common Stock · 144 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · shares: Represents Dividend Equivalent Units, which are being awarded with respect to awards of Restricted Stock Units and which vest on January 18, 2021.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
October 02, 2018 Filed Oct 4, 2018 20:20 UTC
Dale Robert MSVP, National Account Sales
GrantRestricted Stock Units · Derivative 65 $0.00 $0.00
Disclosure

SEC source: 0001703056-18-000064 · wf-form4_153868440489656.xml · derivative · entry 1

Dale Robert M · CIK 0001722719 · SVP, National Account Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,265

Underlying: Common Stock · 65 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · shares: Represents Dividend Equivalent Units, which are being awarded with respect to awards of Restricted Stock Units and which vest on January 18, 2021.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
October 02, 2018 Filed Oct 4, 2018 20:12 UTC
Susil ZacharyVP, Controller
GrantRestricted Stock Units · Derivative 36 $0.00 $0.00
Disclosure

SEC source: 0001703056-18-000051 · wf-form4_153868393853117.xml · derivative · entry 1

Susil Zachary · CIK 0001723393 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,035

Underlying: Common Stock · 36 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · shares: Represents Dividend Equivalent Units, which are being awarded with respect to awards of Restricted Stock Units and which vest on January 18, 2021.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
October 02, 2018 Filed Oct 4, 2018 20:08 UTC
Finney Pelham GraySVP, Chief Legal Off. & Sec.
GrantRestricted Stock Units · Derivative 65 $0.00 $0.00
Disclosure

SEC source: 0001703056-18-000047 · wf-form4_153868370256690.xml · derivative · entry 1

Finney Pelham Gray · CIK 0001722781 · SVP, Chief Legal Off. & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,265

Underlying: Common Stock · 65 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · shares: Represents Dividend Equivalent Units, which are being awarded with respect to awards of Restricted Stock Units and which vest on January 18, 2021.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
October 02, 2018 Filed Oct 4, 2018 20:10 UTC
Darfler JaySVP, Emerging Growth Markets
GrantRestricted Stock Units · Derivative 65 $0.00 $0.00
Disclosure

SEC source: 0001703056-18-000049 · wf-form4_153868383155488.xml · derivative · entry 1

Darfler Jay · CIK 0001722756 · SVP, Emerging Growth Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,265

Underlying: Common Stock · 65 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · shares: Represents Dividend Equivalent Units, which are being awarded with respect to awards of Restricted Stock Units and which vest on January 18, 2021.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
October 02, 2018 Filed Oct 4, 2018 20:06 UTC
Koedijk JochenSVP & Chief Marketing Officer
GrantRestricted Stock Units · Derivative 1,092 $0.00 $0.00
Disclosure

SEC source: 0001703056-18-000045 · wf-form4_153868357496120.xml · derivative · entry 1

Koedijk Jochen · CIK 0001748649 · SVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,878

Underlying: Common Stock · 1,092 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · shares: Represents Dividend Equivalent Units, which are being awarded with respect to awards of Restricted Stock Units and which vest on August 13, 2021.

F3 · derivative.expiration_date: Not applicable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.