Last 12 months
Inside the activity.
6 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 1 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 5 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2021 Filed Apr 2, 2021 20:22 UTC |
Winter Matthew EDirector
|
GrantCommon Stock | 59 | $0.00 | $0.00 |
DisclosureSEC source: 0001703056-21-000081 · wf-form4_161739492205610.xml · nonDerivative · entry 1 Winter Matthew E · CIK 0001468136 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,723 F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on May 29, 2021. Read SEC document |
| April 01, 2021 Filed Apr 2, 2021 16:17 UTC |
DeVries James DavidDirector · President & CEO
|
GrantCommon Stock | 5,443 | $0.00 | $0.00 |
DisclosureSEC source: 0001703056-21-000075 · wf-form4_161739458721523.xml · nonDerivative · entry 1 DeVries James David · CIK 0001430382 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,672,659.5 F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 1, 2024. Read SEC document |
| April 01, 2021 Filed Apr 2, 2021 16:15 UTC |
Boyce James PPres., Chief Bus Dev Off
|
GrantCommon Stock | 282 | $0.00 | $0.00 |
DisclosureSEC source: 0001703056-21-000073 · wf-form4_161739447651649.xml · nonDerivative · entry 1 Boyce James P · CIK 0001420841 · Pres., Chief Bus Dev Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,076 F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 1, 2024. Read SEC document |
| April 01, 2021 Filed Apr 2, 2021 16:14 UTC |
AFRICK ANDREWDirector
|
GrantCommon Stock | 59 | $0.00 | $0.00 |
DisclosureSEC source: 0001703056-21-000072 · wf-form4_161739441467216.xml · nonDerivative · entry 1 AFRICK ANDREW · CIK 0001256239 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,723 F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on May 29, 2021. Read SEC document |
| April 01, 2021 Filed Apr 2, 2021 16:19 UTC |
Harty Harriet KSr VP, Chief Admin Officer
|
GrantCommon Stock | 704 | $0.00 | $0.00 |
DisclosureSEC source: 0001703056-21-000077 · wf-form4_161739470888208.xml · nonDerivative · entry 1 Harty Harriet K · CIK 0001630424 · Sr VP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,303 F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 1, 2024. Read SEC document |
| April 01, 2021 Filed Apr 2, 2021 20:21 UTC |
Susil ZacharyVP, Controller & CAO
|
GrantCommon Stock | 325 | $0.00 | $0.00 |
DisclosureSEC source: 0001703056-21-000080 · wf-form4_161739486457571.xml · nonDerivative · entry 1 Susil Zachary · CIK 0001723393 · VP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,201 F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 1, 2024. Read SEC document |
| April 01, 2021 Filed Apr 2, 2021 20:20 UTC |
Likosar JeffreyEVP, CFO & Treasurer
|
GrantCommon Stock | 1,196 | $0.00 | $0.00 |
DisclosureSEC source: 0001703056-21-000078 · wf-form4_161739476299382.xml · nonDerivative · entry 1 Likosar Jeffrey · CIK 0001722727 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,096,983 F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 1, 2024. Read SEC document |
| April 01, 2021 Filed Apr 2, 2021 20:18 UTC |
Griffin Tracey R.Director
|
GrantCommon Stock | 59 | $0.00 | $0.00 |
DisclosureSEC source: 0001703056-21-000076 · wf-form4_161739465396792.xml · nonDerivative · entry 1 Griffin Tracey R. · CIK 0001758957 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,494 F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on May 29, 2021. Read SEC document |
| March 14, 2021 Filed Mar 16, 2021 16:37 UTC |
Bresingham DanielEVP, Commercial
|
Tax withholdingCommon Stock | 7,246 | $8.32 | $60,286.72 |
DisclosureSEC source: 0001703056-21-000057 · wf-form4_161592701026346.xml · nonDerivative · entry 1 Bresingham Daniel · CIK 0001722870 · EVP, Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,952,345.5 F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on restricted stock units which vested on 3/14/21. Read SEC document |
| March 14, 2021 Filed Mar 16, 2021 16:38 UTC |
Young Donald M.CIO & EVP, Field Operations
|
Tax withholdingCommon Stock | 7,246 | $8.32 | $60,286.72 |
DisclosureSEC source: 0001703056-21-000060 · wf-form4_161592709338449.xml · nonDerivative · entry 1 Young Donald M. · CIK 0001724052 · CIO & EVP, Field Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 793,976 F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on restricted stock units which vested on 3/14/21. Read SEC document |
| March 14, 2021 Filed Mar 16, 2021 16:37 UTC |
DeVries James DavidDirector · President & CEO
|
Tax withholdingCommon Stock | 54,344 | $8.32 | $452,142.08 |
DisclosureSEC source: 0001703056-21-000058 · wf-form4_161592703879764.xml · nonDerivative · entry 1 DeVries James David · CIK 0001430382 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,667,216.5 F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on restricted stock units which vested on 3/14/21. Read SEC document |
| March 14, 2021 Filed Mar 16, 2021 20:38 UTC |
Susil ZacharyVP, Controller & CAO
|
Tax withholdingCommon Stock | 3,020 | $8.32 | $25,126.40 |
DisclosureSEC source: 0001703056-21-000059 · wf-form4_161592705749023.xml · nonDerivative · entry 1 Susil Zachary · CIK 0001723393 · VP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,876 F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on restricted stock units which vested on 3/14/21. Read SEC document |
| March 14, 2021 Filed Mar 16, 2021 20:36 UTC |
Likosar JeffreyEVP, CFO & Treasurer
|
Tax withholdingCommon Stock | 12,077 | $8.32 | $100,480.64 |
DisclosureSEC source: 0001703056-21-000056 · wf-form4_161592697569036.xml · nonDerivative · entry 1 Likosar Jeffrey · CIK 0001722727 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,095,787 F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on restricted stock units which vested on 3/14/21. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 17:11 UTC |
Bresingham DanielEVP, Commercial
|
Tax withholdingCommon Stock | 101,530 | $7.61 | $772,643.30 |
DisclosureSEC source: 0001703056-21-000045 · wf-form4_161550070277727.xml · nonDerivative · entry 1 Bresingham Daniel · CIK 0001722870 · EVP, Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,959,591.5 F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on restricted stock units which vested on 3/9/21. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 17:13 UTC |
Young Donald M.CIO & EVP, Field Operations
|
Tax withholdingCommon Stock | 101,530 | $7.61 | $772,643.30 |
DisclosureSEC source: 0001703056-21-000050 · wf-form4_161550080965539.xml · nonDerivative · entry 1 Young Donald M. · CIK 0001724052 · CIO & EVP, Field Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 801,222 F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on restricted stock units which vested on 3/9/21. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 17:13 UTC |
Smail David WEVP, CLO and Secretary
|
Tax withholdingCommon Stock | 24,194 | $7.61 | $184,116.34 |
DisclosureSEC source: 0001703056-21-000048 · wf-form4_161550076826159.xml · nonDerivative · entry 1 Smail David W · CIK 0001649770 · EVP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 382,871 F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on restricted stock units which vested on 3/9/21. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 17:12 UTC |
DeVries James DavidDirector · President & CEO
|
Tax withholdingCommon Stock | 196,720 | $7.61 | $1,497,039.20 |
DisclosureSEC source: 0001703056-21-000046 · wf-form4_161550072019228.xml · nonDerivative · entry 1 DeVries James David · CIK 0001430382 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,721,560.5 F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on restricted stock units which vested on 3/9/21. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 22:13 UTC |
Susil ZacharyVP, Controller & CAO
|
Tax withholdingCommon Stock | 10,230 | $7.61 | $77,850.30 |
DisclosureSEC source: 0001703056-21-000049 · wf-form4_161550078719932.xml · nonDerivative · entry 1 Susil Zachary · CIK 0001723393 · VP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,896 F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on restricted stock units which vested on 3/9/21. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 22:12 UTC |
Likosar JeffreyEVP, CFO & Treasurer
|
Tax withholdingCommon Stock | 109,699 | $7.61 | $834,809.39 |
DisclosureSEC source: 0001703056-21-000047 · wf-form4_161550074189642.xml · nonDerivative · entry 1 Likosar Jeffrey · CIK 0001722727 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,107,864 F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on restricted stock units which vested on 3/9/21. Read SEC document |
| March 05, 2021 Filed Mar 8, 2021 06:45 UTC |
Smail David WEVP, CLO and Secretary
|
PurchaseCommon Stock | 7,000 | $6.99 | $48,930.00 |
DisclosureSEC source: 0001703056-21-000038 · wf-form4_161520389463927.xml · nonDerivative · entry 1 Smail David W · CIK 0001649770 · EVP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 407,065 F1 · shares: Represents an open market purchase by Mr. Smail. Read SEC document |
| March 05, 2021 Filed Mar 8, 2021 06:44 UTC |
DeVries James DavidDirector · President & CEO
|
PurchaseCommon Stock | 143,000 | $7.13 | $1,019,346.90 |
DisclosureSEC source: 0001703056-21-000037 · wf-form4_161520387670271.xml · nonDerivative · entry 1 DeVries James David · CIK 0001430382 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,918,280.5 F1 · shares: Represents open market purchases by Mr. DeVries. F2 · price: The price reported in Column 4 is a weighted average price. The shares of common stock were purchased in separate transactions on the same day at prices ranging from $6.91 to $7.32 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock purchased at each separate price within the range set forth in this footnote. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 16:44 UTC |
Bresingham DanielEVP, Commercial
|
GrantCommon Stock | 77,519 | $0.00 | $0.00 |
DisclosureSEC source: 0001703056-21-000028 · wf-form4_161480783400255.xml · nonDerivative · entry 1 Bresingham Daniel · CIK 0001722870 · EVP, Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,061,121.5 F1 · shares: Reflects the 2021 annual grant of Restricted Stock Units ("RSUs") which vest in equal increments on 3/1/2022, 3/1/2023 and 3/1/2024. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 16:47 UTC |
Young Donald M.CIO & EVP, Field Operations
|
GrantCommon Stock | 77,519 | $0.00 | $0.00 |
DisclosureSEC source: 0001703056-21-000034 · wf-form4_161480801977957.xml · nonDerivative · entry 1 Young Donald M. · CIK 0001724052 · CIO & EVP, Field Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 902,752 F1 · shares: Reflects the 2021 annual grant of Restricted Stock Units ("RSUs") which vest in equal increments on 3/1/2022, 3/1/2023 and 3/1/2024. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 16:46 UTC |
Smail David WEVP, CLO and Secretary
|
GrantCommon Stock | 77,519 | $0.00 | $0.00 |
DisclosureSEC source: 0001703056-21-000032 · wf-form4_161480794497486.xml · nonDerivative · entry 1 Smail David W · CIK 0001649770 · EVP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,065 F1 · shares: Reflects the 2021 annual grant of Restricted Stock Units ("RSUs") which vest in equal increments on 3/1/2022, 3/1/2023 and 3/1/2024. F2 · balance_after: Includes the following Dividend Equivalent Units with respect to awards of Restricted Stock Units and which vest on various dates through March 9, 2023: (i) 2,120 received on April 2, 2020; (ii) 1,140 received on July 2, 2020; (iii) 1,078 received on October 2, 2020; and (iv) 1,131 received on January 4, 2021. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 16:44 UTC |
DeVries James DavidDirector · President & CEO
|
GrantCommon Stock | 595,930 | $0.00 | $0.00 |
DisclosureSEC source: 0001703056-21-000029 · wf-form4_161480786072530.xml · nonDerivative · entry 1 DeVries James David · CIK 0001430382 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,775,280.5 F1 · shares: Reflects the 2021 annual grant of Restricted Stock Units ("RSUs") which vest in equal increments on 3/1/2022, 3/1/2023 and 3/1/2024. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 16:45 UTC |
Harty Harriet KSr VP, Chief Admin Officer
|
GrantCommon Stock | 58,139 | $0.00 | $0.00 |
DisclosureSEC source: 0001703056-21-000030 · wf-form4_161480789273997.xml · nonDerivative · entry 1 Harty Harriet K · CIK 0001630424 · Sr VP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,599 F1 · shares: Reflects the 2021 annual grant of Restricted Stock Units ("RSUs") which vest in equal increments on 3/1/2022, 3/1/2023 and 3/1/2024. F2 · balance_after: Includes the following Dividend Equivalent Units with respect to awards of Restricted Stock Units and which vest on various dates through August 3, 2023 (i) 475 received on October 2, 2020; and (ii) 499 received on January 4, 2021. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:46 UTC |
Susil ZacharyVP, Controller & CAO
|
GrantCommon Stock | 38,759 | $0.00 | $0.00 |
DisclosureSEC source: 0001703056-21-000033 · wf-form4_161480797773869.xml · nonDerivative · entry 1 Susil Zachary · CIK 0001723393 · VP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,126 F1 · shares: Reflects the 2021 annual grant of Restricted Stock Units ("RSUs") which vest in equal increments on 3/1/2022, 3/1/2023 and 3/1/2024. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:45 UTC |
Likosar JeffreyEVP, CFO & Treasurer
|
GrantCommon Stock | 129,198 | $0.00 | $0.00 |
DisclosureSEC source: 0001703056-21-000031 · wf-form4_161480791843059.xml · nonDerivative · entry 1 Likosar Jeffrey · CIK 0001722727 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,217,563 F1 · shares: Reflects the 2021 annual grant of Restricted Stock Units ("RSUs") which vest in equal increments on 3/1/2022, 3/1/2023 and 3/1/2024. Read SEC document |
| February 03, 2021 Filed Feb 5, 2021 17:42 UTC |
Boyce James PPres., Chief Bus Dev Off
|
Tax withholdingCommon Stock | 9,902 | $9.25 | $91,593.50 |
DisclosureSEC source: 0001703056-21-000012 · wf-form4_161256492539914.xml · nonDerivative · entry 1 Boyce James P · CIK 0001420841 · Pres., Chief Bus Dev Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,794 F1 · shares: Represents shares withheld to satisfy the withholding tax obligations due on the settlement of Restricted Stock Units and related Dividend Equivalent Units which, in each case, vested on 2/3/21. F2 · balance_after: Includes the following Dividend Equivalent Units with respect to awards of Restricted Stock Units and which vest on various dates through March 9, 2023: (i) 851 received on April 2, 2020; (ii) 458 received on July 2, 2020; (iii) 433 received on October 2, 2020; and (iv) 454 received on January 4, 2021. Read SEC document |
| January 18, 2021 Filed Jan 20, 2021 18:48 UTC |
Young Donald M.CIO & EVP, Field Operations
|
Tax withholdingCommon Stock | 10,445 | $8.78 | $91,707.10 |
DisclosureSEC source: 0001703056-21-000010 · wf-form4_161118649940037.xml · nonDerivative · entry 1 Young Donald M. · CIK 0001724052 · CIO & EVP, Field Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 825,233 F1 · shares: . Represents shares withheld to satisfy the withholding tax obligations due on the settlement of Restricted Stock Units and related Dividend Equivalent Units which, in each case, vested on 1/18/21. F2 · balance_after: Includes the following Dividend Equivalent Units with respect to awards of Restricted Stock Units and which vest on various dates through March 9, 2023: (i) 1,483 received on April 2, 2020; (ii) 797 received on July 2, 2020; (iii) 754 received on October 2, 2020; and (iv) 791 received on January 4, 2021. Read SEC document |
| January 18, 2021 Filed Jan 20, 2021 17:16 UTC |
Bresingham DanielEVP, Commercial
|
Tax withholdingCommon Stock | 10,445 | $8.78 | $91,707.10 |
DisclosureSEC source: 0001703056-21-000005 · wf-form4_161118093276809.xml · nonDerivative · entry 1 Bresingham Daniel · CIK 0001722870 · EVP, Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,983,602.5 F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on Restricted Stock which vested on 1/18/21. F2 · balance_after: Includes the following Dividend Equivalent Units awarded with respect to awards of Restricted Stock and Restricted Stock Units and which vest on various dates through March 9, 2023: (i) 1,483 received on April 2, 2020; (ii) 797 received on July 2, 2020; (iii) 754 received on October 2, 2020; and (iv) 791 received on January 4, 2021. Read SEC document |
| January 18, 2021 Filed Jan 20, 2021 17:16 UTC |
DeVries James DavidDirector · President & CEO
|
Tax withholdingCommon Stock | 36,364 | $8.78 | $319,275.92 |
DisclosureSEC source: 0001703056-21-000006 · wf-form4_161118097128300.xml · nonDerivative · entry 1 DeVries James David · CIK 0001430382 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,179,350.5 F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on Restricted Stock which vested on 1/18/21. F2 · balance_after: Includes the following Dividend Equivalent Units with respect to awards of Restricted Stock and Restricted Stock Units and which vest on various dates through March 9, 2023: (i) 10,331 received on April 2, 2020; (ii) 5,553 received on July 2, 2020; (iii) 5,252 received on October 2, 2020; and (iv) 5,511 received on January 4, 2021. Read SEC document |
| January 18, 2021 Filed Jan 20, 2021 22:17 UTC |
Susil ZacharyVP, Controller & CAO
|
Tax withholdingCommon Stock | 4,616 | $8.78 | $40,528.48 |
DisclosureSEC source: 0001703056-21-000008 · wf-form4_161118100761545.xml · nonDerivative · entry 1 Susil Zachary · CIK 0001723393 · VP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,367 F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on Restricted Stock which vested on 1/18/21. F2 · balance_after: Includes the following Dividend Equivalent Units with respect to awards of Restricted Stock and Restricted Stock Units and which vest on various dates through March 9, 2023: (i) 619 received on April 2 2020; (ii) 331 received on July 2, 2020; (iii) 315 received on October 2, 2020; and (iv) 330 received on January 4, 2021. Read SEC document |
| January 18, 2021 Filed Jan 20, 2021 22:16 UTC |
Likosar JeffreyEVP, CFO & Treasurer
|
Tax withholdingCommon Stock | 16,923 | $8.78 | $148,583.94 |
DisclosureSEC source: 0001703056-21-000007 · wf-form4_161118099028796.xml · nonDerivative · entry 1 Likosar Jeffrey · CIK 0001722727 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,088,365 F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on Restricted Stock which vested on 1/18/21. F2 · balance_after: Includes 1,318 Dividend Equivalent Units awarded on January 4, 2021 with respect to awards of Restricted Stock and Restricted Stock Units and which vest on various dates through March 9, 2023. Read SEC document |
| October 17, 2020 Filed Oct 19, 2020 22:33 UTC |
Likosar JeffreyEVP, CFO & Treasurer
|
Tax withholdingCommon Stock | 11,025 | $7.94 | $87,538.50 |
DisclosureSEC source: 0001703056-20-000117 · wf-form4_160314679284168.xml · nonDerivative · entry 1 Likosar Jeffrey · CIK 0001722727 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,103,970 F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on Restricted Stock which vested on 10/17/20. F2 · balance_after: Includes the following Dividend Equivalent Units awarded during 2020 with respect to awards of Restricted Stock and Restricted Stock Units and which vest on various dates through March 9, 2023: (i) 2,474 received on April 2; (ii) 1,329 received on July 2; and (iii) 1,256 received on October 2. Read SEC document |
| September 18, 2020 Filed Sep 21, 2020 17:42 UTC |
Bresingham DanielEVP, Commercial
|
SaleCommon Stock | 80,941 | $10.00 | $809,410.00 |
DisclosureSEC source: 0001703056-20-000112 · wf-form4_160072452621853.xml · nonDerivative · entry 1 Bresingham Daniel · CIK 0001722870 · EVP, Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,992,502.5 F1 · shares: Such shares were sold in connection with a secondary public offering pursuant to a registration statement on Form S-3 (Registration No. 333-248821) by certain investment funds managed directly or indirectly by Apollo Global Management, Inc. and its subsidiaries and affiliates ("Apollo") and certain of the Company's current and former executive officers. Apollo permitted such individuals to sell up to the same percentage ownership as sold by Apollo in the offering solely with respect to their shares received prior to the Company's initial public offering and referred to as "distributed shares" which are governed by the terms of a Management Investor Rights Agreement with Apollo. Read SEC document |
| September 18, 2020 Filed Sep 21, 2020 17:43 UTC |
Young Donald M.CIO & EVP, Field Operations
|
SaleCommon Stock | 80,941 | $10.00 | $809,410.00 |
DisclosureSEC source: 0001703056-20-000115 · wf-form4_160072458446201.xml · nonDerivative · entry 1 Young Donald M. · CIK 0001724052 · CIO & EVP, Field Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,993,394.5 F1 · shares: Such shares were sold in connection with a secondary public offering pursuant to a registration statement on Form S-3 (Registration No. 333-248821) by certain investment funds managed directly or indirectly by Apollo Global Management, Inc. and its subsidiaries and affiliates ("Apollo") and certain of the Company's current and former executive officers. Apollo permitted such individuals to sell up to the same percentage ownership as sold by Apollo in the offering solely with respect to their shares received prior to the Company's initial public offering and referred to as "distributed shares" which are governed by the terms of a Management Investor Rights Agreement with Apollo. Read SEC document |
| September 18, 2020 Filed Sep 21, 2020 21:42 UTC |
Susil ZacharyVP, Controller & CAO
|
SaleCommon Stock | 1,816 | $10.00 | $18,160.00 |
DisclosureSEC source: 0001703056-20-000114 · wf-form4_160072456451415.xml · nonDerivative · entry 1 Susil Zachary · CIK 0001723393 · VP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,338 F1 · shares: Such shares were sold in connection with a secondary public offering pursuant to a registration statement on Form S-3 (Registration No. 333-248821) by certain investment funds managed directly or indirectly by Apollo Global Management, Inc. and its subsidiaries and affiliates ("Apollo") and certain of the Company's current and former executive officers. Apollo permitted such individuals to sell up to the same percentage ownership as sold by Apollo in the offering solely with respect to their shares received prior to the Company's initial public offering and referred to as "distributed shares" which are governed by the terms of a Management Investor Rights Agreement with Apollo. Read SEC document |
| September 18, 2020 Filed Sep 21, 2020 21:42 UTC |
Likosar JeffreyEVP, CFO & Treasurer
|
SaleCommon Stock | 77,746 | $10.00 | $777,460.00 |
DisclosureSEC source: 0001703056-20-000113 · wf-form4_160072454486079.xml · nonDerivative · entry 1 Likosar Jeffrey · CIK 0001722727 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,113,739 F1 · shares: Such shares were sold in connection with a secondary public offering pursuant to a registration statement on Form S-3 (Registration No. 333-248821) by certain investment funds managed directly or indirectly by Apollo Global Management, Inc. and its subsidiaries and affiliates ("Apollo") and certain of the Company's current and former executive officers. Apollo permitted such individuals to sell up to the same percentage ownership as sold by Apollo in the offering solely with respect to their shares received prior to the Company's initial public offering and referred to as "distributed shares" which are governed by the terms of a Management Investor Rights Agreement with Apollo. Read SEC document |
| September 18, 2020 Filed Sep 22, 2020 20:35 UTC |
Apollo Management Holdings GP, LLC10% owner
Apollo Management, L.P.10% owner
Apollo Management Holdings, L.P.10% owner
Apollo Management GP, LLC10% owner
|
SaleCommon Stock | 42,920,526 | $10.00 | $429,205,260.00 |
DisclosureSEC source: 0001104659-20-107398 · a4.xml · nonDerivative · entry 1 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Management, L.P. · CIK 0001398053 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Management GP, LLC · CIK 0001413410 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 608,927,822 F1 · kind: See Exhibit 99.1, n. 1 F1 · shares: See Exhibit 99.1, n. 1 F2 · balance_after: See Exhibit 99.1, n. 2 F2 · ownership.nature: See Exhibit 99.1, n. 2 Read SEC document |
| August 03, 2020 Filed Aug 4, 2020 16:27 UTC |
Harty Harriet KSr VP, Chief Admin Officer
|
GrantCommon Stock | 111,275 | $0.00 | $0.00 |
DisclosureSEC source: 0001703056-20-000098 · wf-form4_159657273389821.xml · nonDerivative · entry 1 Harty Harriet K · CIK 0001630424 · Sr VP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,486 F1 · shares: Restricted Stock Units which vest in equal increments on August 3, 2021, August 3, 2022 and August 3, 2023 granted in accordance with the terms of Ms. Harty's offer letter and pursuant to the terms of the Company's Policy and Procedures for Granting Equity-Based Awards. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 20:21 UTC |
Winter Matthew EDirector
|
GrantCommon Stock | 14,124 | $0.00 | $0.00 |
DisclosureSEC source: 0001703056-20-000084 · wf-form4_159112924447892.xml · nonDerivative · entry 1 Winter Matthew E · CIK 0001468136 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,476 F1 · shares: Reflects the 2020 annual grant of Restricted Stock Units ("RSUs") which vest 100% on 5/29/2021. F2 · balance_after: Includes 15,432 RSUs and 131 Dividend Equivalent Units ("DEUs") previously reported in Table II and 1,708 previously unreported DEUs awarded with respect to awards of RSUs and which have or will vest in full by June 13, 2020. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 16:20 UTC |
AFRICK ANDREWDirector
|
GrantCommon Stock | 14,124 | $0.00 | $0.00 |
DisclosureSEC source: 0001703056-20-000082 · wf-form4_159112919923564.xml · nonDerivative · entry 1 AFRICK ANDREW · CIK 0001256239 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,476 F1 · shares: Reflects the 2020 annual grant of Restricted Stock Units ("RSUs") which vest 100% on 5/29/2021. F2 · balance_after: Includes 15,432 RSUs and 131 Dividend Equivalent Units ("DEUs") previously reported in Table II and 1,708 previously unreported DEUs awarded with respect to awards of RSUs and which have or will vest in full by June 13, 2020. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 20:20 UTC |
Griffin Tracey R.Director
|
GrantCommon Stock | 14,124 | $0.00 | $0.00 |
DisclosureSEC source: 0001703056-20-000083 · wf-form4_159112922193712.xml · nonDerivative · entry 1 Griffin Tracey R. · CIK 0001758957 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,247 F1 · shares: Reflects the 2020 annual grant of Restricted Stock Units ("RSUs") which vest 100% on 5/29/2021. F2 · balance_after: Includes 30,094 RSUs and 76 Dividend Equivalent Units ("DEUs") previously reported in Table II and 1,870 previously unreported DEUs awarded with respect to awards of RSUs and which have or will vest in full by June 13, 2020. Read SEC document |
| May 09, 2020 Filed May 12, 2020 20:40 UTC |
Kupbens Robert C.Pres, Ch Innov & Prod Off
|
Tax withholdingCommon Stock | 98,993 | $5.65 | $559,310.45 |
DisclosureSEC source: 0001703056-20-000076 · wf-form4_158931599749731.xml · nonDerivative · entry 1 Kupbens Robert C. · CIK 0001776383 · Pres, Ch Innov & Prod Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 891,737 F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on restricted stock units which vested on 5/9/20. F2 · balance_after: Includes 8,365 previously unreported Dividend Equivalent Units awarded with respect to awards of Restricted Stock Units and which vest on various dates through March 9, 2023. Read SEC document |
| March 14, 2020 Filed Mar 17, 2020 17:32 UTC |
Bresingham DanielEVP, Commercial
|
Tax withholdingCommon Stock | 7,983 | $4.70 | $37,520.10 |
DisclosureSEC source: 0001703056-20-000049 · wf-form4_158448075468264.xml · nonDerivative · entry 1 Bresingham Daniel · CIK 0001722870 · EVP, Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,071,163.5 F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on restricted stock units which vested on 3/14/20. Read SEC document |
| March 14, 2020 Filed Mar 17, 2020 17:39 UTC |
Pulliam AmeliaSVP, Chief Human Resources Off
|
Tax withholdingCommon Stock | 4,097 | $4.70 | $19,255.90 |
DisclosureSEC source: 0001703056-20-000055 · wf-form4_158448117970486.xml · nonDerivative · entry 1 Pulliam Amelia · CIK 0001723019 · SVP, Chief Human Resources Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,362.5 F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on restricted stock units which vested on 3/14/20. Read SEC document |
| March 14, 2020 Filed Mar 17, 2020 17:40 UTC |
Young Donald M.CIO & EVP, Field Operations
|
Tax withholdingCommon Stock | 7,091 | $4.70 | $33,327.70 |
DisclosureSEC source: 0001703056-20-000057 · wf-form4_158448122439985.xml · nonDerivative · entry 1 Young Donald M. · CIK 0001724052 · CIO & EVP, Field Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,072,055.5 F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on restricted stock units which vested on 3/14/20. Read SEC document |
| March 14, 2020 Filed Mar 17, 2020 17:33 UTC |
DeVries James DavidDirector · President & CEO
|
Tax withholdingCommon Stock | 53,176 | $4.70 | $249,927.20 |
DisclosureSEC source: 0001703056-20-000050 · wf-form4_158448077735113.xml · nonDerivative · entry 1 DeVries James David · CIK 0001430382 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,189,067.5 F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on restricted stock units which vested on 3/14/20. Read SEC document |
| March 14, 2020 Filed Mar 17, 2020 21:38 UTC |
Haenggi Jamie ElizabethSVP, Chief Customer Officer
|
Tax withholdingCommon Stock | 5,290 | $4.70 | $24,863.00 |
DisclosureSEC source: 0001703056-20-000051 · wf-form4_158448108917730.xml · nonDerivative · entry 1 Haenggi Jamie Elizabeth · CIK 0001399678 · SVP, Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,804,289.5 F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on restricted stock units which vested on 3/14/20. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.