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Harty Harriet K

Disclosed activity across 2 companies

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110818
SEC CIK
0001630424

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ALLSTATE CORPALL · Entity 2989EVP, Human Resources ? AICSeptember 13, 2018September 17, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ALLSTATE CORP

Report date September 13, 2018 · Filed September 17, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect13,490 Ending reported balance After 2018-09-13 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2018-09-13 · Exercise / conversion · Acquired 1,116 · Balance 14,606

Row 2 · 2018-09-13 · Exercise / conversion · Acquired 9,399 · Balance 24,005

Row 3 · 2018-09-13 · Sale · Disposed 10,515 · Balance 13,490

F1: Reflects weighted average sale price for open-market sales transaction reported herein. Actual sales prices ranged from $98.85-$98.93. The reporting person provided the issuer, and will provide any security holder of The Allstate Corporation or member of the SEC staff, full information regarding the number of shares sold at each separate price upon request.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $40.49 · Expires 2022-12-03Direct0 Reported balance After 2018-09-13 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2018-09-13 · Exercise / conversion · Disposed 1,116 · Balance 0

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $45.61 · Expires 2023-02-12Direct0 Reported balance After 2018-09-13 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2018-09-13 · Exercise / conversion · Disposed 9,399 · Balance 0

Common StockSEC Table I · non-derivativeIndirectBy 401(k) Plan9,389 Reported balance Holding disclosure · report date 2018-09-13 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 9,389

F2: Reflects acquisition of 246 shares of The Allstate Corporation common stock since February 16, 2018, under the Allstate 401(k) Savings Plan, pursuant to the most recent plan statement, dated September 11, 2018.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects weighted average sale price for open-market sales transaction reported herein. Actual sales prices ranged from $98.85-$98.93. The reporting person provided the issuer, and will provide any security holder of The Allstate Corporation or member of the SEC staff, full information regarding the number of shares sold at each separate price upon request.

F2: Reflects acquisition of 246 shares of The Allstate Corporation common stock since February 16, 2018, under the Allstate 401(k) Savings Plan, pursuant to the most recent plan statement, dated September 11, 2018.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ADT Inc.

Report date August 03, 2023 · Filed August 04, 2023

Section 16 reporting ended · disclosed 2023-08-04. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect298,489 Reported balance After 2023-08-03 transaction · row 1
1 source row

Row 1 · 2023-08-03 · Tax withholding · Disposed 15,395 · Balance 298,489

F1: Represents shares withheld to satisfy the withholding tax obligation due on Restricted Stock which vested on 8/3/2023.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares withheld to satisfy the withholding tax obligation due on Restricted Stock which vested on 8/3/2023.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 03, 2023 Filed Aug 4, 2023 16:10 UTC ADT Inc. ADT · Entity 3866 Tax withholdingCommon Stock 15,395 $6.33 $97,450.35
Disclosure

SEC source: 0001703056-23-000152 · wk-form4_1691179846.xml · nonDerivative · entry 1

Harty Harriet K · CIK 0001630424 · EVP, Chief Admin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 298,489

F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on Restricted Stock which vested on 8/3/2023.

Read SEC document
July 06, 2023 Filed Jul 7, 2023 19:16 UTC ADT Inc. ADT · Entity 3866 GrantCommon Stock 1,296 $0.00 $0.00
Disclosure

SEC source: 0001703056-23-000129 · wk-form4_1688771751.xml · nonDerivative · entry 1

Harty Harriet K · CIK 0001630424 · EVP, Chief Admin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 313,884

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 1, 2026.

Read SEC document
April 04, 2023 Filed Apr 6, 2023 16:41 UTC ADT Inc. ADT · Entity 3866 GrantCommon Stock 1,118 $0.00 $0.00
Disclosure

SEC source: 0001703056-23-000092 · wf-form4_168081366604992.xml · nonDerivative · entry 1

Harty Harriet K · CIK 0001630424 · EVP, Chief Admin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 312,588

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 1, 2026

Read SEC document
March 02, 2023 Filed Mar 3, 2023 17:09 UTC ADT Inc. ADT · Entity 3866 Tax withholdingCommon Stock 12,712 $7.58 $96,356.96
Disclosure

SEC source: 0001703056-23-000064 · wf-form4_167788132352335.xml · nonDerivative · entry 3

Harty Harriet K · CIK 0001630424 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,470

F3 · shares: Represents shares withheld to satisfy the withholding tax obligation due on RSUs which vested on 3/02/2023.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 17:09 UTC ADT Inc. ADT · Entity 3866 GrantCommon Stock 98,684 $0.00 $0.00
Disclosure

SEC source: 0001703056-23-000064 · wf-form4_167788132352335.xml · nonDerivative · entry 2

Harty Harriet K · CIK 0001630424 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,182

F2 · shares: Reflects the 2023 annual grant of RSUs which vest in equal increments on 3/01/2024, 3/01/2025 and 3/01/2026.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 17:09 UTC ADT Inc. ADT · Entity 3866 Tax withholdingCommon Stock 8,274 $7.60 $62,882.40
Disclosure

SEC source: 0001703056-23-000064 · wf-form4_167788132352335.xml · nonDerivative · entry 1

Harty Harriet K · CIK 0001630424 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,498

F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on restricted stock units ("RSUs") which vested on 3/01/2023.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 17:11 UTC ADT Inc. ADT · Entity 3866 GrantCommon Stock 680 $0.00 $0.00
Disclosure

SEC source: 0001703056-23-000017 · wf-form4_167304308479949.xml · nonDerivative · entry 1

Harty Harriet K · CIK 0001630424 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,772

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 2, 2025.

Read SEC document
October 04, 2022 Filed Oct 6, 2022 19:25 UTC ADT Inc. ADT · Entity 3866 GrantCommon Stock 746 $0.00 $0.00
Disclosure

SEC source: 0001703056-22-000215 · wf-form4_166509868687443.xml · nonDerivative · entry 1

Harty Harriet K · CIK 0001630424 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,092

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 2, 2025.

Read SEC document
August 03, 2022 Filed Aug 5, 2022 16:30 UTC ADT Inc. ADT · Entity 3866 Tax withholdingCommon Stock 15,105 $7.31 $110,417.55
Disclosure

SEC source: 0001703056-22-000180 · wf-form4_165973142279172.xml · nonDerivative · entry 1

Harty Harriet K · CIK 0001630424 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,346

F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on Restricted Stock which vested on 8/3/2022.

Read SEC document
July 05, 2022 Filed Jul 6, 2022 18:23 UTC ADT Inc. ADT · Entity 3866 GrantCommon Stock 1,165 $0.00 $0.00
Disclosure

SEC source: 0001703056-22-000162 · wf-form4_165714621041628.xml · nonDerivative · entry 1

Harty Harriet K · CIK 0001630424 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,451

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 2, 2025.

Read SEC document
April 04, 2022 Filed Apr 6, 2022 16:24 UTC ADT Inc. ADT · Entity 3866 GrantCommon Stock 952 $0.00 $0.00
Disclosure

SEC source: 0001703056-22-000102 · wf-form4_164927667630920.xml · nonDerivative · entry 1

Harty Harriet K · CIK 0001630424 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,286

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 2, 2025.

Read SEC document
March 02, 2022 Filed Mar 3, 2022 17:29 UTC ADT Inc. ADT · Entity 3866 GrantCommon Stock 95,177 $0.00 $0.00
Disclosure

SEC source: 0001703056-22-000054 · wf-form4_164634652962888.xml · nonDerivative · entry 2

Harty Harriet K · CIK 0001630424 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,334

F2 · shares: Reflects the 2022 annual grant of RSUs which vest in equal increments on 03/02/2023, 03/02/2024 and 03/02/2025.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 17:29 UTC ADT Inc. ADT · Entity 3866 Tax withholdingCommon Stock 7,972 $7.47 $59,550.84
Disclosure

SEC source: 0001703056-22-000054 · wf-form4_164634652962888.xml · nonDerivative · entry 1

Harty Harriet K · CIK 0001630424 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,157

F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on restricted stock units ("RSUs") which vested on 03/01/2022.

Read SEC document
January 04, 2022 Filed Jan 6, 2022 17:11 UTC ADT Inc. ADT · Entity 3866 GrantCommon Stock 546 $0.00 $0.00
Disclosure

SEC source: 0001703056-22-000019 · wf-form4_164150705341901.xml · nonDerivative · entry 1

Harty Harriet K · CIK 0001630424 · Sr VP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,129

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 1, 2024.

Read SEC document
October 05, 2021 Filed Oct 7, 2021 16:23 UTC ADT Inc. ADT · Entity 3866 GrantCommon Stock 562 $0.00 $0.00
Disclosure

SEC source: 0001703056-21-000164 · wf-form4_163363818240539.xml · nonDerivative · entry 1

Harty Harriet K · CIK 0001630424 · Sr VP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,583

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 1, 2024.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 16:08 UTC ADT Inc. ADT · Entity 3866 Tax withholdingCommon Stock 14,832 $10.63 $157,664.16
Disclosure

SEC source: 0001703056-21-000147 · wf-form4_162819392833793.xml · nonDerivative · entry 1

Harty Harriet K · CIK 0001630424 · Sr VP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,021

F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on restricted stock units which vested on 8/3/2021.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 16:14 UTC ADT Inc. ADT · Entity 3866 GrantCommon Stock 550 $0.00 $0.00
Disclosure

SEC source: 0001703056-21-000127 · wf-form4_162525686654439.xml · nonDerivative · entry 1

Harty Harriet K · CIK 0001630424 · Sr VP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,853

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 1, 2024.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 16:19 UTC ADT Inc. ADT · Entity 3866 GrantCommon Stock 704 $0.00 $0.00
Disclosure

SEC source: 0001703056-21-000077 · wf-form4_161739470888208.xml · nonDerivative · entry 1

Harty Harriet K · CIK 0001630424 · Sr VP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,303

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 1, 2024.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 16:45 UTC ADT Inc. ADT · Entity 3866 GrantCommon Stock 58,139 $0.00 $0.00
Disclosure

SEC source: 0001703056-21-000030 · wf-form4_161480789273997.xml · nonDerivative · entry 1

Harty Harriet K · CIK 0001630424 · Sr VP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,599

F1 · shares: Reflects the 2021 annual grant of Restricted Stock Units ("RSUs") which vest in equal increments on 3/1/2022, 3/1/2023 and 3/1/2024.

F2 · balance_after: Includes the following Dividend Equivalent Units with respect to awards of Restricted Stock Units and which vest on various dates through August 3, 2023 (i) 475 received on October 2, 2020; and (ii) 499 received on January 4, 2021.

Read SEC document
August 03, 2020 Filed Aug 4, 2020 16:27 UTC ADT Inc. ADT · Entity 3866 GrantCommon Stock 111,275 $0.00 $0.00
Disclosure

SEC source: 0001703056-20-000098 · wf-form4_159657273389821.xml · nonDerivative · entry 1

Harty Harriet K · CIK 0001630424 · Sr VP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,486

F1 · shares: Restricted Stock Units which vest in equal increments on August 3, 2021, August 3, 2022 and August 3, 2023 granted in accordance with the terms of Ms. Harty's offer letter and pursuant to the terms of the Company's Policy and Procedures for Granting Equity-Based Awards.

Read SEC document
September 13, 2018 Filed Sep 17, 2018 20:21 UTC ALLSTATE CORP ALL · Entity 2989 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 9,399 $0.00 Strike: $45.61 $0.00
Disclosure

SEC source: 0001127602-18-027763 · form4.xml · derivative · entry 6

Harty Harriet K · CIK 0001630424 · EVP, Human Resources ? AIC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,399 shares

Expires 2023-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 13, 2018 Filed Sep 17, 2018 20:21 UTC ALLSTATE CORP ALL · Entity 2989 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,116 $0.00 Strike: $40.49 $0.00
Disclosure

SEC source: 0001127602-18-027763 · form4.xml · derivative · entry 5

Harty Harriet K · CIK 0001630424 · EVP, Human Resources ? AIC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,116 shares

Expires 2022-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 13, 2018 Filed Sep 17, 2018 20:21 UTC ALLSTATE CORP ALL · Entity 2989 SaleCommon Stock 10,515 $98.87 $1,039,618.05
Disclosure

SEC source: 0001127602-18-027763 · form4.xml · nonDerivative · entry 3

Harty Harriet K · CIK 0001630424 · EVP, Human Resources ? AIC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,490

F1 · price: Reflects weighted average sale price for open-market sales transaction reported herein. Actual sales prices ranged from $98.85-$98.93. The reporting person provided the issuer, and will provide any security holder of The Allstate Corporation or member of the SEC staff, full information regarding the number of shares sold at each separate price upon request.

Read SEC document
September 13, 2018 Filed Sep 17, 2018 20:21 UTC ALLSTATE CORP ALL · Entity 2989 Exercise / conversionCommon Stock 9,399 $45.61 $428,688.39
Disclosure

SEC source: 0001127602-18-027763 · form4.xml · nonDerivative · entry 2

Harty Harriet K · CIK 0001630424 · EVP, Human Resources ? AIC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,005

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 13, 2018 Filed Sep 17, 2018 20:21 UTC ALLSTATE CORP ALL · Entity 2989 Exercise / conversionCommon Stock 1,116 $40.49 $45,186.84
Disclosure

SEC source: 0001127602-18-027763 · form4.xml · nonDerivative · entry 1

Harty Harriet K · CIK 0001630424 · EVP, Human Resources ? AIC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,606

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2018 Filed Feb 26, 2018 22:22 UTC ALLSTATE CORP ALL · Entity 2989 GrantEmployee Stock Option (Right to Buy) · Derivative 23,474 $0.00 Strike: $92.80 $0.00
Disclosure

SEC source: 0001127602-18-008465 · form4.xml · derivative · entry 1

Harty Harriet K · CIK 0001630424 · EVP, Human Resources ? AIC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,474

Underlying: Common Stock · 23,474 shares

Expires 2028-02-22

F1 · derivative.exercise_date: Option exercisable in three increments, with one third vesting on February 22, 2019, February 22, 2020, and February 22, 2021, with any fractional shares to be rounded as provided for in award agreement.

Read SEC document
February 18, 2018 Filed Feb 21, 2018 21:21 UTC ALLSTATE CORP ALL · Entity 2989 Tax withholdingCommon Stock 1,050 $95.04 $99,792.00
Disclosure

SEC source: 0001127602-18-007549 · form4.xml · nonDerivative · entry 2

Harty Harriet K · CIK 0001630424 · EVP, Human Resources ? AIC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,490

F2 · shares: Shares withheld to satisfy tax withholding obligations incident to the conversion of performance stock award.

Read SEC document
February 18, 2018 Filed Feb 21, 2018 21:21 UTC ALLSTATE CORP ALL · Entity 2989 GrantCommon Stock 3,508 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-007549 · form4.xml · nonDerivative · entry 1

Harty Harriet K · CIK 0001630424 · EVP, Human Resources ? AIC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,540

F1 · shares: Shares acquired upon conversion of 2015 performance stock award, pursuant to The Allstate Corporation 2013 Equity Incentive Plan.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 20:06 UTC ALLSTATE CORP ALL · Entity 2989 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 7,228 $0.00 Strike: $31.56 $0.00
Disclosure

SEC source: 0001127602-17-022921 · form4.xml · derivative · entry 4

Harty Harriet K · CIK 0001630424 · Executive Vice President - AIC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,228 shares

Expires 2022-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 20:06 UTC ALLSTATE CORP ALL · Entity 2989 SaleCommon Stock 7,228 $88.35 $638,622.71
Disclosure

SEC source: 0001127602-17-022921 · form4.xml · nonDerivative · entry 2

Harty Harriet K · CIK 0001630424 · Executive Vice President - AIC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,032

F1 · price: Reflects weighted average sale price for open-market sales transaction reported herein. Actual sales prices ranged from $88.35-$88.36. The reporting person provided the issuer, and will provide any security holder of The Allstate Corporation or member of the SEC staff, full information regarding the number of shares sold at each separate price upon request.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 20:06 UTC ALLSTATE CORP ALL · Entity 2989 Exercise / conversionCommon Stock 7,228 $31.56 $228,115.68
Disclosure

SEC source: 0001127602-17-022921 · form4.xml · nonDerivative · entry 1

Harty Harriet K · CIK 0001630424 · Executive Vice President - AIC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,260

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 18:22 UTC ALLSTATE CORP ALL · Entity 2989 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,083 $0.00 Strike: $31.74 $0.00
Disclosure

SEC source: 0001127602-17-008860 · form4.xml · derivative · entry 6

Harty Harriet K · CIK 0001630424 · Executive Vice President - AIC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,083 shares

Expires 2021-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 18:22 UTC ALLSTATE CORP ALL · Entity 2989 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4,841 $0.00 Strike: $31.41 $0.00
Disclosure

SEC source: 0001127602-17-008860 · form4.xml · derivative · entry 5

Harty Harriet K · CIK 0001630424 · Executive Vice President - AIC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,841 shares

Expires 2020-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 18:22 UTC ALLSTATE CORP ALL · Entity 2989 SaleCommon Stock 9,924 $80.46 $798,485.04
Disclosure

SEC source: 0001127602-17-008860 · form4.xml · nonDerivative · entry 3

Harty Harriet K · CIK 0001630424 · Executive Vice President - AIC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,032

F1 · price: Reflects weighted average sale price for open-market sales transaction reported herein. Actual sales prices ranged from $80.43-$80.50. The reporting person provided the issuer, and will provide any security holder of The Allstate Corporation or member of the SEC staff, full information regarding the number of shares sold at each separate price upon request.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 18:22 UTC ALLSTATE CORP ALL · Entity 2989 Exercise / conversionCommon Stock 5,083 $31.74 $161,334.42
Disclosure

SEC source: 0001127602-17-008860 · form4.xml · nonDerivative · entry 2

Harty Harriet K · CIK 0001630424 · Executive Vice President - AIC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,956

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 18:22 UTC ALLSTATE CORP ALL · Entity 2989 Exercise / conversionCommon Stock 4,841 $31.41 $152,055.81
Disclosure

SEC source: 0001127602-17-008860 · form4.xml · nonDerivative · entry 1

Harty Harriet K · CIK 0001630424 · Executive Vice President - AIC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,873

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 18, 2017 Filed Feb 22, 2017 20:59 UTC ALLSTATE CORP ALL · Entity 2989 Exercise / conversionRestricted Stock Units · Derivative 3,306 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-007671 · form4.xml · derivative · entry 4

Harty Harriet K · CIK 0001630424 · Executive Vice President - AIC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,306 shares

Expires 2017-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion of previously awarded restricted stock units into an equal number of common shares, without the payment of any consideration, pursuant to The Allstate Corporation 2013 Equity Incentive Plan.

Read SEC document
February 18, 2017 Filed Feb 22, 2017 20:59 UTC ALLSTATE CORP ALL · Entity 2989 Tax withholdingCommon Stock 1,028 $80.44 $82,692.32
Disclosure

SEC source: 0001127602-17-007671 · form4.xml · nonDerivative · entry 2

Harty Harriet K · CIK 0001630424 · Executive Vice President - AIC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,032

Read SEC document
February 18, 2017 Filed Feb 22, 2017 20:59 UTC ALLSTATE CORP ALL · Entity 2989 Exercise / conversionCommon Stock 3,306 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-007671 · form4.xml · nonDerivative · entry 1

Harty Harriet K · CIK 0001630424 · Executive Vice President - AIC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,060

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Conversion of previously awarded restricted stock units into an equal number of common shares, without the payment of any consideration, pursuant to The Allstate Corporation 2013 Equity Incentive Plan.

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February 12, 2017 Filed Feb 14, 2017 16:54 UTC ALLSTATE CORP ALL · Entity 2989 Exercise / conversionRestricted Stock Units · Derivative 617 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-005809 · form4.xml · derivative · entry 4

Harty Harriet K · CIK 0001630424 · Executive Vice President - AIC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 617 shares

Expires 2017-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion of previously awarded restricted stock units into an equal number of common shares, without the payment of any consideration, pursuant to The Allstate Corporation 2013 Equity Incentive Plan.

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February 12, 2017 Filed Feb 14, 2017 16:54 UTC ALLSTATE CORP ALL · Entity 2989 Tax withholdingCommon Stock 225 $78.88 $17,748.00
Disclosure

SEC source: 0001127602-17-005809 · form4.xml · nonDerivative · entry 2

Harty Harriet K · CIK 0001630424 · Executive Vice President - AIC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,754

Read SEC document
February 12, 2017 Filed Feb 14, 2017 16:54 UTC ALLSTATE CORP ALL · Entity 2989 Exercise / conversionCommon Stock 617 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-005809 · form4.xml · nonDerivative · entry 1

Harty Harriet K · CIK 0001630424 · Executive Vice President - AIC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,979

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Conversion of previously awarded restricted stock units into an equal number of common shares, without the payment of any consideration, pursuant to The Allstate Corporation 2013 Equity Incentive Plan.

Read SEC document
February 09, 2017 Filed Feb 13, 2017 23:52 UTC ALLSTATE CORP ALL · Entity 2989 GrantEmployee Stock Option (Right to Buy) · Derivative 30,366 $0.00 Strike: $78.35 $0.00
Disclosure

SEC source: 0001127602-17-005603 · form4.xml · derivative · entry 1

Harty Harriet K · CIK 0001630424 · Executive Vice President - AIC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,366

Underlying: Common Stock · 30,366 shares

Expires 2027-02-09

F1 · derivative.exercise_date: Option exercisable in three increments, with one third vesting on February 9, 2018, February 9, 2019, and February 9, 2020, with any fractional shares to be rounded as provided for in award agreement.

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December 03, 2016 Filed Dec 6, 2016 15:55 UTC ALLSTATE CORP ALL · Entity 2989 Exercise / conversionRestricted Stock Units · Derivative 80 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-069222 · form4.xml · derivative · entry 4

Harty Harriet K · CIK 0001630424 · Executive Vice President - AIC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 80 shares

Expires 2016-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion of previously awarded restricted stock units into an equal number of common shares, without the payment of any consideration, pursuant to The Allstate Corporation 2013 Equity Incentive Plan.

Read SEC document
December 03, 2016 Filed Dec 6, 2016 15:55 UTC ALLSTATE CORP ALL · Entity 2989 Tax withholdingCommon Stock 25 $70.61 $1,765.25
Disclosure

SEC source: 0001127602-16-069222 · form4.xml · nonDerivative · entry 2

Harty Harriet K · CIK 0001630424 · Executive Vice President - AIC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,362

Read SEC document
December 03, 2016 Filed Dec 6, 2016 15:55 UTC ALLSTATE CORP ALL · Entity 2989 Exercise / conversionCommon Stock 80 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-069222 · form4.xml · nonDerivative · entry 1

Harty Harriet K · CIK 0001630424 · Executive Vice President - AIC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,387

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Conversion of previously awarded restricted stock units into an equal number of common shares, without the payment of any consideration, pursuant to The Allstate Corporation 2013 Equity Incentive Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.