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ACRE

Ares Commercial Real Estate Corp

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6141
SEC CIK
0001529377
Parsed reports
131

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202603
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 12, 2018 Filed Dec 14, 2018 23:00 UTC
Henderson James AlanDirector · President and CEO
SaleCommon Stock 13,618 $14.23 $193,784.14
Disclosure

SEC source: 0001529377-18-000054 · wf-form4_154482840318504.xml · nonDerivative · entry 1

Henderson James Alan · CIK 0001704973 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,092

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November 13, 2018 Filed Nov 15, 2018 22:00 UTC OtherCommon Stock 13,239 $0.00 $0.00
Disclosure

SEC source: 0001529377-18-000048 · wf-form4_154231921068249.xml · nonDerivative · entry 1

Browning William · CIK 0001600598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,047

F1 · kind: Represents a transfer of shares pursuant to a divorce settlement agreement.

Read SEC document
June 26, 2018 Filed Jun 28, 2018 16:13 UTC
Yoon Tae SikChief Financial Officer
GrantCommon Stock 21,614 $0.00 $0.00
Disclosure

SEC source: 0001332608-18-000002 · wf-form4_153021680987571.xml · nonDerivative · entry 1

Yoon Tae Sik · CIK 0001332608 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,088

F1 · price: Represents a grant of restricted stock pursuant to the Issuer's Amended and Restated 2012 Equity Incentive Plan. The shares of restricted stock are scheduled to vest annually over a three-year period beginning on July 1, 2019.

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June 26, 2018 Filed Jun 28, 2018 20:12 UTC
Henderson James AlanDirector · President and CEO
GrantCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001704973-18-000002 · wf-form4_153021673223298.xml · nonDerivative · entry 1

Henderson James Alan · CIK 0001704973 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,710

F1 · price: Represents a grant of restricted stock pursuant to the Issuer's Amended and Restated 2012 Equity Incentive Plan. The shares of restricted stock are scheduled to vest annually over a three-year period beginning on July 1, 2019.

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May 14, 2018 Filed May 15, 2018 22:08 UTC GrantCommon Stock 4,461 $0.00 $0.00
Disclosure

SEC source: 0001529377-18-000026 · wf-form4_152642211128491.xml · nonDerivative · entry 1

SKINNER JAMES E · CIK 0001122008 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,773

F1 · price: Represents a grant of restricted stock pursuant to the Issuer's 2012 Equity Incentive Plan. The shares of restricted stock are scheduled to vest ratably on a quarterly basis over a one-year period on the first business day of each fiscal quarter beginning July 1, 2018.

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May 14, 2018 Filed May 15, 2018 21:59 UTC GrantCommon Stock 4,461 $0.00 $0.00
Disclosure

SEC source: 0001672353-18-000001 · wf-form4_152642156963130.xml · nonDerivative · entry 1

April Rand Scott · CIK 0001672353 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,953

F1 · price: Represents a grant of restricted stock pursuant to the Issuer's 2012 Equity Incentive Plan. The shares of restricted stock are scheduled to vest ratably on a quarterly basis over a one-year period on the first business day of each fiscal quarter beginning July 1, 2018.

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May 14, 2018 Filed May 15, 2018 22:11 UTC
Sykes KirkDirector
GrantCommon Stock 4,461 $0.00 $0.00
Disclosure

SEC source: 0001301990-18-000001 · wf-form4_152642229199635.xml · nonDerivative · entry 1

Sykes Kirk · CIK 0001301990 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,739

F1 · price: Represents a grant of restricted stock pursuant to the Issuer's 2012 Equity Incentive Plan. The shares of restricted stock are scheduled to vest ratably on a quarterly basis over a one-year period on the first business day of each fiscal quarter beginning July 1, 2018.

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May 14, 2018 Filed May 15, 2018 22:07 UTC GrantCommon Stock 4,461 $0.00 $0.00
Disclosure

SEC source: 0001529377-18-000025 · wf-form4_152642201605820.xml · nonDerivative · entry 2

Moriarty Edmond N. III · CIK 0001737852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,461

F2 · price: Represents a grant of restricted stock pursuant to the Issuer's 2012 Equity Incentive Plan. The shares of restricted stock are scheduled to vest ratably on a quarterly basis over a one-year period on the first business day of each fiscal quarter beginning July 1, 2018.

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May 14, 2018 Filed May 15, 2018 22:07 UTC GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001529377-18-000025 · wf-form4_152642201605820.xml · nonDerivative · entry 1

Moriarty Edmond N. III · CIK 0001737852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

F1 · price: Represents a grant of restricted stock pursuant to the Issuer's 2012 Equity Incentive Plan. The shares of restricted stock are scheduled to vest ratably on a quarterly basis over a three-year period on the first business day of each fiscal quarter beginning July 1, 2018.

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May 14, 2018 Filed May 15, 2018 22:05 UTC GrantCommon Stock 4,461 $0.00 $0.00
Disclosure

SEC source: 0001600598-18-000001 · wf-form4_152642189000859.xml · nonDerivative · entry 1

Browning William · CIK 0001600598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,286

F1 · price: Represents a grant of restricted stock pursuant to the Issuer's 2012 Equity Incentive Plan. The shares of restricted stock are scheduled to vest ratably on a quarterly basis over a one-year period on the first business day of each fiscal quarter beginning July 1, 2018.

Read SEC document
May 14, 2018 Filed May 15, 2018 22:02 UTC GrantCommon Stock 4,461 $0.00 $0.00
Disclosure

SEC source: 0001600619-18-000001 · wf-form4_152642171010550.xml · nonDerivative · entry 1

Blakely Caroline · CIK 0001600619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,886

F1 · price: Represents a grant of restricted stock pursuant to the Issuer's 2012 Equity Incentive Plan. The shares of restricted stock are scheduled to vest ratably on a quarterly basis over a one-year period on the first business day of each fiscal quarter beginning July 1, 2018.

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March 07, 2018 Filed Mar 9, 2018 21:55 UTC PurchaseCommon Stock 12,715 $12.32 $156,700.93
Disclosure

SEC source: 0001727957-18-000002 · wf-form4_152063253583324.xml · nonDerivative · entry 1

Benjamin William Stephen · CIK 0001727957 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By William S. Benjamin 2017 No. 1 Trust

Disclosed balance after: 15,296

F1 · price: The price reported in Line 1 Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.2799 to $12.35, inclusive. The reporting person undertakes to provide to Ares Commercial Real Estate Corporation, any security holder of Ares Commercial Real Estate Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.

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December 15, 2017 Filed Dec 19, 2017 17:45 UTC
Yoon Tae SikChief Financial Officer
GrantCommon Stock 4,474 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-074094 · a4.xml · nonDerivative · entry 1

Yoon Tae Sik · CIK 0001332608 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,474

F1 · price: Represents a grant of restricted shares of common stock pursuant to the Issuer's 2012 Equity Incentive Plan. The shares of restricted stock are scheduled to vest ratably on a quarterly basis over a one-year period on the first business day of each fiscal quarter commencing with the fiscal quarter beginning January 1, 2018.

Read SEC document
October 17, 2017 Filed Oct 18, 2017 20:53 UTC
Sykes KirkDirector
GrantCommon Stock 2,278 $0.00 $0.00
Disclosure

SEC source: 0001529377-17-000060 · wf-form4_150835997835270.xml · nonDerivative · entry 2

Sykes Kirk · CIK 0001301990 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,278

F2 · shares: Represents a grant of restricted shares of common stock pursuant to the Issuer's 2012 Equity Incentive Plan. The shares of restricted stock are scheduled to vest ratably on the first business day of the fiscal quarters beginning on January 1, 2018 and April 1, 2018.

Read SEC document
October 17, 2017 Filed Oct 18, 2017 20:53 UTC
Sykes KirkDirector
GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001529377-17-000060 · wf-form4_150835997835270.xml · nonDerivative · entry 1

Sykes Kirk · CIK 0001301990 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

F1 · shares: Represents a grant of restricted shares of common stock pursuant to the Issuer's 2012 Equity Incentive Plan. The shares of restricted stock are scheduled to vest ratably on a quarterly basis over a three-year period on the first business day of each fiscal quarter beginning January 1, 2018.

Read SEC document
June 07, 2017 Filed Jun 7, 2017 22:03 UTC GrantCommon Stock 4,556 $0.00 $0.00
Disclosure

SEC source: 0001529377-17-000029 · wf-form4_149687301132334.xml · nonDerivative · entry 1

SKINNER JAMES E · CIK 0001122008 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,312

F1 · price: Represents a grant of restricted shares of common stock pursuant to the Issuer's 2012 Equity Incentive Plan. The shares of restricted stock are scheduled to vest ratably on a quarterly basis over a one-year period on the first business day of each fiscal quarter commencing with the fiscal quarter beginning July 1, 2017.

Read SEC document
June 07, 2017 Filed Jun 7, 2017 22:01 UTC GrantCommon Stock 4,556 $0.00 $0.00
Disclosure

SEC source: 0001529377-17-000027 · wf-form4_149687289775353.xml · nonDerivative · entry 1

April Rand Scott · CIK 0001672353 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,492

F1 · price: Represents a grant of restricted shares of common stock pursuant to the Issuer's 2012 Equity Incentive Plan. The shares of restricted stock are scheduled to vest ratably on a quarterly basis over a one-year period on the first business day of each fiscal quarter commencing with the fiscal quarter beginning July 1, 2017.

Read SEC document
June 07, 2017 Filed Jun 7, 2017 22:07 UTC GrantCommon Stock 4,556 $0.00 $0.00
Disclosure

SEC source: 0001529377-17-000033 · wf-form4_149687323954393.xml · nonDerivative · entry 1

Browning William · CIK 0001600598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,825

F1 · price: Represents a grant of restricted shares of common stock pursuant to the Issuer's 2012 Equity Incentive Plan. The shares of restricted stock are scheduled to vest ratably on a quarterly basis over a one-year period on the first business day of each fiscal quarter commencing with the fiscal quarter beginning July 1, 2017.

Read SEC document
June 07, 2017 Filed Jun 7, 2017 22:06 UTC GrantCommon Stock 4,556 $0.00 $0.00
Disclosure

SEC source: 0001529377-17-000031 · wf-form4_149687314534606.xml · nonDerivative · entry 1

Blakely Caroline · CIK 0001600619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,425

F1 · price: Represents a grant of restricted shares of common stock pursuant to the Issuer's 2012 Equity Incentive Plan. The shares of restricted stock are scheduled to vest ratably on a quarterly basis over a one-year period on the first business day of each fiscal quarter commencing with the fiscal quarter beginning July 1, 2017.

Read SEC document
May 10, 2017 Filed May 11, 2017 17:09 UTC
Rosen Robert LDirector · Interim Co-Chief Exec Officer
PurchaseCommon Stock 10,000 $13.04 $130,365.00
Disclosure

SEC source: 0001104659-17-031955 · a4.xml · nonDerivative · entry 1

Rosen Robert L · CIK 0001304602 · Director · Interim Co-Chief Exec Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,002

F1 · price: The price reported in Line 1 Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.99 to $13.06, inclusive. The reporting person undertakes to provide to Ares Commercial Real Estate Corporation, any security holder of Ares Commercial Real Estate Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
May 09, 2017 Filed May 10, 2017 22:02 UTC PurchaseCommon Stock 10,278 $13.07 $134,333.46
Disclosure

SEC source: 0001104659-17-031646 · a4.xml · nonDerivative · entry 2

Arougheti Michael J · CIK 0001304471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 352,776

F2 · price: The price reported in Line 2 Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.97 to $13.24, inclusive. The reporting person undertakes to provide to Ares Commercial Real Estate Corporation, any security holder of Ares Commercial Real Estate Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
May 08, 2017 Filed May 10, 2017 22:02 UTC PurchaseCommon Stock 19,722 $13.20 $260,330.40
Disclosure

SEC source: 0001104659-17-031646 · a4.xml · nonDerivative · entry 1

Arougheti Michael J · CIK 0001304471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,498

F1 · price: The price reported in Line 1 Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.11 to $13.20, inclusive. The reporting person undertakes to provide to Ares Commercial Real Estate Corporation, any security holder of Ares Commercial Real Estate Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.

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May 04, 2017 Filed May 8, 2017 10:01 UTC PurchaseCommon Stock 3,860 $12.95 $49,976.58
Disclosure

SEC source: 0001104659-17-030385 · a4.xml · nonDerivative · entry 1

SKINNER JAMES E · CIK 0001122008 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,756

Read SEC document
April 25, 2017 Filed Apr 27, 2017 20:40 UTC
Henderson James AlanPresident and CIO
GrantCommon Stock 81,710 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-026985 · a4.xml · nonDerivative · entry 1

Henderson James Alan · CIK 0001704973 · President and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,710

F1 · shares: Represents a grant of restricted stock pursuant to the Issuer's 2012 Equity Incentive Plan. The shares of restricted stock are scheduled to vest in three (3) equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
March 14, 2017 Filed Mar 15, 2017 20:34 UTC PurchaseCommon Stock 1,960 $12.78 $25,047.43
Disclosure

SEC source: 0001104659-17-016649 · a4.xml · nonDerivative · entry 1

SKINNER JAMES E · CIK 0001122008 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,896

Read SEC document
September 14, 2016 Filed Sep 15, 2016 19:16 UTC
Rosen Robert LDirector · INTERIM CO-CEO
PurchaseCommon Stock 5,989 $12.33 $73,844.37
Disclosure

SEC source: 0001104659-16-144906 · a4.xml · nonDerivative · entry 2

Rosen Robert L · CIK 0001304602 · Director · INTERIM CO-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,002

F2 · price: The price reported in Line 2 Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.205 to $12.44, inclusive. The reporting person undertakes to provide to Ares Commercial Real Estate Corporation, any security holder of Ares Commercial Real Estate Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
September 13, 2016 Filed Sep 15, 2016 19:16 UTC
Rosen Robert LDirector · INTERIM CO-CEO
PurchaseCommon Stock 4,011 $12.38 $49,654.98
Disclosure

SEC source: 0001104659-16-144906 · a4.xml · nonDerivative · entry 1

Rosen Robert L · CIK 0001304602 · Director · INTERIM CO-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,013

F1 · price: The price reported in Line 1 Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.35 to $12.41, inclusive. The reporting person undertakes to provide to Ares Commercial Real Estate Corporation, any security holder of Ares Commercial Real Estate Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
September 02, 2016 Filed Sep 20, 2016 22:00 UTC SaleCommon Stock 3,200 $12.75 $40,804.16
Disclosure

SEC source: 0001104659-16-145740 · a4.xml · nonDerivative · entry 1

Blakely Caroline · CIK 0001600619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,869

F1 · date: The sale of the shares was an inadvertent sale by Ms. Blakely's broker in duplication of Ms. Blakely's prior sale of 3,200 shares on August 26, 2016, which was reported on a Form 4 filed on August 30, 2016.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.