Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ARES CAPITAL CORPARCC · Entity 3377 | Director | August 17, 2020 | August 24, 2020 |
| Ares Commercial Real Estate CorpACRE · Entity 6141 | Director · Interim Co-Chief Exec Officer | May 10, 2017 | May 11, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ARES CAPITAL CORP
Report date August 17, 2020 · Filed August 24, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 40,506 |
Reported balance
After 2020-08-17 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-08-17 · Purchase · Acquired 2,500 · Balance 40,506 F1: Includes 3,006 shares not previously reported pursuant to Rule 16a-11 under the Securities Exchange Act of 1934 that were acquired under Ares Capital Corporation's Dividend Reinvestment Plan after Mr. Rosen's immediately prior Form 4 filing. |
| Common StockSEC Table I · non-derivative | Direct | 43,006 |
Reported balance
After 2020-08-18 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2020-08-18 · Purchase · Acquired 2,500 · Balance 43,006 |
| Common StockSEC Table I · non-derivative | Direct | 48,006 |
Reported balance
After 2020-08-19 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2020-08-19 · Purchase · Acquired 5,000 · Balance 48,006 |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 3,006 shares not previously reported pursuant to Rule 16a-11 under the Securities Exchange Act of 1934 that were acquired under Ares Capital Corporation's Dividend Reinvestment Plan after Mr. Rosen's immediately prior Form 4 filing.
Ares Commercial Real Estate Corp
Report date May 10, 2017 · Filed May 11, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 66,002 |
Reported balance
After 2017-05-10 transaction · row 1
1 source rowRow 1 · 2017-05-10 · Purchase · Acquired 10,000 · Balance 66,002 F1: The price reported in Line 1 Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.99 to $13.06, inclusive. The reporting person undertakes to provide to Ares Commercial Real Estate Corporation, any security holder of Ares Commercial Real Estate Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Line 1 Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.99 to $13.06, inclusive. The reporting person undertakes to provide to Ares Commercial Real Estate Corporation, any security holder of Ares Commercial Real Estate Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 19, 2020 Filed Aug 24, 2020 10:47 UTC | ARES CAPITAL CORP ARCC · Entity 3377 | PurchaseCommon Stock | 5,000 | $14.17 | $70,850.00 |
DisclosureSEC source: 0001104659-20-097755 · a4.xml · nonDerivative · entry 3 Rosen Robert L · CIK 0001304602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,006 Read SEC document |
| August 18, 2020 Filed Aug 24, 2020 10:47 UTC | ARES CAPITAL CORP ARCC · Entity 3377 | PurchaseCommon Stock | 2,500 | $14.38 | $35,950.00 |
DisclosureSEC source: 0001104659-20-097755 · a4.xml · nonDerivative · entry 2 Rosen Robert L · CIK 0001304602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,006 Read SEC document |
| August 17, 2020 Filed Aug 24, 2020 10:47 UTC | ARES CAPITAL CORP ARCC · Entity 3377 | PurchaseCommon Stock | 2,500 | $14.22 | $35,550.00 |
DisclosureSEC source: 0001104659-20-097755 · a4.xml · nonDerivative · entry 1 Rosen Robert L · CIK 0001304602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,506 F1 · balance_after: Includes 3,006 shares not previously reported pursuant to Rule 16a-11 under the Securities Exchange Act of 1934 that were acquired under Ares Capital Corporation's Dividend Reinvestment Plan after Mr. Rosen's immediately prior Form 4 filing. Read SEC document |
| May 10, 2017 Filed May 11, 2017 17:09 UTC | Ares Commercial Real Estate Corp ACRE · Entity 6141 | PurchaseCommon Stock | 10,000 | $13.04 | $130,365.00 |
DisclosureSEC source: 0001104659-17-031955 · a4.xml · nonDerivative · entry 1 Rosen Robert L · CIK 0001304602 · Director · Interim Co-Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,002 F1 · price: The price reported in Line 1 Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.99 to $13.06, inclusive. The reporting person undertakes to provide to Ares Commercial Real Estate Corporation, any security holder of Ares Commercial Real Estate Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| September 14, 2016 Filed Sep 15, 2016 19:16 UTC | Ares Commercial Real Estate Corp ACRE · Entity 6141 | PurchaseCommon Stock | 5,989 | $12.33 | $73,844.37 |
DisclosureSEC source: 0001104659-16-144906 · a4.xml · nonDerivative · entry 2 Rosen Robert L · CIK 0001304602 · Director · INTERIM CO-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,002 F2 · price: The price reported in Line 2 Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.205 to $12.44, inclusive. The reporting person undertakes to provide to Ares Commercial Real Estate Corporation, any security holder of Ares Commercial Real Estate Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (2) to this Form 4. Read SEC document |
| September 13, 2016 Filed Sep 15, 2016 19:16 UTC | Ares Commercial Real Estate Corp ACRE · Entity 6141 | PurchaseCommon Stock | 4,011 | $12.38 | $49,654.98 |
DisclosureSEC source: 0001104659-16-144906 · a4.xml · nonDerivative · entry 1 Rosen Robert L · CIK 0001304602 · Director · INTERIM CO-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,013 F1 · price: The price reported in Line 1 Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.35 to $12.41, inclusive. The reporting person undertakes to provide to Ares Commercial Real Estate Corporation, any security holder of Ares Commercial Real Estate Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.