Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Ares Commercial Real Estate CorpACRE · Entity 6141 | Director | February 21, 2020 | February 28, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Ares Commercial Real Estate Corp
Report date February 21, 2020 · Filed February 28, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 22,401 |
Reported balance
After 2020-02-21 transaction · row 1
1 source rowRow 1 · 2020-02-21 · Sale · Disposed 25,000 · Balance 22,401 F1: The price reported in Line 1 Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.36 to $17.49, inclusive. The reporting person undertakes to provide to Ares Commercial Real Estate Corporation, any security holder of Ares Commercial Real Estate Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Line 1 Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.36 to $17.49, inclusive. The reporting person undertakes to provide to Ares Commercial Real Estate Corporation, any security holder of Ares Commercial Real Estate Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 21, 2020 Filed Feb 28, 2020 01:47 UTC | Ares Commercial Real Estate Corp ACRE · Entity 6141 | SaleCommon Stock | 25,000 | $17.41 | $435,160.00 |
DisclosureSEC source: 0001104659-20-026455 · a4.xml · nonDerivative · entry 1 Henderson James Alan · CIK 0001704973 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,401 F1 · price: The price reported in Line 1 Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.36 to $17.49, inclusive. The reporting person undertakes to provide to Ares Commercial Real Estate Corporation, any security holder of Ares Commercial Real Estate Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| January 03, 2020 Filed Jan 6, 2020 23:44 UTC | Ares Commercial Real Estate Corp ACRE · Entity 6141 | SaleCommon Stock | 12,515 | $15.69 | $196,315.30 |
DisclosureSEC source: 0001704973-20-000004 · wf-form4_157835422950837.xml · nonDerivative · entry 1 Henderson James Alan · CIK 0001704973 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,401 F1 · shares: Represents the number of shares of common stock sold by the reporting person to cover tax withholding obligations in connection with the vesting of the common stock. F2 · price: The price reported in Line 1 Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.64 to $15.73, inclusive. The reporting person undertakes to provide to Ares Commercial Real Estate Corporation, any security holder of Ares Commercial Real Estate Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. Read SEC document |
| January 01, 2020 Filed Jan 2, 2020 21:17 UTC | Ares Commercial Real Estate Corp ACRE · Entity 6141 | Disposition to issuerCommon Stock | 75,676 | $0.00 | $0.00 |
DisclosureSEC source: 0001704973-20-000002 · wf-form4_157799984412187.xml · nonDerivative · entry 1 Henderson James Alan · CIK 0001704973 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,916 Read SEC document |
| December 05, 2019 Filed Dec 9, 2019 23:02 UTC | Ares Commercial Real Estate Corp ACRE · Entity 6141 | SaleCommon Stock | 9,500 | $15.53 | $147,550.20 |
DisclosureSEC source: 0001704973-19-000002 · wf-form4_157593255333156.xml · nonDerivative · entry 2 Henderson James Alan · CIK 0001704973 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,592 Read SEC document |
| December 05, 2019 Filed Dec 9, 2019 23:02 UTC | Ares Commercial Real Estate Corp ACRE · Entity 6141 | SaleCommon Stock | 10,000 | $15.50 | $154,953.00 |
DisclosureSEC source: 0001704973-19-000002 · wf-form4_157593255333156.xml · nonDerivative · entry 1 Henderson James Alan · CIK 0001704973 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,092 Read SEC document |
| March 08, 2019 Filed Mar 11, 2019 20:35 UTC | Ares Commercial Real Estate Corp ACRE · Entity 6141 | GrantCommon Stock | 47,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001529377-19-000017 · wf-form4_155233651684761.xml · nonDerivative · entry 1 Henderson James Alan · CIK 0001704973 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,092 F1 · price: Represents a grant of restricted stock pursuant to the Issuer's Amended and Restated 2012 Equity Incentive Plan. The shares of restricted stock are scheduled to vest annually over a three-year period beginning on April 1, 2020. Read SEC document |
| December 12, 2018 Filed Dec 14, 2018 23:00 UTC | Ares Commercial Real Estate Corp ACRE · Entity 6141 | SaleCommon Stock | 13,618 | $14.23 | $193,784.14 |
DisclosureSEC source: 0001529377-18-000054 · wf-form4_154482840318504.xml · nonDerivative · entry 1 Henderson James Alan · CIK 0001704973 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,092 Read SEC document |
| June 26, 2018 Filed Jun 28, 2018 20:12 UTC | Ares Commercial Real Estate Corp ACRE · Entity 6141 | GrantCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001704973-18-000002 · wf-form4_153021673223298.xml · nonDerivative · entry 1 Henderson James Alan · CIK 0001704973 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,710 F1 · price: Represents a grant of restricted stock pursuant to the Issuer's Amended and Restated 2012 Equity Incentive Plan. The shares of restricted stock are scheduled to vest annually over a three-year period beginning on July 1, 2019. Read SEC document |
| April 25, 2017 Filed Apr 27, 2017 20:40 UTC | Ares Commercial Real Estate Corp ACRE · Entity 6141 | GrantCommon Stock | 81,710 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-026985 · a4.xml · nonDerivative · entry 1 Henderson James Alan · CIK 0001704973 · President and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,710 F1 · shares: Represents a grant of restricted stock pursuant to the Issuer's 2012 Equity Incentive Plan. The shares of restricted stock are scheduled to vest in three (3) equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.