Last 12 months
Inside the activity.
4 purchase rows · 24 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 5 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 16 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 4 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 09, 2020 Filed Nov 10, 2020 17:33 UTC |
WHITE GEOFFEVP & Chief Merch Officer
|
Exercise / conversionClass A common stock, par value $0.01 | 8,994 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-057709 · doc4.xml · nonDerivative · entry 1 WHITE GEOFF · CIK 0001797809 · EVP & Chief Merch Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,853 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. The remaining restricted stock units under this award will vest in full on November 9, 2021, as long as the reporting person remains continuously employed through such date. Read SEC document |
| November 09, 2020 Filed Nov 10, 2020 22:31 UTC |
MORRIS SUSANEVP & Chief Operations Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 54,367 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-057707 · doc4.xml · derivative · entry 3 MORRIS SUSAN · CIK 0001797812 · EVP & Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,367 Underlying: Class A common stock, par value $0.01 · 54,367 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. The remaining restricted stock units under this award will vest in full on November 9, 2021, as long as the reporting person remains continuously employed through such date. F1 · price: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. The remaining restricted stock units under this award will vest in full on November 9, 2021, as long as the reporting person remains continuously employed through such date. F1 · derivative.exercise_date: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. The remaining restricted stock units under this award will vest in full on November 9, 2021, as long as the reporting person remains continuously employed through such date. F1 · derivative.expiration_date: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. The remaining restricted stock units under this award will vest in full on November 9, 2021, as long as the reporting person remains continuously employed through such date. Read SEC document |
| November 09, 2020 Filed Nov 10, 2020 22:31 UTC |
MORRIS SUSANEVP & Chief Operations Officer
|
Tax withholdingClass A common stock, par value $0.01 | 25,159 | $14.80 | $372,353.20 |
DisclosureSEC source: 0001209191-20-057707 · doc4.xml · nonDerivative · entry 2 MORRIS SUSAN · CIK 0001797812 · EVP & Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 533,213 Read SEC document |
| November 09, 2020 Filed Nov 10, 2020 22:31 UTC |
MORRIS SUSANEVP & Chief Operations Officer
|
Exercise / conversionClass A common stock, par value $0.01 | 54,367 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-057707 · doc4.xml · nonDerivative · entry 1 MORRIS SUSAN · CIK 0001797812 · EVP & Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 558,372 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. The remaining restricted stock units under this award will vest in full on November 9, 2021, as long as the reporting person remains continuously employed through such date. Read SEC document |
| November 09, 2020 Filed Nov 10, 2020 22:27 UTC |
Larson Robert BruceChief Accounting Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 8,430 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-057701 · doc4.xml · derivative · entry 3 Larson Robert Bruce · CIK 0001479490 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,429 Underlying: Class A common stock, par value $0.01 · 8,430 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. The remaining restricted stock units under this award will vest in full on November 9, 2021, as long as the reporting person remains continuously employed through such date. F1 · price: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. The remaining restricted stock units under this award will vest in full on November 9, 2021, as long as the reporting person remains continuously employed through such date. F1 · derivative.exercise_date: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. The remaining restricted stock units under this award will vest in full on November 9, 2021, as long as the reporting person remains continuously employed through such date. F1 · derivative.expiration_date: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. The remaining restricted stock units under this award will vest in full on November 9, 2021, as long as the reporting person remains continuously employed through such date. Read SEC document |
| November 09, 2020 Filed Nov 10, 2020 22:27 UTC |
Larson Robert BruceChief Accounting Officer
|
Tax withholdingClass A common stock, par value $0.01 | 3,901 | $14.80 | $57,734.80 |
DisclosureSEC source: 0001209191-20-057701 · doc4.xml · nonDerivative · entry 2 Larson Robert Bruce · CIK 0001479490 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,770 Read SEC document |
| November 09, 2020 Filed Nov 10, 2020 22:27 UTC |
Larson Robert BruceChief Accounting Officer
|
Exercise / conversionClass A common stock, par value $0.01 | 8,430 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-057701 · doc4.xml · nonDerivative · entry 1 Larson Robert Bruce · CIK 0001479490 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,671 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. The remaining restricted stock units under this award will vest in full on November 9, 2021, as long as the reporting person remains continuously employed through such date. Read SEC document |
| November 09, 2020 Filed Nov 10, 2020 22:24 UTC |
EWING JUSTINEVP, Corp Dev & RE
|
Exercise / conversionRestricted Stock Unit · Derivative | 21,745 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-057697 · doc4.xml · derivative · entry 3 EWING JUSTIN · CIK 0001654530 · EVP, Corp Dev & RE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,744 Underlying: Class A common stock, par value $0.01 · 21,745 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. The remaining restricted stock units under this award will vest in full on November 9, 2021, as long as the reporting person remains continuously employed through such date. F1 · price: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. The remaining restricted stock units under this award will vest in full on November 9, 2021, as long as the reporting person remains continuously employed through such date. F1 · derivative.exercise_date: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. The remaining restricted stock units under this award will vest in full on November 9, 2021, as long as the reporting person remains continuously employed through such date. F1 · derivative.expiration_date: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. The remaining restricted stock units under this award will vest in full on November 9, 2021, as long as the reporting person remains continuously employed through such date. Read SEC document |
| November 09, 2020 Filed Nov 10, 2020 22:24 UTC |
EWING JUSTINEVP, Corp Dev & RE
|
Tax withholdingClass A common stock, par value $0.01 | 10,063 | $14.80 | $148,932.40 |
DisclosureSEC source: 0001209191-20-057697 · doc4.xml · nonDerivative · entry 2 EWING JUSTIN · CIK 0001654530 · EVP, Corp Dev & RE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,114,146 Read SEC document |
| November 09, 2020 Filed Nov 10, 2020 22:24 UTC |
EWING JUSTINEVP, Corp Dev & RE
|
Exercise / conversionClass A common stock, par value $0.01 | 21,745 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-057697 · doc4.xml · nonDerivative · entry 1 EWING JUSTIN · CIK 0001654530 · EVP, Corp Dev & RE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,124,209 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. The remaining restricted stock units under this award will vest in full on November 9, 2021, as long as the reporting person remains continuously employed through such date. Read SEC document |
| November 09, 2020 Filed Nov 10, 2020 22:22 UTC |
DHANDA ANUJEVP & CIO
|
Exercise / conversionRestricted Stock Unit · Derivative | 21,745 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-057691 · doc4.xml · derivative · entry 3 DHANDA ANUJ · CIK 0001797932 · EVP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,744 Underlying: Class A common stock, par value $0.01 · 21,745 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. The remaining restricted stock units under this award will vest in full on November 9, 2021, as long as the reporting person remains continuously employed through such date. F1 · price: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. The remaining restricted stock units under this award will vest in full on November 9, 2021, as long as the reporting person remains continuously employed through such date. F1 · derivative.exercise_date: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. The remaining restricted stock units under this award will vest in full on November 9, 2021, as long as the reporting person remains continuously employed through such date. F1 · derivative.expiration_date: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. The remaining restricted stock units under this award will vest in full on November 9, 2021, as long as the reporting person remains continuously employed through such date. Read SEC document |
| November 09, 2020 Filed Nov 10, 2020 22:22 UTC |
DHANDA ANUJEVP & CIO
|
Tax withholdingClass A common stock, par value $0.01 | 10,782 | $14.80 | $159,573.60 |
DisclosureSEC source: 0001209191-20-057691 · doc4.xml · nonDerivative · entry 2 DHANDA ANUJ · CIK 0001797932 · EVP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,860 Read SEC document |
| November 09, 2020 Filed Nov 10, 2020 22:22 UTC |
DHANDA ANUJEVP & CIO
|
Exercise / conversionClass A common stock, par value $0.01 | 21,745 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-057691 · doc4.xml · nonDerivative · entry 1 DHANDA ANUJ · CIK 0001797932 · EVP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,642 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. The remaining restricted stock units under this award will vest in full on November 9, 2021, as long as the reporting person remains continuously employed through such date. Read SEC document |
| November 09, 2020 Filed Nov 10, 2020 22:19 UTC |
DIMOND ROBERT BEVP & Chief Financial Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 54,367 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-057688 · doc4.xml · derivative · entry 3 DIMOND ROBERT B · CIK 0001229230 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,367 Underlying: Class A common stock, par value $0.01 · 54,367 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. The remaining restricted stock units under this award will vest in full on November 9, 2021, as long as the reporting person remains continuously employed through such date. F1 · price: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. The remaining restricted stock units under this award will vest in full on November 9, 2021, as long as the reporting person remains continuously employed through such date. F1 · derivative.exercise_date: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. The remaining restricted stock units under this award will vest in full on November 9, 2021, as long as the reporting person remains continuously employed through such date. F1 · derivative.expiration_date: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. The remaining restricted stock units under this award will vest in full on November 9, 2021, as long as the reporting person remains continuously employed through such date. Read SEC document |
| November 09, 2020 Filed Nov 10, 2020 22:19 UTC |
DIMOND ROBERT BEVP & Chief Financial Officer
|
Tax withholdingClass A common stock, par value $0.01 | 25,159 | $14.80 | $372,353.20 |
DisclosureSEC source: 0001209191-20-057688 · doc4.xml · nonDerivative · entry 2 DIMOND ROBERT B · CIK 0001229230 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 485,716 Read SEC document |
| November 09, 2020 Filed Nov 10, 2020 22:19 UTC |
DIMOND ROBERT BEVP & Chief Financial Officer
|
Exercise / conversionClass A common stock, par value $0.01 | 54,367 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-057688 · doc4.xml · nonDerivative · entry 1 DIMOND ROBERT B · CIK 0001229230 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 510,875 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. The remaining restricted stock units under this award will vest in full on November 9, 2021, as long as the reporting person remains continuously employed through such date. Read SEC document |
| November 02, 2020 Filed Nov 10, 2020 22:37 UTC |
Stone West Mary EDirector
|
GrantRestricted Stock Units · Derivative | 3,680 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-057713 · doc4.xml · derivative · entry 1 Stone West Mary E · CIK 0001309219 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,680 Underlying: Class A common stock, par value $0.01 · 3,680 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. The award will vest in full on February 27, 2021, as long as the reporting person provides continuous service as a Board member through such date. F1 · derivative.exercise_date: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. The award will vest in full on February 27, 2021, as long as the reporting person provides continuous service as a Board member through such date. F1 · derivative.expiration_date: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. The award will vest in full on February 27, 2021, as long as the reporting person provides continuous service as a Board member through such date. Read SEC document |
| November 02, 2020 Filed Nov 10, 2020 22:40 UTC |
Wille ScottDirector
|
GrantRestricted Stock Units · Derivative | 4,033 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-057715 · doc4.xml · derivative · entry 1 Wille Scott · CIK 0001502858 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,033 Underlying: Class A common stock, par value $0.01 · 4,033 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. The award will vest in full on February 27, 2021, as long as the reporting person provides continuous service as a Board member through such date. F1 · derivative.exercise_date: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. The award will vest in full on February 27, 2021, as long as the reporting person provides continuous service as a Board member through such date. F1 · derivative.expiration_date: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. The award will vest in full on February 27, 2021, as long as the reporting person provides continuous service as a Board member through such date. Read SEC document |
| September 14, 2020 Filed Sep 15, 2020 13:30 UTC |
Cerberus Capital Management, L.P.10% owner · See Remarks
|
OtherClass A common stock, par value $0.01 | 6,837,970 | $0.00 | $0.00 |
DisclosureSEC source: 0000905718-20-000953 · albertsons_form4sept142020.xml · nonDerivative · entry 1 Cerberus Capital Management, L.P. · CIK 0001525907 · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 151,818,680 F1 · kind: On September 14, 2020, Cerberus Iceberg LLC ("Cerberus Iceberg"), an affiliate of Cerberus Capital Management, L.P. (the "Reporting Person"), entered into a redemption agreement with Gabriel Assets, LLC (together with its affiliates, "Gabriel"). Gabriel was a member of Cerberus Iceberg and is subject to a court-mandated wind-down. Bart M. Schwartz of Guidepost Partners LLC is the court-appointed receiver (the "Receiver") with respect to Gabriel and has been directed to liquidate Gabriel's assets. As a result, the Receiver directed Cerberus Iceberg to distribute pro rata 6,837,970 shares of Albertsons Companies, Inc. (the "Company") Class A common stock (the "Shares") to Gabriel. Accordingly, Cerberus Iceberg has redeemed all of Gabriel's units in Cerberus Iceberg in exchange for the pro rata distribution from Cerberus Iceberg of the Shares. F2 · kind: As a result of that distribution, Gabriel is no longer a partner or member of Cerberus Iceberg. The Reporting Person remains subject to that certain Lock-Up Agreement, dated as of June 25, 2020, entered into in favor of the underwriters of the Company's initial public offering and that certain Lock-Up Agreement, dated as of June 25, 2020, entered into in favor of the Company, with respect to its remaining 151,818,680 shares of Company Class A common stock. F3 · price: On September 14, 2020, the Company entered into a stock repurchase agreement with Gabriel, pursuant to which the Company repurchased the Shares held by Gabriel at $12.00 per share (the "Repurchase"). The Reporting Person did not receive any compensation or other value in connection with the distribution or the Repurchase. F4 · ownership.nature: The securities reported herein are held by Cerberus Iceberg and one or more of its affiliates. Read SEC document |
| September 11, 2020 Filed Sep 11, 2020 20:11 UTC |
DONALD JAMESDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 167,695 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905718-20-000943 · albertsons_fm4sep112020.xml · derivative · entry 4 DONALD JAMES · CIK 0001220755 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335,391 Underlying: Class A common stock, par value $0.01 · 167,695 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of the Company. The awards will vest in two equal annual installments commencing on September 11, 2021, as long as the reporting person remains continuously employed through each vesting date. F2 · price: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of the Company. The awards will vest in two equal annual installments commencing on September 11, 2021, as long as the reporting person remains continuously employed through each vesting date. F2 · derivative.exercise_date: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of the Company. The awards will vest in two equal annual installments commencing on September 11, 2021, as long as the reporting person remains continuously employed through each vesting date. F2 · derivative.expiration_date: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of the Company. The awards will vest in two equal annual installments commencing on September 11, 2021, as long as the reporting person remains continuously employed through each vesting date. Read SEC document |
| September 11, 2020 Filed Sep 11, 2020 20:11 UTC |
DONALD JAMESDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 172,935 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905718-20-000943 · albertsons_fm4sep112020.xml · derivative · entry 3 DONALD JAMES · CIK 0001220755 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,935 Underlying: Class A common stock, par value $0.01 · 172,935 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. (the "Company"). The awards will vest in full on September 11, 2021, as long as the reporting person remains continuously employed through each vesting date. F1 · price: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. (the "Company"). The awards will vest in full on September 11, 2021, as long as the reporting person remains continuously employed through each vesting date. F1 · derivative.exercise_date: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. (the "Company"). The awards will vest in full on September 11, 2021, as long as the reporting person remains continuously employed through each vesting date. F1 · derivative.expiration_date: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. (the "Company"). The awards will vest in full on September 11, 2021, as long as the reporting person remains continuously employed through each vesting date. Read SEC document |
| September 11, 2020 Filed Sep 11, 2020 20:11 UTC |
DONALD JAMESDirector
|
Exercise / conversionClass A common stock, par value $0.01 | 167,695 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905718-20-000943 · albertsons_fm4sep112020.xml · nonDerivative · entry 2 DONALD JAMES · CIK 0001220755 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 782,781 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of the Company. The awards will vest in two equal annual installments commencing on September 11, 2021, as long as the reporting person remains continuously employed through each vesting date. Read SEC document |
| September 11, 2020 Filed Sep 11, 2020 20:11 UTC |
DONALD JAMESDirector
|
Exercise / conversionClass A common stock, par value $0.01 | 172,935 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905718-20-000943 · albertsons_fm4sep112020.xml · nonDerivative · entry 1 DONALD JAMES · CIK 0001220755 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 615,086 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. (the "Company"). The awards will vest in full on September 11, 2021, as long as the reporting person remains continuously employed through each vesting date. Read SEC document |
| September 08, 2020 Filed Sep 9, 2020 16:33 UTC |
WHITE GEOFFSee Remarks
|
Exercise / conversionRestricted Stock Unit · Derivative | 12,240 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905718-20-000935 · albertsons_fm4sep82020.xml · derivative · entry 3 WHITE GEOFF · CIK 0001797809 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,479 Underlying: Class A common stock, par value $0.01 · 12,240 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. The awards will vest in two equal annual installments commencing on September 8, 2021, as long as the reporting person remains continuously employed through each vesting date. F1 · price: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. The awards will vest in two equal annual installments commencing on September 8, 2021, as long as the reporting person remains continuously employed through each vesting date. F1 · derivative.exercise_date: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. The awards will vest in two equal annual installments commencing on September 8, 2021, as long as the reporting person remains continuously employed through each vesting date. F1 · derivative.expiration_date: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. The awards will vest in two equal annual installments commencing on September 8, 2021, as long as the reporting person remains continuously employed through each vesting date. Read SEC document |
| September 08, 2020 Filed Sep 9, 2020 16:33 UTC |
WHITE GEOFFSee Remarks
|
Tax withholdingClass A common stock, par value $0.01 | 6,068 | $13.18 | $79,976.24 |
DisclosureSEC source: 0000905718-20-000935 · albertsons_fm4sep82020.xml · nonDerivative · entry 2 WHITE GEOFF · CIK 0001797809 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,859 Read SEC document |
| September 08, 2020 Filed Sep 9, 2020 16:33 UTC |
WHITE GEOFFSee Remarks
|
Exercise / conversionClass A common stock, par value $0.01 | 12,240 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905718-20-000935 · albertsons_fm4sep82020.xml · nonDerivative · entry 1 WHITE GEOFF · CIK 0001797809 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,927 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. The awards will vest in two equal annual installments commencing on September 8, 2021, as long as the reporting person remains continuously employed through each vesting date. Read SEC document |
| August 19, 2020 Filed Aug 21, 2020 20:05 UTC |
Theilmann Michael TSee Remarks
|
Exercise / conversionRestricted Stock Unit · Derivative | 31,444 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905718-20-000883 · ownership.xml · derivative · entry 2 Theilmann Michael T · CIK 0001329101 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,888 Underlying: Class A common stock, par value $0.01 · 31,444 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. The awards will vest in two equal annual installments commencing on August 19, 2021, as long as the reporting person remains continuously employed through each vesting date. F1 · price: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. The awards will vest in two equal annual installments commencing on August 19, 2021, as long as the reporting person remains continuously employed through each vesting date. F1 · derivative.exercise_date: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. The awards will vest in two equal annual installments commencing on August 19, 2021, as long as the reporting person remains continuously employed through each vesting date. F1 · derivative.expiration_date: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. The awards will vest in two equal annual installments commencing on August 19, 2021, as long as the reporting person remains continuously employed through each vesting date. Read SEC document |
| August 19, 2020 Filed Aug 21, 2020 20:05 UTC |
Theilmann Michael TSee Remarks
|
Exercise / conversionClass A common stock, par value $0.01 | 31,444 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905718-20-000883 · ownership.xml · nonDerivative · entry 1 Theilmann Michael T · CIK 0001329101 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,444 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. The awards will vest in two equal annual installments commencing on August 19, 2021, as long as the reporting person remains continuously employed through each vesting date. Read SEC document |
| August 19, 2020 Filed Sep 9, 2020 20:30 UTC Amendment |
Theilmann Michael TSee Remarks
|
Tax withholdingClass A common stock, par value $0.01 | 7,898 | $15.19 | $119,970.62 |
DisclosureSEC source: 0000905718-20-000933 · albertsons_fm4aug192020.xml · nonDerivative · entry 1 Theilmann Michael T · CIK 0001329101 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,546 F1 · shares: This amendment is being filed to report the number of shares withheld by and surrendered to Albertsons Companies, Inc. to satisfy tax withholding obligations that arose in connection with the partial vesting of restricted stock units. Read SEC document |
| August 14, 2020 Filed Aug 17, 2020 20:05 UTC |
Sankaran VivekDirector · President and CEO
|
PurchaseClass A common stock, par value $0.01 | 25,000 | $14.74 | $368,575.00 |
DisclosureSEC source: 0000905718-20-000868 · albertsons_form4aug142020.xml · nonDerivative · entry 1 Sankaran Vivek · CIK 0001671619 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,961,782 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.739 to $14.759 per share of Class A common stock, inclusive. Vivek Sankaran (the "Reporting Person") undertakes to provide to Albertsons Companies, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F2 · balance_after: Includes 1,721,584 shares of restricted Class A common stock held by the Reporting Person which are subject to forfeiture under the terms of the Reporting Person's employment agreement (the "Employment Agreement"), dated March 29, 2019 between the Reporting Person and the Company. 215,198 shares will vest on February 27, 2021, 322,797 on February 26, 2022, 215,198 on February 25, 2023, and 107,599 on February 24, 2024, subject to forfeiture if the performance criteria specified in the Employment Agreement are not met. The remaining shares will vest 215,198 on April 25, 2021, 322,797 on April 25, 2022, 215,198 on April 25, 2023, and 107,599 on April 25, 2024, subject to forfeiture if the Reporting Person is no longer employed by the Company. Read SEC document |
| August 04, 2020 Filed Aug 6, 2020 20:18 UTC |
SCHOTTENSTEIN JAY LDirector · 10% owner
|
GrantRestricted Stock Unit · Derivative | 9,552 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905718-20-000825 · albertsons_fm4aug42020.xml · derivative · entry 1 SCHOTTENSTEIN JAY L · CIK 0001031000 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,552 Underlying: Class A common stock, par value $0.01 · 9,552 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. (the "Company"). F3 · price: The awards were granted under the Company's 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: The awards will vest in full on February 27, 2021, as long as Jay Schottenstein (the "Reporting Person") continues to serve as a director through such date. F2 · derivative.expiration_date: The awards will vest in full on February 27, 2021, as long as Jay Schottenstein (the "Reporting Person") continues to serve as a director through such date. Read SEC document |
| August 04, 2020 Filed Aug 6, 2020 20:15 UTC |
PRYOR JULIETTE WILLIAMSSee Remarks
|
GrantRestricted Stock Unit · Derivative | 100,654 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905718-20-000823 · albertsons_fm4aug42020.xml · derivative · entry 1 PRYOR JULIETTE WILLIAMS · CIK 0001125881 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,654 Underlying: Class A common stock, par value $0.01 · 100,654 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. (the "Company"). F3 · price: The awards were granted under the Company's 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 under the Exchange Act of 1934, as amended. F2 · derivative.exercise_date: The awards will vest in three equal annual installments commencing on June 15, 2021, as long as Juliette Pryor remains continuously employed through each vesting date. F2 · derivative.expiration_date: The awards will vest in three equal annual installments commencing on June 15, 2021, as long as Juliette Pryor remains continuously employed through each vesting date. Read SEC document |
| August 04, 2020 Filed Aug 6, 2020 20:25 UTC |
DAVIS STEVEN ADirector
|
PurchaseClass A common stock, par value $0.01 | 7,100 | $15.17 | $107,695.64 |
DisclosureSEC source: 0000905718-20-000829 · albertsons_fm4aug42020.xml · nonDerivative · entry 1 DAVIS STEVEN A · CIK 0001362276 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,973 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple tranactions at prices ranging frm $15.15 to $15.20 per share of Class A common stock, inclusive. Steven A. Davis undertakes to provide to Albertsons Companies, Inc., any security holder of Albertsons Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| August 04, 2020 Filed Aug 6, 2020 20:23 UTC |
TESSLER LENARDDirector
|
GrantRestricted Stock Unit · Derivative | 9,552 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905718-20-000827 · albertson_fm4aug42020.xml · derivative · entry 1 TESSLER LENARD · CIK 0001264513 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,552 Underlying: Class A common stock, par value $0.01 · 9,552 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. (the "Company"). F3 · price: The awards were granted under the Company's 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: The awards will vest in full on February 27, 2021, as long as Lenard Tessler remains a director through such date. F2 · derivative.expiration_date: The awards will vest in full on February 27, 2021, as long as Lenard Tessler remains a director through such date. Read SEC document |
| August 04, 2020 Filed Aug 6, 2020 20:10 UTC |
Klaff HerschDirector · 10% owner · See Remarks
|
GrantRestricted Stock Unit · Derivative | 9,552 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905718-20-000818 · albertsons_fm4aug42020.xml · derivative · entry 1 Klaff Hersch · CIK 0001654577 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,552 Underlying: Class A common stock, par value $0.01 · 9,552 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. (the "Company"). F3 · price: The awards were granted under the Company's 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: The awards will vest in full on February 27, 2021, as long as Hersch Klaff (the "Reporting Person") remains a director through such date. F2 · derivative.expiration_date: The awards will vest in full on February 27, 2021, as long as Hersch Klaff (the "Reporting Person") remains a director through such date. Read SEC document |
| August 04, 2020 Filed Aug 6, 2020 20:12 UTC |
LAUFER LEONARDDirector
|
GrantRestricted Stock Unit · Derivative | 9,552 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905718-20-000820 · albertsons_fm4aug42020.xml · derivative · entry 1 LAUFER LEONARD · CIK 0001797831 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,552 Underlying: Class A common stock, par value $0.01 · 9,552 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. (the "Company"). F3 · price: The awards were granted under the Company's 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: The awards will vest in full on February 27, 2021, as long as Leonard Laufer remains a director through such date. F2 · derivative.expiration_date: The awards will vest in full on February 27, 2021, as long as Leonard Laufer remains a director through such date. Read SEC document |
| August 04, 2020 Filed Aug 6, 2020 20:09 UTC |
Fennebresque Kim SDirector
|
PurchaseClass A common stock, par value $0.01 | 1,000 | $14.93 | $14,926.00 |
DisclosureSEC source: 0000905718-20-000816 · albertsons_fm4aug52020.xml · nonDerivative · entry 1 Fennebresque Kim S · CIK 0001361379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,039 Read SEC document |
| August 04, 2020 Filed Aug 6, 2020 20:07 UTC |
Allen Sharon L.Director
|
PurchaseClass A common stock, par value $0.01 | 2,000 | $14.83 | $29,656.00 |
DisclosureSEC source: 0000905718-20-000814 · albertsons_fm4aug42020.xml · nonDerivative · entry 1 Allen Sharon L. · CIK 0001557147 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,000 F1 · ownership.nature: The securities are held by the Richard and Sharon Allen Trust (the "Trust"). Sharon L. Allen, as trustee, is deemed to have voting and dispositive power over the securities held by the Trust. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 20:05 UTC |
SCHUMACHER ALAN HDirector
|
PurchaseClass A common stock, par value $0.01 | 1,500 | $14.83 | $22,245.00 |
DisclosureSEC source: 0000905718-20-000811 · ownership.xml · nonDerivative · entry 1 SCHUMACHER ALAN H · CIK 0001264230 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 75,539 F1 · ownership.nature: The securities are held by The Alan H. Schumacher Declaration of Trust Dated October 19, 2001 (the "Trust"). Alan H. Schumacher, as trustee, is deemed to have voting and dispositive power over the securities held by the Trust. Read SEC document |
| June 30, 2020 Filed Jul 1, 2020 20:23 UTC |
KIMCO REALTY CORPSee Remarks
KIM-SFW, LLCSee Remarks
KRS ABS, LLCSee Remarks
KRSX MERGE, LLCSee Remarks
KIMKON INC.See Remarks
KIMCO CAPITAL CORP.See Remarks
KIMSOUTH REALTY INCSee Remarks
|
SaleClass A common stock par value $0.01 | 4,675,726 | $15.27 | $71,405,817.18 |
DisclosureSEC source: 0000895345-20-000764 · form4.xml · nonDerivative · entry 1 KIMCO REALTY CORP · CIK 0000879101 · See Remarks KIM-SFW, LLC · CIK 0001816253 · See Remarks KRS ABS, LLC · CIK 0001816129 · See Remarks KRSX MERGE, LLC · CIK 0001816230 · See Remarks KIMKON INC. · CIK 0001816131 · See Remarks KIMCO CAPITAL CORP. · CIK 0001816141 · See Remarks KIMSOUTH REALTY INC · CIK 0000899757 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 39,838,104 F1 · shares: Includes 170,781, 4,445,725 and 59,220 securities reported herein sold by KIM SFW, LLC, KRS ABS, LLC and KRSX Merge, LLC, respectively, pursuant to the Underwriting Agreement dated June 25, 2020. Following the transaction reported herein, 0 securities are held by KIM SFW, LLC, 39,661,294 are held by KRS ABS, LLC and 167,811 are held by KRSX Merge, LLC. F2 · price: This amount represents the $16.0000 public offering price per share of the issuer's common stock less the underwriting discount of $0.7284 per share. F1 · balance_after: Includes 170,781, 4,445,725 and 59,220 securities reported herein sold by KIM SFW, LLC, KRS ABS, LLC and KRSX Merge, LLC, respectively, pursuant to the Underwriting Agreement dated June 25, 2020. Following the transaction reported herein, 0 securities are held by KIM SFW, LLC, 39,661,294 are held by KRS ABS, LLC and 167,811 are held by KRSX Merge, LLC. F3 · ownership.nature: The securities reported herein are held by KIM SFW, LLC, KRS ABS, LLC and KRSX Merge, LLC. Kimco Capital Corp. is the sole member of KIM SFW, LLC. Kimsouth Realty Inc. is the sole member of KRS ABS, LLC and is a wholly-owned subsidiary of Kimkon Inc. Kimkon Inc. is a wholly-owned subsidiary of KRSX Merge, LLC. Each of Kimco Capital Corp. and KRSX Merge, LLC are wholly-owned subsidiaries of the Reporting Person. F4 · ownership.nature: The Reporting Person may be deemed to share beneficial ownership of the securities reported herein held by KIM SFW, LLC, KRS ABS, LLC and KRSX Merge, LLC, but disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein, if any. Kimco Capital Corp may be deemed to share beneficial ownership of the securities reported herein held by KIM SFW, LLC, but disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein, if any. Each of Kimsouth Realty Inc., Kimcon Inc. and KRSX Merge, LLC may be deemed to share beneficial ownership of the securities reported herein held by KRS ABS, LLC, but each disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein, if any. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 14:45 UTC |
SCHOTTENSTEIN STORES CORP10% owner · See Footnote (1)
|
SaleClass A common stock, par value $0.01 | 6,822,467 | $15.27 | $104,189,987.04 |
DisclosureSEC source: 0001225208-20-009457 · doc4.xml · nonDerivative · entry 1 SCHOTTENSTEIN STORES CORP · CIK 0000087500 · 10% owner · See Footnote (1) 10b5-1 filing: Not disclosed Ownership: Indirect · By Affiliated Entities Disclosed balance after: 58,128,752 F1 · ownership.nature: Schottenstein Stores Corp. (the "Reporting Person") whose affiliated entities have beneficial ownership of 58,128,752 shares of Class A common stock of the Issuer due to common control with Jay L. Schottenstein who is a director of Issuer. The Reporting Person and/or one or more of its affiliates have entered into a stockholders' agreement dated June 25, 2020 (the "Stockholders' Agreement") among the Issuer and certain holders of Issuer's Class A common stock (together with the Reporting Person, the "Sponsors"). Pursuant to the Stockholders' Agreement, the Sponsors have agreed to act in concert and vote together on certain matters relating to the Issuer. As a result, the Sponsors in the aggregate may be deemed to beneficially own more than 10% of the outstanding shares of the Issuer's Class A common stock. However, the Reporting Person and its affiliates do not have a pecuniary interest in the securities of the Issuer held by the other Sponsors. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 20:21 UTC |
SCHOTTENSTEIN JAY LDirector · 10% owner
|
SaleClass A common stock, par value $0.01 | 6,822,467 | $16.00 | $109,159,472.00 |
DisclosureSEC source: 0000905718-20-000710 · albertsons_fm4jun302020.xml · nonDerivative · entry 1 SCHOTTENSTEIN JAY L · CIK 0001031000 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 58,128,752 F1 · ownership.nature: Jubilee ABS Holding LLC ("Jubilee") and/or one or more of its affiliates have entered into a stockholders agreement, dated June 25, 2020 (the "Stockholders Agreement"), among the Issuer and certain holders of Company Class A common stock (together with Jubilee, the "Sponsors"). Pursuant to the Stockholders Agreement, the Sponsors have agreed to act in concert and vote together on certain matters relating to the Company. As a result, the Sponsors in the aggregate may be deemed to beneficially own more than 10% of the outstanding shares of Company Class A common stock. Jay Schottenstein (the "Reporting Person") may be deemed the indirect beneficial owner of the shares held by Jubilee through his indirect interest in Jubilee. However, the Reporting Person and his affiliates do not have a pecuniary interest in the securities of the Company held by the other Sponsors. F2 · ownership.nature: The securities reported herein are held by one or more funds and/or accounts managed by the Reporting Person. The Reporting Person expressly disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 16:33 UTC |
L-A V ABS, LLC10% owner · See Remarks.
LUBERT-ADLER REAL ESTATE FUND V L P10% owner · See Remarks
LUBERT-ADLER GROUP V, L.P.10% owner
LUBERT-ADLER GROUP V, LLC10% owner
LUBERT-ADLER REAL ESTATE FUND VI LP10% owner · See Remarks
LUBERT-ADLER REAL ESTATE FUND VI-A, L.P.10% owner · See Remarks
LUBERT-ADLER GROUP VI, L.P.10% owner
LUBERT-ADLER GROUP VI, LLC10% owner
LUBERT-ADLER REAL ESTATE FUND VI-B, L.P.10% owner · See Remarks
LUBERT-ADLER GROUP VI-B, L.P.10% owner
|
SaleClass A common stock, par value $0.01 per share | 45,316 | $15.27 | $692,047.83 |
DisclosureSEC source: 0000899243-20-018293 · doc4.xml · nonDerivative · entry 6 L-A V ABS, LLC · CIK 0001812785 · 10% owner · See Remarks. LUBERT-ADLER REAL ESTATE FUND V L P · CIK 0001349589 · 10% owner · See Remarks LUBERT-ADLER GROUP V, L.P. · CIK 0001812676 · 10% owner LUBERT-ADLER GROUP V, LLC · CIK 0001812719 · 10% owner LUBERT-ADLER REAL ESTATE FUND VI LP · CIK 0001423191 · 10% owner · See Remarks LUBERT-ADLER REAL ESTATE FUND VI-A, L.P. · CIK 0001813046 · 10% owner · See Remarks LUBERT-ADLER GROUP VI, L.P. · CIK 0001813146 · 10% owner LUBERT-ADLER GROUP VI, LLC · CIK 0001812925 · 10% owner LUBERT-ADLER REAL ESTATE FUND VI-B, L.P. · CIK 0001502258 · 10% owner · See Remarks LUBERT-ADLER GROUP VI-B, L.P. · CIK 0001813360 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 386,099 F2 · ownership.nature: Each of the reporting persons expressly disclaims beneficial ownership of the reported shares except to the extent of his or its pecuniary interest therein. F7 · ownership.nature: The reported shares of Class A common stock are owned directly by L-A Asset Management Services, L.P. ("L-A Asset Management Services"). L-A Asset Management Services' general partner is Lubert-Adler GP - West, LLC ("L-A GP - West"). Ira M. Lubert and Dean S. Adler are the members of L-A GP - West. As a result, L-A GP - West, Mr. Lubert and Mr. Adler may be deemed to share beneficial ownership of the reported shares Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 16:33 UTC |
L-A V ABS, LLC10% owner · See Remarks.
LUBERT-ADLER REAL ESTATE FUND V L P10% owner · See Remarks
LUBERT-ADLER GROUP V, L.P.10% owner
LUBERT-ADLER GROUP V, LLC10% owner
LUBERT-ADLER REAL ESTATE FUND VI LP10% owner · See Remarks
LUBERT-ADLER REAL ESTATE FUND VI-A, L.P.10% owner · See Remarks
LUBERT-ADLER GROUP VI, L.P.10% owner
LUBERT-ADLER GROUP VI, LLC10% owner
LUBERT-ADLER REAL ESTATE FUND VI-B, L.P.10% owner · See Remarks
LUBERT-ADLER GROUP VI-B, L.P.10% owner
|
SaleClass A common stock, par value $0.01 per share | 3,891,650 | $15.27 | $59,431,722.14 |
DisclosureSEC source: 0000899243-20-018293 · doc4.xml · nonDerivative · entry 5 L-A V ABS, LLC · CIK 0001812785 · 10% owner · See Remarks. LUBERT-ADLER REAL ESTATE FUND V L P · CIK 0001349589 · 10% owner · See Remarks LUBERT-ADLER GROUP V, L.P. · CIK 0001812676 · 10% owner LUBERT-ADLER GROUP V, LLC · CIK 0001812719 · 10% owner LUBERT-ADLER REAL ESTATE FUND VI LP · CIK 0001423191 · 10% owner · See Remarks LUBERT-ADLER REAL ESTATE FUND VI-A, L.P. · CIK 0001813046 · 10% owner · See Remarks LUBERT-ADLER GROUP VI, L.P. · CIK 0001813146 · 10% owner LUBERT-ADLER GROUP VI, LLC · CIK 0001812925 · 10% owner LUBERT-ADLER REAL ESTATE FUND VI-B, L.P. · CIK 0001502258 · 10% owner · See Remarks LUBERT-ADLER GROUP VI-B, L.P. · CIK 0001813360 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 33,157,624 F2 · ownership.nature: Each of the reporting persons expressly disclaims beneficial ownership of the reported shares except to the extent of his or its pecuniary interest therein. F6 · ownership.nature: The reported shares of Class A common stock are owned directly by L-A Saturn Acquisition, L.P. ("L-A Saturn"). L-A Saturn's general partner is L-A Group Saturn, LLC ("L-A Group Saturn"). Ira M. Lubert and Dean S. Adler are the managers of L-A Group Saturn. As a result, L-A Group Saturn, Mr. Lubert and Mr. Adler may be deemed to share beneficial ownership of the reported shares. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 16:33 UTC |
L-A V ABS, LLC10% owner · See Remarks.
LUBERT-ADLER REAL ESTATE FUND V L P10% owner · See Remarks
LUBERT-ADLER GROUP V, L.P.10% owner
LUBERT-ADLER GROUP V, LLC10% owner
LUBERT-ADLER REAL ESTATE FUND VI LP10% owner · See Remarks
LUBERT-ADLER REAL ESTATE FUND VI-A, L.P.10% owner · See Remarks
LUBERT-ADLER GROUP VI, L.P.10% owner
LUBERT-ADLER GROUP VI, LLC10% owner
LUBERT-ADLER REAL ESTATE FUND VI-B, L.P.10% owner · See Remarks
LUBERT-ADLER GROUP VI-B, L.P.10% owner
|
SaleClass A common stock, par value $0.01 per share | 506,443 | $15.27 | $7,734,194.92 |
DisclosureSEC source: 0000899243-20-018293 · doc4.xml · nonDerivative · entry 4 L-A V ABS, LLC · CIK 0001812785 · 10% owner · See Remarks. LUBERT-ADLER REAL ESTATE FUND V L P · CIK 0001349589 · 10% owner · See Remarks LUBERT-ADLER GROUP V, L.P. · CIK 0001812676 · 10% owner LUBERT-ADLER GROUP V, LLC · CIK 0001812719 · 10% owner LUBERT-ADLER REAL ESTATE FUND VI LP · CIK 0001423191 · 10% owner · See Remarks LUBERT-ADLER REAL ESTATE FUND VI-A, L.P. · CIK 0001813046 · 10% owner · See Remarks LUBERT-ADLER GROUP VI, L.P. · CIK 0001813146 · 10% owner LUBERT-ADLER GROUP VI, LLC · CIK 0001812925 · 10% owner LUBERT-ADLER REAL ESTATE FUND VI-B, L.P. · CIK 0001502258 · 10% owner · See Remarks LUBERT-ADLER GROUP VI-B, L.P. · CIK 0001813360 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 4,314,996 F2 · ownership.nature: Each of the reporting persons expressly disclaims beneficial ownership of the reported shares except to the extent of his or its pecuniary interest therein. F5 · ownership.nature: The reported shares of Class A common stock are owned directly by Lubert-Adler Real Estate Fund VI-B, L.P. ("L-A RE Fund VI-B"). L-A RE Fund VI-B's general partner is Lubert-Adler Group VI-B, L.P ("L-A Group VI-B"). L-A Group VI-B's general partner is Lubert-Adler Group VI-B, LLC ("L-A Group VI-B LLC"). Ira M. Lubert and Dean S. Adler are the members of L-A Group VI-B LLC. As a result, L-A Group VI-B, L-A Group VI-B LLC, Mr. Lubert and Mr. Adler may be deemed to share beneficial ownership of the reported shares. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 16:33 UTC |
L-A V ABS, LLC10% owner · See Remarks.
LUBERT-ADLER REAL ESTATE FUND V L P10% owner · See Remarks
LUBERT-ADLER GROUP V, L.P.10% owner
LUBERT-ADLER GROUP V, LLC10% owner
LUBERT-ADLER REAL ESTATE FUND VI LP10% owner · See Remarks
LUBERT-ADLER REAL ESTATE FUND VI-A, L.P.10% owner · See Remarks
LUBERT-ADLER GROUP VI, L.P.10% owner
LUBERT-ADLER GROUP VI, LLC10% owner
LUBERT-ADLER REAL ESTATE FUND VI-B, L.P.10% owner · See Remarks
LUBERT-ADLER GROUP VI-B, L.P.10% owner
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SaleClass A common stock, par value $0.01 per share | 854,518 | $15.27 | $13,049,857.09 |
DisclosureSEC source: 0000899243-20-018293 · doc4.xml · nonDerivative · entry 3 L-A V ABS, LLC · CIK 0001812785 · 10% owner · See Remarks. LUBERT-ADLER REAL ESTATE FUND V L P · CIK 0001349589 · 10% owner · See Remarks LUBERT-ADLER GROUP V, L.P. · CIK 0001812676 · 10% owner LUBERT-ADLER GROUP V, LLC · CIK 0001812719 · 10% owner LUBERT-ADLER REAL ESTATE FUND VI LP · CIK 0001423191 · 10% owner · See Remarks LUBERT-ADLER REAL ESTATE FUND VI-A, L.P. · CIK 0001813046 · 10% owner · See Remarks LUBERT-ADLER GROUP VI, L.P. · CIK 0001813146 · 10% owner LUBERT-ADLER GROUP VI, LLC · CIK 0001812925 · 10% owner LUBERT-ADLER REAL ESTATE FUND VI-B, L.P. · CIK 0001502258 · 10% owner · See Remarks LUBERT-ADLER GROUP VI-B, L.P. · CIK 0001813360 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 7,280,654 F2 · ownership.nature: Each of the reporting persons expressly disclaims beneficial ownership of the reported shares except to the extent of his or its pecuniary interest therein. F4 · ownership.nature: The reported shares include 665,747 shares of Class A common stock sold by Lubert-Adler Real Estate Fund VI, L.P. (the "L-A RE Fund VI") and 188,771 shares of Class A common stock sold by Lubert-Adler Real Estate Fund VI-A, L.P. (the "L-A RE Fund VI-A"), and 5,672,291 shares of Class A common stock owned directly by L-A RE Fund VI and 1,608,363 shares of Class A common sock owned directly by L-A RE Fund VI-A following the reported transactions. The general partner of L-A RE Fund VI and L-A RE Fund VI-A is Lubert-Adler Group VI, L.P. ("L-A Group VI"). L-A Group VI's general partner is Lubert-Adler Group VI, LLC ("L-A Group VI LLC"). Ira M. Lubert and Dean S. Adler are the members of L-A Group VI LLC. As a result, L-A Group VI, L-A Group VI LLC, Mr. Lubert and Mr. Adler may be deemed to share beneficial ownership of the reported shares. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 16:33 UTC |
L-A V ABS, LLC10% owner · See Remarks.
LUBERT-ADLER REAL ESTATE FUND V L P10% owner · See Remarks
LUBERT-ADLER GROUP V, L.P.10% owner
LUBERT-ADLER GROUP V, LLC10% owner
LUBERT-ADLER REAL ESTATE FUND VI LP10% owner · See Remarks
LUBERT-ADLER REAL ESTATE FUND VI-A, L.P.10% owner · See Remarks
LUBERT-ADLER GROUP VI, L.P.10% owner
LUBERT-ADLER GROUP VI, LLC10% owner
LUBERT-ADLER REAL ESTATE FUND VI-B, L.P.10% owner · See Remarks
LUBERT-ADLER GROUP VI-B, L.P.10% owner
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SaleClass A common stock, par value $0.01 per share | 55,640 | $15.27 | $849,711.82 |
DisclosureSEC source: 0000899243-20-018293 · doc4.xml · nonDerivative · entry 2 L-A V ABS, LLC · CIK 0001812785 · 10% owner · See Remarks. LUBERT-ADLER REAL ESTATE FUND V L P · CIK 0001349589 · 10% owner · See Remarks LUBERT-ADLER GROUP V, L.P. · CIK 0001812676 · 10% owner LUBERT-ADLER GROUP V, LLC · CIK 0001812719 · 10% owner LUBERT-ADLER REAL ESTATE FUND VI LP · CIK 0001423191 · 10% owner · See Remarks LUBERT-ADLER REAL ESTATE FUND VI-A, L.P. · CIK 0001813046 · 10% owner · See Remarks LUBERT-ADLER GROUP VI, L.P. · CIK 0001813146 · 10% owner LUBERT-ADLER GROUP VI, LLC · CIK 0001812925 · 10% owner LUBERT-ADLER REAL ESTATE FUND VI-B, L.P. · CIK 0001502258 · 10% owner · See Remarks LUBERT-ADLER GROUP VI-B, L.P. · CIK 0001813360 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 474,065 F2 · ownership.nature: Each of the reporting persons expressly disclaims beneficial ownership of the reported shares except to the extent of his or its pecuniary interest therein. F3 · ownership.nature: The reported shares of Class A common stock are owned directly by L-A RE Fund V. L-A RE Fund V's general partner is Lubert-Adler Group V, L.P ("L-A Group V"). L-A Group V's general partner is Lubert-Adler Group V, LLC ("L-A Group V LLC"). Ira M. Lubert and Dean S. Adler are the members of L-A Group V LLC. As a result, L-A Group V, L-A Group V LLC, Mr. Lubert and Mr. Adler may be deemed to share beneficial ownership of the reported shares. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 16:33 UTC |
L-A V ABS, LLC10% owner · See Remarks.
LUBERT-ADLER REAL ESTATE FUND V L P10% owner · See Remarks
LUBERT-ADLER GROUP V, L.P.10% owner
LUBERT-ADLER GROUP V, LLC10% owner
LUBERT-ADLER REAL ESTATE FUND VI LP10% owner · See Remarks
LUBERT-ADLER REAL ESTATE FUND VI-A, L.P.10% owner · See Remarks
LUBERT-ADLER GROUP VI, L.P.10% owner
LUBERT-ADLER GROUP VI, LLC10% owner
LUBERT-ADLER REAL ESTATE FUND VI-B, L.P.10% owner · See Remarks
LUBERT-ADLER GROUP VI-B, L.P.10% owner
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SaleClass A common stock, par value $0.01 per share | 1,468,900 | $15.27 | $22,432,453.24 |
DisclosureSEC source: 0000899243-20-018293 · doc4.xml · nonDerivative · entry 1 L-A V ABS, LLC · CIK 0001812785 · 10% owner · See Remarks. LUBERT-ADLER REAL ESTATE FUND V L P · CIK 0001349589 · 10% owner · See Remarks LUBERT-ADLER GROUP V, L.P. · CIK 0001812676 · 10% owner LUBERT-ADLER GROUP V, LLC · CIK 0001812719 · 10% owner LUBERT-ADLER REAL ESTATE FUND VI LP · CIK 0001423191 · 10% owner · See Remarks LUBERT-ADLER REAL ESTATE FUND VI-A, L.P. · CIK 0001813046 · 10% owner · See Remarks LUBERT-ADLER GROUP VI, L.P. · CIK 0001813146 · 10% owner LUBERT-ADLER GROUP VI, LLC · CIK 0001812925 · 10% owner LUBERT-ADLER REAL ESTATE FUND VI-B, L.P. · CIK 0001502258 · 10% owner · See Remarks LUBERT-ADLER GROUP VI-B, L.P. · CIK 0001813360 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 12,515,316 F1 · ownership.nature: The reported shares of Class A common stock are owned directly by L-A V ABS, LLC ("L-A V ABS"). L-A V ABS is managed by its members, Dean S. Adler and Gerald A. Ronon, who can be removed and replaced by Lubert-Adler Real Estate Fund V, L.P. ("L-A RE Fund V"), the controlling member of L-A V ABS, with the consent of ABS Opportunities, LLC. As a result, Mr. Adler, Mr. Ronon and L-A RE Fund V may be deemed to share beneficial ownership of the reported shares. F2 · ownership.nature: Each of the reporting persons expressly disclaims beneficial ownership of the reported shares except to the extent of his or its pecuniary interest therein. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 16:36 UTC |
LUBERT-ADLER GROUP VI-B, LLC10% owner · See Remarks.
L-A SATURN ACQUISITION, L.P.10% owner · See Remarks
L-A GROUP SATURN, LLC10% owner
L-A ASSET MANAGEMENT SERVICES, L.P.10% owner · See Remarks
LUBERT-ADLER GP - WEST, LLC10% owner
LUBERT IRA M10% owner
Ronon Gerald A10% owner
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SaleClass A common stock, par value $0.01 per share | 45,316 | $15.27 | $692,047.83 |
DisclosureSEC source: 0000899243-20-018297 · doc4.xml · nonDerivative · entry 6 LUBERT-ADLER GROUP VI-B, LLC · CIK 0001812941 · 10% owner · See Remarks. L-A SATURN ACQUISITION, L.P. · CIK 0001605752 · 10% owner · See Remarks L-A GROUP SATURN, LLC · CIK 0001813033 · 10% owner L-A ASSET MANAGEMENT SERVICES, L.P. · CIK 0001655554 · 10% owner · See Remarks LUBERT-ADLER GP - WEST, LLC · CIK 0001813010 · 10% owner LUBERT IRA M · CIK 0001203115 · 10% owner Ronon Gerald A · CIK 0001615584 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 386,099 F2 · ownership.nature: Each of the reporting persons expressly disclaims beneficial ownership of the reported shares except to the extent of his or its pecuniary interest therein. F7 · ownership.nature: The reported shares of Class A common stock are owned directly by L-A Asset Management Services, L.P. ("L-A Asset Management Services"). L-A Asset Management Services' general partner is Lubert-Adler GP - West, LLC ("L-A GP - West"). Ira M. Lubert and Dean S. Adler are the members of L-A GP - West. As a result, L-A GP - West, Mr. Lubert and Mr. Adler may be deemed to share beneficial ownership of the reported shares Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 16:36 UTC |
LUBERT-ADLER GROUP VI-B, LLC10% owner · See Remarks.
L-A SATURN ACQUISITION, L.P.10% owner · See Remarks
L-A GROUP SATURN, LLC10% owner
L-A ASSET MANAGEMENT SERVICES, L.P.10% owner · See Remarks
LUBERT-ADLER GP - WEST, LLC10% owner
LUBERT IRA M10% owner
Ronon Gerald A10% owner
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SaleClass A common stock, par value $0.01 per share | 3,891,650 | $15.27 | $59,431,722.14 |
DisclosureSEC source: 0000899243-20-018297 · doc4.xml · nonDerivative · entry 5 LUBERT-ADLER GROUP VI-B, LLC · CIK 0001812941 · 10% owner · See Remarks. L-A SATURN ACQUISITION, L.P. · CIK 0001605752 · 10% owner · See Remarks L-A GROUP SATURN, LLC · CIK 0001813033 · 10% owner L-A ASSET MANAGEMENT SERVICES, L.P. · CIK 0001655554 · 10% owner · See Remarks LUBERT-ADLER GP - WEST, LLC · CIK 0001813010 · 10% owner LUBERT IRA M · CIK 0001203115 · 10% owner Ronon Gerald A · CIK 0001615584 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 33,157,624 F2 · ownership.nature: Each of the reporting persons expressly disclaims beneficial ownership of the reported shares except to the extent of his or its pecuniary interest therein. F6 · ownership.nature: The reported shares of Class A common stock are owned directly by L-A Saturn Acquisition, L.P. ("L-A Saturn"). L-A Saturn's general partner is L-A Group Saturn, LLC ("L-A Group Saturn"). Ira M. Lubert and Dean S. Adler are the managers of L-A Group Saturn. As a result, L-A Group Saturn, Mr. Lubert and Mr. Adler may be deemed to share beneficial ownership of the reported shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.