Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Albertsons Companies, Inc.ACI · Entity 2116 | EVP & Chief Financial Officer | August 10, 2021 | August 12, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Albertsons Companies, Inc.
Report date August 10, 2021 · Filed August 12, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Dividend Equivalent UnitsSEC Table II · derivative / convertible security | Direct | 94,258 |
Reported balance
After 2021-08-10 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-08-10 · Grant · Acquired 323 · Balance 94,258 F1: Number of restricted stock units ("RSUs") credited to the reporting person's account as dividend equivalents on unvested RSUs. The reported number was calculated based on the closing price of the issuer's common stock on the dividend payment date. These RSUs will vest and settle with the underlying award. |
Filing footnotes · ownership attribution and instrument terms
F1: Number of restricted stock units ("RSUs") credited to the reporting person's account as dividend equivalents on unvested RSUs. The reported number was calculated based on the closing price of the issuer's common stock on the dividend payment date. These RSUs will vest and settle with the underlying award.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 10, 2021 Filed Aug 12, 2021 21:21 UTC | Albertsons Companies, Inc. ACI · Entity 2116 | GrantDividend Equivalent Units · Derivative | 323 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-051189 · doc4.xml · derivative · entry 1 DIMOND ROBERT B · CIK 0001229230 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,258 Underlying: Class A common stock, par value $0.01 · 323 shares Expires not disclosed F1 · derivative.exercise_price: Number of restricted stock units ("RSUs") credited to the reporting person's account as dividend equivalents on unvested RSUs. The reported number was calculated based on the closing price of the issuer's common stock on the dividend payment date. These RSUs will vest and settle with the underlying award. F1 · derivative.exercise_date: Number of restricted stock units ("RSUs") credited to the reporting person's account as dividend equivalents on unvested RSUs. The reported number was calculated based on the closing price of the issuer's common stock on the dividend payment date. These RSUs will vest and settle with the underlying award. F1 · derivative.expiration_date: Number of restricted stock units ("RSUs") credited to the reporting person's account as dividend equivalents on unvested RSUs. The reported number was calculated based on the closing price of the issuer's common stock on the dividend payment date. These RSUs will vest and settle with the underlying award. Read SEC document |
| May 12, 2021 Filed May 14, 2021 22:34 UTC | Albertsons Companies, Inc. ACI · Entity 2116 | GrantPerformance Restricted Stock Units · Derivative | 93,935 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-032901 · doc4.xml · derivative · entry 2 DIMOND ROBERT B · CIK 0001229230 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,935 Underlying: Class A common stock,par value $0.01 · 93,935 shares Expires not disclosed F2 · derivative.exercise_price: Each performance restricted stock unit represents a contractual right to receive one share of Class A common stock of the Company. These performance restricted stock units are subject to the attainment of performance goals for the 2021, 2022 and 2023 fiscal years of the Company. The reported number of performance restricted stock units represents the "target" amount of the award and the actual number of units earned will depend upon satisfaction of the performance goals. F2 · price: Each performance restricted stock unit represents a contractual right to receive one share of Class A common stock of the Company. These performance restricted stock units are subject to the attainment of performance goals for the 2021, 2022 and 2023 fiscal years of the Company. The reported number of performance restricted stock units represents the "target" amount of the award and the actual number of units earned will depend upon satisfaction of the performance goals. F2 · derivative.exercise_date: Each performance restricted stock unit represents a contractual right to receive one share of Class A common stock of the Company. These performance restricted stock units are subject to the attainment of performance goals for the 2021, 2022 and 2023 fiscal years of the Company. The reported number of performance restricted stock units represents the "target" amount of the award and the actual number of units earned will depend upon satisfaction of the performance goals. F2 · derivative.expiration_date: Each performance restricted stock unit represents a contractual right to receive one share of Class A common stock of the Company. These performance restricted stock units are subject to the attainment of performance goals for the 2021, 2022 and 2023 fiscal years of the Company. The reported number of performance restricted stock units represents the "target" amount of the award and the actual number of units earned will depend upon satisfaction of the performance goals. Read SEC document |
| May 12, 2021 Filed May 14, 2021 22:34 UTC | Albertsons Companies, Inc. ACI · Entity 2116 | GrantRestricted Stock Units · Derivative | 93,935 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-032901 · doc4.xml · derivative · entry 1 DIMOND ROBERT B · CIK 0001229230 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,935 Underlying: Class A common stock,par value $0.01 · 93,935 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. ("the Company"). The awards will vest in three equal installments on the last day of each of the next three (3) fiscal years of the Company as follows: (a) one-third on February 26, 2022; (b) one-third on February 25, 2023; and (c) one-third on February 24, 2024, as long as the reporting person remains continuously employed through such date. F1 · price: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. ("the Company"). The awards will vest in three equal installments on the last day of each of the next three (3) fiscal years of the Company as follows: (a) one-third on February 26, 2022; (b) one-third on February 25, 2023; and (c) one-third on February 24, 2024, as long as the reporting person remains continuously employed through such date. F1 · derivative.exercise_date: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. ("the Company"). The awards will vest in three equal installments on the last day of each of the next three (3) fiscal years of the Company as follows: (a) one-third on February 26, 2022; (b) one-third on February 25, 2023; and (c) one-third on February 24, 2024, as long as the reporting person remains continuously employed through such date. F1 · derivative.expiration_date: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. ("the Company"). The awards will vest in three equal installments on the last day of each of the next three (3) fiscal years of the Company as follows: (a) one-third on February 26, 2022; (b) one-third on February 25, 2023; and (c) one-third on February 24, 2024, as long as the reporting person remains continuously employed through such date. Read SEC document |
| February 27, 2021 Filed Mar 3, 2021 01:01 UTC | Albertsons Companies, Inc. ACI · Entity 2116 | Exercise / conversionRestricted Stock Unit · Derivative | 47,471 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905718-21-000364 · albertsons_fm4feb272021.xml · derivative · entry 3 DIMOND ROBERT B · CIK 0001229230 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,943 Underlying: Class A common stock, par value $0.01 · 47,471 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. The remaining awards will vest in two equal annual installments commencing on February 27, 2022, as long as the reporting person remains continuously employed through each vesting date. F1 · price: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. The remaining awards will vest in two equal annual installments commencing on February 27, 2022, as long as the reporting person remains continuously employed through each vesting date. F1 · derivative.exercise_date: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. The remaining awards will vest in two equal annual installments commencing on February 27, 2022, as long as the reporting person remains continuously employed through each vesting date. F1 · derivative.expiration_date: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. The remaining awards will vest in two equal annual installments commencing on February 27, 2022, as long as the reporting person remains continuously employed through each vesting date. Read SEC document |
| February 27, 2021 Filed Mar 3, 2021 01:01 UTC | Albertsons Companies, Inc. ACI · Entity 2116 | Tax withholdingClass A common stock, par value $0.01 | 21,968 | $16.66 | $365,986.88 |
DisclosureSEC source: 0000905718-21-000364 · albertsons_fm4feb272021.xml · nonDerivative · entry 2 DIMOND ROBERT B · CIK 0001229230 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 511,219 Read SEC document |
| February 27, 2021 Filed Mar 3, 2021 01:01 UTC | Albertsons Companies, Inc. ACI · Entity 2116 | Exercise / conversionClass A common stock, par value $0.01 | 47,471 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905718-21-000364 · albertsons_fm4feb272021.xml · nonDerivative · entry 1 DIMOND ROBERT B · CIK 0001229230 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 533,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. The remaining awards will vest in two equal annual installments commencing on February 27, 2022, as long as the reporting person remains continuously employed through each vesting date. Read SEC document |
| November 09, 2020 Filed Nov 10, 2020 22:19 UTC | Albertsons Companies, Inc. ACI · Entity 2116 | Exercise / conversionRestricted Stock Unit · Derivative | 54,367 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-057688 · doc4.xml · derivative · entry 3 DIMOND ROBERT B · CIK 0001229230 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,367 Underlying: Class A common stock, par value $0.01 · 54,367 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. The remaining restricted stock units under this award will vest in full on November 9, 2021, as long as the reporting person remains continuously employed through such date. F1 · price: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. The remaining restricted stock units under this award will vest in full on November 9, 2021, as long as the reporting person remains continuously employed through such date. F1 · derivative.exercise_date: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. The remaining restricted stock units under this award will vest in full on November 9, 2021, as long as the reporting person remains continuously employed through such date. F1 · derivative.expiration_date: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. The remaining restricted stock units under this award will vest in full on November 9, 2021, as long as the reporting person remains continuously employed through such date. Read SEC document |
| November 09, 2020 Filed Nov 10, 2020 22:19 UTC | Albertsons Companies, Inc. ACI · Entity 2116 | Tax withholdingClass A common stock, par value $0.01 | 25,159 | $14.80 | $372,353.20 |
DisclosureSEC source: 0001209191-20-057688 · doc4.xml · nonDerivative · entry 2 DIMOND ROBERT B · CIK 0001229230 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 485,716 Read SEC document |
| November 09, 2020 Filed Nov 10, 2020 22:19 UTC | Albertsons Companies, Inc. ACI · Entity 2116 | Exercise / conversionClass A common stock, par value $0.01 | 54,367 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-057688 · doc4.xml · nonDerivative · entry 1 DIMOND ROBERT B · CIK 0001229230 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 510,875 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. The remaining restricted stock units under this award will vest in full on November 9, 2021, as long as the reporting person remains continuously employed through such date. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 20:23 UTC | Albertsons Companies, Inc. ACI · Entity 2116 | SaleClass A common stock, par value $0.01 | 53,579 | $16.00 | $857,264.00 |
DisclosureSEC source: 0000905718-20-000712 · albertsons_fm4jun302020.xml · nonDerivative · entry 1 DIMOND ROBERT B · CIK 0001229230 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 456,508 Read SEC document |
| June 30, 2020 Filed Jun 4, 2021 20:29 UTC Amendment | Albertsons Companies, Inc. ACI · Entity 2116 | PurchaseClass A common stock, par value $0.01 | 1,000 | $16.00 | $16,000.00 |
DisclosureSEC source: 0001209191-21-038240 · doc4a.xml · nonDerivative · entry 1 DIMOND ROBERT B · CIK 0001229230 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 457,508 F1 · deemedExecutionDate: This amendment is being filed to report a purchase inadvertently omitted from the original filing in connection with an IPO reserved share program as discussed in further detail in footnote 2 below. F2 · timeliness: On July 2, 2020, the reporting person filed a Form 4 reporting 53,579 shares of Class A Common Stock sold on June 30, 2020 in connection with the Issuer's initial public offering at a price of $16.00 per share of Class A Common Stock (the "IPO Transaction"). On June 30, 2020, in connection with the Issuer's initial public offering, the reporting person also purchased 1,000 shares of Class A Common Stock pursuant to a reserved share purchase program at a price of $16.00 per share. Because the reporting person paid underwriter commissions and discounts on the sale of such shares in the IPO Transaction, the reporting person did not realize any profit in connection with the sales in the IPO Transaction and the purchases under the reserved share purchase program as reported herein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.