Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AVON PRODUCTS INCAVP · Entity 152510 | Director | May 16, 2019 | May 20, 2019 |
| Albertsons Companies, Inc.ACI · Entity 2116 | Director | August 04, 2020 | August 06, 2020 |
| NEXTIER OILFIELD SOLUTIONS INC.FRAC · Entity 109993 | Director | January 20, 2017 | January 20, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AVON PRODUCTS INC
Report date May 16, 2019 · Filed May 20, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2019-05-16 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-05-16 · Exercise / conversion · Acquired 66,584 · Balance 66,584 F1: Each share of phantom stock was the economic equivalent of one share of Common Stock. The terms of the grant of Phantom Stock required a settlement in cash and payout upon vesting. The reporting person, therefore, had no discretion to settle his shares of phantom stock upon vesting in anything but cash. Row 2 · 2019-05-16 · Disposition to issuer · Disposed 66,584 · Balance 0 F1: Each share of phantom stock was the economic equivalent of one share of Common Stock. The terms of the grant of Phantom Stock required a settlement in cash and payout upon vesting. The reporting person, therefore, had no discretion to settle his shares of phantom stock upon vesting in anything but cash. |
| Phantom StockSEC Table II · derivative / convertible security · Expires 2019-05-06 | Direct | 0 |
Reported balance
After 2019-05-16 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-05-16 · Exercise / conversion · Disposed 66,584 · Balance 0 F1: Each share of phantom stock was the economic equivalent of one share of Common Stock. The terms of the grant of Phantom Stock required a settlement in cash and payout upon vesting. The reporting person, therefore, had no discretion to settle his shares of phantom stock upon vesting in anything but cash. |
| Phantom StockSEC Table II · derivative / convertible security | Direct | 36,624 |
Reported balance
After 2019-05-16 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-05-16 · Grant · Acquired 36,624 · Balance 36,624 F2: Phantom Stock granted as part of the Reporting person's annual director retainer in lieu of restricted stock units typically granted under the Avon Products, Inc. Compensation Plan for Non-Employee Directors. F3: Each share of Phantom Stock corresponds 1-for-1 with common stock but is required to settle in cash. F4: 100% of the Phantom Stock vests on the date of the next annual meeting of shareholders. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of phantom stock was the economic equivalent of one share of Common Stock. The terms of the grant of Phantom Stock required a settlement in cash and payout upon vesting. The reporting person, therefore, had no discretion to settle his shares of phantom stock upon vesting in anything but cash.
F2: Phantom Stock granted as part of the Reporting person's annual director retainer in lieu of restricted stock units typically granted under the Avon Products, Inc. Compensation Plan for Non-Employee Directors.
F3: Each share of Phantom Stock corresponds 1-for-1 with common stock but is required to settle in cash.
F4: 100% of the Phantom Stock vests on the date of the next annual meeting of shareholders.
Albertsons Companies, Inc.
Report date August 04, 2020 · Filed August 06, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 9,552 |
Reported balance
After 2020-08-04 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-08-04 · Grant · Acquired 9,552 · Balance 9,552 F1: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. (the "Company"). F3: The awards were granted under the Company's 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F2: The awards will vest in full on February 27, 2021, as long as Lenard Tessler remains a director through such date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. (the "Company").
F2: The awards will vest in full on February 27, 2021, as long as Lenard Tessler remains a director through such date.
F3: The awards were granted under the Company's 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 under the Securities Exchange Act of 1934, as amended.
NEXTIER OILFIELD SOLUTIONS INC.
Report date January 20, 2017 · Filed January 20, 2017
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 04, 2020 Filed Aug 6, 2020 20:23 UTC | Albertsons Companies, Inc. ACI · Entity 2116 | GrantRestricted Stock Unit · Derivative | 9,552 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905718-20-000827 · albertson_fm4aug42020.xml · derivative · entry 1 TESSLER LENARD · CIK 0001264513 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,552 Underlying: Class A common stock, par value $0.01 · 9,552 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. (the "Company"). F3 · price: The awards were granted under the Company's 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: The awards will vest in full on February 27, 2021, as long as Lenard Tessler remains a director through such date. F2 · derivative.expiration_date: The awards will vest in full on February 27, 2021, as long as Lenard Tessler remains a director through such date. Read SEC document |
| May 16, 2019 Filed May 20, 2019 21:27 UTC | AVON PRODUCTS INC AVP · Entity 152510 | GrantPhantom Stock · Derivative | 36,624 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-031601 · doc4.xml · derivative · entry 4 TESSLER LENARD · CIK 0001264513 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,624 Underlying: Common Stock · 36,624 shares Expires not disclosed F2 · security: Phantom Stock granted as part of the Reporting person's annual director retainer in lieu of restricted stock units typically granted under the Avon Products, Inc. Compensation Plan for Non-Employee Directors. F3 · derivative.exercise_price: Each share of Phantom Stock corresponds 1-for-1 with common stock but is required to settle in cash. F4 · derivative.exercise_date: 100% of the Phantom Stock vests on the date of the next annual meeting of shareholders. F4 · derivative.expiration_date: 100% of the Phantom Stock vests on the date of the next annual meeting of shareholders. Read SEC document |
| May 16, 2019 Filed May 20, 2019 21:27 UTC | AVON PRODUCTS INC AVP · Entity 152510 | Exercise / conversionPhantom Stock · Derivative | 66,584 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-031601 · doc4.xml · derivative · entry 3 TESSLER LENARD · CIK 0001264513 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 66,584 shares Expires 2019-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock was the economic equivalent of one share of Common Stock. The terms of the grant of Phantom Stock required a settlement in cash and payout upon vesting. The reporting person, therefore, had no discretion to settle his shares of phantom stock upon vesting in anything but cash. F1 · price: Each share of phantom stock was the economic equivalent of one share of Common Stock. The terms of the grant of Phantom Stock required a settlement in cash and payout upon vesting. The reporting person, therefore, had no discretion to settle his shares of phantom stock upon vesting in anything but cash. Read SEC document |
| May 16, 2019 Filed May 20, 2019 21:27 UTC | AVON PRODUCTS INC AVP · Entity 152510 | Disposition to issuerCommon Stock | 66,584 | $3.14 | $209,073.76 |
DisclosureSEC source: 0001209191-19-031601 · doc4.xml · nonDerivative · entry 2 TESSLER LENARD · CIK 0001264513 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · acquired: Each share of phantom stock was the economic equivalent of one share of Common Stock. The terms of the grant of Phantom Stock required a settlement in cash and payout upon vesting. The reporting person, therefore, had no discretion to settle his shares of phantom stock upon vesting in anything but cash. Read SEC document |
| May 16, 2019 Filed May 20, 2019 21:27 UTC | AVON PRODUCTS INC AVP · Entity 152510 | Exercise / conversionCommon Stock | 66,584 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-031601 · doc4.xml · nonDerivative · entry 1 TESSLER LENARD · CIK 0001264513 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,584 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of phantom stock was the economic equivalent of one share of Common Stock. The terms of the grant of Phantom Stock required a settlement in cash and payout upon vesting. The reporting person, therefore, had no discretion to settle his shares of phantom stock upon vesting in anything but cash. Read SEC document |
| May 16, 2018 Filed May 17, 2018 17:29 UTC | AVON PRODUCTS INC AVP · Entity 152510 | GrantPhantom Stock · Derivative | 66,584 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-031087 · doc4.xml · derivative · entry 1 TESSLER LENARD · CIK 0001264513 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,584 Underlying: Common Stock · 66,584 shares Expires not disclosed F1 · security: Phantom Stock granted as part of the Reporting Person's annual director retainer in lieu of restricted stock units typically granted under the Avon Products, Inc. Compensation Plan for Non-Employee Directors. Includes a pro-rata award of 5,414 Phantom Stock units for Mr. Tessler's service on the Board since March 2018. F2 · derivative.exercise_price: Each share of Phantom Stock corresponds 1-for-1 with common stock but is required to settle in cash. F3 · derivative.exercise_date: 100% of the Phantom Stock vests on the date of the next annual meeting of shareholders. F3 · derivative.expiration_date: 100% of the Phantom Stock vests on the date of the next annual meeting of shareholders. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.