Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Albertsons Companies, Inc.
Report date February 27, 2023 · Filed March 01, 2023
Section 16 reporting ended · disclosed 2023-03-01. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Energy Vault Holdings, Inc.
Report date February 11, 2022 · Filed February 11, 2022
Section 16 reporting ended · disclosed 2022-02-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, $0.0001 par valueSEC Table I · non-derivative | Direct | 170,000 |
Reported balance
After 2022-02-11 transaction · row 1
1 source rowRow 1 · 2022-02-11 · Grant · Acquired 170,000 · Balance 170,000 F1: Represents (i) 140,000 shares of Class A common stock purchased by Hersch M. Klaff IRA and (ii) 30,000 shares of Class A common stock purchased by Hersch M. Klaff Roth IRA from the issuer in a private placement transaction for $10.00 per share. In connection with the issuer's business combination with Energy Vault, Inc., the issuer changed its name to Energy Vault Holdings, Inc. |
| Class A Common Stock, $0.0001 par valueSEC Table I · non-derivative | IndirectSee Footnote | 80,000 |
Reported balance
After 2022-02-11 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2022-02-11 · Grant · Acquired 80,000 · Balance 80,000 F2: Represents 80,000 shares purchased by the Klaff Family Foundation from the issuer in a private placement transaction for $10.00 per share. F3: The shares are owned directly by the Klaff Family Foundation. Mr. Klaff is the President of the Klaff Family Foundation. Mr. Klaff disclaims beneficial ownership of the securities held by the Klaff Family Foundation except to the extent of his pecuniary interest therein. |
| Class A Common Stock, $0.0001 par valueSEC Table I · non-derivative | IndirectSee Footnote | 798,222 |
Reported balance
After 2022-02-11 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2022-02-11 · Exercise / conversion · Acquired 718,222 · Balance 798,222 F4: Upon the consummation of the issuer's business combination with Energy Vault, Inc. on February 11, 2022, 598,518 shares of Class B common stock owned by directly by KNC I LLC and 119,704 shares of Class B common stock owned directly by KNC II LLC automatically converted into an equal number of shares of Class A common stock. F5: The shares are owned directly by KNC I LLC and KNC II LLC. Mr. Klaff has control over the investment manager of KNC I LLC. Mr. Klaff has control over the manager for KNC II LLC. He disclaims beneficial ownership of the securities held by KNC I LLC and KNC II LLC except to the extent of his pecuniary interest therein. |
| Class B Common Stock, $0.0001 par valueSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectSee Footnote | 718,222 |
Reported balance
After 2022-02-11 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2022-02-11 · Disposition to issuer · Disposed 580,606 · Balance 718,222 F6: As described in the issuer's registration statement on Form S-4 (File No. 333-260307) under the heading "Description of Securities--Founder Shares," shares of Class B common stock, par value $0.0001 per share, of the issuer automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to certain adjustment, and have no expiration date. F7: Represents the automatic forfeiture of 483,839 shares of Class B common stock by KNC I LLC and 96,767 shares of Class B common stock by KNC II LLC for no additional consideration in connection with the closing of the issuer's business combination with Energy Vault, Inc. F5: The shares are owned directly by KNC I LLC and KNC II LLC. Mr. Klaff has control over the investment manager of KNC I LLC. Mr. Klaff has control over the manager for KNC II LLC. He disclaims beneficial ownership of the securities held by KNC I LLC and KNC II LLC except to the extent of his pecuniary interest therein. |
| Class B Common Stock, $0.0001 par valueSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectSee Footnote | 0 |
Reported balance
After 2022-02-11 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2022-02-11 · Exercise / conversion · Disposed 718,222 · Balance 0 F6: As described in the issuer's registration statement on Form S-4 (File No. 333-260307) under the heading "Description of Securities--Founder Shares," shares of Class B common stock, par value $0.0001 per share, of the issuer automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to certain adjustment, and have no expiration date. F4: Upon the consummation of the issuer's business combination with Energy Vault, Inc. on February 11, 2022, 598,518 shares of Class B common stock owned by directly by KNC I LLC and 119,704 shares of Class B common stock owned directly by KNC II LLC automatically converted into an equal number of shares of Class A common stock. F5: The shares are owned directly by KNC I LLC and KNC II LLC. Mr. Klaff has control over the investment manager of KNC I LLC. Mr. Klaff has control over the manager for KNC II LLC. He disclaims beneficial ownership of the securities held by KNC I LLC and KNC II LLC except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents (i) 140,000 shares of Class A common stock purchased by Hersch M. Klaff IRA and (ii) 30,000 shares of Class A common stock purchased by Hersch M. Klaff Roth IRA from the issuer in a private placement transaction for $10.00 per share. In connection with the issuer's business combination with Energy Vault, Inc., the issuer changed its name to Energy Vault Holdings, Inc.
F2: Represents 80,000 shares purchased by the Klaff Family Foundation from the issuer in a private placement transaction for $10.00 per share.
F3: The shares are owned directly by the Klaff Family Foundation. Mr. Klaff is the President of the Klaff Family Foundation. Mr. Klaff disclaims beneficial ownership of the securities held by the Klaff Family Foundation except to the extent of his pecuniary interest therein.
F4: Upon the consummation of the issuer's business combination with Energy Vault, Inc. on February 11, 2022, 598,518 shares of Class B common stock owned by directly by KNC I LLC and 119,704 shares of Class B common stock owned directly by KNC II LLC automatically converted into an equal number of shares of Class A common stock.
F5: The shares are owned directly by KNC I LLC and KNC II LLC. Mr. Klaff has control over the investment manager of KNC I LLC. Mr. Klaff has control over the manager for KNC II LLC. He disclaims beneficial ownership of the securities held by KNC I LLC and KNC II LLC except to the extent of his pecuniary interest therein.
F6: As described in the issuer's registration statement on Form S-4 (File No. 333-260307) under the heading "Description of Securities--Founder Shares," shares of Class B common stock, par value $0.0001 per share, of the issuer automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to certain adjustment, and have no expiration date.
F7: Represents the automatic forfeiture of 483,839 shares of Class B common stock by KNC I LLC and 96,767 shares of Class B common stock by KNC II LLC for no additional consideration in connection with the closing of the issuer's business combination with Energy Vault, Inc.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 10, 2023 Filed Feb 14, 2023 22:05 UTC | Albertsons Companies, Inc. ACI · Entity 2116 | GrantDividend Equivalent Units · Derivative | 38 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-009224 · doc4.xml · derivative · entry 1 Klaff Hersch · CIK 0001654577 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,717 Underlying: Class A common stock, par value $0.01 · 38 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units ("RSUs") credited to the reporting person's account as dividend equivalents on unvested RSUs and will vest and settle with the underlying awards. The reported number is the quarterly dividend equivalent to $0.12 per share of common stock. F1 · shares: Restricted stock units ("RSUs") credited to the reporting person's account as dividend equivalents on unvested RSUs and will vest and settle with the underlying awards. The reported number is the quarterly dividend equivalent to $0.12 per share of common stock. F1 · derivative.exercise_date: Restricted stock units ("RSUs") credited to the reporting person's account as dividend equivalents on unvested RSUs and will vest and settle with the underlying awards. The reported number is the quarterly dividend equivalent to $0.12 per share of common stock. F1 · derivative.expiration_date: Restricted stock units ("RSUs") credited to the reporting person's account as dividend equivalents on unvested RSUs and will vest and settle with the underlying awards. The reported number is the quarterly dividend equivalent to $0.12 per share of common stock. Read SEC document |
| January 20, 2023 Filed Jan 25, 2023 00:25 UTC | Albertsons Companies, Inc. ACI · Entity 2116 | GrantDividend Equivalent Units · Derivative | 1,635 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-004701 · doc4.xml · derivative · entry 1 Klaff Hersch · CIK 0001654577 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,679 Underlying: Class A common stock, par value $0.01 · 1,635 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") credited to the reporting person's account as dividend equivalents on unvested time based RSUs, which will vest and settle with the underlying awards. The reported number is a special dividend equivalent to $6.85 per share of common stock. F1 · shares: Restricted Stock Units ("RSUs") credited to the reporting person's account as dividend equivalents on unvested time based RSUs, which will vest and settle with the underlying awards. The reported number is a special dividend equivalent to $6.85 per share of common stock. F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") credited to the reporting person's account as dividend equivalents on unvested time based RSUs, which will vest and settle with the underlying awards. The reported number is a special dividend equivalent to $6.85 per share of common stock. F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") credited to the reporting person's account as dividend equivalents on unvested time based RSUs, which will vest and settle with the underlying awards. The reported number is a special dividend equivalent to $6.85 per share of common stock. Read SEC document |
| November 14, 2022 Filed Nov 15, 2022 22:38 UTC | Albertsons Companies, Inc. ACI · Entity 2116 | GrantDividend Equivalent Units · Derivative | 29 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-057101 · doc4.xml · derivative · entry 1 Klaff Hersch · CIK 0001654577 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,044 Underlying: Class A common stock, par value $0.01 · 29 shares Expires not disclosed F1 · derivative.exercise_price: Number of restricted stock units ("RSUs") credited to the reporting person's account as dividend equivalents on unvested RSUs. The reported number was calculated based on the closing price of the issuer's common stock on the dividend payment date. These RSUs will vest and settle with the underlying award. F1 · shares: Number of restricted stock units ("RSUs") credited to the reporting person's account as dividend equivalents on unvested RSUs. The reported number was calculated based on the closing price of the issuer's common stock on the dividend payment date. These RSUs will vest and settle with the underlying award. F1 · derivative.exercise_date: Number of restricted stock units ("RSUs") credited to the reporting person's account as dividend equivalents on unvested RSUs. The reported number was calculated based on the closing price of the issuer's common stock on the dividend payment date. These RSUs will vest and settle with the underlying award. F1 · derivative.expiration_date: Number of restricted stock units ("RSUs") credited to the reporting person's account as dividend equivalents on unvested RSUs. The reported number was calculated based on the closing price of the issuer's common stock on the dividend payment date. These RSUs will vest and settle with the underlying award. Read SEC document |
| August 10, 2022 Filed Aug 11, 2022 19:09 UTC | Albertsons Companies, Inc. ACI · Entity 2116 | GrantDividend Equivalent Units · Derivative | 21 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-045383 · doc4.xml · derivative · entry 1 Klaff Hersch · CIK 0001654577 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,015 Underlying: Class A common stock, par value $0.01 · 21 shares Expires not disclosed F1 · derivative.exercise_price: Number of restricted stock units ("RSUs") credited to the reporting person's account as dividend equivalents on unvested RSUs. The reported number was calculated based on the closing price of the issuer's common stock on the dividend payment date. These RSUs will vest and settle with the underlying award. F1 · derivative.exercise_date: Number of restricted stock units ("RSUs") credited to the reporting person's account as dividend equivalents on unvested RSUs. The reported number was calculated based on the closing price of the issuer's common stock on the dividend payment date. These RSUs will vest and settle with the underlying award. F1 · derivative.expiration_date: Number of restricted stock units ("RSUs") credited to the reporting person's account as dividend equivalents on unvested RSUs. The reported number was calculated based on the closing price of the issuer's common stock on the dividend payment date. These RSUs will vest and settle with the underlying award. Read SEC document |
| May 10, 2022 Filed May 16, 2022 23:33 UTC | Albertsons Companies, Inc. ACI · Entity 2116 | GrantDividend Equivalent Units · Derivative | 20 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-029378 · doc4.xml · derivative · entry 1 Klaff Hersch · CIK 0001654577 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,994 Underlying: Class A common stock, par value $0.01 · 20 shares Expires not disclosed F1 · derivative.exercise_price: Number of restricted stock units ("RSUs") credited to the reporting person's account as dividend equivalents on unvested RSUs. The reported number was calculated based on the closing price of the issuer's common stock on the dividend payment date. These RSUs will vest and settle with the underlying award. F1 · derivative.exercise_date: Number of restricted stock units ("RSUs") credited to the reporting person's account as dividend equivalents on unvested RSUs. The reported number was calculated based on the closing price of the issuer's common stock on the dividend payment date. These RSUs will vest and settle with the underlying award. F1 · derivative.expiration_date: Number of restricted stock units ("RSUs") credited to the reporting person's account as dividend equivalents on unvested RSUs. The reported number was calculated based on the closing price of the issuer's common stock on the dividend payment date. These RSUs will vest and settle with the underlying award. Read SEC document |
| February 28, 2022 Filed Mar 3, 2022 02:06 UTC | Albertsons Companies, Inc. ACI · Entity 2116 | GrantRestricted Stock Units · Derivative | 4,974 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-015137 · doc4.xml · derivative · entry 3 Klaff Hersch · CIK 0001654577 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,974 Underlying: Class A common stock, par value $0.01 · 4,974 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. The award will vest in full on February 25, 2023, as long as the reporting person continues to serve as a Director on such date. F2 · price: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. The award will vest in full on February 25, 2023, as long as the reporting person continues to serve as a Director on such date. F2 · derivative.exercise_date: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. The award will vest in full on February 25, 2023, as long as the reporting person continues to serve as a Director on such date. F2 · derivative.expiration_date: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. The award will vest in full on February 25, 2023, as long as the reporting person continues to serve as a Director on such date. Read SEC document |
| February 28, 2022 Filed Mar 3, 2022 02:06 UTC | Albertsons Companies, Inc. ACI · Entity 2116 | Exercise / conversionRestricted Stock Units · Derivative | 7,870 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-015137 · doc4.xml · derivative · entry 2 Klaff Hersch · CIK 0001654577 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A common stock, par value $0.01 · 7,870 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. This award fully vested on February 26, 2022. F1 · price: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. This award fully vested on February 26, 2022. F1 · derivative.exercise_date: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. This award fully vested on February 26, 2022. F1 · derivative.expiration_date: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. This award fully vested on February 26, 2022. Read SEC document |
| February 28, 2022 Filed Mar 3, 2022 02:06 UTC | Albertsons Companies, Inc. ACI · Entity 2116 | Exercise / conversionClass A common stock, par value $0.01 | 7,870 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-015137 · doc4.xml · nonDerivative · entry 1 Klaff Hersch · CIK 0001654577 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,422 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. This award fully vested on February 26, 2022. Read SEC document |
| February 11, 2022 Filed Feb 11, 2022 17:13 UTC | Energy Vault Holdings, Inc. NXU · Entity 5363 | Exercise / conversionClass B Common Stock, $0.0001 par value · Derivative | 718,222 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-020672 · tm226292-7_4seq1.xml · derivative · entry 5 Klaff Hersch · CIK 0001654577 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 718,222 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: As described in the issuer's registration statement on Form S-4 (File No. 333-260307) under the heading "Description of Securities--Founder Shares," shares of Class B common stock, par value $0.0001 per share, of the issuer automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to certain adjustment, and have no expiration date. F4 · shares: Upon the consummation of the issuer's business combination with Energy Vault, Inc. on February 11, 2022, 598,518 shares of Class B common stock owned by directly by KNC I LLC and 119,704 shares of Class B common stock owned directly by KNC II LLC automatically converted into an equal number of shares of Class A common stock. F6 · derivative.exercise_date: As described in the issuer's registration statement on Form S-4 (File No. 333-260307) under the heading "Description of Securities--Founder Shares," shares of Class B common stock, par value $0.0001 per share, of the issuer automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to certain adjustment, and have no expiration date. F6 · derivative.expiration_date: As described in the issuer's registration statement on Form S-4 (File No. 333-260307) under the heading "Description of Securities--Founder Shares," shares of Class B common stock, par value $0.0001 per share, of the issuer automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to certain adjustment, and have no expiration date. F5 · ownership.nature: The shares are owned directly by KNC I LLC and KNC II LLC. Mr. Klaff has control over the investment manager of KNC I LLC. Mr. Klaff has control over the manager for KNC II LLC. He disclaims beneficial ownership of the securities held by KNC I LLC and KNC II LLC except to the extent of his pecuniary interest therein. Read SEC document |
| February 11, 2022 Filed Feb 11, 2022 17:13 UTC | Energy Vault Holdings, Inc. NXU · Entity 5363 | Disposition to issuerClass B Common Stock, $0.0001 par value · Derivative | 580,606 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-020672 · tm226292-7_4seq1.xml · derivative · entry 4 Klaff Hersch · CIK 0001654577 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 718,222 Underlying: Class A Common Stock · 580,606 shares Expires not disclosed F6 · derivative.exercise_price: As described in the issuer's registration statement on Form S-4 (File No. 333-260307) under the heading "Description of Securities--Founder Shares," shares of Class B common stock, par value $0.0001 per share, of the issuer automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to certain adjustment, and have no expiration date. F7 · shares: Represents the automatic forfeiture of 483,839 shares of Class B common stock by KNC I LLC and 96,767 shares of Class B common stock by KNC II LLC for no additional consideration in connection with the closing of the issuer's business combination with Energy Vault, Inc. F6 · derivative.exercise_date: As described in the issuer's registration statement on Form S-4 (File No. 333-260307) under the heading "Description of Securities--Founder Shares," shares of Class B common stock, par value $0.0001 per share, of the issuer automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to certain adjustment, and have no expiration date. F6 · derivative.expiration_date: As described in the issuer's registration statement on Form S-4 (File No. 333-260307) under the heading "Description of Securities--Founder Shares," shares of Class B common stock, par value $0.0001 per share, of the issuer automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to certain adjustment, and have no expiration date. F5 · ownership.nature: The shares are owned directly by KNC I LLC and KNC II LLC. Mr. Klaff has control over the investment manager of KNC I LLC. Mr. Klaff has control over the manager for KNC II LLC. He disclaims beneficial ownership of the securities held by KNC I LLC and KNC II LLC except to the extent of his pecuniary interest therein. Read SEC document |
| February 11, 2022 Filed Feb 11, 2022 17:13 UTC | Energy Vault Holdings, Inc. NXU · Entity 5363 | Exercise / conversionClass A Common Stock, $0.0001 par value | 718,222 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-020672 · tm226292-7_4seq1.xml · nonDerivative · entry 3 Klaff Hersch · CIK 0001654577 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 798,222 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Upon the consummation of the issuer's business combination with Energy Vault, Inc. on February 11, 2022, 598,518 shares of Class B common stock owned by directly by KNC I LLC and 119,704 shares of Class B common stock owned directly by KNC II LLC automatically converted into an equal number of shares of Class A common stock. F5 · ownership.nature: The shares are owned directly by KNC I LLC and KNC II LLC. Mr. Klaff has control over the investment manager of KNC I LLC. Mr. Klaff has control over the manager for KNC II LLC. He disclaims beneficial ownership of the securities held by KNC I LLC and KNC II LLC except to the extent of his pecuniary interest therein. Read SEC document |
| February 11, 2022 Filed Feb 11, 2022 17:13 UTC | Energy Vault Holdings, Inc. NXU · Entity 5363 | GrantClass A Common Stock, $0.0001 par value | 80,000 | $10.00 | $800,000.00 |
DisclosureSEC source: 0001104659-22-020672 · tm226292-7_4seq1.xml · nonDerivative · entry 2 Klaff Hersch · CIK 0001654577 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 80,000 F2 · shares: Represents 80,000 shares purchased by the Klaff Family Foundation from the issuer in a private placement transaction for $10.00 per share. F3 · ownership.nature: The shares are owned directly by the Klaff Family Foundation. Mr. Klaff is the President of the Klaff Family Foundation. Mr. Klaff disclaims beneficial ownership of the securities held by the Klaff Family Foundation except to the extent of his pecuniary interest therein. Read SEC document |
| February 11, 2022 Filed Feb 11, 2022 17:13 UTC | Energy Vault Holdings, Inc. NXU · Entity 5363 | GrantClass A Common Stock, $0.0001 par value | 170,000 | $10.00 | $1,700,000.00 |
DisclosureSEC source: 0001104659-22-020672 · tm226292-7_4seq1.xml · nonDerivative · entry 1 Klaff Hersch · CIK 0001654577 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,000 F1 · shares: Represents (i) 140,000 shares of Class A common stock purchased by Hersch M. Klaff IRA and (ii) 30,000 shares of Class A common stock purchased by Hersch M. Klaff Roth IRA from the issuer in a private placement transaction for $10.00 per share. In connection with the issuer's business combination with Energy Vault, Inc., the issuer changed its name to Energy Vault Holdings, Inc. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 20:40 UTC | Albertsons Companies, Inc. ACI · Entity 2116 | GrantDividend Equivalent Units · Derivative | 33 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-009197 · doc4.xml · derivative · entry 1 Klaff Hersch · CIK 0001654577 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,870 Underlying: Class A common stock, par value $0.01 · 33 shares Expires not disclosed F1 · derivative.exercise_price: Number of restricted stock units ("RSUs") credited to the reporting person's account as dividend equivalents on unvested RSUs. The reported number was calculated based on the closing price of the issuer's common stock on the dividend payment date. These RSUs will vest and settle with the underlying award. F1 · derivative.exercise_date: Number of restricted stock units ("RSUs") credited to the reporting person's account as dividend equivalents on unvested RSUs. The reported number was calculated based on the closing price of the issuer's common stock on the dividend payment date. These RSUs will vest and settle with the underlying award. F1 · derivative.expiration_date: Number of restricted stock units ("RSUs") credited to the reporting person's account as dividend equivalents on unvested RSUs. The reported number was calculated based on the closing price of the issuer's common stock on the dividend payment date. These RSUs will vest and settle with the underlying award. Read SEC document |
| November 12, 2021 Filed Nov 16, 2021 20:44 UTC | Albertsons Companies, Inc. ACI · Entity 2116 | GrantDividend Equivalent Units · Derivative | 27 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-064711 · doc4.xml · derivative · entry 1 Klaff Hersch · CIK 0001654577 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,837 Underlying: Class A common stock, par value $0.01 · 27 shares Expires not disclosed F1 · derivative.exercise_price: Number of restricted stock units ("RSUs") credited to the reporting person's account as dividend equivalents on unvested RSUs. The reported number was calculated based on the closing price of the issuer's common stock on the dividend payment date. These RSUs will vest and settle with the underlying award. F1 · derivative.exercise_date: Number of restricted stock units ("RSUs") credited to the reporting person's account as dividend equivalents on unvested RSUs. The reported number was calculated based on the closing price of the issuer's common stock on the dividend payment date. These RSUs will vest and settle with the underlying award. F1 · derivative.expiration_date: Number of restricted stock units ("RSUs") credited to the reporting person's account as dividend equivalents on unvested RSUs. The reported number was calculated based on the closing price of the issuer's common stock on the dividend payment date. These RSUs will vest and settle with the underlying award. Read SEC document |
| August 10, 2021 Filed Aug 12, 2021 21:40 UTC | Albertsons Companies, Inc. ACI · Entity 2116 | GrantDividend Equivalent Units · Derivative | 27 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-051219 · doc4.xml · derivative · entry 1 Klaff Hersch · CIK 0001654577 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,810 Underlying: Class A common stock, par value $0.01 · 27 shares Expires not disclosed F1 · derivative.exercise_price: Number of restricted stock units ("RSUs") credited to the reporting person's account as dividend equivalents on unvested RSUs. The reported number was calculated based on the closing price of the issuer's common stock on the dividend payment date. These RSUs will vest and settle with the underlying award. F1 · derivative.exercise_date: Number of restricted stock units ("RSUs") credited to the reporting person's account as dividend equivalents on unvested RSUs. The reported number was calculated based on the closing price of the issuer's common stock on the dividend payment date. These RSUs will vest and settle with the underlying award. F1 · derivative.expiration_date: Number of restricted stock units ("RSUs") credited to the reporting person's account as dividend equivalents on unvested RSUs. The reported number was calculated based on the closing price of the issuer's common stock on the dividend payment date. These RSUs will vest and settle with the underlying award. Read SEC document |
| May 12, 2021 Filed May 14, 2021 23:11 UTC | Albertsons Companies, Inc. ACI · Entity 2116 | GrantRestricted Stock Units · Derivative | 7,783 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-032925 · doc4.xml · derivative · entry 1 Klaff Hersch · CIK 0001654577 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,783 Underlying: Class A common stock, par value $0.01 · 7,783 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. The award will vest in full on February 26, 2022, as long as the reporting person continues to serve as a Director on such date. F1 · price: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. The award will vest in full on February 26, 2022, as long as the reporting person continues to serve as a Director on such date. F1 · derivative.exercise_date: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. The award will vest in full on February 26, 2022, as long as the reporting person continues to serve as a Director on such date. F1 · derivative.expiration_date: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. The award will vest in full on February 26, 2022, as long as the reporting person continues to serve as a Director on such date. Read SEC document |
| February 27, 2021 Filed Mar 3, 2021 01:04 UTC | Albertsons Companies, Inc. ACI · Entity 2116 | Exercise / conversionRestricted Stock Unit · Derivative | 9,552 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905718-21-000368 · albertsons_fm4feb272021.xml · derivative · entry 3 Klaff Hersch · CIK 0001654577 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A common stock, par value $0.01 · 9,552 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. The awards vested in full on February 27, 2021. F1 · price: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. The awards vested in full on February 27, 2021. F1 · derivative.exercise_date: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. The awards vested in full on February 27, 2021. F1 · derivative.expiration_date: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. The awards vested in full on February 27, 2021. Read SEC document |
| February 27, 2021 Filed Mar 3, 2021 01:04 UTC | Albertsons Companies, Inc. ACI · Entity 2116 | Exercise / conversionClass A common stock, par value $0.01 | 9,552 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905718-21-000368 · albertsons_fm4feb272021.xml · nonDerivative · entry 1 Klaff Hersch · CIK 0001654577 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,552 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. The awards vested in full on February 27, 2021. Read SEC document |
| February 08, 2021 Filed Feb 8, 2021 17:02 UTC | Energy Vault Holdings, Inc. NXU · Entity 5363 | PurchaseWarrant · Derivative | 748,125 | $1.50 | $1,122,187.50 |
DisclosureSEC source: 0001104659-21-014084 · tm212024-22_4seq1.xml · derivative · entry 1 Klaff Hersch · CIK 0001654577 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 748,125 Underlying: Class A Common Stock · Not disclosed shares Expires not disclosed F1 · derivative.exercise_price: Each warrant will become exercisable 30 days after the completion of the Issuer's initial business combination. Each warrant will expire five years after the completion of the Issuer's initial business combination. Each warrant entitles the holder to purchase one share of Class A common stock at a price of $11.50 per share, subject to adjustment in the event of certain capital-raising or reorganization transactions. F1 · derivative.exercise_date: Each warrant will become exercisable 30 days after the completion of the Issuer's initial business combination. Each warrant will expire five years after the completion of the Issuer's initial business combination. Each warrant entitles the holder to purchase one share of Class A common stock at a price of $11.50 per share, subject to adjustment in the event of certain capital-raising or reorganization transactions. F1 · derivative.expiration_date: Each warrant will become exercisable 30 days after the completion of the Issuer's initial business combination. Each warrant will expire five years after the completion of the Issuer's initial business combination. Each warrant entitles the holder to purchase one share of Class A common stock at a price of $11.50 per share, subject to adjustment in the event of certain capital-raising or reorganization transactions. F1 · derivative.underlying_shares: Each warrant will become exercisable 30 days after the completion of the Issuer's initial business combination. Each warrant will expire five years after the completion of the Issuer's initial business combination. Each warrant entitles the holder to purchase one share of Class A common stock at a price of $11.50 per share, subject to adjustment in the event of certain capital-raising or reorganization transactions. F2 · ownership.nature: Represents (i) 623,437 warrants owned directly by KNC I LLC and (ii) 124,688 warrants owned directly by KNC II LLC. Mr. Klaff has control over the investment manager of KNC I LLC. Mr. Klaff has control over the manager for KNC II LLC. He disclaims beneficial ownership of the securities held by KNC I LLC and KNC II LLC except to the extent of his pecuniary interest therein. Read SEC document |
| August 04, 2020 Filed Aug 6, 2020 20:10 UTC | Albertsons Companies, Inc. ACI · Entity 2116 | GrantRestricted Stock Unit · Derivative | 9,552 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905718-20-000818 · albertsons_fm4aug42020.xml · derivative · entry 1 Klaff Hersch · CIK 0001654577 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,552 Underlying: Class A common stock, par value $0.01 · 9,552 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. (the "Company"). F3 · price: The awards were granted under the Company's 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: The awards will vest in full on February 27, 2021, as long as Hersch Klaff (the "Reporting Person") remains a director through such date. F2 · derivative.expiration_date: The awards will vest in full on February 27, 2021, as long as Hersch Klaff (the "Reporting Person") remains a director through such date. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 20:18 UTC | Albertsons Companies, Inc. ACI · Entity 2116 | SaleClass A common stock, par value $0.01 | 6,822,467 | $16.00 | $109,159,472.00 |
DisclosureSEC source: 0000905718-20-000708 · albertsons_fm4jun302020.xml · nonDerivative · entry 1 Klaff Hersch · CIK 0001654577 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 58,128,749 F1 · ownership.nature: The securities reported herein are held by one or more affiliates of Klaff Realty, LP ("Klaff Realty"). Hersch Klaff (the "Reporting Person") expressly disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein through his indirect interest in Klaff Realty or such affiliates. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.