Tapewire

OTC · USD

ACGP

Associated Capital Group, Inc.

Export transactions ↓
Tapewire entity
9826
SEC CIK
0001642122
Parsed reports
77

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 05, 2019 Filed Sep 5, 2019 16:03 UTC
GABELLI MARIO JDirector · Executive Chairman · 10% owner
GGCP, INC.10% owner
PurchaseClass A Common Stock 2,200 $34.86 $76,685.18
Disclosure

SEC source: 0000807249-19-000159 · form4.xml · nonDerivative · entry 2

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: GGCP, Inc.

Disclosed balance after: 22,987

Read SEC document
September 04, 2019 Filed Sep 5, 2019 16:03 UTC
GABELLI MARIO JDirector · Executive Chairman · 10% owner
GGCP, INC.10% owner
PurchaseClass A Common Stock 1,116 $34.17 $38,139.08
Disclosure

SEC source: 0000807249-19-000159 · form4.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: GGCP, Inc.

Disclosed balance after: 20,787

Read SEC document
September 03, 2019 Filed Sep 4, 2019 16:03 UTC
GABELLI MARIO JDirector · Executive Chairman · 10% owner
GGCP, INC.10% owner
PurchaseClass A Common Stock 2,125 $34.70 $73,736.23
Disclosure

SEC source: 0000807249-19-000158 · form4.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By:GGCP, Inc.

Disclosed balance after: 19,671

Read SEC document
August 26, 2019 Filed Aug 26, 2019 16:13 UTC
GABELLI MARIO JDirector · Executive Chairman · 10% owner
GGCP, INC.10% owner
PurchaseClass A Common Stock 530 $34.34 $18,200.20
Disclosure

SEC source: 0000807249-19-000150 · form4.xml · nonDerivative · entry 2

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: GGCP, Inc.

Disclosed balance after: 17,546

Read SEC document
August 23, 2019 Filed Aug 26, 2019 16:13 UTC
GABELLI MARIO JDirector · Executive Chairman · 10% owner
GGCP, INC.10% owner
PurchaseClass A Common Stock 1,306 $34.17 $44,626.02
Disclosure

SEC source: 0000807249-19-000150 · form4.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: GGCP, Inc.

Disclosed balance after: 17,016

Read SEC document
August 19, 2019 Filed Aug 20, 2019 16:07 UTC
GABELLI MARIO JDirector · Executive Chairman · 10% owner
GGCP, INC.10% owner
PurchaseClass A Common Stock 195 $36.36 $7,090.20
Disclosure

SEC source: 0000807249-19-000148 · form4.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: GGCP, Inc.

Disclosed balance after: 15,710

Read SEC document
June 27, 2019 Filed Jun 27, 2019 16:13 UTC
GABELLI MARIO JDirector · Executive Chairman · 10% owner
GGCP, INC.10% owner
PurchaseClass A Common Stock 6,200 $34.91 $216,454.40
Disclosure

SEC source: 0000807249-19-000099 · form4.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: GGCP, Inc.

Disclosed balance after: 15,515

Read SEC document
June 24, 2019 Filed Jun 24, 2019 16:29 UTC
GABELLI MARIO JDirector · Executive Chairman · 10% owner
GGCP, INC.10% owner
PurchaseClass A Common Stock 2,700 $35.41 $95,618.61
Disclosure

SEC source: 0000807249-19-000097 · form4.xml · nonDerivative · entry 2

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: GGCP, Inc.

Disclosed balance after: 9,315

Read SEC document
June 21, 2019 Filed Jun 24, 2019 16:29 UTC
GABELLI MARIO JDirector · Executive Chairman · 10% owner
GGCP, INC.10% owner
PurchaseClass A Common Stock 331 $35.18 $11,646.17
Disclosure

SEC source: 0000807249-19-000097 · form4.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: GGCP, Inc.

Disclosed balance after: 6,615

Read SEC document
June 20, 2019 Filed Jun 20, 2019 16:23 UTC
GABELLI MARIO JDirector · Executive Chairman · 10% owner
GGCP, INC.10% owner
PurchaseClass A Common Stock 3,442 $35.59 $122,514.55
Disclosure

SEC source: 0000807249-19-000095 · form4.xml · nonDerivative · entry 2

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: GGCP, Inc.

Disclosed balance after: 6,284

Read SEC document
June 19, 2019 Filed Jun 20, 2019 16:23 UTC
GABELLI MARIO JDirector · Executive Chairman · 10% owner
GGCP, INC.10% owner
PurchaseClass A Common Stock 102 $35.85 $3,656.70
Disclosure

SEC source: 0000807249-19-000095 · form4.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: GGCP, Inc.

Disclosed balance after: 2,842

Read SEC document
June 18, 2019 Filed Jun 18, 2019 16:40 UTC
GABELLI MARIO JDirector · Executive Chairman · 10% owner
GGCP, INC.10% owner
PurchaseClass A Common Stock 642 $35.72 $22,931.41
Disclosure

SEC source: 0000807249-19-000094 · form4.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: GGCP, Inc.

Disclosed balance after: 2,740

Read SEC document
May 07, 2019 Filed May 7, 2019 16:08 UTC GiftClass B Common Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0000807249-19-000069 · form4.xml · nonDerivative · entry 1

Wilson Elisa M. · CIK 0001457185 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,808

Read SEC document
May 07, 2019 Filed May 7, 2019 20:06 UTC
GABELLI MARCDirector
GiftClass B Common Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0000807249-19-000068 · form4.xml · nonDerivative · entry 1

GABELLI MARC · CIK 0001233348 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,018

Read SEC document
March 08, 2019 Filed Mar 8, 2019 17:06 UTC
GABELLI MARIO JDirector · Executive Chairman · 10% owner
GGCP, INC.10% owner
GiftClass A Common Stock 31,363 $0.00 $0.00
Disclosure

SEC source: 0000807249-19-000038 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 27, 2019 Filed Feb 28, 2019 16:13 UTC
GABELLI MARIO JDirector · Executive Chairman · 10% owner
GGCP, INC.10% owner
Disposition to issuerClass B Common Stock · Derivative 31,363 Not disclosed Not disclosed
Disclosure

SEC source: 0000807249-19-000031 · form4.xml · derivative · entry 3

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 18,765,673

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F2 · derivative.exercise_price: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

F1 · kind: Mr. Gabelli exchanged with the Issuer shares of Class B Common Stock for an equal number of shares of Class A Common Stock. These transactions were effected pursuant to Rule 16b-3 under the Securities Act of 1934 for the purpose of exempting such acquisition and disposition.

F2 · price: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

F2 · derivative.exercise_date: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

F2 · derivative.expiration_date: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

F2 · derivative.underlying_shares: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

F3 · ownership.nature: Mario J. Gabelli is the Chairman and CEO of GAMCO and controls a majority of GAMCO's voting power through his direct ownership of GAMCO common stock and his position as CEO, a Director and the controlling shareholder GGCP, Inc., which, through its intermediate subsidiary GGCP Holdings, LLC, controls a majority of the GAMCO's voting power. Mario J. Gabelli beneficially owns 18,423,741 shares of the Issuer's Class B Common Stock through GGCP Holdings LLC and 341,932 shares of the Issuer's Class B Common Stock directly.

Read SEC document
February 27, 2019 Filed Feb 28, 2019 16:13 UTC
GABELLI MARIO JDirector · Executive Chairman · 10% owner
GGCP, INC.10% owner
GrantClass A Common Stock 31,363 $0.00 $0.00
Disclosure

SEC source: 0000807249-19-000031 · form4.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,363

F1 · kind: Mr. Gabelli exchanged with the Issuer shares of Class B Common Stock for an equal number of shares of Class A Common Stock. These transactions were effected pursuant to Rule 16b-3 under the Securities Act of 1934 for the purpose of exempting such acquisition and disposition.

Read SEC document
December 13, 2018 Filed Dec 13, 2018 16:08 UTC
GABELLI MARIO JDirector · Executive Chairman · 10% owner
GGCP, INC.10% owner
PurchaseClass A Common Stock 1,105 $33.92 $37,477.07
Disclosure

SEC source: 0000807249-18-000234 · primary_doc.xml · nonDerivative · entry 2

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: GGCP, Inc.

Disclosed balance after: 2,098

Read SEC document
December 12, 2018 Filed Dec 13, 2018 16:08 UTC
GABELLI MARIO JDirector · Executive Chairman · 10% owner
GGCP, INC.10% owner
PurchaseClass A Common Stock 993 $33.05 $32,816.86
Disclosure

SEC source: 0000807249-18-000234 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: GGCP, Inc.

Disclosed balance after: 993

Read SEC document
August 08, 2018 Filed Jun 17, 2021 17:20 UTC
JAMIESON DOUGLAS RDirector · President & CEO
GrantPhantom RSA · Derivative 14,000 $35.12 Strike: $0.00 $491,680.00
Disclosure

SEC source: 0000807249-21-000114 · form4.xml · derivative · entry 3

JAMIESON DOUGLAS R · CIK 0001185526 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Class A Common Stock · 14,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom RSA represents the right to receive the cash value of one share of Associated Capital Group, Inc. Class A common stock.

F2 · derivative.exercise_date: Phantom RSAs are awarded pursuant to the Issuer's Stock Award and Incentive Plan and are payable in cash upon vesting. Thirty percent of these phantom RSAs vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award.

F2 · derivative.expiration_date: Phantom RSAs are awarded pursuant to the Issuer's Stock Award and Incentive Plan and are payable in cash upon vesting. Thirty percent of these phantom RSAs vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award.

Read SEC document
June 26, 2018 Filed Jun 26, 2018 15:24 UTC
GABELLI MARIO JDirector · Executive Chairman · 10% owner
GGCP, INC.10% owner
GiftClass A Common Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0000807249-18-000124 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
June 25, 2018 Filed Jun 25, 2018 15:35 UTC
GABELLI MARIO JDirector · Executive Chairman · 10% owner
GGCP, INC.10% owner
GiftClass A Common Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0000807249-18-000123 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Read SEC document
June 22, 2018 Filed Jun 22, 2018 14:14 UTC
GABELLI MARIO JDirector · Executive Chairman · 10% owner
GGCP, INC.10% owner
GiftClass A Common Stock 7,000 $0.00 $0.00
Disclosure

SEC source: 0000807249-18-000122 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Read SEC document
June 15, 2018 Filed Jun 15, 2018 15:35 UTC
GABELLI MARIO JDirector · Executive Chairman · 10% owner
GGCP, INC.10% owner
GiftClass A Common Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0000807249-18-000117 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,000

Read SEC document
June 01, 2018 Filed Jun 4, 2018 15:47 UTC
GABELLI MARIO JDirector · Executive Chairman · 10% owner
GGCP, INC.10% owner
GiftClass A Common Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0000807249-18-000108 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Read SEC document
May 29, 2018 Filed May 31, 2018 15:39 UTC
GABELLI MARIO JDirector · Executive Chairman · 10% owner
GGCP, INC.10% owner
GiftClass A Common Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0000807249-18-000106 · primary_doc.xml · nonDerivative · entry 2

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

Read SEC document
May 25, 2018 Filed May 31, 2018 15:39 UTC
GABELLI MARIO JDirector · Executive Chairman · 10% owner
GGCP, INC.10% owner
GiftClass A Common Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0000807249-18-000106 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Read SEC document
May 21, 2018 Filed May 21, 2018 15:33 UTC
GABELLI MARIO JDirector · Executive Chairman · 10% owner
GGCP, INC.10% owner
GiftClass A Common Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0000807249-18-000101 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Read SEC document
May 04, 2018 Filed May 7, 2018 16:05 UTC
GABELLI MARIO JDirector · Executive Chairman · 10% owner
GGCP, INC.10% owner
GiftClass A Common Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0000807249-18-000091 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Read SEC document
April 10, 2018 Filed Apr 12, 2018 09:44 UTC
GABELLI MARIO JDirector · Executive Chairman · 10% owner
GGCP, INC.10% owner
Disposition to issuerClass B Common Stock · Derivative 130,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000807249-18-000078 · primary_doc.xml · derivative · entry 3

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 18,797,036

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F2 · derivative.exercise_price: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

F1 · kind: Mr. Gabelli exchanged with the Issuer shares of Class B Common Stock for an equal number of shares of Class A Common Stock. These transactions were effected pursuant to Rule 16b-3 under the Securities Act of 1934 for the purpose of exempting such acquisition and disposition.

F2 · price: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

F2 · derivative.exercise_date: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

F2 · derivative.expiration_date: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

F2 · derivative.underlying_shares: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

F3 · ownership.nature: Mario J. Gabelli is the Chairman and CEO of GAMCO and controls a majority of GAMCO's voting power through his direct ownership of GAMCO common stock and his position as CEO, a Director and the controlling shareholder GGCP, Inc., which, through its intermediate subsidiary GGCP Holdings, LLC, controls a majority of the GAMCO's voting power. Mario J. Gabelli beneficially owns 18,423,741 shares of the Issuer's Class B Common Stock through GGCP Holdings LLC and 373,295 shares of the Issuer's Class B Common Stock directly.

Read SEC document
April 10, 2018 Filed Apr 12, 2018 09:44 UTC
GABELLI MARIO JDirector · Executive Chairman · 10% owner
GGCP, INC.10% owner
GiftClass A Common Stock 31,851 $0.00 $0.00
Disclosure

SEC source: 0000807249-18-000078 · primary_doc.xml · nonDerivative · entry 2

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Read SEC document
April 10, 2018 Filed Apr 12, 2018 09:44 UTC
GABELLI MARIO JDirector · Executive Chairman · 10% owner
GGCP, INC.10% owner
GrantClass A Common Stock 130,000 $0.00 $0.00
Disclosure

SEC source: 0000807249-18-000078 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,851

F1 · kind: Mr. Gabelli exchanged with the Issuer shares of Class B Common Stock for an equal number of shares of Class A Common Stock. These transactions were effected pursuant to Rule 16b-3 under the Securities Act of 1934 for the purpose of exempting such acquisition and disposition.

Read SEC document
June 16, 2017 Filed Jun 16, 2017 16:57 UTC
JAMIESON DOUGLAS RPresident & CEO
OtherClass A Common Stock 1,620 $0.00 $0.00
Disclosure

SEC source: 0000807249-17-000094 · primary_doc.xml · nonDerivative · entry 2

JAMIESON DOUGLAS R · CIK 0001185526 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Custodian of UGMA account

Disclosed balance after: 1,620

F1 · kind: Shares transferred from an Uniform Gifts to Minors Act ("UGMA") account over which Mr. Jamieson had voting and dispositive control to an Individual account which Mr. Jamieson does not have voting or dispositive control.

F2 · ownership.nature: Mr. Jamieson is the Uniform Gifts to Minors Act ("UGMA") custodian for his minor childrens' UGMA accounts. Mr. Jamieson has voting and dispositive control of these shares.

Read SEC document
June 15, 2017 Filed Jun 16, 2017 16:57 UTC
JAMIESON DOUGLAS RPresident & CEO
Tax withholdingClass A Common Stock 3,198 $34.35 $109,851.30
Disclosure

SEC source: 0000807249-17-000094 · primary_doc.xml · nonDerivative · entry 1

JAMIESON DOUGLAS R · CIK 0001185526 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,948

Read SEC document
June 15, 2017 Filed Jun 16, 2017 17:44 UTC
HANDWERKER KEVINExecutive VP & General Counsel
Tax withholdingClass A Common Stock 559 $34.35 $19,201.65
Disclosure

SEC source: 0000807249-17-000096 · primary_doc.xml · nonDerivative · entry 1

HANDWERKER KEVIN · CIK 0001198023 · Executive VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 441

Read SEC document
December 30, 2016 Filed Jan 5, 2017 14:45 UTC SaleClass A Common Stock, Par Value $0.001 702,119 $31.05 $21,800,794.95
Disclosure

SEC source: 0001214659-17-000119 · marketforms-37522.xml · nonDerivative · entry 1

MANCHESKI FREDERICK J · CIK 0001026885 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
December 28, 2016 Filed Dec 29, 2016 09:52 UTC SaleClass A Common Stock, Par Value $0.001 434,585 $31.05 $13,493,864.25
Disclosure

SEC source: 0001214659-16-015489 · marketforms-37467.xml · nonDerivative · entry 1

MANCHESKI FREDERICK J · CIK 0001026885 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 702,119

Read SEC document
November 16, 2016 Filed Nov 17, 2016 15:21 UTC
GABELLI MARIO JDirector · Executive Chairman · 10% owner
GGCP, INC.10% owner
GiftClass A Common Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0000807249-16-000484 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F1 · ownership.nature: Mario J. Gabelli is the Chairman and CEO of GAMCO and controls a majority of GAMCO's voting power through his direct ownership of GAMCO common stock and his position as CEO, a Director and the controlling shareholder GGCP, Inc., which, through its intermediate subsidiary GGCP Holdings, LLC, controls a majority of the GAMCO's voting power. Mario J. Gabelli beneficially owns 0 shares of the Issuer's Class A Common Stock through GGCP, Inc., 18,423,741 shares of the Issuer's Class B Common Stock through GGCP Holdings LLC and 503,295 shares of the Issuer's Class B Common Stock directly.

Read SEC document
November 11, 2016 Filed Nov 15, 2016 16:00 UTC OtherClass A Common Stock, Par Value $0.001 242,199 $0.00 $0.00
Disclosure

SEC source: 0001214659-16-014707 · marketforms-36953.xml · nonDerivative · entry 1

MANCHESKI FREDERICK J · CIK 0001026885 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,136,704

F1 · ownership.direct: This report is filed solely for the purpose of reflecting changes in beneficial ownership of the Reporting Person arising out of the implementation of certain aspects of his estate plan which involved transfers of a total of 242,199 shares of Issuer to the Reporting Person from Mancheski, LLC, which has been dissolved and no longer has ownership of any shares of the Issuer, and the Frederick J. Mancheski 2009 Irrevocable Trust (the "Irrevocable Trust") which currently owns 569,270 shares of Issuer after the completion of the foregoing estate planning transfers and as to which the Reporting Person disclaims beneficial ownership. This report shall not be deemed an admission that the Reporting Person is the beneficial owner of any securities owned by the Irrevocable Trust for Section 16 or any other purpose.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.