Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Associated Capital Group, Inc.AC · Entity 9826 | Executive VP & General Counsel | June 15, 2017 | June 16, 2017 |
| GAMCO INVESTORS, INC. ET ALGBL · Entity 16148 | Executive VP & General Counsel | April 05, 2021 | April 06, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Associated Capital Group, Inc.
Report date June 15, 2017 · Filed June 16, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 441 |
Reported balance
After 2017-06-15 transaction · row 1
1 source rowRow 1 · 2017-06-15 · Tax withholding · Disposed 559 · Balance 441 |
GAMCO INVESTORS, INC. ET AL
Report date April 05, 2021 · Filed April 06, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 14,536 |
Reported balance
After 2021-04-05 transaction · row 1
1 source rowRow 1 · 2021-04-05 · Tax withholding · Disposed 368 · Balance 14,536 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 05, 2021 Filed Apr 6, 2021 16:07 UTC | GAMCO INVESTORS, INC. ET AL GBL · Entity 16148 | Tax withholdingClass A Common Stock | 368 | $19.45 | $7,157.60 |
DisclosureSEC source: 0000807249-21-000069 · form4.xml · nonDerivative · entry 1 HANDWERKER KEVIN · CIK 0001198023 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,536 Read SEC document |
| March 05, 2020 Filed Mar 5, 2020 18:02 UTC | GAMCO INVESTORS, INC. ET AL GBL · Entity 16148 | GrantClass A Common Stock | 3,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000807249-20-000051 · form4.xml · nonDerivative · entry 1 HANDWERKER KEVIN · CIK 0001198023 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,904 F1 · price: These shares represent restricted stock that was awarded to the Reporting Person pursuant to the Issuer's Stock Award and Incentive Plan. Thirty percent of these shares vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award. Read SEC document |
| July 01, 2019 Filed Jul 1, 2019 15:34 UTC | GAMCO INVESTORS, INC. ET AL GBL · Entity 16148 | GrantClass A Common Stock | 3,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000807249-19-000102 · form4.xml · nonDerivative · entry 1 HANDWERKER KEVIN · CIK 0001198023 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,904 F1 · price: These shares represent restricted stock that was awarded to the Reporting Person pursuant to the Issuer's Stock Award and Incentive Plan. Thirty percent of these shares vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award. Read SEC document |
| August 07, 2018 Filed Aug 9, 2018 16:10 UTC | GAMCO INVESTORS, INC. ET AL GBL · Entity 16148 | GrantClass A Common Stock | 5,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000807249-18-000153 · primary_doc.xml · nonDerivative · entry 1 HANDWERKER KEVIN · CIK 0001198023 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,404 F1 · price: These shares represent restricted stock that was awarded to the Reporting Person pursuant to the Issuer's Stock Award and Incentive Plan. Thirty percent of these shares vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award. Read SEC document |
| April 04, 2018 Filed Apr 5, 2018 13:34 UTC | GAMCO INVESTORS, INC. ET AL GBL · Entity 16148 | GrantClass A Common Stock | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000807249-18-000065 · primary_doc.xml · nonDerivative · entry 1 HANDWERKER KEVIN · CIK 0001198023 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,904 F1 · price: These shares represent restricted stock that was awarded to the Reporting Person pursuant to the Issuer's Stock Award and Incentive Plan. Thirty percent of these shares vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award. Read SEC document |
| January 12, 2018 Filed Jan 16, 2018 15:10 UTC | GAMCO INVESTORS, INC. ET AL GBL · Entity 16148 | Tax withholdingClass A Common Stock | 428 | $29.94 | $12,814.32 |
DisclosureSEC source: 0000807249-18-000008 · primary_doc.xml · nonDerivative · entry 1 HANDWERKER KEVIN · CIK 0001198023 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 404 Read SEC document |
| September 15, 2017 Filed Sep 18, 2017 11:18 UTC | GAMCO INVESTORS, INC. ET AL GBL · Entity 16148 | Tax withholdingClass A Common Stock | 168 | $28.79 | $4,836.72 |
DisclosureSEC source: 0000807249-17-000154 · primary_doc.xml · nonDerivative · entry 1 HANDWERKER KEVIN · CIK 0001198023 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 832 Read SEC document |
| June 15, 2017 Filed Jun 16, 2017 17:44 UTC | Associated Capital Group, Inc. AC · Entity 9826 | Tax withholdingClass A Common Stock | 559 | $34.35 | $19,201.65 |
DisclosureSEC source: 0000807249-17-000096 · primary_doc.xml · nonDerivative · entry 1 HANDWERKER KEVIN · CIK 0001198023 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 441 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.