Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ROCKWELL AUTOMATION, INCROK · Entity 906 | Senior Vice President | December 07, 2023 | December 12, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ROCKWELL AUTOMATION, INC
Report date December 07, 2023 · Filed December 12, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 15,231 |
Ending reported balance
After 2023-12-11 transaction · row 7
7 source rows · reconciled sequenceRow 1 · 2023-12-07 · Exercise / conversion · Acquired 371 · Balance 13,867 Row 2 · 2023-12-08 · Sale · Disposed 165 · Balance 13,702 F1: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/23/2023 to cover taxes due on restricted stock units that vested on 12/7/2023. F2: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $278.57 to $279.5301. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Row 3 · 2023-12-09 · Exercise / conversion · Acquired 693 · Balance 14,395 Row 4 · 2023-12-10 · Exercise / conversion · Acquired 529 · Balance 14,924 Row 5 · 2023-12-10 · Exercise / conversion · Acquired 1,606 · Balance 16,530 Row 6 · 2023-12-11 · Sale · Disposed 1,159 · Balance 15,371 F3: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/23/2023 to cover taxes due on restricted stock units that vested on 12/9/2023 and 12/10/2023 and performance shares that vested on 12/10/2023. F4: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $278.98 to $279.90. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Row 7 · 2023-12-11 · Sale · Disposed 140 · Balance 15,231 F3: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/23/2023 to cover taxes due on restricted stock units that vested on 12/9/2023 and 12/10/2023 and performance shares that vested on 12/10/2023. F5: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $280 to $280.2450. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2024-12-07 | Direct | 371 |
Reported balance
After 2023-12-07 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2023-12-07 · Exercise / conversion · Disposed 371 · Balance 371 F7: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F8: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2025-12-09 | Direct | 1,386 |
Reported balance
After 2023-12-09 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2023-12-09 · Exercise / conversion · Disposed 693 · Balance 1,386 F7: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F8: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2023-12-10 | Direct | 0 |
Reported balance
After 2023-12-10 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2023-12-10 · Exercise / conversion · Disposed 529 · Balance 0 F7: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F8: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. |
| Performance SharesSEC Table II · derivative / convertible security · Expires 2023-12-10 | Direct | 0 |
Reported balance
After 2023-12-10 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2023-12-10 · Exercise / conversion · Disposed 1,606 · Balance 0 F9: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). |
| Common StockSEC Table I · non-derivative | IndirectBy Savings Plan | 27.89 |
Reported balance
Holding disclosure · report date 2023-12-07 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 27.89 F6: Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 11/1/2023. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/23/2023 to cover taxes due on restricted stock units that vested on 12/7/2023.
F2: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $278.57 to $279.5301. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
F3: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/23/2023 to cover taxes due on restricted stock units that vested on 12/9/2023 and 12/10/2023 and performance shares that vested on 12/10/2023.
F4: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $278.98 to $279.90. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
F5: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $280 to $280.2450. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
F6: Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 11/1/2023. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
F7: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.
F8: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.
F9: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 20, 2020 Filed Nov 21, 2020 00:21 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 166 | $171.46 | $28,462.36 |
DisclosureSEC source: 0001246360-20-001843 · form.xml · nonDerivative · entry 2 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,875 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 22:29 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantPerformance Shares · Derivative | 2,242 | $0.00 | $0.00 |
DisclosureSEC source: 0001820074-20-000006 · primary_doc.xml · derivative · entry 1 Kulaszewicz Frank C · CIK 0001516418 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,242 Underlying: Common Stock · 2,242 shares Expires 2020-12-08 F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2 · shares: On December 8, 2017, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received. F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 8, 2020, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 00:53 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,833 | $0.00 Strike: $171.46 | $0.00 |
DisclosureSEC source: 0001820074-20-000004 · primary_doc.xml · derivative · entry 4 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,167 Underlying: Common Stock · 5,833 shares Expires 2028-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 00:53 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 5,833 | $232.86 | $1,358,276.46 |
DisclosureSEC source: 0001820074-20-000004 · primary_doc.xml · nonDerivative · entry 3 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,709 F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $232.7610 to $232.8700. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Includes 3,160 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 00:53 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 5,833 | $171.46 | $1,000,126.18 |
DisclosureSEC source: 0001820074-20-000004 · primary_doc.xml · nonDerivative · entry 2 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,542 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 30, 2020 Filed Jul 31, 2020 22:06 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee stock option (right to buy) · Derivative | 3,000 | $0.00 Strike: $136.40 | $0.00 |
DisclosureSEC source: 0001240051-20-000003 · primary_doc.xml · derivative · entry 7 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 3,000 shares Expires 2026-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| July 30, 2020 Filed Jul 31, 2020 22:06 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 824 | $218.79 | $180,282.96 |
DisclosureSEC source: 0001240051-20-000003 · primary_doc.xml · nonDerivative · entry 6 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,709 F5 · shares: Shares sold pursuant to a Rule 10b5-1 plan entered into on 5/22/2020. F8 · balance_after: Includes 3,160 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| July 30, 2020 Filed Jul 31, 2020 22:06 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 972 | $217.90 | $211,795.20 |
DisclosureSEC source: 0001240051-20-000003 · primary_doc.xml · nonDerivative · entry 5 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,533 F5 · shares: Shares sold pursuant to a Rule 10b5-1 plan entered into on 5/22/2020. F7 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $217.54 to $218.25. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 30, 2020 Filed Jul 31, 2020 22:06 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 1,244 | $216.57 | $269,409.60 |
DisclosureSEC source: 0001240051-20-000003 · primary_doc.xml · nonDerivative · entry 4 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,505 F5 · shares: Shares sold pursuant to a Rule 10b5-1 plan entered into on 5/22/2020. F6 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $216.24 to $217.00. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 30, 2020 Filed Jul 31, 2020 22:06 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 1,505 | $215.72 | $324,659.50 |
DisclosureSEC source: 0001240051-20-000003 · primary_doc.xml · nonDerivative · entry 3 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,749 F5 · shares: Shares sold pursuant to a Rule 10b5-1 plan entered into on 5/22/2020. F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $215.22 to $216.10. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 30, 2020 Filed Jul 31, 2020 22:06 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 3,000 | $136.40 | $409,200.00 |
DisclosureSEC source: 0001240051-20-000003 · primary_doc.xml · nonDerivative · entry 2 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,254 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Option shares acquired pursuant to a Rule 10b5-1 trading plan entered into on 5/22/2020. Read SEC document |
| May 27, 2020 Filed May 28, 2020 12:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,500 | $0.00 Strike: $136.40 | $0.00 |
DisclosureSEC source: 0001246360-20-001317 · form.xml · derivative · entry 4 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 2,500 shares Expires 2026-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 27, 2020 Filed May 28, 2020 12:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 4,045 | $217.50 | $879,787.90 |
DisclosureSEC source: 0001246360-20-001317 · form.xml · nonDerivative · entry 3 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,254 F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $217.4805 to $217.5100. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F3 · ownership.direct: Includes 3,160 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| May 27, 2020 Filed May 28, 2020 12:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 2,500 | $136.40 | $341,000.00 |
DisclosureSEC source: 0001246360-20-001317 · form.xml · nonDerivative · entry 2 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,299 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2020 Filed May 20, 2020 12:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 2,000 | $207.43 | $414,867.00 |
DisclosureSEC source: 0001246360-20-001247 · form.xml · nonDerivative · entry 2 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,799 F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $207.4192 to $207.4550. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F3 · ownership.direct: Includes 3,160 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| February 11, 2020 Filed Feb 12, 2020 20:21 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 234 | $0.00 Strike: $136.40 | $0.00 |
DisclosureSEC source: 0001246360-20-000463 · form.xml · derivative · entry 4 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 234 shares Expires 2026-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 11, 2020 Filed Feb 12, 2020 20:21 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 1,000 | $205.12 | $205,123.50 |
DisclosureSEC source: 0001246360-20-000463 · form.xml · nonDerivative · entry 3 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,799 Read SEC document |
| February 11, 2020 Filed Feb 12, 2020 20:21 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 234 | $136.40 | $31,917.60 |
DisclosureSEC source: 0001246360-20-000463 · form.xml · nonDerivative · entry 2 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,799 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.direct: Includes 3,160 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| February 07, 2020 Filed Feb 10, 2020 17:00 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 2,500 | $204.07 | $510,162.75 |
DisclosureSEC source: 0001246360-20-000443 · form.xml · nonDerivative · entry 2 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,565 F2 · ownership.direct: Includes 3,160 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 09, 2019 Filed Dec 10, 2019 22:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 1,815 | $199.14 | $361,431.84 |
DisclosureSEC source: 0001246360-19-002650 · form.xml · nonDerivative · entry 3 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,065 F6 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan entered into on 5/6/2019 to cover taxes due on restricted stock and performance shares that vested on 12/06/2019. F7 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $198.98 to $199.25. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F8 · ownership.direct: Includes 3,160 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 22:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionPerformance Shares · Derivative | 2,449 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-002650 · form.xml · derivative · entry 5 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,449 shares Expires 2019-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 22:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 2,449 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-002650 · form.xml · nonDerivative · entry 2 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,880 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2019 Filed Dec 9, 2019 17:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantEmployee stock option (right to buy) · Derivative | 16,300 | $0.00 Strike: $196.43 | $0.00 |
DisclosureSEC source: 0001246360-19-002603 · form.xml · derivative · entry 3 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,300 Underlying: Common Stock · 16,300 shares Expires 2029-12-05 F4 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 05, 2019 Filed Dec 9, 2019 17:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-002603 · form.xml · nonDerivative · entry 2 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,431 F2 · kind: Restricted stock award under the Company's 2012 Long-Term Incentives Plan. F3 · ownership.direct: Includes 4,590 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| November 21, 2019 Filed Nov 22, 2019 22:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 7,966 | $0.00 Strike: $136.40 | $0.00 |
DisclosureSEC source: 0001246360-19-002490 · form.xml · derivative · entry 4 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,734 Underlying: Common Stock · 7,966 shares Expires 2026-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| November 21, 2019 Filed Nov 22, 2019 22:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 7,500 | $196.02 | $1,470,175.50 |
DisclosureSEC source: 0001246360-19-002490 · form.xml · nonDerivative · entry 3 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,431 F3 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $195.7500 to $196.3050. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F4 · ownership.direct: Includes 3,590 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| November 21, 2019 Filed Nov 22, 2019 22:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 7,966 | $136.40 | $1,086,562.40 |
DisclosureSEC source: 0001246360-19-002490 · form.xml · nonDerivative · entry 2 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,931 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2019 Filed Nov 16, 2019 00:00 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,800 | $0.00 Strike: $104.08 | $0.00 |
DisclosureSEC source: 0001246360-19-002447 · form.xml · derivative · entry 9 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,800 shares Expires 2025-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2019 Filed Nov 16, 2019 00:00 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 4,800 | $198.77 | $954,100.32 |
DisclosureSEC source: 0001246360-19-002447 · form.xml · nonDerivative · entry 6 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,965 F3 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $198.7500 to $198.8990. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F4 · ownership.direct: Includes 3,590 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| November 15, 2019 Filed Nov 16, 2019 00:00 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 4,800 | $104.08 | $499,584.00 |
DisclosureSEC source: 0001246360-19-002447 · form.xml · nonDerivative · entry 5 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,765 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2019 Filed Nov 16, 2019 00:00 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,900 | $0.00 Strike: $108.89 | $0.00 |
DisclosureSEC source: 0001246360-19-002447 · form.xml · derivative · entry 8 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,900 shares Expires 2023-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2019 Filed Nov 16, 2019 00:00 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $104.08 | $0.00 |
DisclosureSEC source: 0001246360-19-002447 · form.xml · derivative · entry 7 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,800 Underlying: Common Stock · 5,000 shares Expires 2025-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2019 Filed Nov 16, 2019 00:00 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 13,397 | $199.26 | $2,669,551.87 |
DisclosureSEC source: 0001246360-19-002447 · form.xml · nonDerivative · entry 4 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,965 F2 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $199.0624 to $199.5800. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 14, 2019 Filed Nov 16, 2019 00:00 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 3,900 | $108.89 | $424,671.00 |
DisclosureSEC source: 0001246360-19-002447 · form.xml · nonDerivative · entry 3 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,362 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2019 Filed Nov 16, 2019 00:00 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 5,000 | $104.08 | $520,400.00 |
DisclosureSEC source: 0001246360-19-002447 · form.xml · nonDerivative · entry 2 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,462 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 01, 2019 Filed Oct 2, 2019 23:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantPerformance Shares · Derivative | 2,449 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-002172 · form.xml · derivative · entry 1 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,449 Underlying: Common Stock · 2,449 shares Expires 2019-12-06 F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2 · shares: On December 6, 2016, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received. F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 6, 2019, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. Read SEC document |
| May 02, 2019 Filed May 3, 2019 15:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 900 | $0.00 Strike: $104.08 | $0.00 |
DisclosureSEC source: 0001246360-19-001298 · form.xml · derivative · entry 9 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,800 Underlying: Common Stock · 900 shares Expires 2025-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| May 02, 2019 Filed May 3, 2019 15:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 900 | $0.00 Strike: $108.89 | $0.00 |
DisclosureSEC source: 0001246360-19-001298 · form.xml · derivative · entry 8 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,900 Underlying: Common Stock · 900 shares Expires 2023-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| May 02, 2019 Filed May 3, 2019 15:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 800 | $0.00 Strike: $115.69 | $0.00 |
DisclosureSEC source: 0001246360-19-001298 · form.xml · derivative · entry 7 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 800 shares Expires 2024-12-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| May 02, 2019 Filed May 3, 2019 15:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 900 | $104.08 | $93,672.00 |
DisclosureSEC source: 0001246360-19-001298 · form.xml · nonDerivative · entry 5 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,462 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · ownership.direct: Includes 3,590 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| May 02, 2019 Filed May 3, 2019 15:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 900 | $108.89 | $98,001.00 |
DisclosureSEC source: 0001246360-19-001298 · form.xml · nonDerivative · entry 4 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,562 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 02, 2019 Filed May 3, 2019 15:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 800 | $115.69 | $92,552.00 |
DisclosureSEC source: 0001246360-19-001298 · form.xml · nonDerivative · entry 3 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,662 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2019 Filed May 3, 2019 15:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,200 | $0.00 Strike: $80.11 | $0.00 |
DisclosureSEC source: 0001246360-19-001298 · form.xml · derivative · entry 6 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,200 shares Expires 2022-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| May 01, 2019 Filed May 3, 2019 15:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 1,200 | $80.11 | $96,132.00 |
DisclosureSEC source: 0001246360-19-001298 · form.xml · nonDerivative · entry 2 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,862 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2019 Filed Feb 22, 2019 22:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 8,000 | $0.00 Strike: $104.08 | $0.00 |
DisclosureSEC source: 0001246360-19-000734 · form.xml · derivative · entry 4 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,700 Underlying: Common Stock · 8,000 shares Expires 2025-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2019 Filed Feb 22, 2019 22:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 9,231 | $177.70 | $1,640,335.78 |
DisclosureSEC source: 0001246360-19-000734 · form.xml · nonDerivative · entry 3 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,662 F2 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $177.6801 to $177.7625. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F3 · ownership.direct: Includes 3,590 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| February 21, 2019 Filed Feb 22, 2019 22:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 8,000 | $104.08 | $832,640.00 |
DisclosureSEC source: 0001246360-19-000734 · form.xml · nonDerivative · entry 2 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,893 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 23:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantEmployee stock option (right to buy) · Derivative | 18,000 | $0.00 Strike: $171.46 | $0.00 |
DisclosureSEC source: 0001246360-18-002614 · form.xml · derivative · entry 6 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,000 Underlying: Common Stock · 18,000 shares Expires 2028-12-04 F6 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 23:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 300 | $176.53 | $52,959.51 |
DisclosureSEC source: 0001246360-18-002614 · form.xml · nonDerivative · entry 4 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,893 F7 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan dated 11/27/2018 to cover taxes due on restricted stock and performance shares that vested on 12/03/2018. F9 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $176.5275 to $176.5400. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F10 · ownership.direct: Includes 3,590 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 23:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 6,075 | $176.24 | $1,070,687.77 |
DisclosureSEC source: 0001246360-18-002614 · form.xml · nonDerivative · entry 3 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,193 F7 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan dated 11/27/2018 to cover taxes due on restricted stock and performance shares that vested on 12/03/2018. F8 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $175.41 to $176.37. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.