Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ROCKWELL AUTOMATION, INCROK · Entity 906 | Senior Vice President | December 07, 2023 | December 12, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ROCKWELL AUTOMATION, INC
Report date December 07, 2023 · Filed December 12, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 15,231 |
Ending reported balance
After 2023-12-11 transaction · row 7
7 source rows · reconciled sequenceRow 1 · 2023-12-07 · Exercise / conversion · Acquired 371 · Balance 13,867 Row 2 · 2023-12-08 · Sale · Disposed 165 · Balance 13,702 F1: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/23/2023 to cover taxes due on restricted stock units that vested on 12/7/2023. F2: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $278.57 to $279.5301. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Row 3 · 2023-12-09 · Exercise / conversion · Acquired 693 · Balance 14,395 Row 4 · 2023-12-10 · Exercise / conversion · Acquired 529 · Balance 14,924 Row 5 · 2023-12-10 · Exercise / conversion · Acquired 1,606 · Balance 16,530 Row 6 · 2023-12-11 · Sale · Disposed 1,159 · Balance 15,371 F3: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/23/2023 to cover taxes due on restricted stock units that vested on 12/9/2023 and 12/10/2023 and performance shares that vested on 12/10/2023. F4: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $278.98 to $279.90. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Row 7 · 2023-12-11 · Sale · Disposed 140 · Balance 15,231 F3: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/23/2023 to cover taxes due on restricted stock units that vested on 12/9/2023 and 12/10/2023 and performance shares that vested on 12/10/2023. F5: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $280 to $280.2450. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2024-12-07 | Direct | 371 |
Reported balance
After 2023-12-07 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2023-12-07 · Exercise / conversion · Disposed 371 · Balance 371 F7: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F8: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2025-12-09 | Direct | 1,386 |
Reported balance
After 2023-12-09 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2023-12-09 · Exercise / conversion · Disposed 693 · Balance 1,386 F7: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F8: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2023-12-10 | Direct | 0 |
Reported balance
After 2023-12-10 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2023-12-10 · Exercise / conversion · Disposed 529 · Balance 0 F7: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F8: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. |
| Performance SharesSEC Table II · derivative / convertible security · Expires 2023-12-10 | Direct | 0 |
Reported balance
After 2023-12-10 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2023-12-10 · Exercise / conversion · Disposed 1,606 · Balance 0 F9: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). |
| Common StockSEC Table I · non-derivative | IndirectBy Savings Plan | 27.89 |
Reported balance
Holding disclosure · report date 2023-12-07 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 27.89 F6: Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 11/1/2023. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/23/2023 to cover taxes due on restricted stock units that vested on 12/7/2023.
F2: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $278.57 to $279.5301. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
F3: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/23/2023 to cover taxes due on restricted stock units that vested on 12/9/2023 and 12/10/2023 and performance shares that vested on 12/10/2023.
F4: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $278.98 to $279.90. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
F5: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $280 to $280.2450. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
F6: Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 11/1/2023. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
F7: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.
F8: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.
F9: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 04, 2018 Filed Dec 6, 2018 23:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantCommon Stock | 1,140 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-002614 · form.xml · nonDerivative · entry 2 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,268 F5 · shares: Restricted stock award under the Company's 2012 Long-Term Incentives Plan. Read SEC document |
| December 03, 2018 Filed Dec 3, 2018 21:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionPerformance Shares · Derivative | 11,540 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-002572 · form.xml · derivative · entry 4 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,540 shares Expires 2018-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| December 03, 2018 Filed Dec 3, 2018 21:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 11,540 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-002572 · form.xml · nonDerivative · entry 3 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,128 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F4 · ownership.direct: Includes 2,450 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| November 30, 2018 Filed Dec 3, 2018 21:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 2,750 | $172.84 | $475,299.00 |
DisclosureSEC source: 0001246360-18-002572 · form.xml · nonDerivative · entry 2 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,588 F2 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $172.45 to $173.33. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 16:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantPerformance Shares · Derivative | 11,540 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-002290 · form.xml · derivative · entry 1 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,540 Underlying: Common Stock · 11,540 shares Expires 2018-12-03 F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2 · shares: On December 3, 2015, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received. F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 3, 2018, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 00:00 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 7,500 | $0.00 Strike: $136.40 | $0.00 |
DisclosureSEC source: 0001246360-18-000494 · form.xml · derivative · entry 8 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,700 Underlying: Common Stock · 7,500 shares Expires 2026-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 00:00 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 23,600 | $0.00 Strike: $115.69 | $0.00 |
DisclosureSEC source: 0001246360-18-000494 · form.xml · derivative · entry 7 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800 Underlying: Common Stock · 23,600 shares Expires 2024-12-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 00:00 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $108.89 | $0.00 |
DisclosureSEC source: 0001246360-18-000494 · form.xml · derivative · entry 6 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,800 Underlying: Common Stock · 5,000 shares Expires 2023-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 00:00 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 43,100 | $177.68 | $7,658,008.00 |
DisclosureSEC source: 0001246360-18-000494 · form.xml · nonDerivative · entry 5 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,338 F3 · ownership.direct: Includes 4,330 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 00:00 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 7,500 | $136.40 | $1,023,000.00 |
DisclosureSEC source: 0001246360-18-000494 · form.xml · nonDerivative · entry 4 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,438 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 00:00 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 23,600 | $115.69 | $2,730,284.00 |
DisclosureSEC source: 0001246360-18-000494 · form.xml · nonDerivative · entry 3 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,938 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 00:00 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 5,000 | $108.89 | $544,450.00 |
DisclosureSEC source: 0001246360-18-000494 · form.xml · nonDerivative · entry 2 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,338 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2017 Filed Dec 12, 2017 16:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantEmployee Stock Option (right to buy) · Derivative | 16,500 | $0.00 Strike: $192.86 | $0.00 |
DisclosureSEC source: 0001246360-17-003310 · form.xml · derivative · entry 3 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,500 Underlying: Common Stock · 16,500 shares Expires 2027-12-08 F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 08, 2017 Filed Dec 12, 2017 16:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantCommon Stock | 1,020 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-003310 · form.xml · nonDerivative · entry 2 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,338 F3 · shares: Restricted stock award under the Company's 2012 Long-Term Incentives Plan. F4 · ownership.direct: Includes 4,330 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 18:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 5,471 | $190.53 | $1,042,390.18 |
DisclosureSEC source: 0001246360-17-003203 · form.xml · nonDerivative · entry 3 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,318 F6 · shares: Sale of shares pursuant to Rule 10b5-1 trading plan dated 5/12/2017 to cover taxes due on restricted stock and performance shares that vested on 12/02/2017. F7 · ownership.direct: Includes 3,310 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 02, 2017 Filed Dec 5, 2017 18:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionPerformance Shares · Derivative | 9,594 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-003203 · form.xml · derivative · entry 5 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,594 shares Expires 2017-12-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| December 02, 2017 Filed Dec 5, 2017 18:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 9,594 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-003203 · form.xml · nonDerivative · entry 2 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,789 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 14:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantPerformance Shares · Derivative | 9,594 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-002892 · form.xml · derivative · entry 1 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,594 Underlying: Common Stock · 9,594 shares Expires 2017-12-02 F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2 · shares: On December 2, 2014, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received. F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 2, 2017, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. Read SEC document |
| August 07, 2017 Filed Aug 9, 2017 16:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 8,000 | $0.00 Strike: $108.89 | $0.00 |
DisclosureSEC source: 0001246360-17-002533 · form.xml · derivative · entry 4 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,800 Underlying: Common Stock · 8,000 shares Expires 2023-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 07, 2017 Filed Aug 9, 2017 16:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 8,000 | $165.74 | $1,325,955.20 |
DisclosureSEC source: 0001246360-17-002533 · form.xml · nonDerivative · entry 3 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,195 F2 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $165.74 to $165.79. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F3 · ownership.direct: Includes 4,720 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| August 07, 2017 Filed Aug 9, 2017 16:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 8,000 | $108.89 | $871,120.00 |
DisclosureSEC source: 0001246360-17-002533 · form.xml · nonDerivative · entry 2 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,195 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 24, 2017 Filed May 25, 2017 17:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,000 | $0.00 Strike: $104.08 | $0.00 |
DisclosureSEC source: 0001246360-17-002013 · form.xml · derivative · entry 4 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,700 Underlying: Common Stock · 4,000 shares Expires 2025-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| May 24, 2017 Filed May 25, 2017 17:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 4,000 | $158.71 | $634,826.80 |
DisclosureSEC source: 0001246360-17-002013 · form.xml · nonDerivative · entry 3 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,195 F3 · ownership.direct: Includes 4,720 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| May 24, 2017 Filed May 25, 2017 17:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 4,000 | $104.08 | $416,320.00 |
DisclosureSEC source: 0001246360-17-002013 · form.xml · nonDerivative · entry 2 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,195 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2017 Filed May 23, 2017 22:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,900 | $0.00 Strike: $104.08 | $0.00 |
DisclosureSEC source: 0001246360-17-002004 · form.xml · derivative · entry 4 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,700 Underlying: Common Stock · 4,900 shares Expires 2025-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| May 22, 2017 Filed May 23, 2017 22:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 4,900 | $159.00 | $779,100.00 |
DisclosureSEC source: 0001246360-17-002004 · form.xml · nonDerivative · entry 3 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,195 F3 · ownership.direct: Includes 4,720 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| May 22, 2017 Filed May 23, 2017 22:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 4,900 | $104.08 | $509,992.00 |
DisclosureSEC source: 0001246360-17-002004 · form.xml · nonDerivative · entry 2 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,095 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 21:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,300 | $0.00 Strike: $74.14 | $0.00 |
DisclosureSEC source: 0001246360-17-000902 · form.xml · derivative · entry 3 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,300 shares Expires 2021-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 21:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 3,437 | $151.21 | $519,723.55 |
DisclosureSEC source: 0001246360-17-000902 · form.xml · nonDerivative · entry 2 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,195 F1 · ownership.direct: Includes 4,720 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 21:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 1,300 | $74.14 | $96,382.00 |
DisclosureSEC source: 0001246360-17-000902 · form.xml · nonDerivative · entry 1 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,632 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 16:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | OtherCommon Stock Share Equivalents · Derivative | 393.1099 | $0.00 Strike: $150.35 | $0.00 |
DisclosureSEC source: 0001246360-17-000571 · form.xml · derivative · entry 3 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Indirect · Nonqual. Savings Plan Disclosed balance after: 0 Underlying: Common Stock · 393.1099 shares Expires not disclosed F3 · shares: Includes share equivalents represented by Company stock fund units acquired under the Company Nonqualified Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 2/9/2017. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan. F4 · derivative.exercise_date: The share equivalents are payable in cash upon retirement or after termination of employment. F4 · derivative.expiration_date: The share equivalents are payable in cash upon retirement or after termination of employment. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 16:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | OtherCommon Stock | 388.5173 | $150.35 | $58,413.58 |
DisclosureSEC source: 0001246360-17-000571 · form.xml · nonDerivative · entry 2 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Indirect · By Savings Plan Disclosed balance after: 0 F2 · shares: Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 2/9/2017. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan. Read SEC document |
| February 06, 2017 Filed Feb 7, 2017 15:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,000 | $0.00 Strike: $29.37 | $0.00 |
DisclosureSEC source: 0001246360-17-000454 · form.xml · derivative · entry 4 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000 shares Expires 2018-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2017 Filed Feb 7, 2017 15:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 2,000 | $149.23 | $298,460.60 |
DisclosureSEC source: 0001246360-17-000454 · form.xml · nonDerivative · entry 3 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,332 F2 · ownership.direct: Includes 4,720 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| February 06, 2017 Filed Feb 7, 2017 15:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 2,000 | $29.37 | $58,740.00 |
DisclosureSEC source: 0001246360-17-000454 · form.xml · nonDerivative · entry 2 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,332 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2016 Filed Dec 8, 2016 16:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantEmployee Stock Option (Right to Buy) · Derivative | 23,200 | $0.00 Strike: $136.40 | $0.00 |
DisclosureSEC source: 0001246360-16-007370 · form.xml · derivative · entry 3 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,200 Underlying: Common Stock · 23,200 shares Expires 2026-12-06 F4 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 06, 2016 Filed Dec 8, 2016 16:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantCommon Stock | 1,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-16-007370 · form.xml · nonDerivative · entry 2 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,332 F2 · shares: Restricted stock award under the Company's 2012 Long-Term Incentives Plan. F3 · ownership.direct: Includes 4,720 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 15:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 728 | $135.95 | $98,973.06 |
DisclosureSEC source: 0001246360-16-007306 · form.xml · nonDerivative · entry 3 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,902 F6 · shares: Sale of shares pursuant to Rule 10b5-1 trading plan dated 05/25/2016 to cover taxes due on restricted stock and performance shares that vested on 12/04/2016. F7 · ownership.direct: Includes 3,290 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 04, 2016 Filed Dec 6, 2016 15:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionPerformance Shares · Derivative | 390 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-16-007306 · form.xml · derivative · entry 5 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 390 shares Expires 2016-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| December 04, 2016 Filed Dec 6, 2016 15:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 390 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-16-007306 · form.xml · nonDerivative · entry 2 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,630 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| November 23, 2016 Filed Nov 28, 2016 21:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,500 | $0.00 Strike: $29.37 | $0.00 |
DisclosureSEC source: 0001246360-16-007239 · form.xml · derivative · entry 4 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 1,500 shares Expires 2018-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 23, 2016 Filed Nov 28, 2016 21:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 1,500 | $131.68 | $197,516.40 |
DisclosureSEC source: 0001246360-16-007239 · form.xml · nonDerivative · entry 3 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,240 F2 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $131.6750 to $131.6776. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F3 · ownership.direct: Includes 4,670 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| November 23, 2016 Filed Nov 28, 2016 21:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 1,500 | $29.37 | $44,055.00 |
DisclosureSEC source: 0001246360-16-007239 · form.xml · nonDerivative · entry 2 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,740 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 20:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,000 | $0.00 Strike: $29.37 | $0.00 |
DisclosureSEC source: 0001246360-16-007145 · form.xml · derivative · entry 4 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,500 Underlying: Common Stock · 2,000 shares Expires 2018-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 20:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 2,000 | $129.55 | $259,093.00 |
DisclosureSEC source: 0001246360-16-007145 · form.xml · nonDerivative · entry 3 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,240 F2 · ownership.direct: Includes 4,670 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 20:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 2,000 | $29.37 | $58,740.00 |
DisclosureSEC source: 0001246360-16-007145 · form.xml · nonDerivative · entry 2 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,240 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 16:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantPerformance Shares · Derivative | 390 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-16-006936 · form.xml · derivative · entry 1 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390 Underlying: Common Stock · 390 shares Expires 2016-12-04 F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2 · shares: On December 4, 2013, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was determined on October 3, 2016, resulting in the reported number of performance shares received. F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 4, 2016, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.