Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ROCKWELL AUTOMATION, INCROK · Entity 906 | Senior Vice President | December 07, 2023 | December 12, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ROCKWELL AUTOMATION, INC
Report date December 07, 2023 · Filed December 12, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 15,231 |
Ending reported balance
After 2023-12-11 transaction · row 7
7 source rows · reconciled sequenceRow 1 · 2023-12-07 · Exercise / conversion · Acquired 371 · Balance 13,867 Row 2 · 2023-12-08 · Sale · Disposed 165 · Balance 13,702 F1: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/23/2023 to cover taxes due on restricted stock units that vested on 12/7/2023. F2: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $278.57 to $279.5301. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Row 3 · 2023-12-09 · Exercise / conversion · Acquired 693 · Balance 14,395 Row 4 · 2023-12-10 · Exercise / conversion · Acquired 529 · Balance 14,924 Row 5 · 2023-12-10 · Exercise / conversion · Acquired 1,606 · Balance 16,530 Row 6 · 2023-12-11 · Sale · Disposed 1,159 · Balance 15,371 F3: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/23/2023 to cover taxes due on restricted stock units that vested on 12/9/2023 and 12/10/2023 and performance shares that vested on 12/10/2023. F4: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $278.98 to $279.90. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Row 7 · 2023-12-11 · Sale · Disposed 140 · Balance 15,231 F3: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/23/2023 to cover taxes due on restricted stock units that vested on 12/9/2023 and 12/10/2023 and performance shares that vested on 12/10/2023. F5: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $280 to $280.2450. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2024-12-07 | Direct | 371 |
Reported balance
After 2023-12-07 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2023-12-07 · Exercise / conversion · Disposed 371 · Balance 371 F7: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F8: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2025-12-09 | Direct | 1,386 |
Reported balance
After 2023-12-09 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2023-12-09 · Exercise / conversion · Disposed 693 · Balance 1,386 F7: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F8: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2023-12-10 | Direct | 0 |
Reported balance
After 2023-12-10 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2023-12-10 · Exercise / conversion · Disposed 529 · Balance 0 F7: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F8: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. |
| Performance SharesSEC Table II · derivative / convertible security · Expires 2023-12-10 | Direct | 0 |
Reported balance
After 2023-12-10 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2023-12-10 · Exercise / conversion · Disposed 1,606 · Balance 0 F9: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). |
| Common StockSEC Table I · non-derivative | IndirectBy Savings Plan | 27.89 |
Reported balance
Holding disclosure · report date 2023-12-07 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 27.89 F6: Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 11/1/2023. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/23/2023 to cover taxes due on restricted stock units that vested on 12/7/2023.
F2: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $278.57 to $279.5301. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
F3: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/23/2023 to cover taxes due on restricted stock units that vested on 12/9/2023 and 12/10/2023 and performance shares that vested on 12/10/2023.
F4: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $278.98 to $279.90. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
F5: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $280 to $280.2450. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
F6: Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 11/1/2023. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
F7: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.
F8: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.
F9: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 10, 2022 Filed Feb 11, 2022 21:43 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 133 | $246.77 | $32,820.41 |
DisclosureSEC source: 0001024478-22-000023 · wf-form4_164461580981560.xml · nonDerivative · entry 3 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,925 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 1,000 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| February 10, 2022 Filed Feb 11, 2022 21:43 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 167 | $196.43 | $32,803.81 |
DisclosureSEC source: 0001024478-22-000023 · wf-form4_164461580981560.xml · nonDerivative · entry 2 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,792 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2022 Filed Feb 11, 2022 21:43 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 167 | $171.46 | $28,633.82 |
DisclosureSEC source: 0001024478-22-000023 · wf-form4_164461580981560.xml · nonDerivative · entry 1 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,625 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2021 Filed Dec 16, 2021 22:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 279 | $344.34 | $96,070.86 |
DisclosureSEC source: 0001024478-21-000181 · wf-form4_163969497824761.xml · nonDerivative · entry 1 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,458 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/24/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021 and restricted stock units that vested on 12/10/2021. F2 · balance_after: Includes 1,000 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 13, 2021 Filed Dec 14, 2021 21:33 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 49 | $350.91 | $17,194.61 |
DisclosureSEC source: 0001024478-21-000165 · wf-form4_163951755332244.xml · nonDerivative · entry 3 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,737 F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 5/24/2021 to cover taxes due on restricted stock units that vested on 12/10/2021. F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $350.83 to $351.0601. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F4 · balance_after: Includes 1,000 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 13, 2021 Filed Dec 14, 2021 21:33 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 200 | $350.08 | $70,016.02 |
DisclosureSEC source: 0001024478-21-000165 · wf-form4_163951755332244.xml · nonDerivative · entry 2 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,786 F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 5/24/2021 to cover taxes due on restricted stock units that vested on 12/10/2021. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $349.74 to $350.61. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 10, 2021 Filed Dec 14, 2021 21:33 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 528 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-21-000165 · wf-form4_163951755332244.xml · derivative · entry 5 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,057 Underlying: Common Stock · 528 shares Expires 2023-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F7 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 10, 2021 Filed Dec 14, 2021 21:33 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 528 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-21-000165 · wf-form4_163951755332244.xml · nonDerivative · entry 1 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,986 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 09, 2021 Filed Dec 10, 2021 00:11 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 50 | $348.83 | $17,441.50 |
DisclosureSEC source: 0001024478-21-000157 · wf-form4_163909505117398.xml · nonDerivative · entry 4 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,458 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/24/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021. F5 · balance_after: Includes 1,000 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 09, 2021 Filed Dec 10, 2021 00:11 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 1,526 | $348.09 | $531,185.95 |
DisclosureSEC source: 0001024478-21-000157 · wf-form4_163909505117398.xml · nonDerivative · entry 3 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,508 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/24/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021. F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $347.77 to $348.615. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 09, 2021 Filed Dec 10, 2021 00:11 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 1,315 | $347.27 | $456,665.31 |
DisclosureSEC source: 0001024478-21-000157 · wf-form4_163909505117398.xml · nonDerivative · entry 2 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,034 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/24/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021. F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $346.74 to $347.71. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 09, 2021 Filed Dec 10, 2021 00:11 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 450 | $346.24 | $155,806.52 |
DisclosureSEC source: 0001024478-21-000157 · wf-form4_163909505117398.xml · nonDerivative · entry 1 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,349 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/24/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $345.63 to $346.60. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 07, 2021 Filed Dec 10, 2021 00:11 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantRestricted Stock Units · Derivative | 1,112 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-21-000157 · wf-form4_163909505117398.xml · derivative · entry 7 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,112 Underlying: Common Stock · 1,112 shares Expires 2024-12-07 F9 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F7 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan. F10 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 07, 2021 Filed Dec 10, 2021 00:11 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantEmployee Stock Option (Right to Buy) · Derivative | 4,448 | $0.00 Strike: $350.76 | $0.00 |
DisclosureSEC source: 0001024478-21-000157 · wf-form4_163909505117398.xml · derivative · entry 6 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,448 Underlying: Common Stock · 4,448 shares Expires 2031-12-07 F7 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan. F8 · derivative.exercise_date: The options vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 06, 2021 Filed Dec 7, 2021 23:21 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 483 | $345.22 | $166,739.67 |
DisclosureSEC source: 0001024478-21-000103 · wf-form4_163891928227597.xml · nonDerivative · entry 5 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,799 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/24/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021. F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $344.99 to $345.49. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F6 · balance_after: Includes 1,000 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 06, 2021 Filed Dec 7, 2021 23:21 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 38 | $343.61 | $13,057.10 |
DisclosureSEC source: 0001024478-21-000103 · wf-form4_163891928227597.xml · nonDerivative · entry 4 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,282 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/24/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021. F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $343.59 to $343.93. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 06, 2021 Filed Dec 7, 2021 23:21 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 742 | $342.92 | $254,443.00 |
DisclosureSEC source: 0001024478-21-000103 · wf-form4_163891928227597.xml · nonDerivative · entry 3 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,320 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/24/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021. F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $342.57 to $343.48. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 06, 2021 Filed Dec 7, 2021 23:21 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 1,504 | $341.90 | $514,224.97 |
DisclosureSEC source: 0001024478-21-000103 · wf-form4_163891928227597.xml · nonDerivative · entry 2 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,062 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/24/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $341.52 to $342.48. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 04, 2021 Filed Dec 7, 2021 23:21 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionPerformance Shares · Derivative | 4,968 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-21-000103 · wf-form4_163891928227597.xml · derivative · entry 7 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,968 shares Expires 2021-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| December 04, 2021 Filed Dec 7, 2021 23:21 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 4,968 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-21-000103 · wf-form4_163891928227597.xml · nonDerivative · entry 1 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,566 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 15:01 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantPerformance Shares · Derivative | 4,968 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-21-000055 · wf-form4_163344605455375.xml · derivative · entry 1 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,968 Underlying: Common Stock · 4,968 shares Expires 2021-12-04 F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2 · shares: On December 4, 2018, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received. F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 4, 2021, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. Read SEC document |
| July 30, 2021 Filed Aug 3, 2021 00:24 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 319 | $304.81 | $97,232.95 |
DisclosureSEC source: 0001024478-21-000037 · wf-form4_162795024143790.xml · nonDerivative · entry 2 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,598 F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 5/24/2021. F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $304.7700 to $304.9450. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F4 · balance_after: Includes 2,140 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| July 30, 2021 Filed Aug 3, 2021 00:24 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 2,445 | $304.12 | $743,584.65 |
DisclosureSEC source: 0001024478-21-000037 · wf-form4_162795024143790.xml · nonDerivative · entry 1 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,917 F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 5/24/2021. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $303.6100 to $304.3400. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 08, 2021 Filed Mar 9, 2021 22:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 100 | $0.00 Strike: $192.86 | $0.00 |
DisclosureSEC source: 0001246360-21-000552 · form.xml · derivative · entry 4 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock · 100 shares Expires 2027-12-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into 11/23/2020. Read SEC document |
| March 08, 2021 Filed Mar 9, 2021 22:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 100 | $255.14 | $25,514.04 |
DisclosureSEC source: 0001246360-21-000552 · form.xml · nonDerivative · entry 3 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,362 F2 · kind: Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into 11/23/2020. F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $255.03 to $255.17. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F4 · ownership.direct: Includes 2,140 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| March 08, 2021 Filed Mar 9, 2021 22:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 100 | $192.86 | $19,286.00 |
DisclosureSEC source: 0001246360-21-000552 · form.xml · nonDerivative · entry 2 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,462 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into 11/23/2020. Read SEC document |
| February 24, 2021 Filed Feb 25, 2021 22:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee stock option (right to buy) · Derivative | 167 | $0.00 Strike: $171.46 | $0.00 |
DisclosureSEC source: 0001246360-21-000508 · form.xml · derivative · entry 7 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,834 Underlying: Common Stock · 167 shares Expires 2028-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 24, 2021 Filed Feb 25, 2021 22:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 167 | $0.00 Strike: $192.86 | $0.00 |
DisclosureSEC source: 0001246360-21-000508 · form.xml · derivative · entry 6 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,100 Underlying: Common Stock · 167 shares Expires 2027-12-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 24, 2021 Filed Feb 25, 2021 22:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee stock option (right to buy) · Derivative | 166 | $0.00 Strike: $196.43 | $0.00 |
DisclosureSEC source: 0001246360-21-000508 · form.xml · derivative · entry 5 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,134 Underlying: Common Stock · 166 shares Expires 2029-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 24, 2021 Filed Feb 25, 2021 22:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 166 | $196.43 | $32,607.38 |
DisclosureSEC source: 0001246360-21-000508 · form.xml · nonDerivative · entry 4 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,362 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.direct: Includes 2,140 shares held by the Company to implement restrictions on transfer unless and until certain conditions are m Read SEC document |
| February 24, 2021 Filed Feb 25, 2021 22:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 167 | $171.46 | $28,633.82 |
DisclosureSEC source: 0001246360-21-000508 · form.xml · nonDerivative · entry 3 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,196 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 24, 2021 Filed Feb 25, 2021 22:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 167 | $192.86 | $32,207.62 |
DisclosureSEC source: 0001246360-21-000508 · form.xml · nonDerivative · entry 2 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,029 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2021 Filed Feb 1, 2021 21:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,900 | $0.00 Strike: $192.86 | $0.00 |
DisclosureSEC source: 0001246360-21-000271 · form.xml · derivative · entry 10 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,267 Underlying: Common Stock · 3,900 shares Expires 2027-12-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Exercise of options pursuant to Rule 10b5-1 plan entered into 11/23/2020. Read SEC document |
| January 29, 2021 Filed Feb 1, 2021 21:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 3,900 | $255.06 | $994,743.36 |
DisclosureSEC source: 0001246360-21-000271 · form.xml · nonDerivative · entry 7 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,862 F2 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan entered into 11/23/2020. F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $255.0000 to $255.3150. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F5 · ownership.direct: Includes 2,140 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| January 29, 2021 Filed Feb 1, 2021 21:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 3,900 | $192.86 | $752,154.00 |
DisclosureSEC source: 0001246360-21-000271 · form.xml · nonDerivative · entry 6 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,762 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 28, 2021 Filed Feb 1, 2021 21:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,000 | $0.00 Strike: $192.86 | $0.00 |
DisclosureSEC source: 0001246360-21-000271 · form.xml · derivative · entry 9 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,167 Underlying: Common Stock · 4,000 shares Expires 2027-12-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Exercise of options pursuant to Rule 10b5-1 plan entered into 11/23/2020. Read SEC document |
| January 28, 2021 Filed Feb 1, 2021 21:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,000 | $0.00 Strike: $136.40 | $0.00 |
DisclosureSEC source: 0001246360-21-000271 · form.xml · derivative · entry 8 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000 shares Expires 2026-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Exercise of options pursuant to Rule 10b5-1 plan entered into 11/23/2020. Read SEC document |
| January 28, 2021 Filed Feb 1, 2021 21:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 4,000 | $250.00 | $1,000,000.00 |
DisclosureSEC source: 0001246360-21-000271 · form.xml · nonDerivative · entry 5 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,862 F2 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan entered into 11/23/2020. Read SEC document |
| January 28, 2021 Filed Feb 1, 2021 21:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 3,055 | $245.04 | $748,597.20 |
DisclosureSEC source: 0001246360-21-000271 · form.xml · nonDerivative · entry 4 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,862 F2 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan entered into 11/23/2020. Read SEC document |
| January 28, 2021 Filed Feb 1, 2021 21:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 2,000 | $136.40 | $272,800.00 |
DisclosureSEC source: 0001246360-21-000271 · form.xml · nonDerivative · entry 3 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,917 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 28, 2021 Filed Feb 1, 2021 21:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 4,000 | $192.86 | $771,440.00 |
DisclosureSEC source: 0001246360-21-000271 · form.xml · nonDerivative · entry 2 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,917 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 22:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantRestricted stock units · Derivative | 1,585 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-001932 · form.xml · derivative · entry 3 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,585 Underlying: Common Stock · 1,585 shares Expires 2023-12-10 F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F4 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan. F7 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 22:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantEmployee stock option (right to buy) · Derivative | 7,050 | $0.00 Strike: $246.77 | $0.00 |
DisclosureSEC source: 0001246360-20-001932 · form.xml · derivative · entry 2 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,050 Underlying: Common Stock · 7,050 shares Expires 2030-12-10 F4 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan. F5 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 09, 2020 Filed Dec 10, 2020 22:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 433 | $250.88 | $108,631.43 |
DisclosureSEC source: 0001246360-20-001890 · form.xml · nonDerivative · entry 4 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,917 F3 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan entered into 11/23/2020 to cover taxes due on restricted stock and performance shares that vested on 12/8/2020. F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $250.48 to $251.1001. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F6 · ownership.direct: Includes 2,140 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 09, 2020 Filed Dec 10, 2020 22:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 1,100 | $249.65 | $274,619.51 |
DisclosureSEC source: 0001246360-20-001890 · form.xml · nonDerivative · entry 3 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,350 F3 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan entered into 11/23/2020 to cover taxes due on restricted stock and performance shares that vested on 12/8/2020. F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $249.3950 to $249.90. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 08, 2020 Filed Dec 10, 2020 22:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionPerformance Shares · Derivative | 2,242 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-001890 · form.xml · derivative · entry 5 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,242 shares Expires 2020-12-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| December 08, 2020 Filed Dec 10, 2020 22:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 2,242 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-001890 · form.xml · nonDerivative · entry 2 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,450 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2020 Filed Nov 21, 2020 00:21 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 333 | $0.00 Strike: $192.86 | $0.00 |
DisclosureSEC source: 0001246360-20-001843 · form.xml · derivative · entry 5 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,167 Underlying: Common Stock · 333 shares Expires 2027-12-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2020 Filed Nov 21, 2020 00:21 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee stock option (right to buy) · Derivative | 166 | $0.00 Strike: $171.46 | $0.00 |
DisclosureSEC source: 0001246360-20-001843 · form.xml · derivative · entry 4 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,001 Underlying: Common Stock · 166 shares Expires 2028-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2020 Filed Nov 21, 2020 00:21 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 333 | $192.86 | $64,222.38 |
DisclosureSEC source: 0001246360-20-001843 · form.xml · nonDerivative · entry 3 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,208 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.direct: Includes 3,160 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.