Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| REGIONS FINANCIAL CORPRF · Entity 3186 | SEVP & CRO | December 08, 2023 | December 12, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
REGIONS FINANCIAL CORP
Report date December 08, 2023 · Filed December 12, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 63,730 |
Ending reported balance
After 2023-12-11 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-12-08 · Sale · Disposed 28,617 · Balance 103,307 F1: This price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $17.445 to $17.485, inclusive. Upon request by Regions Financial Corporation, any security holder of Regions Financial Corporation, or the staff of the Securities and Exchange Commission, the reporting person will undertake to provide full information regarding the number of shares sold at each separate price within this range. Row 2 · 2023-12-11 · Gift · Disposed 39,577 · Balance 63,730 |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 5,489.8451 |
Reported balance
Holding disclosure · report date 2023-12-08 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 5,489.8451 |
Filing footnotes · ownership attribution and instrument terms
F1: This price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $17.445 to $17.485, inclusive. Upon request by Regions Financial Corporation, any security holder of Regions Financial Corporation, or the staff of the Securities and Exchange Commission, the reporting person will undertake to provide full information regarding the number of shares sold at each separate price within this range.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2018 Filed Apr 3, 2018 21:46 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionCommon Stock | 41,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-007241 · doc4.xml · nonDerivative · entry 1 Lusco C. Matthew · CIK 0001513037 · SEVP & CRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,766 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2018. Read SEC document |
| December 31, 2017 Filed Feb 13, 2018 22:37 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | OtherCommon Stock (phantom stock) | 184.7809 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-002774 · doc5.xml · nonDerivative · entry 2 Lusco C. Matthew · CIK 0001513037 · SEVP & CRO 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect - By 401 (k) Supplemental Plan Disclosed balance after: 9,410.4619 F1 · kind: These shares were acquired through regular dividend reinvestments. F1 · price: These shares were acquired through regular dividend reinvestments. F2 · balance_after: Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock. Read SEC document |
| December 31, 2017 Filed Feb 13, 2018 22:37 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | OtherCommon Stock | 83.4938 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-002774 · doc5.xml · nonDerivative · entry 1 Lusco C. Matthew · CIK 0001513037 · SEVP & CRO 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Disclosed balance after: 4,376.0278 F1 · kind: These shares were acquired through regular dividend reinvestments. F1 · price: These shares were acquired through regular dividend reinvestments. F2 · balance_after: Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock. Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 22:13 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | GrantRestricted Stock Units · Derivative | 27,119 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007517 · doc4.xml · derivative · entry 9 Lusco C. Matthew · CIK 0001513037 · SEVP & CRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,108 Underlying: Common Stock · 27,119 shares Expires not disclosed F7 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends. F8 · derivative.exercise_date: The restricted stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and a performance threshold requirement and subject to earlier vesting in whole or in part under certain conditions. F8 · derivative.expiration_date: The restricted stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and a performance threshold requirement and subject to earlier vesting in whole or in part under certain conditions. Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 22:13 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | GrantPerformance Stock Units (2017) · Derivative | 27,119 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007517 · doc4.xml · derivative · entry 8 Lusco C. Matthew · CIK 0001513037 · SEVP & CRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,119 Underlying: Common Stock · 40,678.5 shares Expires not disclosed F4 · derivative.exercise_price: Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends. F5 · shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2017, through December 31, 2019. F6 · derivative.exercise_date: The performance stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and subject to earlier vesting in whole or in part under certain conditions. F6 · derivative.expiration_date: The performance stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and subject to earlier vesting in whole or in part under certain conditions. F5 · derivative.underlying_shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2017, through December 31, 2019. F5 · balance_after: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2017, through December 31, 2019. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 22:13 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionRestricted Stock Units · Derivative | 27,548 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007517 · doc4.xml · derivative · entry 7 Lusco C. Matthew · CIK 0001513037 · SEVP & CRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,989 Underlying: Common Stock · 27,548 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2017. F1 · derivative.exercise_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2017. F1 · derivative.expiration_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2017. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 22:13 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionPerformance Stock Units - 2014 · Derivative | 27,548 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007517 · doc4.xml · derivative · entry 6 Lusco C. Matthew · CIK 0001513037 · SEVP & CRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,104.5 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The performance stock units vested and were settled in shares of common stock on April 1, 2017, at the conversion rate of 0.875 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2014, through December 31, 2016. F2 · derivative.exercise_date: The performance stock units vested and were settled in shares of common stock on April 1, 2017, at the conversion rate of 0.875 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2014, through December 31, 2016. F2 · derivative.expiration_date: The performance stock units vested and were settled in shares of common stock on April 1, 2017, at the conversion rate of 0.875 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2014, through December 31, 2016. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 22:13 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Tax withholdingCommon Stock | 21,514 | $14.53 | $312,598.42 |
DisclosureSEC source: 0001225208-17-007517 · doc4.xml · nonDerivative · entry 3 Lusco C. Matthew · CIK 0001513037 · SEVP & CRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,099 Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 22:13 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionCommon Stock | 24,105 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007517 · doc4.xml · nonDerivative · entry 2 Lusco C. Matthew · CIK 0001513037 · SEVP & CRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,613 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The performance stock units vested and were settled in shares of common stock on April 1, 2017, at the conversion rate of 0.875 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2014, through December 31, 2016. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 22:13 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionCommon Stock | 27,548 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007517 · doc4.xml · nonDerivative · entry 1 Lusco C. Matthew · CIK 0001513037 · SEVP & CRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,508 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2017. Read SEC document |
| January 30, 2017 Filed Jan 31, 2017 21:47 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | SaleCommon Stock | 8,000 | $14.28 | $114,245.60 |
DisclosureSEC source: 0001225208-17-002131 · doc4.xml · nonDerivative · entry 4 Lusco C. Matthew · CIK 0001513037 · SEVP & CRO 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 0 Read SEC document |
| January 27, 2017 Filed Jan 31, 2017 21:47 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | GiftCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-002131 · doc4.xml · nonDerivative · entry 2 Lusco C. Matthew · CIK 0001513037 · SEVP & CRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,960 Read SEC document |
| January 27, 2017 Filed Jan 31, 2017 21:47 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | SaleCommon Stock | 35,000 | $14.57 | $509,981.50 |
DisclosureSEC source: 0001225208-17-002131 · doc4.xml · nonDerivative · entry 1 Lusco C. Matthew · CIK 0001513037 · SEVP & CRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,960 Read SEC document |
| December 31, 2016 Filed Jan 31, 2017 21:47 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | OtherCommon Stock (phantom stock) | 255.011 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-002131 · doc4.xml · nonDerivative · entry 5 Lusco C. Matthew · CIK 0001513037 · SEVP & CRO 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect - By 401 (k) Supplemental Plan Disclosed balance after: 9,225.681 F1 · kind: These shares were acquired through regular dividend reinvestments. F1 · price: These shares were acquired through regular dividend reinvestments. F2 · balance_after: Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock. Read SEC document |
| December 31, 2016 Filed Jan 31, 2017 21:47 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | OtherCommon Stock | 118.133 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-002131 · doc4.xml · nonDerivative · entry 3 Lusco C. Matthew · CIK 0001513037 · SEVP & CRO 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Disclosed balance after: 4,292.534 F1 · kind: These shares were acquired through regular dividend reinvestments. F1 · price: These shares were acquired through regular dividend reinvestments. F2 · balance_after: Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.