Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Boxlight CorpBOXL · Entity 8315 | Director · Chief Executive Officer | December 27, 2023 | December 29, 2023 |
| FOCUS UNIVERSAL INC.FCUV · Entity 8087 | Director | August 17, 2022 | September 03, 2022 |
| Novo Integrated Sciences, Inc.NVOS · Entity 87602 | Director | February 23, 2022 | February 24, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Boxlight Corp
Report date December 27, 2023 · Filed December 29, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CLASS A COMMON STOCKSEC Table I · non-derivative | Direct | 285,455 |
Reported balance
After 2023-12-27 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-12-27 · Sale · Disposed 1,632 · Balance 285,455 F1: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") held by the Reporting Person. Upon vesting of the RSUs, the sales are automatic, routine, non-discretionary transactions mandated by the Issuer under its equity incentive plan in order to satisfy the Reporting Person's tax withholding obligations which are funded by "sell to cover" transactions. These transactions are exempt under Section 16b-3 and do not represent discretionary trades by the Reporting Person. F2: Consists of (i) 141,051 shares of common stock and (ii) 144,404 RSUs which remain subject to certain vesting conditions. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") held by the Reporting Person. Upon vesting of the RSUs, the sales are automatic, routine, non-discretionary transactions mandated by the Issuer under its equity incentive plan in order to satisfy the Reporting Person's tax withholding obligations which are funded by "sell to cover" transactions. These transactions are exempt under Section 16b-3 and do not represent discretionary trades by the Reporting Person.
F2: Consists of (i) 141,051 shares of common stock and (ii) 144,404 RSUs which remain subject to certain vesting conditions.
FOCUS UNIVERSAL INC.
Report date August 17, 2022 · Filed September 03, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,546 |
Ending reported balance
After 2022-09-02 transaction · row 8
5 source rows · reconciled sequenceRow 1 · 2022-08-17 · Grant · Acquired 14,677 · Balance 14,677 F1: Represents a cashless exercise of outstanding stock options to purchase 30,000 shares of common stock. The Reporting Person received 14,677 shares of common stock and surrendered 15,323 shares of common stock underlying the stock option in payment of the exercise price. Row 2 · 2022-08-17 · Grant · Acquired 10,968 · Balance 25,645 F2: Represents a cashless exercise of outstanding stock options to purchase 15,000 shares of common stock. The Reporting Person received 10,968 shares of common stock and surrendered 4,032 shares of common stock underlying the stock option in payment of the exercise price. Row 3 · 2022-08-17 · Grant · Acquired 1,804 · Balance 27,449 F3: Represents a cashless exercise of outstanding stock options to purchase 8,750 shares of common stock. The Reporting Person received 1,804 shares of common stock and surrendered 6,946 shares of common stock underlying the stock option in payment of the exercise price. Row 4 · 2022-08-31 · Sale · Disposed 12,410 · Balance 15,039 F4: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.50 to $10.80, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 8 · 2022-09-02 · Sale · Disposed 13,493 · Balance 1,546 F8: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.95 to $10.40, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Last balance in matching sequence
After 2022-09-02 transaction · row 7
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 5 · 2022-08-31 · Sale · Disposed 10,000 · Balance 20,150 F5: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.43 to $10.53, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F6: The shares of Common Stock reported on this line are held by an entity owned and controlled by the Reporting Person. Row 6 · 2022-09-01 · Sale · Disposed 4,000 · Balance 16,150 F6: The shares of Common Stock reported on this line are held by an entity owned and controlled by the Reporting Person. Row 7 · 2022-09-02 · Sale · Disposed 16,150 · Balance 0 F7: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.16 to $10.31, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F6: The shares of Common Stock reported on this line are held by an entity owned and controlled by the Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a cashless exercise of outstanding stock options to purchase 30,000 shares of common stock. The Reporting Person received 14,677 shares of common stock and surrendered 15,323 shares of common stock underlying the stock option in payment of the exercise price.
F2: Represents a cashless exercise of outstanding stock options to purchase 15,000 shares of common stock. The Reporting Person received 10,968 shares of common stock and surrendered 4,032 shares of common stock underlying the stock option in payment of the exercise price.
F3: Represents a cashless exercise of outstanding stock options to purchase 8,750 shares of common stock. The Reporting Person received 1,804 shares of common stock and surrendered 6,946 shares of common stock underlying the stock option in payment of the exercise price.
F4: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.50 to $10.80, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.43 to $10.53, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6: The shares of Common Stock reported on this line are held by an entity owned and controlled by the Reporting Person.
F7: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.16 to $10.31, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F8: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.95 to $10.40, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Novo Integrated Sciences, Inc.
Report date February 23, 2022 · Filed February 24, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock option(right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.33 · Expires 2027-02-23 | Direct | 93,995 |
Reported balance
After 2022-02-23 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-02-23 · Grant · Acquired 93,995 · Balance 93,995 F1: Represents a grant approved by the issuer's Board of Directors. The stock option vests, and becomes exercisable, with respect to 7,833 shares each month, beginning on the date of grant, until December 23, 2022 and with respect to 7,832 shares on January 23, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a grant approved by the issuer's Board of Directors. The stock option vests, and becomes exercisable, with respect to 7,833 shares each month, beginning on the date of grant, until December 23, 2022 and with respect to 7,832 shares on January 23, 2023.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 27, 2023 Filed Dec 29, 2023 22:10 UTC | Boxlight Corp BOXL · Entity 8315 | SaleCLASS A COMMON STOCK | 1,632 | $1.10 | $1,787.04 |
DisclosureSEC source: 0001104659-23-130520 · tm2333898-2_4seq1.xml · nonDerivative · entry 1 Pope Michael Ross · CIK 0001641070 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 285,455 F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") held by the Reporting Person. Upon vesting of the RSUs, the sales are automatic, routine, non-discretionary transactions mandated by the Issuer under its equity incentive plan in order to satisfy the Reporting Person's tax withholding obligations which are funded by "sell to cover" transactions. These transactions are exempt under Section 16b-3 and do not represent discretionary trades by the Reporting Person. F2 · balance_after: Consists of (i) 141,051 shares of common stock and (ii) 144,404 RSUs which remain subject to certain vesting conditions. Read SEC document |
| December 15, 2023 Filed Dec 18, 2023 22:10 UTC | Boxlight Corp BOXL · Entity 8315 | SaleCLASS A COMMON STOCK | 183 | $1.09 | $199.47 |
DisclosureSEC source: 0001104659-23-126943 · tm2333126-1_4seq1.xml · nonDerivative · entry 1 Pope Michael Ross · CIK 0001641070 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 287,087 F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") held by the Reporting Person. Upon vesting of the RSUs, the sales are automatic, routine, non-discretionary transactions mandated by the Issuer under its equity incentive plan in order to satisfy the Reporting Person's tax withholding obligations which are funded by "sell to cover" transactions. These transactions are exempt under Section 16b-3 and do not represent discretionary trades by the Reporting Person. F2 · balance_after: Consists of (i) 138,419 shares of common stock and (ii) 148,668 RSUs which remain subject to certain vesting conditions. Read SEC document |
| November 28, 2023 Filed Dec 5, 2023 01:31 UTC | Boxlight Corp BOXL · Entity 8315 | SaleCLASS A COMMON STOCK | 1,632 | $1.09 | $1,778.88 |
DisclosureSEC source: 0001104659-23-123373 · tm2332140-3_4seq1.xml · nonDerivative · entry 8 Pope Michael Ross · CIK 0001641070 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 287,270 F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") held by the Reporting Person. Upon vesting of the RSUs, the sales are automatic, routine, non-discretionary transactions mandated by the Issuer under its equity incentive plan in order to satisfy the Reporting Person's tax withholding obligations which are funded by "sell to cover" transactions. These transactions are exempt under Section 16b-3 and do not represent discretionary trades by the Reporting Person. F11 · balance_after: Of the reported shares, 149,237 shares are represented by RSUs which remain subject to vesting. F5 · balance_after: Effective on June 14, 2023, the Company conducted a reverse stock split at a ratio of 1-for-8 (the "Reverse Split"). The numbers of shares reported herein reflect the numbers of shares after the Reverse Split. Read SEC document |
| November 22, 2023 Filed Dec 5, 2023 01:31 UTC | Boxlight Corp BOXL · Entity 8315 | SaleCLASS A COMMON STOCK | 182 | $1.06 | $192.92 |
DisclosureSEC source: 0001104659-23-123373 · tm2332140-3_4seq1.xml · nonDerivative · entry 7 Pope Michael Ross · CIK 0001641070 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 288,902 F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") held by the Reporting Person. Upon vesting of the RSUs, the sales are automatic, routine, non-discretionary transactions mandated by the Issuer under its equity incentive plan in order to satisfy the Reporting Person's tax withholding obligations which are funded by "sell to cover" transactions. These transactions are exempt under Section 16b-3 and do not represent discretionary trades by the Reporting Person. F10 · balance_after: Of the reported shares, 153,501 shares are represented by RSUs which remain subject to vesting. F5 · balance_after: Effective on June 14, 2023, the Company conducted a reverse stock split at a ratio of 1-for-8 (the "Reverse Split"). The numbers of shares reported herein reflect the numbers of shares after the Reverse Split. Read SEC document |
| October 27, 2023 Filed Dec 5, 2023 01:31 UTC | Boxlight Corp BOXL · Entity 8315 | SaleCLASS A COMMON STOCK | 1,705 | $1.81 | $3,086.05 |
DisclosureSEC source: 0001104659-23-123373 · tm2332140-3_4seq1.xml · nonDerivative · entry 6 Pope Michael Ross · CIK 0001641070 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 289,084 F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") held by the Reporting Person. Upon vesting of the RSUs, the sales are automatic, routine, non-discretionary transactions mandated by the Issuer under its equity incentive plan in order to satisfy the Reporting Person's tax withholding obligations which are funded by "sell to cover" transactions. These transactions are exempt under Section 16b-3 and do not represent discretionary trades by the Reporting Person. F9 · balance_after: Of the reported shares, 154,069 shares are represented by RSUs which remain subject to vesting. F5 · balance_after: Effective on June 14, 2023, the Company conducted a reverse stock split at a ratio of 1-for-8 (the "Reverse Split"). The numbers of shares reported herein reflect the numbers of shares after the Reverse Split. Read SEC document |
| October 17, 2023 Filed Dec 5, 2023 01:31 UTC | Boxlight Corp BOXL · Entity 8315 | SaleCLASS A COMMON STOCK | 171 | $1.85 | $316.35 |
DisclosureSEC source: 0001104659-23-123373 · tm2332140-3_4seq1.xml · nonDerivative · entry 5 Pope Michael Ross · CIK 0001641070 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 290,789 F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") held by the Reporting Person. Upon vesting of the RSUs, the sales are automatic, routine, non-discretionary transactions mandated by the Issuer under its equity incentive plan in order to satisfy the Reporting Person's tax withholding obligations which are funded by "sell to cover" transactions. These transactions are exempt under Section 16b-3 and do not represent discretionary trades by the Reporting Person. F8 · balance_after: Of the reported shares, 158,333 shares are represented by RSUs which remain subject to vesting. F5 · balance_after: Effective on June 14, 2023, the Company conducted a reverse stock split at a ratio of 1-for-8 (the "Reverse Split"). The numbers of shares reported herein reflect the numbers of shares after the Reverse Split. Read SEC document |
| September 27, 2023 Filed Dec 5, 2023 01:31 UTC | Boxlight Corp BOXL · Entity 8315 | SaleCLASS A COMMON STOCK | 1,283 | $1.83 | $2,353.02 |
DisclosureSEC source: 0001104659-23-123373 · tm2332140-3_4seq1.xml · nonDerivative · entry 4 Pope Michael Ross · CIK 0001641070 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 290,960 F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") held by the Reporting Person. Upon vesting of the RSUs, the sales are automatic, routine, non-discretionary transactions mandated by the Issuer under its equity incentive plan in order to satisfy the Reporting Person's tax withholding obligations which are funded by "sell to cover" transactions. These transactions are exempt under Section 16b-3 and do not represent discretionary trades by the Reporting Person. F7 · balance_after: Of the reported shares, 158,901 shares are represented by RSUs which remain subject to vesting. F5 · balance_after: Effective on June 14, 2023, the Company conducted a reverse stock split at a ratio of 1-for-8 (the "Reverse Split"). The numbers of shares reported herein reflect the numbers of shares after the Reverse Split. Read SEC document |
| September 18, 2023 Filed Dec 5, 2023 01:31 UTC | Boxlight Corp BOXL · Entity 8315 | SaleCLASS A COMMON STOCK | 240 | $2.15 | $515.45 |
DisclosureSEC source: 0001104659-23-123373 · tm2332140-3_4seq1.xml · nonDerivative · entry 3 Pope Michael Ross · CIK 0001641070 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 292,243 F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") held by the Reporting Person. Upon vesting of the RSUs, the sales are automatic, routine, non-discretionary transactions mandated by the Issuer under its equity incentive plan in order to satisfy the Reporting Person's tax withholding obligations which are funded by "sell to cover" transactions. These transactions are exempt under Section 16b-3 and do not represent discretionary trades by the Reporting Person. F4 · balance_after: Of the reported shares, 163,165 shares are represented by RSUs which remain subject to vesting. F5 · balance_after: Effective on June 14, 2023, the Company conducted a reverse stock split at a ratio of 1-for-8 (the "Reverse Split"). The numbers of shares reported herein reflect the numbers of shares after the Reverse Split. Read SEC document |
| August 25, 2023 Filed Dec 5, 2023 01:31 UTC | Boxlight Corp BOXL · Entity 8315 | GrantCLASS A COMMON STOCK | 153,507 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-123373 · tm2332140-3_4seq1.xml · nonDerivative · entry 2 Pope Michael Ross · CIK 0001641070 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 292,483 F6 · shares: On August 25, 2023, the Reporting Person was granted 153,507 Restricted Stock Units ("RSUs"). The 153,507 RSUs will vest monthly over three years starting on September 25, 2023, to August 25, 2026. Each RSU represents the right to receive one share of BOXL Class A common stock upon vesting. F3 · balance_after: Of the reported shares, 163,733 shares are represented by RSUs which remain subject to vesting. F5 · balance_after: Effective on June 14, 2023, the Company conducted a reverse stock split at a ratio of 1-for-8 (the "Reverse Split"). The numbers of shares reported herein reflect the numbers of shares after the Reverse Split. Read SEC document |
| August 15, 2023 Filed Dec 5, 2023 01:31 UTC | Boxlight Corp BOXL · Entity 8315 | SaleCLASS A COMMON STOCK | 171 | $2.20 | $376.94 |
DisclosureSEC source: 0001104659-23-123373 · tm2332140-3_4seq1.xml · nonDerivative · entry 1 Pope Michael Ross · CIK 0001641070 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 138,976 F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") held by the Reporting Person. Upon vesting of the RSUs, the sales are automatic, routine, non-discretionary transactions mandated by the Issuer under its equity incentive plan in order to satisfy the Reporting Person's tax withholding obligations which are funded by "sell to cover" transactions. These transactions are exempt under Section 16b-3 and do not represent discretionary trades by the Reporting Person. F2 · balance_after: Of the reported shares, 10,226 shares are represented by RSUs which remain subject to vesting. F5 · balance_after: Effective on June 14, 2023, the Company conducted a reverse stock split at a ratio of 1-for-8 (the "Reverse Split"). The numbers of shares reported herein reflect the numbers of shares after the Reverse Split. Read SEC document |
| July 17, 2023 Filed Dec 6, 2023 11:03 UTC Amendment | Boxlight Corp BOXL · Entity 8315 | SaleCLASS A COMMON STOCK | 171 | $2.42 | $414.59 |
DisclosureSEC source: 0001104659-23-123761 · tm2332290-1_4aseq1.xml · nonDerivative · entry 1 Pope Michael Ross · CIK 0001641070 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 139,147 F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") held by the Reporting Person. Upon vesting of the RSUs, the sales are automatic, routine, non-discretionary transactions mandated by the Issuer under its equity incentive plan in order to satisfy the Reporting Person's tax withholding obligations which are funded by "sell to cover" transactions. These transactions are exempt under Section 16b-3 and do not represent discretionary trades by the Reporting Person. F2 · balance_after: Of the reported shares, 10,794 shares are represented by RSUs which remain subject to vesting. This number reflects the Company's cancellation of 62,299 unvested RSUs. F3 · balance_after: Effective on June 14, 2023, the Company conducted a reverse stock split at a ratio of 1-for-8 (the "Reverse Split"). The numbers of shares reported herein reflect the numbers of shares after the Reverse Split. Read SEC document |
| July 14, 2023 Filed Aug 2, 2023 20:10 UTC | Boxlight Corp BOXL · Entity 8315 | SaleCLASS A COMMON STOCK | 171 | $2.42 | $414.59 |
DisclosureSEC source: 0001104659-23-086800 · tm2322664-1_4seq1.xml · nonDerivative · entry 1 Pope Michael Ross · CIK 0001641070 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 201,446 F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") held by the Reporting Person. Upon vesting of the RSUs, the sales are automatic, routine, non-discretionary transactions mandated by the Issuer under its equity incentive plan in order to satisfy the Reporting Person's tax withholding obligations which are funded by "sell to cover" transactions. These transactions are exempt under Section 16b-3 and do not represent discretionary trades by the Reporting Person. F2 · balance_after: Of the reported shares, 73,093 shares are represented by RSUs which remain subject to vesting. F3 · balance_after: Effective on June 14, 2023, the Company conducted a reverse stock split at a ratio of 1-for-8 (the "Reverse Split"). The numbers of shares reported herein reflect the numbers of shares after the Reverse Split. Read SEC document |
| June 16, 2023 Filed Jul 6, 2023 21:04 UTC | Boxlight Corp BOXL · Entity 8315 | SaleCLASS A COMMON STOCK | 171 | $2.34 | $400.79 |
DisclosureSEC source: 0001104659-23-078794 · tm2319431-1_4seq1.xml · nonDerivative · entry 1 Pope Michael Ross · CIK 0001641070 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 201,617 F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") held by the Reporting Person. Upon vesting of the RSUs, the sales are automatic, routine, non-discretionary transactions mandated by the Issuer under its equity incentive plan in order to satisfy the Reporting Person's tax withholding obligations which are funded by "sell to cover" transactions. These transactions are exempt under Section 16b-3 and do not represent discretionary trades by the Reporting Person. F2 · balance_after: Of the reported shares, 73,662 shares are represented by RSUs which remain subject to vesting. F3 · balance_after: Effective on June 14, 2023, the Company conducted a reverse stock split at a ratio of 1-for-8 (the "Reverse Split"). The numbers of shares reported herein reflect the numbers of shares after the Reverse Split. Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 01:00 UTC | Boxlight Corp BOXL · Entity 8315 | SaleCLASS A COMMON STOCK | 4,839 | $0.30 | $1,451.70 |
DisclosureSEC source: 0001104659-23-069033 · tm2318140-1_4seq1.xml · nonDerivative · entry 1 Pope Michael Ross · CIK 0001641070 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,614,303 F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") held by the Reporting Person. Upon vesting of the RSUs, the sales are automatic, routine, non-discretionary transactions mandated by the Issuer under its equity incentive plan in order to satisfy the Reporting Person's tax withholding obligations which are funded by "sell to cover" transactions. This transaction is exempt under Section 16b-3 and does not represent discretionary trades by the Reporting Person. F2 · balance_after: Of the reported shares, 593,847 shares are represented by RSUs which remain subject to vesting. Read SEC document |
| May 16, 2023 Filed May 18, 2023 21:00 UTC | Boxlight Corp BOXL · Entity 8315 | SaleCLASS A COMMON STOCK | 1,368 | $0.33 | $444.60 |
DisclosureSEC source: 0001104659-23-062303 · tm2316128-1_4seq1.xml · nonDerivative · entry 1 Pope Michael Ross · CIK 0001641070 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,619,142 F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") held by the Reporting Person. Upon vesting of the RSUs, the sales are automatic, routine, non-discretionary transactions mandated by the Issuer under its equity incentive plan in order to satisfy the Reporting Person's tax withholding obligations which are funded by "sell to cover" transactions. These transactions exempt under Section 16b-3 and do not represent discretionary trades by the Reporting Person. F2 · balance_after: Of the reported shares, 609,924 shares are represented by RSUs which remain subject to vesting. Read SEC document |
| May 02, 2023 Filed May 4, 2023 01:50 UTC | Boxlight Corp BOXL · Entity 8315 | SaleCLASS A COMMON STOCK | 4,893 | $0.35 | $1,688.09 |
DisclosureSEC source: 0001104659-23-055681 · tm2314525-1_4seq1.xml · nonDerivative · entry 1 Pope Michael Ross · CIK 0001641070 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,620,510 F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") held by the Reporting Person. Upon vesting of the RSUs, the sales are automatic, routine, non-discretionary transactions mandated by the Issuer under its equity incentive plan in order to satisfy the Reporting Person's tax withholding obligations which are funded by "sell to cover" transactions. These transactions exempt under Section 16b-3 and do not represent discretionary trades by the Reporting Person. F2 · balance_after: Of the reported shares, 614,470 shares are represented by RSUs which remain subject to vesting. Read SEC document |
| April 18, 2023 Filed Apr 21, 2023 21:07 UTC | Boxlight Corp BOXL · Entity 8315 | SaleCLASS A COMMON STOCK | 1,368 | $0.39 | $538.99 |
DisclosureSEC source: 0001104659-23-048481 · tm2313215-1_4seq1.xml · nonDerivative · entry 2 Pope Michael Ross · CIK 0001641070 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,625,403 F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") held by the Reporting Person. Upon vesting of the RSUs, the sales are automatic, routine, non-discretionary transactions mandated by the Issuer under its equity incentive plan in order to satisfy the Reporting Person's tax withholding obligations which are funded by "sell to cover" transactions. These transactions exempt under Section 16b-3 and do not represent discretionary trades by the Reporting Person. F3 · balance_after: Of the reported shares, 630,547 shares are represented by RSUs which remain subject to vesting. Read SEC document |
| April 18, 2023 Filed Apr 21, 2023 21:07 UTC | Boxlight Corp BOXL · Entity 8315 | SaleCLASS A COMMON STOCK | 4,839 | $0.39 | $1,906.57 |
DisclosureSEC source: 0001104659-23-048481 · tm2313215-1_4seq1.xml · nonDerivative · entry 1 Pope Michael Ross · CIK 0001641070 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,626,771 F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") held by the Reporting Person. Upon vesting of the RSUs, the sales are automatic, routine, non-discretionary transactions mandated by the Issuer under its equity incentive plan in order to satisfy the Reporting Person's tax withholding obligations which are funded by "sell to cover" transactions. These transactions exempt under Section 16b-3 and do not represent discretionary trades by the Reporting Person. F2 · balance_after: Of the reported shares, 635,092 shares are represented by RSUs which remain subject to vesting. Read SEC document |
| March 21, 2023 Filed Mar 24, 2023 01:57 UTC | Boxlight Corp BOXL · Entity 8315 | SaleCLASS A COMMON STOCK | 1,368 | $0.41 | $566.35 |
DisclosureSEC source: 0001104659-23-036201 · tm239455-1_4seq1.xml · nonDerivative · entry 1 Pope Michael Ross · CIK 0001641070 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,631,610 F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") held by the Reporting Person. Upon vesting of the RSUs, the sales are automatic, routine, non-discretionary transactions mandated by the Issuer under its equity incentive plan in order to satisfy the Reporting Person's tax withholding obligations which are funded by "sell to cover" transactions. These transactions exempt under Section 16b-3 and do not represent discretionary trades by the Reporting Person. F2 · balance_after: Of the reported shares, 651,169 shares are represented by RSUs which remain subject to vesting. Read SEC document |
| March 10, 2023 Filed Mar 13, 2023 21:53 UTC | Boxlight Corp BOXL · Entity 8315 | SaleCLASS A COMMON STOCK | 5,691 | $0.51 | $2,902.41 |
DisclosureSEC source: 0001104659-23-031845 · tm239455-1_4seq1.xml · nonDerivative · entry 1 Pope Michael Ross · CIK 0001641070 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,632,978 F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") held by the Reporting Person. Upon vesting of the RSUs, the sales are automatic, routine, non-discretionary transactions mandated by the Issuer under its equity incentive plan in order to satisfy the Reporting Person's tax withholding obligations which are funded by "sell to cover" transactions. These transactions exempt under Section 16b-3 and do not represent discretionary trades by the Reporting Person. F2 · balance_after: Of the reported shares, 655,715 shares are represented by RSUs which remain subject to vesting. Read SEC document |
| February 16, 2023 Filed Feb 24, 2023 00:10 UTC | Boxlight Corp BOXL · Entity 8315 | SaleCLASS A COMMON STOCK | 1,609 | $0.73 | $1,174.57 |
DisclosureSEC source: 0001104659-23-024871 · tm236573-1_4seq1.xml · nonDerivative · entry 3 Pope Michael Ross · CIK 0001641070 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,638,669 F1 · balance_after: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") held by the Reporting Person. Upon vesting of the RSUs, the sales are automatic, routine, non-discretionary transactions mandated by the Issuer under its equity incentive plan in order to satisfy the Reporting Person's tax withholding obligations which are funded by "sell to cover" transactions. These transactions exempt under Section 16b-3 and do not represent discretionary trades by the Reporting Person. F4 · balance_after: Of the reported shares, 671,792 shares are represented by RSUs which remain subject to vesting. Read SEC document |
| February 01, 2023 Filed Feb 24, 2023 00:10 UTC | Boxlight Corp BOXL · Entity 8315 | SaleCLASS A COMMON STOCK | 5,691 | $0.59 | $3,329.24 |
DisclosureSEC source: 0001104659-23-024871 · tm236573-1_4seq1.xml · nonDerivative · entry 2 Pope Michael Ross · CIK 0001641070 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,640,278 F1 · balance_after: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") held by the Reporting Person. Upon vesting of the RSUs, the sales are automatic, routine, non-discretionary transactions mandated by the Issuer under its equity incentive plan in order to satisfy the Reporting Person's tax withholding obligations which are funded by "sell to cover" transactions. These transactions exempt under Section 16b-3 and do not represent discretionary trades by the Reporting Person. F3 · balance_after: Of the reported shares, 676,337 shares are represented by RSUs which remain subject to vesting. Read SEC document |
| January 14, 2023 Filed Feb 24, 2023 00:10 UTC | Boxlight Corp BOXL · Entity 8315 | SaleCLASS A COMMON STOCK | 1,609 | $0.36 | $579.24 |
DisclosureSEC source: 0001104659-23-024871 · tm236573-1_4seq1.xml · nonDerivative · entry 1 Pope Michael Ross · CIK 0001641070 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,645,969 F1 · balance_after: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") held by the Reporting Person. Upon vesting of the RSUs, the sales are automatic, routine, non-discretionary transactions mandated by the Issuer under its equity incentive plan in order to satisfy the Reporting Person's tax withholding obligations which are funded by "sell to cover" transactions. These transactions exempt under Section 16b-3 and do not represent discretionary trades by the Reporting Person. F2 · balance_after: Of the reported shares, 692,414 shares are represented by RSUs which remain subject to vesting. Read SEC document |
| January 01, 2023 Filed Jan 5, 2023 23:30 UTC | Boxlight Corp BOXL · Entity 8315 | GrantSTOCK OPTIONS · Derivative | 2,041,098 | $0.00 Strike: $0.31 | $0.00 |
DisclosureSEC source: 0001104659-23-001559 · tm232313-1_4seq1.xml · derivative · entry 2 Pope Michael Ross · CIK 0001641070 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,135,167 Underlying: Class A Common Stock · 2,041,098 shares Expires 2028-01-01 F3 · shares: The Reporting Person received an award of non-qualified stock options (the "Options") to purchase 2,041,098 shares of common stock on January 1, 2023, which Options vest in substantially equal installments over a period of thirty-six months, with acceleration of vesting upon a change of ownership of the Corporation or a sale of a substantial portion of BOXL's assets. The options expire on January 1, 2028. F4 · balance_after: Consists of options to purchase a total of 3,135,167 shares of BOXL Class A common stock. Read SEC document |
| January 01, 2023 Filed Jan 5, 2023 23:30 UTC | Boxlight Corp BOXL · Entity 8315 | GrantCLASS A COMMON STOCK | 578,778 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-001559 · tm232313-1_4seq1.xml · nonDerivative · entry 1 Pope Michael Ross · CIK 0001641070 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,647,578 F1 · shares: The Reporting Person received an award of 578,778 restricted stock units ("RSUs") on January 1, 2023, which RSUs vest in substantially equal installments over thirty-six months, with acceleration of vesting to occur upon a change in ownership of the Corporation or a sale of a substantial portion of BOXL's assets. Each RSU represents the right to receive one share of BOXL Class A common stock upon vesting. F2 · balance_after: Of the reported shares, 696,960 shares are represented by RSUs which remain subject to vesting. Read SEC document |
| December 14, 2022 Filed Dec 16, 2022 11:33 UTC | Boxlight Corp BOXL · Entity 8315 | SaleCLASS A COMMON STOCK | 1,368 | $0.32 | $437.76 |
DisclosureSEC source: 0001104659-22-127536 · tm2232836-1_4seq1.xml · nonDerivative · entry 2 Pope Michael Ross · CIK 0001641070 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,068,800 F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of 4,546 restricted stock units ("RSUs") held by the Reporting Person. Upon vesting of the RSUs, the sales are automatic, routine, non-discretionary transactions mandated by the Issuer under its equity incentive plan in order to satisfy the Reporting Person's tax withholding obligations which are funded by "sell to cover" transactions. These transactions exempt under Section 16b-3 and do not represent discretionary trades by the Reporting Person. F3 · balance_after: Consists of 950,619 shares of BOXL Class A common stock and 118,181 RSUs, with each RSU representing the right to receive one share of BOXL Class A common stock upon vesting, which RSUs remain subject to certain vesting conditions. Read SEC document |
| December 06, 2022 Filed Dec 7, 2022 00:53 UTC | Boxlight Corp BOXL · Entity 8315 | PurchaseCLASS A COMMON STOCK | 32,000 | $0.35 | $11,232.00 |
DisclosureSEC source: 0001104659-22-125000 · tm2232149-2_4seq1.xml · nonDerivative · entry 2 Pope Michael Ross · CIK 0001641070 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,071,536 F1 · shares: Represents the number of shares purchased by the Reporting Person. F3 · balance_after: Consists of 944,263 shares of BOXL Class A common stock and 127,273 RSUs, with each RSU representing the right to receive one share of BOXL Class A common stock upon vesting, which RSUs remain subject to certain vesting conditions. Read SEC document |
| December 01, 2022 Filed Dec 7, 2022 00:53 UTC | Boxlight Corp BOXL · Entity 8315 | PurchaseCLASS A COMMON STOCK | 25,000 | $0.39 | $9,750.00 |
DisclosureSEC source: 0001104659-22-125000 · tm2232149-2_4seq1.xml · nonDerivative · entry 1 Pope Michael Ross · CIK 0001641070 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,039,536 F1 · shares: Represents the number of shares purchased by the Reporting Person. F2 · balance_after: Consists of 912,263 shares of BOXL Class A common stock and 127,273 RSUs, with each RSU representing the right to receive one share of BOXL Class A common stock upon vesting, which RSUs remain subject to certain vesting conditions. Read SEC document |
| November 14, 2022 Filed Dec 16, 2022 11:33 UTC | Boxlight Corp BOXL · Entity 8315 | SaleCLASS A COMMON STOCK | 1,368 | $0.32 | $437.76 |
DisclosureSEC source: 0001104659-22-127536 · tm2232836-1_4seq1.xml · nonDerivative · entry 1 Pope Michael Ross · CIK 0001641070 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,070,168 F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of 4,546 restricted stock units ("RSUs") held by the Reporting Person. Upon vesting of the RSUs, the sales are automatic, routine, non-discretionary transactions mandated by the Issuer under its equity incentive plan in order to satisfy the Reporting Person's tax withholding obligations which are funded by "sell to cover" transactions. These transactions exempt under Section 16b-3 and do not represent discretionary trades by the Reporting Person. F2 · balance_after: Consists of 947,441 shares of BOXL Class A common stock and 122,727 RSUs, with each RSU representing the right to receive one share of BOXL Class A common stock upon vesting, which RSUs remain subject to certain vesting conditions. Read SEC document |
| October 14, 2022 Filed Dec 7, 2022 00:41 UTC | Boxlight Corp BOXL · Entity 8315 | SaleCLASS A COMMON STOCK | 1,488 | $0.52 | $773.76 |
DisclosureSEC source: 0001104659-22-124996 · tm2232149-1_4seq1.xml · nonDerivative · entry 3 Pope Michael Ross · CIK 0001641070 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,014,536 F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of 4,546 restricted stock units ("RSUs") held by the Reporting Person. Upon vesting of the RSUs, the sales are automatic, routine, non-discretionary transactions mandated by the Issuer under its equity incentive plan in order to satisfy the Reporting Person's tax withholding obligations which are funded by "sell to cover" transactions. These transactions exempt under Section 16b-3 and do not represent discretionary trades by the Reporting Person. F4 · balance_after: Consists of 887,263 shares of BOXL Class A common stock and 127,273 RSUs, with each RSU representing the right to receive one share of BOXL Class A common stock upon vesting, which RSUs remain subject to certain vesting conditions. Read SEC document |
| September 14, 2022 Filed Dec 7, 2022 00:41 UTC | Boxlight Corp BOXL · Entity 8315 | SaleCLASS A COMMON STOCK | 1,543 | $0.60 | $925.80 |
DisclosureSEC source: 0001104659-22-124996 · tm2232149-1_4seq1.xml · nonDerivative · entry 2 Pope Michael Ross · CIK 0001641070 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,016,024 F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of 4,546 restricted stock units ("RSUs") held by the Reporting Person. Upon vesting of the RSUs, the sales are automatic, routine, non-discretionary transactions mandated by the Issuer under its equity incentive plan in order to satisfy the Reporting Person's tax withholding obligations which are funded by "sell to cover" transactions. These transactions exempt under Section 16b-3 and do not represent discretionary trades by the Reporting Person. F3 · balance_after: Consists of 884,206 shares of BOXL Class A common stock and 131,818 RSUs, with each RSU representing the right to receive one share of BOXL Class A common stock upon vesting, which RSUs remain subject to certain vesting conditions. Read SEC document |
| September 02, 2022 Filed Sep 3, 2022 01:59 UTC | FOCUS UNIVERSAL INC. FCUV · Entity 8087 | SaleCommon Stock | 13,493 | $10.06 | $135,739.58 |
DisclosureSEC source: 0001683168-22-006196 · ownership.xml · nonDerivative · entry 8 Pope Michael Ross · CIK 0001641070 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,546 F8 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.95 to $10.40, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 02, 2022 Filed Sep 3, 2022 01:59 UTC | FOCUS UNIVERSAL INC. FCUV · Entity 8087 | SaleCommon Stock | 16,150 | $10.21 | $164,891.50 |
DisclosureSEC source: 0001683168-22-006196 · ownership.xml · nonDerivative · entry 7 Pope Michael Ross · CIK 0001641070 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F7 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.16 to $10.31, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F6 · ownership.nature: The shares of Common Stock reported on this line are held by an entity owned and controlled by the Reporting Person. Read SEC document |
| September 01, 2022 Filed Sep 3, 2022 01:59 UTC | FOCUS UNIVERSAL INC. FCUV · Entity 8087 | SaleCommon Stock | 4,000 | $10.06 | $40,240.00 |
DisclosureSEC source: 0001683168-22-006196 · ownership.xml · nonDerivative · entry 6 Pope Michael Ross · CIK 0001641070 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 16,150 F6 · ownership.nature: The shares of Common Stock reported on this line are held by an entity owned and controlled by the Reporting Person. Read SEC document |
| August 31, 2022 Filed Sep 3, 2022 01:59 UTC | FOCUS UNIVERSAL INC. FCUV · Entity 8087 | SaleCommon Stock | 10,000 | $10.46 | $104,600.00 |
DisclosureSEC source: 0001683168-22-006196 · ownership.xml · nonDerivative · entry 5 Pope Michael Ross · CIK 0001641070 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 20,150 F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.43 to $10.53, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F6 · ownership.nature: The shares of Common Stock reported on this line are held by an entity owned and controlled by the Reporting Person. Read SEC document |
| August 31, 2022 Filed Sep 3, 2022 01:59 UTC | FOCUS UNIVERSAL INC. FCUV · Entity 8087 | SaleCommon Stock | 12,410 | $10.66 | $132,290.60 |
DisclosureSEC source: 0001683168-22-006196 · ownership.xml · nonDerivative · entry 4 Pope Michael Ross · CIK 0001641070 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,039 F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.50 to $10.80, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 17, 2022 Filed Sep 3, 2022 01:59 UTC | FOCUS UNIVERSAL INC. FCUV · Entity 8087 | GrantCommon Stock | 1,804 | $8.86 | $15,983.44 |
DisclosureSEC source: 0001683168-22-006196 · ownership.xml · nonDerivative · entry 3 Pope Michael Ross · CIK 0001641070 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,449 F3 · kind: Represents a cashless exercise of outstanding stock options to purchase 8,750 shares of common stock. The Reporting Person received 1,804 shares of common stock and surrendered 6,946 shares of common stock underlying the stock option in payment of the exercise price. Read SEC document |
| August 17, 2022 Filed Sep 3, 2022 01:59 UTC | FOCUS UNIVERSAL INC. FCUV · Entity 8087 | GrantCommon Stock | 10,968 | $3.00 | $32,904.00 |
DisclosureSEC source: 0001683168-22-006196 · ownership.xml · nonDerivative · entry 2 Pope Michael Ross · CIK 0001641070 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,645 F2 · kind: Represents a cashless exercise of outstanding stock options to purchase 15,000 shares of common stock. The Reporting Person received 10,968 shares of common stock and surrendered 4,032 shares of common stock underlying the stock option in payment of the exercise price. Read SEC document |
| August 17, 2022 Filed Sep 3, 2022 01:59 UTC | FOCUS UNIVERSAL INC. FCUV · Entity 8087 | GrantCommon Stock | 14,677 | $5.70 | $83,658.90 |
DisclosureSEC source: 0001683168-22-006196 · ownership.xml · nonDerivative · entry 1 Pope Michael Ross · CIK 0001641070 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,677 F1 · kind: Represents a cashless exercise of outstanding stock options to purchase 30,000 shares of common stock. The Reporting Person received 14,677 shares of common stock and surrendered 15,323 shares of common stock underlying the stock option in payment of the exercise price. Read SEC document |
| August 14, 2022 Filed Dec 7, 2022 00:41 UTC | Boxlight Corp BOXL · Entity 8315 | SaleCLASS A COMMON STOCK | 1,615 | $0.72 | $1,162.80 |
DisclosureSEC source: 0001104659-22-124996 · tm2232149-1_4seq1.xml · nonDerivative · entry 1 Pope Michael Ross · CIK 0001641070 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,017,567 F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of 4,546 restricted stock units ("RSUs") held by the Reporting Person. Upon vesting of the RSUs, the sales are automatic, routine, non-discretionary transactions mandated by the Issuer under its equity incentive plan in order to satisfy the Reporting Person's tax withholding obligations which are funded by "sell to cover" transactions. These transactions exempt under Section 16b-3 and do not represent discretionary trades by the Reporting Person. F2 · balance_after: Consists of 881,203 shares of BOXL Class A common stock and 136,364 RSUs, with each RSU representing the right to receive one share of BOXL Class A common stock upon vesting, which RSUs remain subject to certain vesting conditions. Read SEC document |
| July 14, 2022 Filed Aug 5, 2022 10:00 UTC | Boxlight Corp BOXL · Entity 8315 | SaleCLASS A COMMON STOCK | 1,522 | $0.70 | $1,065.40 |
DisclosureSEC source: 0001104659-22-086364 · tm2222658-1_4seq1.xml · nonDerivative · entry 2 Pope Michael Ross · CIK 0001641070 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,019,182 F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of 4,545 restricted stock units ("RSUs") held by the Reporting Person. Upon vesting of the RSUs, the sales are automatic, routine, non-discretionary transactions mandated by the Issuer under its equity incentive plan in order to satisfy the Reporting Person's tax withholding obligations which are funded by "sell to cover" transactions. These transactions exempt under Section 16b-3 and do not represent discretionary trades by the Reporting Person. F3 · balance_after: Consists of 878,273 shares of BOXL Class A common stock and 140,909 RSUs, with each RSU representing the right to receive one share of BOXL Class A common stock upon vesting, which RSUs remain subject to certain vesting conditions. Read SEC document |
| June 23, 2022 Filed Jul 8, 2022 18:36 UTC | FOCUS UNIVERSAL INC. FCUV · Entity 8087 | SaleCommon Stock | 21,000 | $6.00 | $126,000.00 |
DisclosureSEC source: 0001683168-22-004841 · ownership.xml · nonDerivative · entry 1 Pope Michael Ross · CIK 0001641070 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 30,150 F1 · ownership.nature: The shares of Common Stock reported on this line are held by an entity owned and controlled by the Reporting Person. Read SEC document |
| June 14, 2022 Filed Aug 5, 2022 10:00 UTC | Boxlight Corp BOXL · Entity 8315 | SaleCLASS A COMMON STOCK | 1,512 | $0.67 | $1,013.04 |
DisclosureSEC source: 0001104659-22-086364 · tm2222658-1_4seq1.xml · nonDerivative · entry 1 Pope Michael Ross · CIK 0001641070 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,020,704 F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of 4,545 restricted stock units ("RSUs") held by the Reporting Person. Upon vesting of the RSUs, the sales are automatic, routine, non-discretionary transactions mandated by the Issuer under its equity incentive plan in order to satisfy the Reporting Person's tax withholding obligations which are funded by "sell to cover" transactions. These transactions exempt under Section 16b-3 and do not represent discretionary trades by the Reporting Person. F2 · balance_after: Consists of 875,248 shares of BOXL Class A common stock and 145,456 RSUs, with each RSU representing the right to receive one share of BOXL Class A common stock upon vesting, which RSUs remain subject to certain vesting conditions. Read SEC document |
| June 07, 2022 Filed Jun 11, 2022 01:18 UTC | Boxlight Corp BOXL · Entity 8315 | PurchaseCLASS A COMMON STOCK | 10,000 | $0.81 | $8,100.00 |
DisclosureSEC source: 0001104659-22-070282 · tm2218240-1_4seq1.xml · nonDerivative · entry 3 Pope Michael Ross · CIK 0001641070 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,022,216 F4 · balance_after: Consists of 872,215 shares of BOXL Class A common stock and 150,001 RSUs. Read SEC document |
| June 06, 2022 Filed Jun 11, 2022 01:18 UTC | Boxlight Corp BOXL · Entity 8315 | PurchaseCLASS A COMMON STOCK | 10,000 | $0.80 | $8,000.00 |
DisclosureSEC source: 0001104659-22-070282 · tm2218240-1_4seq1.xml · nonDerivative · entry 2 Pope Michael Ross · CIK 0001641070 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,012,216 F3 · balance_after: Consists of 862,215 shares of BOXL Class A common stock and 150,001 RSUs. Read SEC document |
| June 02, 2022 Filed Jun 13, 2022 20:33 UTC | FOCUS UNIVERSAL INC. FCUV · Entity 8087 | SaleCommon Stock | 29,000 | $6.00 | $174,000.00 |
DisclosureSEC source: 0001683168-22-004304 · ownership.xml · nonDerivative · entry 2 Pope Michael Ross · CIK 0001641070 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · see Disclosed balance after: 51,150 F1 · ownership.nature: The shares of Common Stock reported on this line are held by an entity owned and controlled by the Reporting Person. Read SEC document |
| May 14, 2022 Filed Jun 11, 2022 01:18 UTC | Boxlight Corp BOXL · Entity 8315 | SaleCLASS A COMMON STOCK | 49,297 | $1.08 | $53,240.76 |
DisclosureSEC source: 0001104659-22-070282 · tm2218240-1_4seq1.xml · nonDerivative · entry 1 Pope Michael Ross · CIK 0001641070 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,002,216 F1 · date: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations from 01/20/2022 through 05/14/2022 in connection with the vesting of restricted BOXL Class A common stock. The sales are mandated by the Issuer under its equity incentive plan in order to satisfy the Reporting Person's tax withholding obligations which are funded by "sell to cover" transactions. These transactions are exempt under Section 16b-3 and do not represent discretionary trades by the Reporting Person. F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations from 01/20/2022 through 05/14/2022 in connection with the vesting of restricted BOXL Class A common stock. The sales are mandated by the Issuer under its equity incentive plan in order to satisfy the Reporting Person's tax withholding obligations which are funded by "sell to cover" transactions. These transactions are exempt under Section 16b-3 and do not represent discretionary trades by the Reporting Person. F1 · price: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations from 01/20/2022 through 05/14/2022 in connection with the vesting of restricted BOXL Class A common stock. The sales are mandated by the Issuer under its equity incentive plan in order to satisfy the Reporting Person's tax withholding obligations which are funded by "sell to cover" transactions. These transactions are exempt under Section 16b-3 and do not represent discretionary trades by the Reporting Person. F2 · balance_after: Consists of 852,215 shares of BOXL Class A common stock and 150,001 restricted stock units ("RSUs"), with each RSU representing the right to receive one share of BOXL Class A common stock upon vesting, which RSUs remain subject to certain vesting conditions. Read SEC document |
| April 29, 2022 Filed Jun 13, 2022 20:33 UTC | FOCUS UNIVERSAL INC. FCUV · Entity 8087 | GrantCommon Stock | 31,118 | $4.71 | $146,565.78 |
DisclosureSEC source: 0001683168-22-004304 · ownership.xml · nonDerivative · entry 1 Pope Michael Ross · CIK 0001641070 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · see Disclosed balance after: 80,150 F1 · ownership.nature: The shares of Common Stock reported on this line are held by an entity owned and controlled by the Reporting Person. Read SEC document |
| February 23, 2022 Filed Feb 24, 2022 16:05 UTC | Novo Integrated Sciences, Inc. NVOS · Entity 87602 | GrantStock option(right to buy) · Derivative | 93,995 | $0.00 Strike: $1.33 | $0.00 |
DisclosureSEC source: 0001493152-22-005395 · ownership.xml · derivative · entry 1 Pope Michael Ross · CIK 0001641070 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,995 Underlying: Common Stock · 93,995 shares Expires 2027-02-23 F1 · kind: Represents a grant approved by the issuer's Board of Directors. The stock option vests, and becomes exercisable, with respect to 7,833 shares each month, beginning on the date of grant, until December 23, 2022 and with respect to 7,832 shares on January 23, 2023. F1 · shares: Represents a grant approved by the issuer's Board of Directors. The stock option vests, and becomes exercisable, with respect to 7,833 shares each month, beginning on the date of grant, until December 23, 2022 and with respect to 7,832 shares on January 23, 2023. F1 · derivative.exercise_date: Represents a grant approved by the issuer's Board of Directors. The stock option vests, and becomes exercisable, with respect to 7,833 shares each month, beginning on the date of grant, until December 23, 2022 and with respect to 7,832 shares on January 23, 2023. Read SEC document |
| February 14, 2022 Filed Feb 24, 2022 22:46 UTC | Boxlight Corp BOXL · Entity 8315 | GrantSTOCK OPTIONS · Derivative | 494,069 | $0.00 Strike: $1.10 | $0.00 |
DisclosureSEC source: 0001104659-22-026750 · tm227632-1_4seq1.xml · derivative · entry 2 Pope Michael Ross · CIK 0001641070 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,194,069 Underlying: Class A Common Stock · 494,069 shares Expires 2027-02-14 F3 · shares: The Reporting Person received an award of a non-qualified stock option ("Option") to purchase 494,069 shares of BOXL Class A common stock on February 14, 2022, which Option will vest in substantially equal installments over thirty-six (36) months, with acceleration of vesting to occur upon a change in ownership of the Corporation or sale of a substantial portion of BOXL's assets. The Option expires on February 14, 2027. F4 · balance_after: Consists of options to purchase 1,194,069 shares of BOXL Class A common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.