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Nasdaq · USD

FCUV

FOCUS UNIVERSAL INC.

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Tapewire entity
8087
SEC CIK
0001590418
Parsed reports
36

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 17, 2025 Filed Nov 25, 2025 01:10 UTC
Lee Edward ShihaiDirector · 10% owner
ConversionSeries A Convertible Preferred Stock · Derivative 500,000 $4.00 Strike: $3.63 $2,000,000.00
Disclosure

SEC source: 0001683168-25-008658 · ownership.xml · derivative · entry 4

Lee Edward Shihai · CIK 0001696946 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 550,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Not applicable

F1 · derivative.expiration_date: Not applicable

Read SEC document
November 17, 2025 Filed Nov 25, 2025 01:10 UTC
Lee Edward ShihaiDirector · 10% owner
ConversionCommon Stock 550,000 $3.63 $1,996,500.00
Disclosure

SEC source: 0001683168-25-008658 · ownership.xml · nonDerivative · entry 2

Lee Edward Shihai · CIK 0001696946 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,031,830

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 20, 2025 Filed Nov 25, 2025 01:10 UTC
Lee Edward ShihaiDirector · 10% owner
PurchaseSeries A Convertible Preferred Stock · Derivative 500,000 $4.00 Strike: $3.63 $2,000,000.00
Disclosure

SEC source: 0001683168-25-008658 · ownership.xml · derivative · entry 3

Lee Edward Shihai · CIK 0001696946 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 550,000 shares

Expires not disclosed

F1 · derivative.exercise_date: Not applicable

F1 · derivative.expiration_date: Not applicable

Read SEC document
August 15, 2025 Filed Aug 15, 2025 18:55 UTC
WANG DESHENGDirector · CEO and Director · 10% owner
PurchaseCommon Stock 1,000 $2.20 $2,200.00
Disclosure

SEC source: 0001683168-25-006262 · ownership.xml · nonDerivative · entry 11

WANG DESHENG · CIK 0001163791 · Director · CEO and Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,273,800

Read SEC document
August 15, 2025 Filed Aug 15, 2025 18:55 UTC
WANG DESHENGDirector · CEO and Director · 10% owner
PurchaseCommon Stock 1,000 $2.20 $2,200.00
Disclosure

SEC source: 0001683168-25-006262 · ownership.xml · nonDerivative · entry 10

WANG DESHENG · CIK 0001163791 · Director · CEO and Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,272,800

Read SEC document
August 15, 2025 Filed Aug 15, 2025 18:55 UTC
WANG DESHENGDirector · CEO and Director · 10% owner
PurchaseCommon Stock 1,000 $2.22 $2,220.00
Disclosure

SEC source: 0001683168-25-006262 · ownership.xml · nonDerivative · entry 9

WANG DESHENG · CIK 0001163791 · Director · CEO and Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,271,800

Read SEC document
August 15, 2025 Filed Aug 15, 2025 18:55 UTC
WANG DESHENGDirector · CEO and Director · 10% owner
PurchaseCommon Stock 1,000 $2.18 $2,180.00
Disclosure

SEC source: 0001683168-25-006262 · ownership.xml · nonDerivative · entry 8

WANG DESHENG · CIK 0001163791 · Director · CEO and Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,270,800

Read SEC document
August 15, 2025 Filed Aug 15, 2025 18:55 UTC
WANG DESHENGDirector · CEO and Director · 10% owner
PurchaseCommon Stock 1,000 $2.20 $2,200.00
Disclosure

SEC source: 0001683168-25-006262 · ownership.xml · nonDerivative · entry 7

WANG DESHENG · CIK 0001163791 · Director · CEO and Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,269,800

Read SEC document
August 15, 2025 Filed Aug 15, 2025 18:55 UTC
WANG DESHENGDirector · CEO and Director · 10% owner
PurchaseCommon Stock 1,000 $2.23 $2,230.00
Disclosure

SEC source: 0001683168-25-006262 · ownership.xml · nonDerivative · entry 6

WANG DESHENG · CIK 0001163791 · Director · CEO and Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,268,800

Read SEC document
August 15, 2025 Filed Aug 15, 2025 18:55 UTC
WANG DESHENGDirector · CEO and Director · 10% owner
PurchaseCommon Stock 1,000 $2.28 $2,280.00
Disclosure

SEC source: 0001683168-25-006262 · ownership.xml · nonDerivative · entry 5

WANG DESHENG · CIK 0001163791 · Director · CEO and Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,267,800

Read SEC document
August 15, 2025 Filed Aug 15, 2025 18:55 UTC
WANG DESHENGDirector · CEO and Director · 10% owner
PurchaseCommon Stock 1,000 $2.28 $2,280.00
Disclosure

SEC source: 0001683168-25-006262 · ownership.xml · nonDerivative · entry 4

WANG DESHENG · CIK 0001163791 · Director · CEO and Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,266,800

Read SEC document
August 15, 2025 Filed Aug 15, 2025 18:55 UTC
WANG DESHENGDirector · CEO and Director · 10% owner
PurchaseCommon Stock 1,000 $2.25 $2,250.00
Disclosure

SEC source: 0001683168-25-006262 · ownership.xml · nonDerivative · entry 3

WANG DESHENG · CIK 0001163791 · Director · CEO and Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,265,800

Read SEC document
August 15, 2025 Filed Aug 15, 2025 18:55 UTC
WANG DESHENGDirector · CEO and Director · 10% owner
PurchaseCommon Stock 1,000 $2.22 $2,220.00
Disclosure

SEC source: 0001683168-25-006262 · ownership.xml · nonDerivative · entry 2

WANG DESHENG · CIK 0001163791 · Director · CEO and Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,264,800

Read SEC document
August 15, 2025 Filed Aug 15, 2025 18:55 UTC
WANG DESHENGDirector · CEO and Director · 10% owner
PurchaseCommon stock 1,000 $2.28 $2,280.00
Disclosure

SEC source: 0001683168-25-006262 · ownership.xml · nonDerivative · entry 1

WANG DESHENG · CIK 0001163791 · Director · CEO and Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,263,800

Read SEC document
January 13, 2025 Filed Nov 25, 2025 01:10 UTC
Lee Edward ShihaiDirector · 10% owner
OtherCommon Stock 360,000 $5.95 $2,142,000.00
Disclosure

SEC source: 0001683168-25-008658 · ownership.xml · nonDerivative · entry 1

Lee Edward Shihai · CIK 0001696946 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By the Lee-Gu Private Foundation.

Disclosed balance after: 364,000

Read SEC document
September 25, 2024 Filed Feb 14, 2025 17:28 UTC
WANG DESHENGDirector · CEO · 10% owner
GrantCommon Stock 1,000,000 $0.30 $300,000.00
Disclosure

SEC source: 0001683168-25-001056 · ownership.xml · nonDerivative · entry 1

WANG DESHENG · CIK 0001163791 · Director · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,262,801

F1 · balance_after: Reflects a 1-for-10 reverse stock split effective on January 31, 2025.

Read SEC document
September 25, 2024 Filed Feb 19, 2025 23:05 UTC
Lee Edward ShihaiDirector · 10% owner
GrantCommon Stock 1,000,000 $0.30 $300,000.00
Disclosure

SEC source: 0001683168-25-001128 · ownership.xml · nonDerivative · entry 1

Lee Edward Shihai · CIK 0001696946 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 556,580

F1 · balance_after: Reflects a 1-for-10 reverse stock split effective on January 31, 2025.

Read SEC document
September 23, 2024 Filed Oct 22, 2025 20:36 UTC Amendment
Lee Edward ShihaiDirector · 10% owner
GrantCommon Stock 1,000,000 $3.30 $3,300,000.00
Disclosure

SEC source: 0001683168-25-007723 · ownership.xml · nonDerivative · entry 9

Lee Edward Shihai · CIK 0001696946 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 481,830

F6 · balance_after: Reflects a 1-for-10 reverse stock split effective on January 31, 2025.

Read SEC document
September 18, 2024 Filed Sep 18, 2024 19:27 UTC
WANG DESHENGDirector · CEO and Director · 10% owner
PurchaseCommon stock 1,000,000 $0.30 $300,000.00
Disclosure

SEC source: 0001683168-24-006515 · ownership.xml · nonDerivative · entry 1

WANG DESHENG · CIK 0001163791 · Director · CEO and Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,729,550

Read SEC document
September 18, 2024 Filed Sep 18, 2024 23:25 UTC
Lee Edward ShihaiDirector · President and Director · 10% owner
PurchaseCommon stock 1,000,000 $0.30 $300,000.00
Disclosure

SEC source: 0001683168-24-006513 · ownership.xml · nonDerivative · entry 1

Lee Edward Shihai · CIK 0001696946 · Director · President and Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,185,000

Read SEC document
September 18, 2024 Filed Sep 19, 2024 22:02 UTC Amendment
Lee Edward ShihaiDirector · Director · 10% owner
PurchaseCommon stock 1,000,000 $0.30 $300,000.00
Disclosure

SEC source: 0001683168-24-006545 · ownership.xml · nonDerivative · entry 1

Lee Edward Shihai · CIK 0001696946 · Director · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,185,000

Read SEC document
August 28, 2024 Filed Aug 29, 2024 15:59 UTC
WANG DESHENGDirector · CEO and Director · 10% owner
PurchaseCommon Stock 20,000 $0.18 $3,600.00
Disclosure

SEC source: 0001683168-24-006106 · ownership.xml · nonDerivative · entry 17

WANG DESHENG · CIK 0001163791 · Director · CEO and Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,898,650

Read SEC document
August 28, 2024 Filed Aug 29, 2024 15:59 UTC
WANG DESHENGDirector · CEO and Director · 10% owner
PurchaseCommon Stock 100 $0.18 $18.00
Disclosure

SEC source: 0001683168-24-006106 · ownership.xml · nonDerivative · entry 16

WANG DESHENG · CIK 0001163791 · Director · CEO and Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,878,650

Read SEC document
August 28, 2024 Filed Aug 29, 2024 15:59 UTC
WANG DESHENGDirector · CEO and Director · 10% owner
PurchaseCommon Stock 20,000 $0.18 $3,600.00
Disclosure

SEC source: 0001683168-24-006106 · ownership.xml · nonDerivative · entry 15

WANG DESHENG · CIK 0001163791 · Director · CEO and Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,878,550

Read SEC document
August 28, 2024 Filed Aug 29, 2024 15:59 UTC
WANG DESHENGDirector · CEO and Director · 10% owner
PurchaseCommon Stock 20,000 $0.17 $3,400.00
Disclosure

SEC source: 0001683168-24-006106 · ownership.xml · nonDerivative · entry 14

WANG DESHENG · CIK 0001163791 · Director · CEO and Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,858,550

Read SEC document
August 28, 2024 Filed Aug 29, 2024 15:59 UTC
WANG DESHENGDirector · CEO and Director · 10% owner
PurchaseCommon Stock 10,000 $0.18 $1,800.00
Disclosure

SEC source: 0001683168-24-006106 · ownership.xml · nonDerivative · entry 13

WANG DESHENG · CIK 0001163791 · Director · CEO and Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,838,550

Read SEC document
August 28, 2024 Filed Aug 29, 2024 15:59 UTC
WANG DESHENGDirector · CEO and Director · 10% owner
PurchaseCommon Stock 20,000 $0.18 $3,600.00
Disclosure

SEC source: 0001683168-24-006106 · ownership.xml · nonDerivative · entry 12

WANG DESHENG · CIK 0001163791 · Director · CEO and Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,828,550

Read SEC document
August 28, 2024 Filed Aug 29, 2024 15:59 UTC
WANG DESHENGDirector · CEO and Director · 10% owner
PurchaseCommon Stock 20,000 $0.18 $3,600.00
Disclosure

SEC source: 0001683168-24-006106 · ownership.xml · nonDerivative · entry 11

WANG DESHENG · CIK 0001163791 · Director · CEO and Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,808,550

Read SEC document
August 28, 2024 Filed Aug 29, 2024 15:59 UTC
WANG DESHENGDirector · CEO and Director · 10% owner
PurchaseCommon Stock 20,000 $0.18 $3,600.00
Disclosure

SEC source: 0001683168-24-006106 · ownership.xml · nonDerivative · entry 10

WANG DESHENG · CIK 0001163791 · Director · CEO and Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,788,550

Read SEC document
August 28, 2024 Filed Aug 29, 2024 15:59 UTC
WANG DESHENGDirector · CEO and Director · 10% owner
PurchaseCommon Stock 20,000 $0.18 $3,600.00
Disclosure

SEC source: 0001683168-24-006106 · ownership.xml · nonDerivative · entry 9

WANG DESHENG · CIK 0001163791 · Director · CEO and Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,768,550

Read SEC document
August 28, 2024 Filed Aug 29, 2024 15:59 UTC
WANG DESHENGDirector · CEO and Director · 10% owner
PurchaseCommon Stock 20,000 $0.18 $3,600.00
Disclosure

SEC source: 0001683168-24-006106 · ownership.xml · nonDerivative · entry 8

WANG DESHENG · CIK 0001163791 · Director · CEO and Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,748,550

Read SEC document
August 28, 2024 Filed Aug 29, 2024 15:59 UTC
WANG DESHENGDirector · CEO and Director · 10% owner
PurchaseCommon Stock 20,000 $0.18 $3,600.00
Disclosure

SEC source: 0001683168-24-006106 · ownership.xml · nonDerivative · entry 7

WANG DESHENG · CIK 0001163791 · Director · CEO and Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,728,550

Read SEC document
August 28, 2024 Filed Aug 29, 2024 15:59 UTC
WANG DESHENGDirector · CEO and Director · 10% owner
PurchaseCommon Stock 20,000 $0.18 $3,600.00
Disclosure

SEC source: 0001683168-24-006106 · ownership.xml · nonDerivative · entry 6

WANG DESHENG · CIK 0001163791 · Director · CEO and Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,708,550

Read SEC document
August 28, 2024 Filed Aug 29, 2024 15:59 UTC
WANG DESHENGDirector · CEO and Director · 10% owner
PurchaseCommon Stock 20,000 $0.18 $3,600.00
Disclosure

SEC source: 0001683168-24-006106 · ownership.xml · nonDerivative · entry 5

WANG DESHENG · CIK 0001163791 · Director · CEO and Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,688,550

Read SEC document
August 28, 2024 Filed Aug 29, 2024 15:59 UTC
WANG DESHENGDirector · CEO and Director · 10% owner
PurchaseCommon Stock 20,000 $0.18 $3,600.00
Disclosure

SEC source: 0001683168-24-006106 · ownership.xml · nonDerivative · entry 4

WANG DESHENG · CIK 0001163791 · Director · CEO and Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,668,550

Read SEC document
August 28, 2024 Filed Aug 29, 2024 15:59 UTC
WANG DESHENGDirector · CEO and Director · 10% owner
PurchaseCommon Stock 30,000 $0.19 $5,700.00
Disclosure

SEC source: 0001683168-24-006106 · ownership.xml · nonDerivative · entry 3

WANG DESHENG · CIK 0001163791 · Director · CEO and Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,648,550

Read SEC document
August 27, 2024 Filed Aug 29, 2024 15:59 UTC
WANG DESHENGDirector · CEO and Director · 10% owner
PurchaseCommon Stock 2,000 $0.19 $380.00
Disclosure

SEC source: 0001683168-24-006106 · ownership.xml · nonDerivative · entry 2

WANG DESHENG · CIK 0001163791 · Director · CEO and Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,618,500

Read SEC document
August 27, 2024 Filed Aug 29, 2024 15:59 UTC
WANG DESHENGDirector · CEO and Director · 10% owner
PurchaseCommon stock 20,000 $0.18 $3,600.00
Disclosure

SEC source: 0001683168-24-006106 · ownership.xml · nonDerivative · entry 1

WANG DESHENG · CIK 0001163791 · Director · CEO and Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,616,550

Read SEC document
January 02, 2024 Filed Oct 22, 2025 20:36 UTC Amendment
Lee Edward ShihaiDirector · 10% owner
OtherCommon Stock 50,000 $15.00 $750,000.00
Disclosure

SEC source: 0001683168-25-007723 · ownership.xml · nonDerivative · entry 8

Lee Edward Shihai · CIK 0001696946 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By the Lee Gu Family Foundation

Disclosed balance after: 74,750

F5 · balance_after: Reflects a 1-for-10 reverse stock split effective on January 31, 2025.

Read SEC document
January 02, 2024 Filed Oct 22, 2025 20:36 UTC Amendment
Lee Edward ShihaiDirector · 10% owner
OtherCommon Stock 80,000 $15.00 $1,200,000.00
Disclosure

SEC source: 0001683168-25-007723 · ownership.xml · nonDerivative · entry 7

Lee Edward Shihai · CIK 0001696946 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By the Lee Gu Family Foundation

Disclosed balance after: 797,500

F4 · balance_after: Reflects a 1.5-for-1 forward stock split effective on March 23, 2023.

Read SEC document
January 02, 2024 Filed Oct 22, 2025 20:36 UTC Amendment
Lee Edward ShihaiDirector · 10% owner
OtherCommon Stock 4,000,000 $15.00 $60,000,000.00
Disclosure

SEC source: 0001683168-25-007723 · ownership.xml · nonDerivative · entry 6

Lee Edward Shihai · CIK 0001696946 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By the Lee Gu Private Foundation

Disclosed balance after: 4,000,000

Read SEC document
January 02, 2024 Filed Oct 22, 2025 20:36 UTC Amendment
Lee Edward ShihaiDirector · 10% owner
OtherCommon Stock 4,000,000 $15.00 $60,000,000.00
Disclosure

SEC source: 0001683168-25-007723 · ownership.xml · nonDerivative · entry 5

Lee Edward Shihai · CIK 0001696946 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,818,300

F3 · balance_after: Reflects a 1.5-for-1 forward stock split effective on March 23, 2023.

Read SEC document
September 07, 2022 Filed Sep 12, 2022 21:30 UTC SaleCommon Stock 5,000 $10.35 $51,750.00
Disclosure

SEC source: 0001493152-22-025662 · ownership.xml · nonDerivative · entry 6

Lofgren Sheri · CIK 0001624262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,546

Read SEC document
September 07, 2022 Filed Sep 12, 2022 21:30 UTC SaleCommon Stock 10,000 $10.26 $102,600.00
Disclosure

SEC source: 0001493152-22-025662 · ownership.xml · nonDerivative · entry 5

Lofgren Sheri · CIK 0001624262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,546

Read SEC document
September 07, 2022 Filed Sep 12, 2022 21:30 UTC SaleCommon Stock 10,903 $10.13 $110,447.39
Disclosure

SEC source: 0001493152-22-025662 · ownership.xml · nonDerivative · entry 4

Lofgren Sheri · CIK 0001624262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,546

Read SEC document
September 02, 2022 Filed Sep 3, 2022 01:59 UTC SaleCommon Stock 13,493 $10.06 $135,739.58
Disclosure

SEC source: 0001683168-22-006196 · ownership.xml · nonDerivative · entry 8

Pope Michael Ross · CIK 0001641070 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,546

F8 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.95 to $10.40, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 02, 2022 Filed Sep 3, 2022 01:59 UTC SaleCommon Stock 16,150 $10.21 $164,891.50
Disclosure

SEC source: 0001683168-22-006196 · ownership.xml · nonDerivative · entry 7

Pope Michael Ross · CIK 0001641070 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F7 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.16 to $10.31, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6 · ownership.nature: The shares of Common Stock reported on this line are held by an entity owned and controlled by the Reporting Person.

Read SEC document
September 01, 2022 Filed Sep 3, 2022 01:59 UTC SaleCommon Stock 4,000 $10.06 $40,240.00
Disclosure

SEC source: 0001683168-22-006196 · ownership.xml · nonDerivative · entry 6

Pope Michael Ross · CIK 0001641070 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 16,150

F6 · ownership.nature: The shares of Common Stock reported on this line are held by an entity owned and controlled by the Reporting Person.

Read SEC document
August 31, 2022 Filed Sep 3, 2022 01:59 UTC SaleCommon Stock 10,000 $10.46 $104,600.00
Disclosure

SEC source: 0001683168-22-006196 · ownership.xml · nonDerivative · entry 5

Pope Michael Ross · CIK 0001641070 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 20,150

F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.43 to $10.53, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6 · ownership.nature: The shares of Common Stock reported on this line are held by an entity owned and controlled by the Reporting Person.

Read SEC document
August 31, 2022 Filed Sep 3, 2022 01:59 UTC SaleCommon Stock 12,410 $10.66 $132,290.60
Disclosure

SEC source: 0001683168-22-006196 · ownership.xml · nonDerivative · entry 4

Pope Michael Ross · CIK 0001641070 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,039

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.50 to $10.80, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.