organization · Reporting owner
Karpus Management, Inc.
Disclosed activity across 16 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BlackRock Municipal Credit Alpha Portfolio, Inc.MUI · Entity 10479 | 10% owner | November 07, 2023 | November 09, 2023 |
| DTF TAX-FREE INCOME 2028 TERM FUND INCDTF · Entity 6905 | 10% owner | September 17, 2020 | September 25, 2020 |
| DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INCDUC · Entity 12674 | 10% owner | August 29, 2019 | September 05, 2019 |
| EATON VANCE MUNICIPAL BOND FUND IIEIV · Entity 12158 | 10% owner | January 25, 2019 | January 25, 2019 |
| Eaton Vance Municipal Bond FundEIM · Entity 5481 | 10% owner | January 18, 2024 | January 23, 2024 |
| FEDERATED PREMIER INTERMEDIATE MUNICIPAL INCOME FUNDFPT · Entity 12237 | 10% owner | March 20, 2017 | March 28, 2017 |
| FIRST TRUST/ABRDN GLOBAL OPPORTUNITY INCOME FUNDFAM · Entity 89771 | 10% owner | November 11, 2016 | November 15, 2016 |
| Lazard World Dividend & Income Fund, Inc.LOR · Entity 141791 | 10% owner | February 15, 2019 | February 20, 2019 |
| MANAGED DURATION INVESTMENT GRADE MUNICIPAL FUNDMZF · Entity 12091 | 10% owner | March 08, 2018 | March 12, 2018 |
| MFS INVESTMENT GRADE MUNICIPAL TRUSTCXH · Entity 12806 | 10% owner | April 11, 2017 | April 19, 2017 |
| MORGAN STANLEY INCOME SECURITIES INCICB · Entity 170159 | 10% owner | January 22, 2018 | January 23, 2018 |
| Madison Strategic Sector Premium FundMSP · Entity 162990 | 10% owner | February 08, 2017 | February 21, 2017 |
| NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUNDNRK · Entity 1397 | 10% owner | November 07, 2023 | November 09, 2023 |
| Pioneer Diversified High Income Fund, Inc.HNW · Entity 81050 | 10% owner | May 22, 2020 | June 15, 2020 |
| WESTERN ASSET INFLATION-LINKED INCOME FUNDWIA · Entity 6381 | 10% owner | December 11, 2023 | December 14, 2023 |
| XAI Madison Equity Premium Income FundMCN · Entity 6653 | 10% owner | March 30, 2017 | May 03, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BlackRock Municipal Credit Alpha Portfolio, Inc.
Report date November 07, 2023 · Filed November 09, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 0 |
Reported balance
Holding disclosure · report date 2023-11-07 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 F1: Karpus Management, Inc., d/b/a Karpus Investment Management ("Karpus"), is a registered investment adviser to certain accounts that directly own securities of the issuer (the "Account Shares"). In such capacity, Karpus has voting and dispositive power over the Account Shares. As a result, Karpus may be deemed to beneficially own more than 10% of the issuer's outstanding shares of common stock for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). However, Karpus has no pecuniary interest in the Account Shares for purposes of Section 16 of the Exchange Act. Therefore, no securities of the issuer are reported on this Form 3 as being beneficially owned by Karpus. F2: Karpus expressly disclaims any pecuniary interest in, and any beneficial ownership of, the Account Shares for purposes of Section 16 of the Exchange Act, and neither the filing of this statement nor any of its contents shall be deemed to be an admission by Karpus that it beneficially owns any securities of the issuer for any purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Karpus Management, Inc., d/b/a Karpus Investment Management ("Karpus"), is a registered investment adviser to certain accounts that directly own securities of the issuer (the "Account Shares"). In such capacity, Karpus has voting and dispositive power over the Account Shares. As a result, Karpus may be deemed to beneficially own more than 10% of the issuer's outstanding shares of common stock for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). However, Karpus has no pecuniary interest in the Account Shares for purposes of Section 16 of the Exchange Act. Therefore, no securities of the issuer are reported on this Form 3 as being beneficially owned by Karpus.
F2: Karpus expressly disclaims any pecuniary interest in, and any beneficial ownership of, the Account Shares for purposes of Section 16 of the Exchange Act, and neither the filing of this statement nor any of its contents shall be deemed to be an admission by Karpus that it beneficially owns any securities of the issuer for any purpose.
DTF TAX-FREE INCOME 2028 TERM FUND INC
Report date September 17, 2020 · Filed September 25, 2020
Jointly reported with KARPUS GEORGE W
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,055,412 |
Reported balance
Holding disclosure · report date 2020-09-17 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 2,055,412 F1: This Form 3 is filed jointly by Karpus Management, Inc., d/b/a Karpus Investment Management ("Karpus"), George W. Karpus, Arthur C. Regan and Daniel C. Robeson (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of common stock (the "Shares"). Each of Messrs. Regan and Robeson does not beneficially own any Shares. Each of the Reporting Persons expressly disclaims beneficial ownership of the Shares reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such Shares for purposes of Section 16 or for any other purpose. F2: Shares beneficially owned by Karpus. |
| Common StockSEC Table I · non-derivative | Direct | 209,835 |
Reported balance
Holding disclosure · report date 2020-09-17 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 209,835 F1: This Form 3 is filed jointly by Karpus Management, Inc., d/b/a Karpus Investment Management ("Karpus"), George W. Karpus, Arthur C. Regan and Daniel C. Robeson (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of common stock (the "Shares"). Each of Messrs. Regan and Robeson does not beneficially own any Shares. Each of the Reporting Persons expressly disclaims beneficial ownership of the Shares reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such Shares for purposes of Section 16 or for any other purpose. F3: Shares directly beneficially owned by Mr. Karpus. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 3 is filed jointly by Karpus Management, Inc., d/b/a Karpus Investment Management ("Karpus"), George W. Karpus, Arthur C. Regan and Daniel C. Robeson (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of common stock (the "Shares"). Each of Messrs. Regan and Robeson does not beneficially own any Shares. Each of the Reporting Persons expressly disclaims beneficial ownership of the Shares reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such Shares for purposes of Section 16 or for any other purpose.
F2: Shares beneficially owned by Karpus.
F3: Shares directly beneficially owned by Mr. Karpus.
DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INC
Report date August 29, 2019 · Filed September 05, 2019
Jointly reported with KARPUS GEORGE W
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,288,594 |
Reported balance
Holding disclosure · report date 2019-08-29 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 7,288,594 F1: This Form 3 is filed by Karpus Management, Inc., d/b/a Karpus Investment Management ("Karpus") and George W. Karpus (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of common stock. Both Karpus and Mr. Karpus disclaim any beneficial ownership (as that term is defined in SEC Rule 16a-1(2)) of share of the Issuer except to the extent of its or his pecuniary interest, if any, therein. This filing shall not be an admission by either of the Reporting Persons and the filers disclaim any such obligation. F2: Shares of Common Stock beneficially owned by Karpus. |
| Common StockSEC Table I · non-derivative | Direct | 18,875 |
Reported balance
Holding disclosure · report date 2019-08-29 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 18,875 F1: This Form 3 is filed by Karpus Management, Inc., d/b/a Karpus Investment Management ("Karpus") and George W. Karpus (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of common stock. Both Karpus and Mr. Karpus disclaim any beneficial ownership (as that term is defined in SEC Rule 16a-1(2)) of share of the Issuer except to the extent of its or his pecuniary interest, if any, therein. This filing shall not be an admission by either of the Reporting Persons and the filers disclaim any such obligation. F3: Mr. Karpus beneficially owns 0 Shares. In addition, Mr. Karpus may be deemed to beneficially own 18,875 Shares held by Karpus Management, Inc., The Karpus Family Foundation, Inc., Karpus Investment Management Profit Sharing Plan Fund B - Conservative Bond Fund, Great Loop Captive Insurance, Inc. Restricted Account and Great Loop Captive Insurance, Inc. Unrestricted Account. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 3 is filed by Karpus Management, Inc., d/b/a Karpus Investment Management ("Karpus") and George W. Karpus (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of common stock. Both Karpus and Mr. Karpus disclaim any beneficial ownership (as that term is defined in SEC Rule 16a-1(2)) of share of the Issuer except to the extent of its or his pecuniary interest, if any, therein. This filing shall not be an admission by either of the Reporting Persons and the filers disclaim any such obligation.
F2: Shares of Common Stock beneficially owned by Karpus.
F3: Mr. Karpus beneficially owns 0 Shares. In addition, Mr. Karpus may be deemed to beneficially own 18,875 Shares held by Karpus Management, Inc., The Karpus Family Foundation, Inc., Karpus Investment Management Profit Sharing Plan Fund B - Conservative Bond Fund, Great Loop Captive Insurance, Inc. Restricted Account and Great Loop Captive Insurance, Inc. Unrestricted Account.
EATON VANCE MUNICIPAL BOND FUND II
Report date January 25, 2019 · Filed January 25, 2019
Jointly reported with KARPUS GEORGE W
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,499,509 |
Reported balance
Holding disclosure · report date 2019-01-25 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 2,499,509 F1: This Form 3 is filed by Karpus Management, Inc., d/b/a Karpus Investment Management ("Karpus") and George W. Karpus (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of common stock. Both Karpus and Mr. Karpus disclaim any beneficial ownership (as that term is defined in SEC Rule 16a-1(2)) of share of the Issuer except to the extent of its or his pecuniary interest, if any, therein. This filing shall not be an admission by either of the Reporting Persons and the filers disclaim any such obligation. F2: Shares of Common Stock beneficially owned by Karpus. |
| Common StockSEC Table I · non-derivative | Direct | 295,259 |
Reported balance
Holding disclosure · report date 2019-01-25 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 295,259 F1: This Form 3 is filed by Karpus Management, Inc., d/b/a Karpus Investment Management ("Karpus") and George W. Karpus (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of common stock. Both Karpus and Mr. Karpus disclaim any beneficial ownership (as that term is defined in SEC Rule 16a-1(2)) of share of the Issuer except to the extent of its or his pecuniary interest, if any, therein. This filing shall not be an admission by either of the Reporting Persons and the filers disclaim any such obligation. F3: Mr. Karpus beneficially owns 280,459 Shares. In addition, Mr. Karpus may be deemed to beneficially own 14,800 Shares held by the Great Loop Captive Insurance, Inc. Restricted Account and the Great Loop Captive Insurance, Inc. Unrestricted Account. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 3 is filed by Karpus Management, Inc., d/b/a Karpus Investment Management ("Karpus") and George W. Karpus (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of common stock. Both Karpus and Mr. Karpus disclaim any beneficial ownership (as that term is defined in SEC Rule 16a-1(2)) of share of the Issuer except to the extent of its or his pecuniary interest, if any, therein. This filing shall not be an admission by either of the Reporting Persons and the filers disclaim any such obligation.
F2: Shares of Common Stock beneficially owned by Karpus.
F3: Mr. Karpus beneficially owns 280,459 Shares. In addition, Mr. Karpus may be deemed to beneficially own 14,800 Shares held by the Great Loop Captive Insurance, Inc. Restricted Account and the Great Loop Captive Insurance, Inc. Unrestricted Account.
Eaton Vance Municipal Bond Fund
Report date January 18, 2024 · Filed January 23, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 0 |
Reported balance
Holding disclosure · report date 2024-01-18 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 F1: Karpus Management, Inc., d/b/a Karpus Investment Management ("Karpus"), is a registered investment adviser to certain accounts that directly own securities of the issuer (the "Account Shares"). In such capacity, Karpus has votingand dispositive power over the Account Shares. As a result, Karpus may be deemed to beneficially own more than 10% of the issuer's outstanding shares of common stock for purposes of Section 13(d) of the Securities Exchange Actof 1934, as amended (the "Exchange Act"). However, Karpus has no pecuniary interest in the Account Shares for purposes of Section 16 of the Exchange Act. Therefore, no securities of the issuer are reported on this Form 3 as beingbeneficially owned by Karpus. F2: Karpus expressly disclaims any pecuniary interest in, and any beneficial ownership of, the Account Shares for purposes of Section 16 of the Exchange Act, and neither the filing of this statement nor any of its contents shall bedeemed to be an admission by Karpus that it beneficially owns any securities of the issuer for any purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Karpus Management, Inc., d/b/a Karpus Investment Management ("Karpus"), is a registered investment adviser to certain accounts that directly own securities of the issuer (the "Account Shares"). In such capacity, Karpus has votingand dispositive power over the Account Shares. As a result, Karpus may be deemed to beneficially own more than 10% of the issuer's outstanding shares of common stock for purposes of Section 13(d) of the Securities Exchange Actof 1934, as amended (the "Exchange Act"). However, Karpus has no pecuniary interest in the Account Shares for purposes of Section 16 of the Exchange Act. Therefore, no securities of the issuer are reported on this Form 3 as beingbeneficially owned by Karpus.
F2: Karpus expressly disclaims any pecuniary interest in, and any beneficial ownership of, the Account Shares for purposes of Section 16 of the Exchange Act, and neither the filing of this statement nor any of its contents shall bedeemed to be an admission by Karpus that it beneficially owns any securities of the issuer for any purpose.
FEDERATED PREMIER INTERMEDIATE MUNICIPAL INCOME FUND
Report date March 20, 2017 · Filed March 28, 2017
Jointly reported with KARPUS GEORGE W
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,488,555 |
Reported balance
Holding disclosure · report date 2017-03-20 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,488,555 F1: This Form 3 is filed by Karpus Management, Inc., d/b/a Karpus Investment Management ("Karpus") and George W. Karpus (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of common stock. Both Karpus and Mr. Karpus disclaim any beneficial ownership (as that term is defined in SEC Rule 16a-1(2)) of shares of the Issuer except to the extent of its or his pecuniary interest, if any, therein. This filing shall not be an admission by either of the Reporting Persons and the filers disclaim any such obligation. F2: Shares of Common Stock beneficially owned by Karpus. |
| Common StockSEC Table I · non-derivative | Direct | 133,127 |
Reported balance
Holding disclosure · report date 2017-03-20 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 133,127 F1: This Form 3 is filed by Karpus Management, Inc., d/b/a Karpus Investment Management ("Karpus") and George W. Karpus (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of common stock. Both Karpus and Mr. Karpus disclaim any beneficial ownership (as that term is defined in SEC Rule 16a-1(2)) of shares of the Issuer except to the extent of its or his pecuniary interest, if any, therein. This filing shall not be an admission by either of the Reporting Persons and the filers disclaim any such obligation. F3: Mr. Karpus beneficially owns 123,301 Shares. In addition, Mr. Karpus may be deemed to beneficially own 9,826 Shares held by Karpus Management, Inc. and the Great Loop Captive Insurance, Inc. entities. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 3 is filed by Karpus Management, Inc., d/b/a Karpus Investment Management ("Karpus") and George W. Karpus (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of common stock. Both Karpus and Mr. Karpus disclaim any beneficial ownership (as that term is defined in SEC Rule 16a-1(2)) of shares of the Issuer except to the extent of its or his pecuniary interest, if any, therein. This filing shall not be an admission by either of the Reporting Persons and the filers disclaim any such obligation.
F2: Shares of Common Stock beneficially owned by Karpus.
F3: Mr. Karpus beneficially owns 123,301 Shares. In addition, Mr. Karpus may be deemed to beneficially own 9,826 Shares held by Karpus Management, Inc. and the Great Loop Captive Insurance, Inc. entities.
FIRST TRUST/ABRDN GLOBAL OPPORTUNITY INCOME FUND
Report date November 11, 2016 · Filed November 15, 2016
Jointly reported with KARPUS GEORGE W
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,386,613 |
Reported balance
Holding disclosure · report date 2016-11-11 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 3,386,613 F1: This Form 3 is filed by Karpus Management, Inc., d/b/a Karpus Investment Management ("Karpus") and George W. Karpus (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13 (d) group that owns more than 10% of the Issuer's outstanding shares of common stock. All shares were purchased for investment purposes, not with the purpose or effect of changing or influencing control of the Issuer. Both Karpus and Mr. Karpus disclaim any beneficial ownership (as that term is defined in SEC Rule 16a-1(2)) of shares of the Issuer except to the extent of their pecuniary interest, if any, therein. This filing shall not be an admission by either of the Reporting Persons and the filers disclaim any such obligation. F2: Shares of Common Stock beneficially owned by Karpus. |
| Common StockSEC Table I · non-derivative | Direct | 29,210 |
Reported balance
Holding disclosure · report date 2016-11-11 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 29,210 F1: This Form 3 is filed by Karpus Management, Inc., d/b/a Karpus Investment Management ("Karpus") and George W. Karpus (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13 (d) group that owns more than 10% of the Issuer's outstanding shares of common stock. All shares were purchased for investment purposes, not with the purpose or effect of changing or influencing control of the Issuer. Both Karpus and Mr. Karpus disclaim any beneficial ownership (as that term is defined in SEC Rule 16a-1(2)) of shares of the Issuer except to the extent of their pecuniary interest, if any, therein. This filing shall not be an admission by either of the Reporting Persons and the filers disclaim any such obligation. F3: Mr. Karpus beneficially owns 11,910 Shares. In addition, Mr. Karpus may be deemed to beneficially own 17,300 Shares held by the Karpus Investment Management Profit Sharing Plan Fund B - Conservative Bond Fund and the Karpus Investment Management Defined Benefit Plan entities. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 3 is filed by Karpus Management, Inc., d/b/a Karpus Investment Management ("Karpus") and George W. Karpus (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13 (d) group that owns more than 10% of the Issuer's outstanding shares of common stock. All shares were purchased for investment purposes, not with the purpose or effect of changing or influencing control of the Issuer. Both Karpus and Mr. Karpus disclaim any beneficial ownership (as that term is defined in SEC Rule 16a-1(2)) of shares of the Issuer except to the extent of their pecuniary interest, if any, therein. This filing shall not be an admission by either of the Reporting Persons and the filers disclaim any such obligation.
F2: Shares of Common Stock beneficially owned by Karpus.
F3: Mr. Karpus beneficially owns 11,910 Shares. In addition, Mr. Karpus may be deemed to beneficially own 17,300 Shares held by the Karpus Investment Management Profit Sharing Plan Fund B - Conservative Bond Fund and the Karpus Investment Management Defined Benefit Plan entities.
Lazard World Dividend & Income Fund, Inc.
Report date February 15, 2019 · Filed February 20, 2019
Jointly reported with KARPUS GEORGE W
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,056,527 |
Reported balance
Holding disclosure · report date 2019-02-15 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,056,527 F1: This Form 3 is filed by Karpus Management, Inc., d/b/a Karpus Investment Management ("Karpus") and George W. Karpus (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of common stock. Both Karpus and Mr. Karpus disclaim any beneficial ownership (as that term is defined in SEC Rule 16a-1(2)) of share of the Issuer except to the extent of its or his pecuniary interest, if any, therein. This filing shall not be an admission by either of the Reporting Persons and the filers disclaim any such obligation. F2: Shares of Common Stock beneficially owned by Karpus. |
| Common StockSEC Table I · non-derivative | Direct | 60,151 |
Reported balance
Holding disclosure · report date 2019-02-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 60,151 F1: This Form 3 is filed by Karpus Management, Inc., d/b/a Karpus Investment Management ("Karpus") and George W. Karpus (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of common stock. Both Karpus and Mr. Karpus disclaim any beneficial ownership (as that term is defined in SEC Rule 16a-1(2)) of share of the Issuer except to the extent of its or his pecuniary interest, if any, therein. This filing shall not be an admission by either of the Reporting Persons and the filers disclaim any such obligation. F3: Mr. Karpus beneficially owns 38,798 Shares. In addition, Mr. Karpus may be deemed to beneficially own 21,353 Shares held by the Karpus Investment Management Defined Benefit Plan, the Karpus Family Foundation, Inc. and Karpus Investment Management Profit Sharing Plan Fund C - Growth Common Stock Fund. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 3 is filed by Karpus Management, Inc., d/b/a Karpus Investment Management ("Karpus") and George W. Karpus (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of common stock. Both Karpus and Mr. Karpus disclaim any beneficial ownership (as that term is defined in SEC Rule 16a-1(2)) of share of the Issuer except to the extent of its or his pecuniary interest, if any, therein. This filing shall not be an admission by either of the Reporting Persons and the filers disclaim any such obligation.
F2: Shares of Common Stock beneficially owned by Karpus.
F3: Mr. Karpus beneficially owns 38,798 Shares. In addition, Mr. Karpus may be deemed to beneficially own 21,353 Shares held by the Karpus Investment Management Defined Benefit Plan, the Karpus Family Foundation, Inc. and Karpus Investment Management Profit Sharing Plan Fund C - Growth Common Stock Fund.
MANAGED DURATION INVESTMENT GRADE MUNICIPAL FUND
Report date March 08, 2018 · Filed March 12, 2018
Jointly reported with KARPUS GEORGE W
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,696,711 |
Reported balance
Holding disclosure · report date 2018-03-08 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,696,711 F1: This Form 3 is filed by Karpus Management, Inc., d/b/a Karpus Investment Management ("Karpus") and George W. Karpus (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of common stock. Both Karpus and Mr. Karpus disclaim any beneficial ownership (as that term is defined in SEC Rule 16a-1(2)) of share of the Issuer except to the extent of its or his pecuniary interest, if any, therein. This filing shall not be an admission by either of the Reporting Persons and the filers disclaim any such obligation. F2: Shares of Common Stock beneficially owned by Karpus. |
| Common StockSEC Table I · non-derivative | Direct | 48,647 |
Reported balance
Holding disclosure · report date 2018-03-08 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 48,647 F1: This Form 3 is filed by Karpus Management, Inc., d/b/a Karpus Investment Management ("Karpus") and George W. Karpus (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of common stock. Both Karpus and Mr. Karpus disclaim any beneficial ownership (as that term is defined in SEC Rule 16a-1(2)) of share of the Issuer except to the extent of its or his pecuniary interest, if any, therein. This filing shall not be an admission by either of the Reporting Persons and the filers disclaim any such obligation. F3: Mr. Karpus beneficially owns 34,893 Shares. In addition, Mr. Karpus may be deemed to beneficially own 13,754 Shares held by Karpus. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 3 is filed by Karpus Management, Inc., d/b/a Karpus Investment Management ("Karpus") and George W. Karpus (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of common stock. Both Karpus and Mr. Karpus disclaim any beneficial ownership (as that term is defined in SEC Rule 16a-1(2)) of share of the Issuer except to the extent of its or his pecuniary interest, if any, therein. This filing shall not be an admission by either of the Reporting Persons and the filers disclaim any such obligation.
F2: Shares of Common Stock beneficially owned by Karpus.
F3: Mr. Karpus beneficially owns 34,893 Shares. In addition, Mr. Karpus may be deemed to beneficially own 13,754 Shares held by Karpus.
MFS INVESTMENT GRADE MUNICIPAL TRUST
Report date April 11, 2017 · Filed April 19, 2017
Jointly reported with KARPUS GEORGE W
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,687,046 |
Reported balance
Holding disclosure · report date 2017-04-11 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 2,687,046 F1: This Form 3 is filed by Karpus Management,Inc.,d/b/a Karpus Investment Management ("Karpus") and George W. Karpus (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of common stock. Both Karpus and Mr. Karpus disclaim any beneficial ownership (as that term is defined in SEC Rule 16a-1(2)) of shares of the Issuer except to the extent of its or his pecuniary interest, if any, therein. This filing shall not be an admission by either of the Reporting Persons and the filers disclaim any such obligation. F2: Shares of Common Stock beneficially owned by Karpus. |
| Common StockSEC Table I · non-derivative | Direct | 230,422 |
Reported balance
Holding disclosure · report date 2017-04-11 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 230,422 F1: This Form 3 is filed by Karpus Management,Inc.,d/b/a Karpus Investment Management ("Karpus") and George W. Karpus (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of common stock. Both Karpus and Mr. Karpus disclaim any beneficial ownership (as that term is defined in SEC Rule 16a-1(2)) of shares of the Issuer except to the extent of its or his pecuniary interest, if any, therein. This filing shall not be an admission by either of the Reporting Persons and the filers disclaim any such obligation. F3: Mr. Karpus beneficially owns 199,016 Shares. In addition, Mr. Karpus may be deemed to beneficially own 31,406 Shares held by Karpus Management, Inc.'s corporate account. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 3 is filed by Karpus Management,Inc.,d/b/a Karpus Investment Management ("Karpus") and George W. Karpus (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of common stock. Both Karpus and Mr. Karpus disclaim any beneficial ownership (as that term is defined in SEC Rule 16a-1(2)) of shares of the Issuer except to the extent of its or his pecuniary interest, if any, therein. This filing shall not be an admission by either of the Reporting Persons and the filers disclaim any such obligation.
F2: Shares of Common Stock beneficially owned by Karpus.
F3: Mr. Karpus beneficially owns 199,016 Shares. In addition, Mr. Karpus may be deemed to beneficially own 31,406 Shares held by Karpus Management, Inc.'s corporate account.
MORGAN STANLEY INCOME SECURITIES INC
Report date January 22, 2018 · Filed January 23, 2018
Jointly reported with KARPUS GEORGE W
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,214,043 |
Reported balance
Holding disclosure · report date 2018-01-22 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 2,214,043 F1: This Form 3 is filed by Karpus Management, Inc., d/b/a Karpus Investment Management ("Karpus") and George W. Karpus (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of common stock. Both Karpus and Mr. Karpus disclaim any beneficial ownership (as that term is defined in SEC Rule 16a-1(2)) of shares of the Issuer except to the extent of its or his pecuniary interest, if any, therein. This filing shall not be an admission by either of the Reporting Persons and the filers disclaim any such obligation. F2: Shares of Common Stock beneficially owned by Karpus. |
| Common StockSEC Table I · non-derivative | Direct | 19,650 |
Reported balance
Holding disclosure · report date 2018-01-22 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 19,650 F1: This Form 3 is filed by Karpus Management, Inc., d/b/a Karpus Investment Management ("Karpus") and George W. Karpus (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of common stock. Both Karpus and Mr. Karpus disclaim any beneficial ownership (as that term is defined in SEC Rule 16a-1(2)) of shares of the Issuer except to the extent of its or his pecuniary interest, if any, therein. This filing shall not be an admission by either of the Reporting Persons and the filers disclaim any such obligation. F3: Mr. Karpus beneficially owns 8,200 Shares. In addition, Mr. Karpus may be deemed to beneficially own 11,450 Shares held by the Karpus Family Foundation, Inc. and the Karpus Investment Management Profit Sharing Plan Fund B - Conservative Bond Fund entities. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 3 is filed by Karpus Management, Inc., d/b/a Karpus Investment Management ("Karpus") and George W. Karpus (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of common stock. Both Karpus and Mr. Karpus disclaim any beneficial ownership (as that term is defined in SEC Rule 16a-1(2)) of shares of the Issuer except to the extent of its or his pecuniary interest, if any, therein. This filing shall not be an admission by either of the Reporting Persons and the filers disclaim any such obligation.
F2: Shares of Common Stock beneficially owned by Karpus.
F3: Mr. Karpus beneficially owns 8,200 Shares. In addition, Mr. Karpus may be deemed to beneficially own 11,450 Shares held by the Karpus Family Foundation, Inc. and the Karpus Investment Management Profit Sharing Plan Fund B - Conservative Bond Fund entities.
Madison Strategic Sector Premium Fund
Report date February 08, 2017 · Filed February 21, 2017
Jointly reported with KARPUS GEORGE W
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,371,629 |
Reported balance
Holding disclosure · report date 2017-02-08 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,371,629 F1: This Form 3 is filed by Karpus Management, Inc., d/b/a Karpus Investment Management ("Karpus") and George W. Karpus (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of common stock. Both Karpus and Mr. Karpus disclaim any beneficial ownership (as that term is defined in SEC Rule 16a-1(2)) of shares of the Issuer except to the extent of their pecuniary interest, if any, therein. This filing shall not be an admission by either of the Reporting Persons and the filers disclaim any such obligation. F2: Shares of Common Stock beneficially owned by Karpus. |
| Common StockSEC Table I · non-derivative | Direct | 16,450 |
Reported balance
Holding disclosure · report date 2017-02-08 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 16,450 F1: This Form 3 is filed by Karpus Management, Inc., d/b/a Karpus Investment Management ("Karpus") and George W. Karpus (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of common stock. Both Karpus and Mr. Karpus disclaim any beneficial ownership (as that term is defined in SEC Rule 16a-1(2)) of shares of the Issuer except to the extent of their pecuniary interest, if any, therein. This filing shall not be an admission by either of the Reporting Persons and the filers disclaim any such obligation. F3: Mr. Karpus does not directly own any Shares. However, Mr. Karpus may be deemed to beneficially own 16,450 Shares held by the Karpus Investment Management Profit Sharing Plan Fund C - Growth Common Stock Fund and The Karpus Family Foundation, Inc. entities. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 3 is filed by Karpus Management, Inc., d/b/a Karpus Investment Management ("Karpus") and George W. Karpus (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of common stock. Both Karpus and Mr. Karpus disclaim any beneficial ownership (as that term is defined in SEC Rule 16a-1(2)) of shares of the Issuer except to the extent of their pecuniary interest, if any, therein. This filing shall not be an admission by either of the Reporting Persons and the filers disclaim any such obligation.
F2: Shares of Common Stock beneficially owned by Karpus.
F3: Mr. Karpus does not directly own any Shares. However, Mr. Karpus may be deemed to beneficially own 16,450 Shares held by the Karpus Investment Management Profit Sharing Plan Fund C - Growth Common Stock Fund and The Karpus Family Foundation, Inc. entities.
NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUND
Report date November 07, 2023 · Filed November 09, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 0 |
Reported balance
Holding disclosure · report date 2023-11-07 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 F1: Karpus Management, Inc., d/b/a Karpus Investment Management ("Karpus"), is a registered investment adviser to certain accounts that directly own securities of the issuer (the "Account Shares"). In such capacity, Karpus has voting and dispositive power over the Account Shares. As a result, Karpus may be deemed to beneficially own more than 10% of the issuer's outstanding shares of common stock for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). However, Karpus has no pecuniary interest in the Account Shares for purposes of Section 16 of the Exchange Act. Therefore, no securities of the issuer are reported on this Form 3 as being beneficially owned by Karpus. F2: Karpus expressly disclaims any pecuniary interest in, and any beneficial ownership of, the Account Shares for purposes of Section 16 of the Exchange Act, and neither the filing of this statement nor any of its contents shall be deemed to be an admission by Karpus that it beneficially owns any securities of the issuer for any purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Karpus Management, Inc., d/b/a Karpus Investment Management ("Karpus"), is a registered investment adviser to certain accounts that directly own securities of the issuer (the "Account Shares"). In such capacity, Karpus has voting and dispositive power over the Account Shares. As a result, Karpus may be deemed to beneficially own more than 10% of the issuer's outstanding shares of common stock for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). However, Karpus has no pecuniary interest in the Account Shares for purposes of Section 16 of the Exchange Act. Therefore, no securities of the issuer are reported on this Form 3 as being beneficially owned by Karpus.
F2: Karpus expressly disclaims any pecuniary interest in, and any beneficial ownership of, the Account Shares for purposes of Section 16 of the Exchange Act, and neither the filing of this statement nor any of its contents shall be deemed to be an admission by Karpus that it beneficially owns any securities of the issuer for any purpose.
Pioneer Diversified High Income Fund, Inc.
Report date May 22, 2020 · Filed June 15, 2020
Jointly reported with KARPUS GEORGE W
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,130,977 |
Reported balance
Holding disclosure · report date 2020-05-22 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 2,130,977 F1: This Form 3 is filed by Karpus Management, Inc., d/b/a Karpus Investment Management ("Karpus") and George W. Karpus (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of common stock. Both Karpus and Mr. Karpus disclaim any beneficial ownership (as that term is defined in SEC Rule 16a-1(2)) of share of the Issuer except to the extent of its or his pecuniary interest, if any, therein. This filing shall not be an admission by either of the Reporting Persons and the filers disclaim any such obligation. F2: Shares of Common Stock beneficially owned by Karpus. |
| Common StockSEC Table I · non-derivative | Direct | 87,557 |
Reported balance
Holding disclosure · report date 2020-05-22 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 87,557 F1: This Form 3 is filed by Karpus Management, Inc., d/b/a Karpus Investment Management ("Karpus") and George W. Karpus (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of common stock. Both Karpus and Mr. Karpus disclaim any beneficial ownership (as that term is defined in SEC Rule 16a-1(2)) of share of the Issuer except to the extent of its or his pecuniary interest, if any, therein. This filing shall not be an admission by either of the Reporting Persons and the filers disclaim any such obligation. F3: Mr. Karpus beneficially owns 13,125 Shares. In addition, Mr. Karpus may be deemed to beneficially own 74,432 Shares held by The Karpus Family Foundation, Inc. and the Karpus Investment Management Profit Sharing Plan Fund B - Conservative Bond Fund. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 3 is filed by Karpus Management, Inc., d/b/a Karpus Investment Management ("Karpus") and George W. Karpus (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of common stock. Both Karpus and Mr. Karpus disclaim any beneficial ownership (as that term is defined in SEC Rule 16a-1(2)) of share of the Issuer except to the extent of its or his pecuniary interest, if any, therein. This filing shall not be an admission by either of the Reporting Persons and the filers disclaim any such obligation.
F2: Shares of Common Stock beneficially owned by Karpus.
F3: Mr. Karpus beneficially owns 13,125 Shares. In addition, Mr. Karpus may be deemed to beneficially own 74,432 Shares held by The Karpus Family Foundation, Inc. and the Karpus Investment Management Profit Sharing Plan Fund B - Conservative Bond Fund.
WESTERN ASSET INFLATION-LINKED INCOME FUND
Report date December 11, 2023 · Filed December 14, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 0 |
Reported balance
Holding disclosure · report date 2023-12-11 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 F1: Karpus Management, Inc., d/b/a Karpus Investment Management ("Karpus"), is a registered investment adviser to certain accounts that directly own securities of the issuer (the "Account Shares"). In such capacity, Karpus has voting and dispositive power over the Account Shares. As a result, Karpus may be deemed to beneficially own more than 10% of the issuer's outstanding shares of common stock for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). However, Karpus has no pecuniary interest in the Account Shares for purposes of Section 16 of the Exchange Act. Therefore, no securities of the issuer are reported on this Form 3 as being beneficially owned by Karpus. F2: Karpus expressly disclaims any pecuniary interest in, and any beneficial ownership of, the Account Shares for purposes of Section 16 of the Exchange Act, and neither the filing of this statement nor any of its contents shall be deemed to be an admission by Karpus that it beneficially owns any securities of the issuer for any purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Karpus Management, Inc., d/b/a Karpus Investment Management ("Karpus"), is a registered investment adviser to certain accounts that directly own securities of the issuer (the "Account Shares"). In such capacity, Karpus has voting and dispositive power over the Account Shares. As a result, Karpus may be deemed to beneficially own more than 10% of the issuer's outstanding shares of common stock for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). However, Karpus has no pecuniary interest in the Account Shares for purposes of Section 16 of the Exchange Act. Therefore, no securities of the issuer are reported on this Form 3 as being beneficially owned by Karpus.
F2: Karpus expressly disclaims any pecuniary interest in, and any beneficial ownership of, the Account Shares for purposes of Section 16 of the Exchange Act, and neither the filing of this statement nor any of its contents shall be deemed to be an admission by Karpus that it beneficially owns any securities of the issuer for any purpose.
XAI Madison Equity Premium Income Fund
Report date March 30, 2017 · Filed May 03, 2017
Jointly reported with KARPUS GEORGE W
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,973,917 |
Reported balance
Holding disclosure · report date 2017-03-30 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,973,917 F1: This Form 3 is filed by Karpus Management, Inc., d/b/a Karpus Investment Management ("Karpus") and George W. Karpus (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of common stock. Both Karpus and Mr. Karpus disclaim any beneficial ownership (as that term is defined in SEC Rule 16a-1(2)) of shares of the Issuer except to the extent of its or his pecuniary interest, if any, therein. This filing shall not be an admission by either of the Reporting Persons and the filers disclaim any such obligation. F2: Shares of Common Stock beneficially owned by Karpus. |
| Common StockSEC Table I · non-derivative | Direct | 119,635 |
Reported balance
Holding disclosure · report date 2017-03-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 119,635 F1: This Form 3 is filed by Karpus Management, Inc., d/b/a Karpus Investment Management ("Karpus") and George W. Karpus (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of common stock. Both Karpus and Mr. Karpus disclaim any beneficial ownership (as that term is defined in SEC Rule 16a-1(2)) of shares of the Issuer except to the extent of its or his pecuniary interest, if any, therein. This filing shall not be an admission by either of the Reporting Persons and the filers disclaim any such obligation. F3: Mr. Karpus beneficially owns 76,950 Shares. In addition, Mr. Karpus may be deemed to beneficially own 42,685 Shares held by the Karpus Family Foundation, the Karpus Investment Management Profit Sharing Plan Fund C - Growth Common Stock Fund, and the Karpus Investment Management Defined Benefit Plan entities. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 3 is filed by Karpus Management, Inc., d/b/a Karpus Investment Management ("Karpus") and George W. Karpus (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of common stock. Both Karpus and Mr. Karpus disclaim any beneficial ownership (as that term is defined in SEC Rule 16a-1(2)) of shares of the Issuer except to the extent of its or his pecuniary interest, if any, therein. This filing shall not be an admission by either of the Reporting Persons and the filers disclaim any such obligation.
F2: Shares of Common Stock beneficially owned by Karpus.
F3: Mr. Karpus beneficially owns 76,950 Shares. In addition, Mr. Karpus may be deemed to beneficially own 42,685 Shares held by the Karpus Family Foundation, the Karpus Investment Management Profit Sharing Plan Fund C - Growth Common Stock Fund, and the Karpus Investment Management Defined Benefit Plan entities.
Transaction history
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