Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EATON VANCE MUNICIPAL BOND FUND IIEIV · Entity 12158 | 10% owner | January 25, 2019 | January 25, 2019 |
| Eaton Vance Municipal Bond FundEIM · Entity 5481 | 10% owner | July 28, 2020 | August 03, 2020 |
| FEDERATED PREMIER INTERMEDIATE MUNICIPAL INCOME FUNDFPT · Entity 12237 | 10% owner | March 20, 2017 | March 28, 2017 |
| MANAGED DURATION INVESTMENT GRADE MUNICIPAL FUNDMZF · Entity 12091 | 10% owner | March 08, 2018 | March 12, 2018 |
| MFS INVESTMENT GRADE MUNICIPAL TRUSTCXH · Entity 12806 | 10% owner | April 11, 2017 | April 19, 2017 |
| MORGAN STANLEY INCOME SECURITIES INCICB · Entity 170159 | 10% owner | January 22, 2018 | January 23, 2018 |
| Madison Strategic Sector Premium FundMSP · Entity 162990 | 10% owner | February 08, 2017 | February 21, 2017 |
| XAI Madison Equity Premium Income FundMCN · Entity 6653 | 10% owner | March 30, 2017 | May 03, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
EATON VANCE MUNICIPAL BOND FUND II
Report date January 25, 2019 · Filed January 25, 2019
Jointly reported with Karpus Management, Inc.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,499,509 |
Reported balance
Holding disclosure · report date 2019-01-25 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 2,499,509 F1: This Form 3 is filed by Karpus Management, Inc., d/b/a Karpus Investment Management ("Karpus") and George W. Karpus (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of common stock. Both Karpus and Mr. Karpus disclaim any beneficial ownership (as that term is defined in SEC Rule 16a-1(2)) of share of the Issuer except to the extent of its or his pecuniary interest, if any, therein. This filing shall not be an admission by either of the Reporting Persons and the filers disclaim any such obligation. F2: Shares of Common Stock beneficially owned by Karpus. |
| Common StockSEC Table I · non-derivative | Direct | 295,259 |
Reported balance
Holding disclosure · report date 2019-01-25 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 295,259 F1: This Form 3 is filed by Karpus Management, Inc., d/b/a Karpus Investment Management ("Karpus") and George W. Karpus (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of common stock. Both Karpus and Mr. Karpus disclaim any beneficial ownership (as that term is defined in SEC Rule 16a-1(2)) of share of the Issuer except to the extent of its or his pecuniary interest, if any, therein. This filing shall not be an admission by either of the Reporting Persons and the filers disclaim any such obligation. F3: Mr. Karpus beneficially owns 280,459 Shares. In addition, Mr. Karpus may be deemed to beneficially own 14,800 Shares held by the Great Loop Captive Insurance, Inc. Restricted Account and the Great Loop Captive Insurance, Inc. Unrestricted Account. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 3 is filed by Karpus Management, Inc., d/b/a Karpus Investment Management ("Karpus") and George W. Karpus (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of common stock. Both Karpus and Mr. Karpus disclaim any beneficial ownership (as that term is defined in SEC Rule 16a-1(2)) of share of the Issuer except to the extent of its or his pecuniary interest, if any, therein. This filing shall not be an admission by either of the Reporting Persons and the filers disclaim any such obligation.
F2: Shares of Common Stock beneficially owned by Karpus.
F3: Mr. Karpus beneficially owns 280,459 Shares. In addition, Mr. Karpus may be deemed to beneficially own 14,800 Shares held by the Great Loop Captive Insurance, Inc. Restricted Account and the Great Loop Captive Insurance, Inc. Unrestricted Account.
Eaton Vance Municipal Bond Fund
Report date July 28, 2020 · Filed August 03, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 418,419 |
Reported balance
After 2020-07-28 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-07-28 · Sale · Disposed 77,932 · Balance 418,419 F1: This Form 4 is filed by George W. Karpus (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that previously beneficially owned in the aggregate more than 10% of the Issuer's outstanding shares of common stock. This Form 4 reports transactions in shares of common stock of the Issuer in which the Reporting Person has a pecuniary interest. F2: Represents transactions in shares of common stock of the Issuer held directly by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. F3: Excludes shares of common stock of the Issuer held directly by The Karpus Family Foundation, Inc. and Karpus Investment Management Profit Sharing Plan Fund B - Conservative Bond Fund. The Reporting Person does not have a pecuniary interest in such shares. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed by George W. Karpus (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that previously beneficially owned in the aggregate more than 10% of the Issuer's outstanding shares of common stock. This Form 4 reports transactions in shares of common stock of the Issuer in which the Reporting Person has a pecuniary interest.
F2: Represents transactions in shares of common stock of the Issuer held directly by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F3: Excludes shares of common stock of the Issuer held directly by The Karpus Family Foundation, Inc. and Karpus Investment Management Profit Sharing Plan Fund B - Conservative Bond Fund. The Reporting Person does not have a pecuniary interest in such shares.
FEDERATED PREMIER INTERMEDIATE MUNICIPAL INCOME FUND
Report date March 20, 2017 · Filed March 28, 2017
Jointly reported with Karpus Management, Inc.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,488,555 |
Reported balance
Holding disclosure · report date 2017-03-20 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,488,555 F1: This Form 3 is filed by Karpus Management, Inc., d/b/a Karpus Investment Management ("Karpus") and George W. Karpus (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of common stock. Both Karpus and Mr. Karpus disclaim any beneficial ownership (as that term is defined in SEC Rule 16a-1(2)) of shares of the Issuer except to the extent of its or his pecuniary interest, if any, therein. This filing shall not be an admission by either of the Reporting Persons and the filers disclaim any such obligation. F2: Shares of Common Stock beneficially owned by Karpus. |
| Common StockSEC Table I · non-derivative | Direct | 133,127 |
Reported balance
Holding disclosure · report date 2017-03-20 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 133,127 F1: This Form 3 is filed by Karpus Management, Inc., d/b/a Karpus Investment Management ("Karpus") and George W. Karpus (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of common stock. Both Karpus and Mr. Karpus disclaim any beneficial ownership (as that term is defined in SEC Rule 16a-1(2)) of shares of the Issuer except to the extent of its or his pecuniary interest, if any, therein. This filing shall not be an admission by either of the Reporting Persons and the filers disclaim any such obligation. F3: Mr. Karpus beneficially owns 123,301 Shares. In addition, Mr. Karpus may be deemed to beneficially own 9,826 Shares held by Karpus Management, Inc. and the Great Loop Captive Insurance, Inc. entities. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 3 is filed by Karpus Management, Inc., d/b/a Karpus Investment Management ("Karpus") and George W. Karpus (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of common stock. Both Karpus and Mr. Karpus disclaim any beneficial ownership (as that term is defined in SEC Rule 16a-1(2)) of shares of the Issuer except to the extent of its or his pecuniary interest, if any, therein. This filing shall not be an admission by either of the Reporting Persons and the filers disclaim any such obligation.
F2: Shares of Common Stock beneficially owned by Karpus.
F3: Mr. Karpus beneficially owns 123,301 Shares. In addition, Mr. Karpus may be deemed to beneficially own 9,826 Shares held by Karpus Management, Inc. and the Great Loop Captive Insurance, Inc. entities.
MANAGED DURATION INVESTMENT GRADE MUNICIPAL FUND
Report date March 08, 2018 · Filed March 12, 2018
Jointly reported with Karpus Management, Inc.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,696,711 |
Reported balance
Holding disclosure · report date 2018-03-08 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,696,711 F1: This Form 3 is filed by Karpus Management, Inc., d/b/a Karpus Investment Management ("Karpus") and George W. Karpus (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of common stock. Both Karpus and Mr. Karpus disclaim any beneficial ownership (as that term is defined in SEC Rule 16a-1(2)) of share of the Issuer except to the extent of its or his pecuniary interest, if any, therein. This filing shall not be an admission by either of the Reporting Persons and the filers disclaim any such obligation. F2: Shares of Common Stock beneficially owned by Karpus. |
| Common StockSEC Table I · non-derivative | Direct | 48,647 |
Reported balance
Holding disclosure · report date 2018-03-08 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 48,647 F1: This Form 3 is filed by Karpus Management, Inc., d/b/a Karpus Investment Management ("Karpus") and George W. Karpus (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of common stock. Both Karpus and Mr. Karpus disclaim any beneficial ownership (as that term is defined in SEC Rule 16a-1(2)) of share of the Issuer except to the extent of its or his pecuniary interest, if any, therein. This filing shall not be an admission by either of the Reporting Persons and the filers disclaim any such obligation. F3: Mr. Karpus beneficially owns 34,893 Shares. In addition, Mr. Karpus may be deemed to beneficially own 13,754 Shares held by Karpus. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 3 is filed by Karpus Management, Inc., d/b/a Karpus Investment Management ("Karpus") and George W. Karpus (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of common stock. Both Karpus and Mr. Karpus disclaim any beneficial ownership (as that term is defined in SEC Rule 16a-1(2)) of share of the Issuer except to the extent of its or his pecuniary interest, if any, therein. This filing shall not be an admission by either of the Reporting Persons and the filers disclaim any such obligation.
F2: Shares of Common Stock beneficially owned by Karpus.
F3: Mr. Karpus beneficially owns 34,893 Shares. In addition, Mr. Karpus may be deemed to beneficially own 13,754 Shares held by Karpus.
MFS INVESTMENT GRADE MUNICIPAL TRUST
Report date April 11, 2017 · Filed April 19, 2017
Jointly reported with Karpus Management, Inc.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,687,046 |
Reported balance
Holding disclosure · report date 2017-04-11 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 2,687,046 F1: This Form 3 is filed by Karpus Management,Inc.,d/b/a Karpus Investment Management ("Karpus") and George W. Karpus (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of common stock. Both Karpus and Mr. Karpus disclaim any beneficial ownership (as that term is defined in SEC Rule 16a-1(2)) of shares of the Issuer except to the extent of its or his pecuniary interest, if any, therein. This filing shall not be an admission by either of the Reporting Persons and the filers disclaim any such obligation. F2: Shares of Common Stock beneficially owned by Karpus. |
| Common StockSEC Table I · non-derivative | Direct | 230,422 |
Reported balance
Holding disclosure · report date 2017-04-11 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 230,422 F1: This Form 3 is filed by Karpus Management,Inc.,d/b/a Karpus Investment Management ("Karpus") and George W. Karpus (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of common stock. Both Karpus and Mr. Karpus disclaim any beneficial ownership (as that term is defined in SEC Rule 16a-1(2)) of shares of the Issuer except to the extent of its or his pecuniary interest, if any, therein. This filing shall not be an admission by either of the Reporting Persons and the filers disclaim any such obligation. F3: Mr. Karpus beneficially owns 199,016 Shares. In addition, Mr. Karpus may be deemed to beneficially own 31,406 Shares held by Karpus Management, Inc.'s corporate account. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 3 is filed by Karpus Management,Inc.,d/b/a Karpus Investment Management ("Karpus") and George W. Karpus (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of common stock. Both Karpus and Mr. Karpus disclaim any beneficial ownership (as that term is defined in SEC Rule 16a-1(2)) of shares of the Issuer except to the extent of its or his pecuniary interest, if any, therein. This filing shall not be an admission by either of the Reporting Persons and the filers disclaim any such obligation.
F2: Shares of Common Stock beneficially owned by Karpus.
F3: Mr. Karpus beneficially owns 199,016 Shares. In addition, Mr. Karpus may be deemed to beneficially own 31,406 Shares held by Karpus Management, Inc.'s corporate account.
MORGAN STANLEY INCOME SECURITIES INC
Report date January 22, 2018 · Filed January 23, 2018
Jointly reported with Karpus Management, Inc.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,214,043 |
Reported balance
Holding disclosure · report date 2018-01-22 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 2,214,043 F1: This Form 3 is filed by Karpus Management, Inc., d/b/a Karpus Investment Management ("Karpus") and George W. Karpus (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of common stock. Both Karpus and Mr. Karpus disclaim any beneficial ownership (as that term is defined in SEC Rule 16a-1(2)) of shares of the Issuer except to the extent of its or his pecuniary interest, if any, therein. This filing shall not be an admission by either of the Reporting Persons and the filers disclaim any such obligation. F2: Shares of Common Stock beneficially owned by Karpus. |
| Common StockSEC Table I · non-derivative | Direct | 19,650 |
Reported balance
Holding disclosure · report date 2018-01-22 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 19,650 F1: This Form 3 is filed by Karpus Management, Inc., d/b/a Karpus Investment Management ("Karpus") and George W. Karpus (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of common stock. Both Karpus and Mr. Karpus disclaim any beneficial ownership (as that term is defined in SEC Rule 16a-1(2)) of shares of the Issuer except to the extent of its or his pecuniary interest, if any, therein. This filing shall not be an admission by either of the Reporting Persons and the filers disclaim any such obligation. F3: Mr. Karpus beneficially owns 8,200 Shares. In addition, Mr. Karpus may be deemed to beneficially own 11,450 Shares held by the Karpus Family Foundation, Inc. and the Karpus Investment Management Profit Sharing Plan Fund B - Conservative Bond Fund entities. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 3 is filed by Karpus Management, Inc., d/b/a Karpus Investment Management ("Karpus") and George W. Karpus (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of common stock. Both Karpus and Mr. Karpus disclaim any beneficial ownership (as that term is defined in SEC Rule 16a-1(2)) of shares of the Issuer except to the extent of its or his pecuniary interest, if any, therein. This filing shall not be an admission by either of the Reporting Persons and the filers disclaim any such obligation.
F2: Shares of Common Stock beneficially owned by Karpus.
F3: Mr. Karpus beneficially owns 8,200 Shares. In addition, Mr. Karpus may be deemed to beneficially own 11,450 Shares held by the Karpus Family Foundation, Inc. and the Karpus Investment Management Profit Sharing Plan Fund B - Conservative Bond Fund entities.
Madison Strategic Sector Premium Fund
Report date February 08, 2017 · Filed February 21, 2017
Jointly reported with Karpus Management, Inc.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,371,629 |
Reported balance
Holding disclosure · report date 2017-02-08 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,371,629 F1: This Form 3 is filed by Karpus Management, Inc., d/b/a Karpus Investment Management ("Karpus") and George W. Karpus (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of common stock. Both Karpus and Mr. Karpus disclaim any beneficial ownership (as that term is defined in SEC Rule 16a-1(2)) of shares of the Issuer except to the extent of their pecuniary interest, if any, therein. This filing shall not be an admission by either of the Reporting Persons and the filers disclaim any such obligation. F2: Shares of Common Stock beneficially owned by Karpus. |
| Common StockSEC Table I · non-derivative | Direct | 16,450 |
Reported balance
Holding disclosure · report date 2017-02-08 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 16,450 F1: This Form 3 is filed by Karpus Management, Inc., d/b/a Karpus Investment Management ("Karpus") and George W. Karpus (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of common stock. Both Karpus and Mr. Karpus disclaim any beneficial ownership (as that term is defined in SEC Rule 16a-1(2)) of shares of the Issuer except to the extent of their pecuniary interest, if any, therein. This filing shall not be an admission by either of the Reporting Persons and the filers disclaim any such obligation. F3: Mr. Karpus does not directly own any Shares. However, Mr. Karpus may be deemed to beneficially own 16,450 Shares held by the Karpus Investment Management Profit Sharing Plan Fund C - Growth Common Stock Fund and The Karpus Family Foundation, Inc. entities. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 3 is filed by Karpus Management, Inc., d/b/a Karpus Investment Management ("Karpus") and George W. Karpus (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of common stock. Both Karpus and Mr. Karpus disclaim any beneficial ownership (as that term is defined in SEC Rule 16a-1(2)) of shares of the Issuer except to the extent of their pecuniary interest, if any, therein. This filing shall not be an admission by either of the Reporting Persons and the filers disclaim any such obligation.
F2: Shares of Common Stock beneficially owned by Karpus.
F3: Mr. Karpus does not directly own any Shares. However, Mr. Karpus may be deemed to beneficially own 16,450 Shares held by the Karpus Investment Management Profit Sharing Plan Fund C - Growth Common Stock Fund and The Karpus Family Foundation, Inc. entities.
XAI Madison Equity Premium Income Fund
Report date March 30, 2017 · Filed May 03, 2017
Jointly reported with Karpus Management, Inc.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,973,917 |
Reported balance
Holding disclosure · report date 2017-03-30 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,973,917 F1: This Form 3 is filed by Karpus Management, Inc., d/b/a Karpus Investment Management ("Karpus") and George W. Karpus (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of common stock. Both Karpus and Mr. Karpus disclaim any beneficial ownership (as that term is defined in SEC Rule 16a-1(2)) of shares of the Issuer except to the extent of its or his pecuniary interest, if any, therein. This filing shall not be an admission by either of the Reporting Persons and the filers disclaim any such obligation. F2: Shares of Common Stock beneficially owned by Karpus. |
| Common StockSEC Table I · non-derivative | Direct | 119,635 |
Reported balance
Holding disclosure · report date 2017-03-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 119,635 F1: This Form 3 is filed by Karpus Management, Inc., d/b/a Karpus Investment Management ("Karpus") and George W. Karpus (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of common stock. Both Karpus and Mr. Karpus disclaim any beneficial ownership (as that term is defined in SEC Rule 16a-1(2)) of shares of the Issuer except to the extent of its or his pecuniary interest, if any, therein. This filing shall not be an admission by either of the Reporting Persons and the filers disclaim any such obligation. F3: Mr. Karpus beneficially owns 76,950 Shares. In addition, Mr. Karpus may be deemed to beneficially own 42,685 Shares held by the Karpus Family Foundation, the Karpus Investment Management Profit Sharing Plan Fund C - Growth Common Stock Fund, and the Karpus Investment Management Defined Benefit Plan entities. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 3 is filed by Karpus Management, Inc., d/b/a Karpus Investment Management ("Karpus") and George W. Karpus (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of common stock. Both Karpus and Mr. Karpus disclaim any beneficial ownership (as that term is defined in SEC Rule 16a-1(2)) of shares of the Issuer except to the extent of its or his pecuniary interest, if any, therein. This filing shall not be an admission by either of the Reporting Persons and the filers disclaim any such obligation.
F2: Shares of Common Stock beneficially owned by Karpus.
F3: Mr. Karpus beneficially owns 76,950 Shares. In addition, Mr. Karpus may be deemed to beneficially own 42,685 Shares held by the Karpus Family Foundation, the Karpus Investment Management Profit Sharing Plan Fund C - Growth Common Stock Fund, and the Karpus Investment Management Defined Benefit Plan entities.
Past disclosures · reporting ended (6)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
DTF TAX-FREE INCOME 2028 TERM FUND INC
Report date October 01, 2020 · Filed October 15, 2020
Section 16 reporting ended · disclosed 2020-10-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 209,835 |
Reported balance
Holding disclosure · report date 2020-10-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 209,835 F1: This Form 4 is filed by George W. Karpus (the "Reporting Person"). The Reporting Person previously may have been deemed to be a member of a Section 13(d) group that collectively owned in the aggregate more than 10% of the Issuer's outstanding shares of common stock. As of October 1, 2020, Mr. Karpus ceased to be a member of such Section 13(d) group and will cease to be a Reporting Person immediately. F2: As of October 1, 2020, Mr. Karpus ceased to be a member of the Section 13(d) group referenced above and will cease to be a Reporting Person immediately following the filing of this Form 4. Karpus Management, Inc., d/b/a Karpus Investment Management ("KMI"), is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940. KMI is controlled by City of London Investment Group plc ("CLIG"), which is listed on the London Stock Exchange. However, in accordance with SEC Release No. 34-39538 (January 12, 1998), effective informational barriers have been established between KMI and CLIG such that voting and investment power for the Issuer is exercised by KMI independently of CLIG, and accordingly, attribution of beneficial ownership is not required between KMI and CLIG. The accounts of Mr. Karpus are managed solely by KMI. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed by George W. Karpus (the "Reporting Person"). The Reporting Person previously may have been deemed to be a member of a Section 13(d) group that collectively owned in the aggregate more than 10% of the Issuer's outstanding shares of common stock. As of October 1, 2020, Mr. Karpus ceased to be a member of such Section 13(d) group and will cease to be a Reporting Person immediately.
F2: As of October 1, 2020, Mr. Karpus ceased to be a member of the Section 13(d) group referenced above and will cease to be a Reporting Person immediately following the filing of this Form 4. Karpus Management, Inc., d/b/a Karpus Investment Management ("KMI"), is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940. KMI is controlled by City of London Investment Group plc ("CLIG"), which is listed on the London Stock Exchange. However, in accordance with SEC Release No. 34-39538 (January 12, 1998), effective informational barriers have been established between KMI and CLIG such that voting and investment power for the Issuer is exercised by KMI independently of CLIG, and accordingly, attribution of beneficial ownership is not required between KMI and CLIG. The accounts of Mr. Karpus are managed solely by KMI.
DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INC
Report date October 01, 2020 · Filed October 14, 2020
Section 16 reporting ended · disclosed 2020-10-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2020-10-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 F1: This Form 4 is filed by George W. Karpus (the "Reporting Person"). The Reporting Person previously may have been deemed to be a member of a Section 13(d) group that collectively owned in the aggregate more than 10% of the Issuer's outstanding shares of common stock. As of October 1, 2020, Mr. Karpus ceased to be a member of such Section 13(d) group and will cease to be a Reporting Person immediately. F2: As of October 1, 2020, Mr. Karpus ceased to be a member of the Section 13(d) group referenced above and will cease to be a Reporting Person immediately following the filing of this Form 4. Karpus Management, Inc., d/b/a Karpus Investment Management ("KMI"), is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940. KMI is controlled by City of London Investment Group plc ("CLIG"), which is listed on the London Stock Exchange. However, in accordance with SEC Release No. 34-39538 (January 12, 1998), effective informational barriers have been established between KMI and CLIG such that voting and investment power for the Issuer is exercised by KMI independently of CLIG, and accordingly, attribution of beneficial ownership is not required between KMI and CLIG. The accounts of Mr. Karpus are managed solely by KMI. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed by George W. Karpus (the "Reporting Person"). The Reporting Person previously may have been deemed to be a member of a Section 13(d) group that collectively owned in the aggregate more than 10% of the Issuer's outstanding shares of common stock. As of October 1, 2020, Mr. Karpus ceased to be a member of such Section 13(d) group and will cease to be a Reporting Person immediately.
F2: As of October 1, 2020, Mr. Karpus ceased to be a member of the Section 13(d) group referenced above and will cease to be a Reporting Person immediately following the filing of this Form 4. Karpus Management, Inc., d/b/a Karpus Investment Management ("KMI"), is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940. KMI is controlled by City of London Investment Group plc ("CLIG"), which is listed on the London Stock Exchange. However, in accordance with SEC Release No. 34-39538 (January 12, 1998), effective informational barriers have been established between KMI and CLIG such that voting and investment power for the Issuer is exercised by KMI independently of CLIG, and accordingly, attribution of beneficial ownership is not required between KMI and CLIG. The accounts of Mr. Karpus are managed solely by KMI.
FIRST TRUST/ABRDN GLOBAL OPPORTUNITY INCOME FUND
Report date October 01, 2020 · Filed October 15, 2020
Section 16 reporting ended · disclosed 2020-10-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,996 |
Reported balance
Holding disclosure · report date 2020-10-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 5,996 F1: This Form 4 is filed by George W. Karpus (the "Reporting Person"). The Reporting Person previously may have been deemed to be a member of a Section 13(d) group that collectively owned in the aggregate more than 10% of the Issuer's outstanding shares of common stock. As of October 1, 2020, Mr. Karpus ceased to be a member of such Section 13(d) group and will cease to be a Reporting Person immediately. F2: As of October 1, 2020, Mr. Karpus ceased to be a member of the Section 13(d) group referenced above and will cease to be a Reporting Person immediately following the filing of this Form 4. Karpus Management, Inc., d/b/a Karpus Investment Management ("KMI"), is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940. KMI is controlled by City of London Investment Group plc ("CLIG"), which is listed on the London Stock Exchange. However, in accordance with SEC Release No. 34-39538 (January 12, 1998), effective informational barriers have been established between KMI and CLIG such that voting and investment power for the Issuer is exercised by KMI independently of CLIG, and accordingly, attribution of beneficial ownership is not required between KMI and CLIG. The accounts of Mr. Karpus are managed solely by KMI. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed by George W. Karpus (the "Reporting Person"). The Reporting Person previously may have been deemed to be a member of a Section 13(d) group that collectively owned in the aggregate more than 10% of the Issuer's outstanding shares of common stock. As of October 1, 2020, Mr. Karpus ceased to be a member of such Section 13(d) group and will cease to be a Reporting Person immediately.
F2: As of October 1, 2020, Mr. Karpus ceased to be a member of the Section 13(d) group referenced above and will cease to be a Reporting Person immediately following the filing of this Form 4. Karpus Management, Inc., d/b/a Karpus Investment Management ("KMI"), is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940. KMI is controlled by City of London Investment Group plc ("CLIG"), which is listed on the London Stock Exchange. However, in accordance with SEC Release No. 34-39538 (January 12, 1998), effective informational barriers have been established between KMI and CLIG such that voting and investment power for the Issuer is exercised by KMI independently of CLIG, and accordingly, attribution of beneficial ownership is not required between KMI and CLIG. The accounts of Mr. Karpus are managed solely by KMI.
Lazard World Dividend & Income Fund, Inc.
Report date August 23, 2019 · Filed September 11, 2019
Section 16 reporting ended · disclosed 2019-09-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 23,803 |
Last balance in matching sequence
After 2019-08-28 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2019-08-23 · Sale · Disposed 23,288 · Balance 24,803 F1: This Form 4 is filed by George W. Karpus (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that beneficially owns in the aggregate more than 10% of the Issuer's outstanding shares of common stock. This Form 4 reports transactions in shares of common stock of the Issuer in which the Reporting Person has a pecuniary interest. F2: Represents transactions in shares of common stock of the Issuer held directly by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. F3: Excludes shares of common stock of the Issuer held directly by The Karpus Family Foundation, Inc., Karpus Investment Management Profit Sharing Plan Fund C - Growth Common Stock Fund, and Karpus Investment Management Defined Benefit Plan. The Reporting Person does not have a pecuniary interest in such shares. Row 2 · 2019-08-28 · Sale · Disposed 1,000 · Balance 23,803 F1: This Form 4 is filed by George W. Karpus (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that beneficially owns in the aggregate more than 10% of the Issuer's outstanding shares of common stock. This Form 4 reports transactions in shares of common stock of the Issuer in which the Reporting Person has a pecuniary interest. F2: Represents transactions in shares of common stock of the Issuer held directly by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. F3: Excludes shares of common stock of the Issuer held directly by The Karpus Family Foundation, Inc., Karpus Investment Management Profit Sharing Plan Fund C - Growth Common Stock Fund, and Karpus Investment Management Defined Benefit Plan. The Reporting Person does not have a pecuniary interest in such shares. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed by George W. Karpus (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that beneficially owns in the aggregate more than 10% of the Issuer's outstanding shares of common stock. This Form 4 reports transactions in shares of common stock of the Issuer in which the Reporting Person has a pecuniary interest.
F2: Represents transactions in shares of common stock of the Issuer held directly by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F3: Excludes shares of common stock of the Issuer held directly by The Karpus Family Foundation, Inc., Karpus Investment Management Profit Sharing Plan Fund C - Growth Common Stock Fund, and Karpus Investment Management Defined Benefit Plan. The Reporting Person does not have a pecuniary interest in such shares.
Pioneer Diversified High Income Fund, Inc.
Report date October 01, 2020 · Filed October 14, 2020
Section 16 reporting ended · disclosed 2020-10-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 13,125 |
Reported balance
Holding disclosure · report date 2020-10-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 13,125 F1: This Form 4 is filed by George W. Karpus (the "Reporting Person"). The Reporting Person previously may have been deemed to be a member of a Section 13(d) group that collectively owned in the aggregate more than 10% of the Issuer's outstanding shares of common stock. As of October 1, 2020, Mr. Karpus ceased to be a member of such Section 13(d) group and will cease to be a Reporting Person immediately. F2: As of October 1, 2020, Mr. Karpus ceased to be a member of the Section 13(d) group referenced above and will cease to be a Reporting Person immediately following the filing of this Form 4. Karpus Management, Inc., d/b/a Karpus Investment Management ("KMI"), is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940. KMI is controlled by City of London Investment Group plc ("CLIG"), which is listed on the London Stock Exchange. However, in accordance with SEC Release No. 34-39538 (January 12, 1998), effective informational barriers have been established between KMI and CLIG such that voting and investment power for the Issuer is exercised by KMI independently of CLIG, and accordingly, attribution of beneficial ownership is not required between KMI and CLIG. The accounts of Mr. Karpus are managed solely by KMI. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed by George W. Karpus (the "Reporting Person"). The Reporting Person previously may have been deemed to be a member of a Section 13(d) group that collectively owned in the aggregate more than 10% of the Issuer's outstanding shares of common stock. As of October 1, 2020, Mr. Karpus ceased to be a member of such Section 13(d) group and will cease to be a Reporting Person immediately.
F2: As of October 1, 2020, Mr. Karpus ceased to be a member of the Section 13(d) group referenced above and will cease to be a Reporting Person immediately following the filing of this Form 4. Karpus Management, Inc., d/b/a Karpus Investment Management ("KMI"), is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940. KMI is controlled by City of London Investment Group plc ("CLIG"), which is listed on the London Stock Exchange. However, in accordance with SEC Release No. 34-39538 (January 12, 1998), effective informational barriers have been established between KMI and CLIG such that voting and investment power for the Issuer is exercised by KMI independently of CLIG, and accordingly, attribution of beneficial ownership is not required between KMI and CLIG. The accounts of Mr. Karpus are managed solely by KMI.
WESTERN ASSET INFLATION-LINKED INCOME FUND
Report date October 01, 2020 · Filed October 15, 2020
Section 16 reporting ended · disclosed 2020-10-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 25,525 |
Reported balance
Holding disclosure · report date 2020-10-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 25,525 F1: This Form 4 is filed by George W. Karpus (the "Reporting Person"). The Reporting Person previously may have been deemed to be a member of a Section 13(d) group that collectively owned in the aggregate more than 10% of the Issuer's outstanding shares of common stock. As of October 1, 2020, Mr. Karpus ceased to be a member of such Section 13(d) group and will cease to be a Reporting Person immediately. F2: As of October 1, 2020, Mr. Karpus ceased to be a member of the Section 13(d) group referenced above and will cease to be a Reporting Person immediately following the filing of this Form 4. Karpus Management, Inc., d/b/a Karpus Investment Management ("KMI"), is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940. KMI is controlled by City of London Investment Group plc ("CLIG"), which is listed on the London Stock Exchange. However, in accordance with SEC Release No. 34-39538 (January 12, 1998), effective informational barriers have been established between KMI and CLIG such that voting and investment power for the Issuer is exercised by KMI independently of CLIG, and accordingly, attribution of beneficial ownership is not required between KMI and CLIG. The accounts of Mr. Karpus are managed solely by KMI. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed by George W. Karpus (the "Reporting Person"). The Reporting Person previously may have been deemed to be a member of a Section 13(d) group that collectively owned in the aggregate more than 10% of the Issuer's outstanding shares of common stock. As of October 1, 2020, Mr. Karpus ceased to be a member of such Section 13(d) group and will cease to be a Reporting Person immediately.
F2: As of October 1, 2020, Mr. Karpus ceased to be a member of the Section 13(d) group referenced above and will cease to be a Reporting Person immediately following the filing of this Form 4. Karpus Management, Inc., d/b/a Karpus Investment Management ("KMI"), is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940. KMI is controlled by City of London Investment Group plc ("CLIG"), which is listed on the London Stock Exchange. However, in accordance with SEC Release No. 34-39538 (January 12, 1998), effective informational barriers have been established between KMI and CLIG such that voting and investment power for the Issuer is exercised by KMI independently of CLIG, and accordingly, attribution of beneficial ownership is not required between KMI and CLIG. The accounts of Mr. Karpus are managed solely by KMI.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 28, 2020 Filed Aug 3, 2020 11:58 UTC | Eaton Vance Municipal Bond Fund EIM · Entity 5481 | SaleCommon Stock | 77,932 | $13.93 | $1,085,592.76 |
DisclosureSEC source: 0001048703-20-000101 · primary_doc.xml · nonDerivative · entry 1 KARPUS GEORGE W · CIK 0001223048 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 418,419 F1 · security: This Form 4 is filed by George W. Karpus (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that previously beneficially owned in the aggregate more than 10% of the Issuer's outstanding shares of common stock. This Form 4 reports transactions in shares of common stock of the Issuer in which the Reporting Person has a pecuniary interest. F2 · shares: Represents transactions in shares of common stock of the Issuer held directly by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. F3 · balance_after: Excludes shares of common stock of the Issuer held directly by The Karpus Family Foundation, Inc. and Karpus Investment Management Profit Sharing Plan Fund B - Conservative Bond Fund. The Reporting Person does not have a pecuniary interest in such shares. Read SEC document |
| June 17, 2020 Filed Jun 18, 2020 13:00 UTC | Eaton Vance Municipal Bond Fund EIM · Entity 5481 | SaleCommon Stock | 30,488 | $12.65 | $385,673.20 |
DisclosureSEC source: 0001048703-20-000096 · primary_doc.xml · nonDerivative · entry 2 KARPUS GEORGE W · CIK 0001223048 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 496,351 F1 · security: This Form 4 is filed by George W. Karpus (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that beneficially owns in the aggregate more than 10% of the Issuer's outstanding shares of common stock. This Form 4 reports transactions in shares of common stock of the Issuer in which the Reporting Person has a pecuniary interest. F2 · shares: Represents transactions in shares of common stock of the Issuer held directly by the Reporting Person and a corporate account maintained by Karpus Management, Inc. (the "Karpus Account"). The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Karpus Management, Inc. may also be deemed to have a pecuniary interest in the Karpus Account. F3 · balance_after: Excludes shares of common stock of the Issuer held directly by The Karpus Family Foundation, Inc. and Karpus Investment Management Profit Sharing Plan Fund B - Conservative Bond Fund. The Reporting Person does not have a pecuniary interest in such shares. Read SEC document |
| June 16, 2020 Filed Jun 18, 2020 13:00 UTC | Eaton Vance Municipal Bond Fund EIM · Entity 5481 | SaleCommon Stock | 3,700 | $12.71 | $47,027.00 |
DisclosureSEC source: 0001048703-20-000096 · primary_doc.xml · nonDerivative · entry 1 KARPUS GEORGE W · CIK 0001223048 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 526,839 F1 · security: This Form 4 is filed by George W. Karpus (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that beneficially owns in the aggregate more than 10% of the Issuer's outstanding shares of common stock. This Form 4 reports transactions in shares of common stock of the Issuer in which the Reporting Person has a pecuniary interest. F2 · shares: Represents transactions in shares of common stock of the Issuer held directly by the Reporting Person and a corporate account maintained by Karpus Management, Inc. (the "Karpus Account"). The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Karpus Management, Inc. may also be deemed to have a pecuniary interest in the Karpus Account. F3 · balance_after: Excludes shares of common stock of the Issuer held directly by The Karpus Family Foundation, Inc. and Karpus Investment Management Profit Sharing Plan Fund B - Conservative Bond Fund. The Reporting Person does not have a pecuniary interest in such shares. Read SEC document |
| December 18, 2019 Filed Dec 23, 2019 14:37 UTC | Eaton Vance Municipal Bond Fund EIM · Entity 5481 | SaleCommon Stock | 103,050 | $13.66 | $1,407,663.00 |
DisclosureSEC source: 0001048703-19-000092 · primary_doc.xml · nonDerivative · entry 1 KARPUS GEORGE W · CIK 0001223048 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 530,539 F1 · security: This Form 4 is filed by George W. Karpus (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that beneficially owns in the aggregate more than 10% of the Issuer's outstanding shares of common stock. This Form 4 reports transactions in shares of common stock of the Issuer in which the Reporting Person has a pecuniary interest. F2 · shares: Represents transactions in shares of common stock of the Issuer held directly by the Reporting Person and a corporate account maintained by Karpus Management, Inc. (the "Karpus Account"). The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Karpus Management, Inc. may also be deemed to have a pecuniary interest in the Karpus Account. F3 · balance_after: Excludes shares of common stock of the Issuer held directly by The Karpus Family Foundation, Inc. and Karpus Investment Management Profit Sharing Plan Fund B - Conservative Bond Fund. The Reporting Person does not have a pecuniary interest in such shares. Read SEC document |
| August 28, 2019 Filed Sep 11, 2019 16:22 UTC | Lazard World Dividend & Income Fund, Inc. LOR · Entity 141791 | SaleCommon Stock | 1,000 | $9.07 | $9,070.00 |
DisclosureSEC source: 0001048703-19-000075 · primary_doc.xml · nonDerivative · entry 2 KARPUS GEORGE W · CIK 0001223048 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,803 F1 · security: This Form 4 is filed by George W. Karpus (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that beneficially owns in the aggregate more than 10% of the Issuer's outstanding shares of common stock. This Form 4 reports transactions in shares of common stock of the Issuer in which the Reporting Person has a pecuniary interest. F2 · shares: Represents transactions in shares of common stock of the Issuer held directly by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. F3 · balance_after: Excludes shares of common stock of the Issuer held directly by The Karpus Family Foundation, Inc., Karpus Investment Management Profit Sharing Plan Fund C - Growth Common Stock Fund, and Karpus Investment Management Defined Benefit Plan. The Reporting Person does not have a pecuniary interest in such shares. Read SEC document |
| August 23, 2019 Filed Sep 11, 2019 16:22 UTC | Lazard World Dividend & Income Fund, Inc. LOR · Entity 141791 | SaleCommon Stock | 23,288 | $10.04 | $233,811.52 |
DisclosureSEC source: 0001048703-19-000075 · primary_doc.xml · nonDerivative · entry 1 KARPUS GEORGE W · CIK 0001223048 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,803 F1 · security: This Form 4 is filed by George W. Karpus (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that beneficially owns in the aggregate more than 10% of the Issuer's outstanding shares of common stock. This Form 4 reports transactions in shares of common stock of the Issuer in which the Reporting Person has a pecuniary interest. F2 · shares: Represents transactions in shares of common stock of the Issuer held directly by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. F3 · balance_after: Excludes shares of common stock of the Issuer held directly by The Karpus Family Foundation, Inc., Karpus Investment Management Profit Sharing Plan Fund C - Growth Common Stock Fund, and Karpus Investment Management Defined Benefit Plan. The Reporting Person does not have a pecuniary interest in such shares. Read SEC document |
| May 21, 2019 Filed Jun 13, 2019 19:56 UTC | Eaton Vance Municipal Bond Fund EIM · Entity 5481 | SaleCommon Stock | 227,772 | $13.37 | $3,045,311.64 |
DisclosureSEC source: 0001048703-19-000061 · primary_doc.xml · nonDerivative · entry 1 KARPUS GEORGE W · CIK 0001223048 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 633,589 F1 · security: This Form 4 is filed by George W. Karpus (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that beneficially owns in the aggregate more than 10% of the Issuer's outstanding shares of common stock. This Form 4 reports transactions in shares of common stock of the Issuer in which the Reporting Person has a pecuniary interest. F2 · shares: Represents transactions in shares of common stock of the Issuer held directly by the Reporting Person, a corporate account maintained by Karpus Management, Inc. (the "Karpus Account") and Great Loop Captive Insurance, Inc. Unrestricted Account. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Karpus Management, Inc. may also be deemed to have a pecuniary interest in the Karpus Account. All shares of common stock of the Issuer held by Great Loop Captive Insurance, Inc. Restricted Account were previously transferred to Great Loop Captive Insurance, Inc. Unrestricted Account. F3 · balance_after: Excludes shares of common stock of the Issuer held directly by The Karpus Family Foundation, Inc. and Karpus Investment Management Profit Sharing Plan Fund B - Conservative Bond Fund. The Reporting Person does not have a pecuniary interest in such shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.