Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Walker & Dunlop, Inc.WD · Entity 4737 | Director | March 15, 2024 | March 19, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Walker & Dunlop, Inc.
Report date March 15, 2024 · Filed March 19, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Dividend Equivalent RightsSEC Table II · derivative / convertible security | Direct | 492.954 |
Reported balance
After 2024-03-15 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-03-15 · Grant · Acquired 44.068 · Balance 492.954 F1: Each dividend equivalent right is the economic equivalent of one share of the common stock of the Issuer. F2: The dividend equivalent rights accrued on restricted stock units held by the reporting person and vest proportionately with the restricted stock units to which they relate. |
Filing footnotes · ownership attribution and instrument terms
F1: Each dividend equivalent right is the economic equivalent of one share of the common stock of the Issuer.
F2: The dividend equivalent rights accrued on restricted stock units held by the reporting person and vest proportionately with the restricted stock units to which they relate.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2019 Filed Mar 19, 2019 21:02 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionDividend Equivalent Rights · Derivative | 278.3645 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-016042 · a4.xml · derivative · entry 11 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265.3855 Underlying: Common Stock · 278.3645 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: The dividend equivalent rights accrued on restricted stock units held by the Reporting Person and will vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of common stock of the Issuer. F6 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the Reporting Person and will vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of common stock of the Issuer. F6 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the Reporting Person and will vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of common stock of the Issuer. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 21:02 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionRestricted Stock Units · Derivative | 10,983 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-016042 · a4.xml · derivative · entry 10 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,983 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of the Issuer. F5 · derivative.exercise_date: The restricted stock units were settled in shares of the Issuer's common stock on March 15, 2019. F5 · derivative.expiration_date: The restricted stock units were settled in shares of the Issuer's common stock on March 15, 2019. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 21:02 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionDeferred Stock Units · Derivative | 21,967 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-016042 · a4.xml · derivative · entry 9 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,967 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer. F3 · derivative.exercise_date: The deferred stock units are fully vested and were settled in shares of the Issuer's common stock on March 15, 2019 pursuant to the Walker & Dunlop, Inc., Management Deferred Stock Unit Purchase Plan. F3 · derivative.expiration_date: The deferred stock units are fully vested and were settled in shares of the Issuer's common stock on March 15, 2019 pursuant to the Walker & Dunlop, Inc., Management Deferred Stock Unit Purchase Plan. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 21:02 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Tax withholdingCommon Stock | 14,471 | $52.52 | $760,016.92 |
DisclosureSEC source: 0001104659-19-016042 · a4.xml · nonDerivative · entry 2 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,851 Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 21:02 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionCommon Stock | 33,228 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-016042 · a4.xml · nonDerivative · entry 1 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,322 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Reporting Person received cash in lieu of delivery of fractional shares upon vesting of the dividend equivalent rights. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 21:19 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GrantDividend Equivalent Rights · Derivative | 132.6037 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-013885 · a4.xml · derivative · entry 1 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 543.75 Underlying: Common Stock · 132.6037 shares Expires not disclosed F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company. F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 22:04 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 25,000 | $55.18 | $1,379,610.00 |
DisclosureSEC source: 0001104659-19-012511 · a4.xml · nonDerivative · entry 1 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,094 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.92 to $55.80. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 22:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GrantRestricted Stock Units · Derivative | 2,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-009581 · a4.xml · derivative · entry 11 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,150 Underlying: Common Stock · 2,150 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of the Issuer. F6 · derivative.exercise_date: The restricted stock units will be settled in shares of the Issuer's common stock on March 15 in the third calendar year following the grant date, subject to vesting acceleration pursuant to the Plan. F6 · derivative.expiration_date: The restricted stock units will be settled in shares of the Issuer's common stock on March 15 in the third calendar year following the grant date, subject to vesting acceleration pursuant to the Plan. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 22:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GrantDeferred Stock Units · Derivative | 4,301 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-009581 · a4.xml · derivative · entry 10 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,301 Underlying: Common Stock · 4,301 shares Expires not disclosed F3 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer. F4 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Management Deferred Stock Unit Purchase Plan, as amended (the "Plan"), or (ii) as otherwise provided by the Plan. F4 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Management Deferred Stock Unit Purchase Plan, as amended (the "Plan"), or (ii) as otherwise provided by the Plan. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 22:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Tax withholdingCommon Stock | 35,004 | $54.49 | $1,907,367.96 |
DisclosureSEC source: 0001104659-19-009581 · a4.xml · nonDerivative · entry 3 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,094 Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 22:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GrantCommon Stock | 11,469 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-009581 · a4.xml · nonDerivative · entry 2 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,098 F2 · shares: The restricted stock vests in three equal annual installments beginning on February 15, 2020. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 22:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GrantCommon Stock | 68,720 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-009581 · a4.xml · nonDerivative · entry 1 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,629 F1 · shares: On March 21, 2016, the reporting person was granted an award of performance share units, which vest in the form of common stock if certain pre-established performance goals underlying the award are met over the course of a three-year period. On February 15, 2019, the Compensation Committee of the Issuer's Board of Directors determined that the performance goals had been met, resulting in the vesting of these shares. Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 22:01 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 10,897 | $51.32 | $559,227.50 |
DisclosureSEC source: 0001104659-19-006846 · a4.xml · nonDerivative · entry 2 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,909 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2017. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.005 to $51.79. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 22:01 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 51,107 | $50.43 | $2,577,116.47 |
DisclosureSEC source: 0001104659-19-006846 · a4.xml · nonDerivative · entry 1 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,806 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $51.00. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 18, 2019 Filed Jan 23, 2019 21:31 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 37,996 | $50.06 | $1,902,159.55 |
DisclosureSEC source: 0001104659-19-002967 · a4.xml · nonDerivative · entry 1 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,913 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.25. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 21:32 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GrantDividend Equivalent Rights · Derivative | 120.1795 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-071700 · a4.xml · derivative · entry 1 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 411.1463 Underlying: Common Stock · 120.1795 shares Expires not disclosed F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company. F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 400 | $53.20 | $21,279.00 |
DisclosureSEC source: 0001104659-18-060360 · a4.xml · nonDerivative · entry 2 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,909 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2017. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.18 to $53.21. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 24,600 | $52.87 | $1,300,589.70 |
DisclosureSEC source: 0001104659-18-060360 · a4.xml · nonDerivative · entry 1 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,309 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.17 to $53.17. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Excludes 388,497 shares previously reported as owned directly, which were contributed to The HIII 2011 Trust for no consideration since the date of the reporting person's last Form 4. Read SEC document |
| September 04, 2018 Filed Sep 6, 2018 21:04 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GrantDividend Equivalent Rights · Derivative | 97.0031 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-055615 · a4.xml · derivative · entry 8 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290.9668 Underlying: Common Stock · 97.0031 shares Expires not disclosed F3 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company. F4 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. F4 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Read SEC document |
| September 04, 2018 Filed Sep 6, 2018 21:04 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 2 | $54.93 | $109.86 |
DisclosureSEC source: 0001104659-18-055615 · a4.xml · nonDerivative · entry 2 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 606,406 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2017. Read SEC document |
| September 04, 2018 Filed Sep 6, 2018 21:04 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 24,998 | $54.28 | $1,356,778.95 |
DisclosureSEC source: 0001104659-18-055615 · a4.xml · nonDerivative · entry 1 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 606,408 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.84 to $54.82. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 01, 2018 Filed Aug 2, 2018 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 565 | $59.00 | $33,335.00 |
DisclosureSEC source: 0001104659-18-049228 · a4.xml · nonDerivative · entry 3 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 631,406 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2017. Read SEC document |
| August 01, 2018 Filed Aug 2, 2018 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 3,299 | $54.72 | $180,535.14 |
DisclosureSEC source: 0001104659-18-049228 · a4.xml · nonDerivative · entry 2 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 631,971 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2017. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.39 to $55.02. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 01, 2018 Filed Aug 2, 2018 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 21,136 | $53.64 | $1,133,631.47 |
DisclosureSEC source: 0001104659-18-049228 · a4.xml · nonDerivative · entry 1 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 635,270 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.32 to $54.265. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 5,732 | $56.09 | $321,503.29 |
DisclosureSEC source: 0001104659-18-043868 · a4.xml · nonDerivative · entry 2 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 656,406 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2017. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.02 to $56.20. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 19,268 | $55.74 | $1,074,038.78 |
DisclosureSEC source: 0001104659-18-043868 · a4.xml · nonDerivative · entry 1 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 662,138 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.00 to $56.00. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 05, 2018 Filed Jun 7, 2018 21:01 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GrantDividend Equivalent Rights · Derivative | 92.0593 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-038939 · a4.xml · derivative · entry 1 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193.9637 Underlying: Common Stock · 92.0593 shares Expires not disclosed F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company. F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Read SEC document |
| June 01, 2018 Filed Jun 4, 2018 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 25,000 | $56.20 | $1,404,940.00 |
DisclosureSEC source: 0001104659-18-038029 · a4.xml · nonDerivative · entry 1 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 681,406 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.00 to $56.60. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 01, 2018 Filed May 2, 2018 21:01 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 25,000 | $56.44 | $1,410,987.50 |
DisclosureSEC source: 0001104659-18-029874 · a4.xml · nonDerivative · entry 1 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 706,406 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.03 to $56.97. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 25,000 | $58.87 | $1,471,847.50 |
DisclosureSEC source: 0001104659-18-022204 · a4.xml · nonDerivative · entry 1 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 731,406 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.34 to $59.25. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 21:01 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionDividend Equivalent Rights · Derivative | 58.1082 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-018659 · a4.xml · derivative · entry 10 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101.9044 Underlying: Common Stock · 58.1082 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: The dividend equivalent rights accrued on restricted stock units held by the Reporting Person and will vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of common stock of the Issuer. F6 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the Reporting Person and will vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of common stock of the Issuer. F6 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the Reporting Person and will vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of common stock of the Issuer. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 21:01 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionRestricted Stock Units · Derivative | 11,961 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-018659 · a4.xml · derivative · entry 9 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,961 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of the Issuer. F5 · derivative.exercise_date: The restricted stock units were settled in shares of the Issuer's common stock on March 15, 2018. F5 · derivative.expiration_date: The restricted stock units were settled in shares of the Issuer's common stock on March 15, 2018. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 21:01 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionDeferred Stock Units · Derivative | 23,923 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-018659 · a4.xml · derivative · entry 8 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,923 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer. F3 · derivative.exercise_date: The deferred stock units are fully vested and were settled in shares of the Issuer's common stock on March 15, 2018 pursuant to the Walker & Dunlop, Inc., Management Deferred Stock Unit Purchase Plan. F3 · derivative.expiration_date: The deferred stock units are fully vested and were settled in shares of the Issuer's common stock on March 15, 2018 pursuant to the Walker & Dunlop, Inc., Management Deferred Stock Unit Purchase Plan. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 21:01 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Tax withholdingCommon Stock | 16,800 | $53.50 | $898,800.00 |
DisclosureSEC source: 0001104659-18-018659 · a4.xml · nonDerivative · entry 2 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 756,406 Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 21:01 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionCommon Stock | 35,942 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-018659 · a4.xml · nonDerivative · entry 1 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 773,206 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Reporting Person received cash in lieu of delivery of fractional shares upon vesting of the dividend equivalent rights. Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 22:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GrantDividend Equivalent Rights · Derivative | 160.0126 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-016386 · a4.xml · derivative · entry 1 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160.0126 Underlying: Common Stock · 160.0126 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on restricted stock units held by the Reporting Person and will vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of common stock of the Issuer. F1 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the Reporting Person and will vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of common stock of the Issuer. F1 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the Reporting Person and will vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of common stock of the Issuer. Read SEC document |
| March 06, 2018 Filed Mar 7, 2018 22:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 23,286 | $50.17 | $1,168,358.75 |
DisclosureSEC source: 0001104659-18-015583 · a4.xml · nonDerivative · entry 2 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 737,264 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2017. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.43. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 22:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 1,714 | $50.00 | $85,701.37 |
DisclosureSEC source: 0001104659-18-015583 · a4.xml · nonDerivative · entry 1 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 760,550 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.02. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 22:01 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Tax withholdingCommon Stock | 3,271 | $51.42 | $168,194.82 |
DisclosureSEC source: 0001104659-18-010421 · a4.xml · nonDerivative · entry 3 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 762,264 Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 22:01 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GrantRestricted Stock Units · Derivative | 4,943 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-010421 · a4.xml · derivative · entry 10 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,943 Underlying: Common Stock · 4,943 shares Expires not disclosed F6 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of the Issuer. F7 · derivative.exercise_date: The restricted stock units will be settled in shares of the Issuer's common stock on March 15 in the third calendar year following the grant date, subject to vesting acceleration pursuant to the Plan. F7 · derivative.expiration_date: The restricted stock units will be settled in shares of the Issuer's common stock on March 15 in the third calendar year following the grant date, subject to vesting acceleration pursuant to the Plan. Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 22:01 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GrantDeferred Stock Units · Derivative | 11,586 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-010421 · a4.xml · derivative · entry 9 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,586 Underlying: Common Stock · 11,586 shares Expires not disclosed F4 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer. F5 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Management Deferred Stock Unit Purchase Plan, as amended (the "Plan"), or (ii) as otherwise provided by the Plan. F5 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Management Deferred Stock Unit Purchase Plan, as amended (the "Plan"), or (ii) as otherwise provided by the Plan. Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 22:01 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 75,000 | $50.41 | $3,780,750.00 |
DisclosureSEC source: 0001104659-18-010421 · a4.xml · nonDerivative · entry 2 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 765,535 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2017. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.81. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 22:01 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GrantCommon Stock | 12,359 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-010421 · a4.xml · nonDerivative · entry 1 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 840,535 F1 · shares: The restricted stock vests in three equal annual installments beginning on February 15, 2019. Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 21:15 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 25,000 | $50.01 | $1,250,270.00 |
DisclosureSEC source: 0001104659-17-070192 · a4.xml · nonDerivative · entry 1 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 828,176 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.05. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 20:16 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionRestricted Stock Units · Derivative | 4,530 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-017608 · a4.xml · derivative · entry 9 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,530 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of the Issuer. F4 · derivative.exercise_date: The restricted stock units were settled in shares of the Issuer's common stock on March 15, 2017. F4 · derivative.expiration_date: The restricted stock units were settled in shares of the Issuer's common stock on March 15, 2017. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 20:16 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionDeferred Stock Units · Derivative | 9,061 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-017608 · a4.xml · derivative · entry 8 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,061 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer. F2 · derivative.exercise_date: The deferred stock units are fully vested and were settled in shares of the Issuer's common stock on March 15, 2017 pursuant to the Walker & Dunlop, Inc., Management Deferred Stock Unit Purchase Plan. F2 · derivative.expiration_date: The deferred stock units are fully vested and were settled in shares of the Issuer's common stock on March 15, 2017 pursuant to the Walker & Dunlop, Inc., Management Deferred Stock Unit Purchase Plan. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 20:16 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Tax withholdingCommon Stock | 6,706 | $41.34 | $277,226.04 |
DisclosureSEC source: 0001104659-17-017608 · a4.xml · nonDerivative · entry 2 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 853,176 Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 20:16 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionCommon Stock | 13,591 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-017608 · a4.xml · nonDerivative · entry 1 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 859,882 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 21:17 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GrantRestricted Stock Units · Derivative | 5,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-010206 · a4.xml · derivative · entry 11 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,050 Underlying: Common Stock · 5,050 shares Expires not disclosed F6 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of the Issuer. F7 · derivative.exercise_date: The restricted stock units will be settled in shares of the Issuer's common stock on the three-year anniversary of the grant date, subject to vesting acceleration pursuant to the Plan. F7 · derivative.expiration_date: The restricted stock units will be settled in shares of the Issuer's common stock on the three-year anniversary of the grant date, subject to vesting acceleration pursuant to the Plan. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 21:17 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GrantDeferred Stock Units · Derivative | 10,101 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-010206 · a4.xml · derivative · entry 10 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,101 Underlying: Common Stock · 10,101 shares Expires not disclosed F4 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer. F5 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Management Deferred Stock Unit Purchase Plan, as amended (the "Plan"), or (ii) as otherwise provided by the Plan. F5 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Management Deferred Stock Unit Purchase Plan, as amended (the "Plan"), or (ii) as otherwise provided by the Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.