Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Walker & Dunlop, Inc.WD · Entity 4737 | Director | March 15, 2024 | March 19, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Walker & Dunlop, Inc.
Report date March 15, 2024 · Filed March 19, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Dividend Equivalent RightsSEC Table II · derivative / convertible security | Direct | 492.954 |
Reported balance
After 2024-03-15 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-03-15 · Grant · Acquired 44.068 · Balance 492.954 F1: Each dividend equivalent right is the economic equivalent of one share of the common stock of the Issuer. F2: The dividend equivalent rights accrued on restricted stock units held by the reporting person and vest proportionately with the restricted stock units to which they relate. |
Filing footnotes · ownership attribution and instrument terms
F1: Each dividend equivalent right is the economic equivalent of one share of the common stock of the Issuer.
F2: The dividend equivalent rights accrued on restricted stock units held by the reporting person and vest proportionately with the restricted stock units to which they relate.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 15, 2017 Filed Feb 17, 2017 21:17 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GrantStock Options (right to buy) · Derivative | 33,377 | $0.00 Strike: $39.82 | $0.00 |
DisclosureSEC source: 0001104659-17-010206 · a4.xml · derivative · entry 9 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,377 Underlying: Common Stock · 33,377 shares Expires 2027-02-15 F3 · derivative.exercise_date: The stock options vest in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:17 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Tax withholdingCommon Stock | 31,172 | $39.82 | $1,241,269.04 |
DisclosureSEC source: 0001104659-17-010206 · a4.xml · nonDerivative · entry 3 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 846,291 Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:17 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GrantCommon Stock | 55,655 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-010206 · a4.xml · nonDerivative · entry 2 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 877,463 F2 · shares: On March 28, 2014, the reporting person was granted an award of performance share units, which vest in the form of common stock if certain pre-established performance goals underlying the award are met over the course of a three-year period. On February 15, 2017, the Compensation Committee of the Issuer's Board of Directors determined that the performance goals had been met, resulting in the vesting of these shares. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:17 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GrantCommon Stock | 9,417 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-010206 · a4.xml · nonDerivative · entry 1 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 821,808 F1 · shares: The restricted stock vests in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 21:33 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 15,000 | $29.20 | $437,977.50 |
DisclosureSEC source: 0001104659-16-160655 · a4.xml · nonDerivative · entry 2 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 812,391 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2015. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.81 to $29.60. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 29, 2016 Filed Dec 5, 2016 21:33 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GiftCommon Stock | 618 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-16-160655 · a4.xml · nonDerivative · entry 7 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By MMAS 2008 Trust Disclosed balance after: 4,422 Read SEC document |
| November 29, 2016 Filed Dec 5, 2016 21:33 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GiftCommon Stock | 960 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-16-160655 · a4.xml · nonDerivative · entry 6 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By MHS 2010 Trust Disclosed balance after: 4,764 Read SEC document |
| November 29, 2016 Filed Dec 5, 2016 21:33 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GiftCommon Stock | 960 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-16-160655 · a4.xml · nonDerivative · entry 5 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By HWS IV 2012 Trust Disclosed balance after: 4,560 Read SEC document |
| November 29, 2016 Filed Dec 5, 2016 21:33 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GiftCommon Stock | 960 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-16-160655 · a4.xml · nonDerivative · entry 4 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By ADS 2015 Trust Disclosed balance after: 4,764 Read SEC document |
| November 29, 2016 Filed Dec 5, 2016 21:33 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GiftCommon Stock | 960 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-16-160655 · a4.xml · nonDerivative · entry 3 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · As Custodian for Daughter 1 Disclosed balance after: 4,764 Read SEC document |
| November 29, 2016 Filed Dec 5, 2016 21:33 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GiftCommon Stock | 4,458 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-16-160655 · a4.xml · nonDerivative · entry 1 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 827,391 Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 21:30 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 19,897 | $29.00 | $577,022.95 |
DisclosureSEC source: 0001104659-16-157284 · a4.xml · nonDerivative · entry 1 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 831,849 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2015. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.68 to $29.23. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 21:31 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 92,330 | $28.55 | $2,635,735.28 |
DisclosureSEC source: 0001104659-16-156918 · a4.xml · nonDerivative · entry 2 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 851,746 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2015. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.00 to $28.75. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 21:31 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 4,273 | $28.02 | $119,731.17 |
DisclosureSEC source: 0001104659-16-156918 · a4.xml · nonDerivative · entry 1 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 944,076 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2015. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.00 to $28.15. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 09, 2016 Filed Nov 10, 2016 21:30 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 21,756 | $28.05 | $610,151.37 |
DisclosureSEC source: 0001104659-16-156252 · a4.xml · nonDerivative · entry 2 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 948,349 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2015. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.00 to $28.09. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 08, 2016 Filed Nov 10, 2016 21:30 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 7,000 | $28.02 | $196,117.60 |
DisclosureSEC source: 0001104659-16-156252 · a4.xml · nonDerivative · entry 1 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 970,105 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2015. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.00 to $28.06. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.