Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Walker & Dunlop, Inc.WD · Entity 4737 | Director | March 15, 2024 | March 19, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Walker & Dunlop, Inc.
Report date March 15, 2024 · Filed March 19, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Dividend Equivalent RightsSEC Table II · derivative / convertible security | Direct | 492.954 |
Reported balance
After 2024-03-15 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-03-15 · Grant · Acquired 44.068 · Balance 492.954 F1: Each dividend equivalent right is the economic equivalent of one share of the common stock of the Issuer. F2: The dividend equivalent rights accrued on restricted stock units held by the reporting person and vest proportionately with the restricted stock units to which they relate. |
Filing footnotes · ownership attribution and instrument terms
F1: Each dividend equivalent right is the economic equivalent of one share of the common stock of the Issuer.
F2: The dividend equivalent rights accrued on restricted stock units held by the reporting person and vest proportionately with the restricted stock units to which they relate.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 04, 2021 Filed Jan 5, 2021 21:31 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $18.03 | $0.00 |
DisclosureSEC source: 0001104659-21-000950 · tm211682d1_4seq1.xml · derivative · entry 10 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 521 Underlying: Common Stock · 15,000 shares Expires 2023-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 21:31 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 8,458 | $92.01 | $778,212.12 |
DisclosureSEC source: 0001104659-21-000950 · tm211682d1_4seq1.xml · nonDerivative · entry 3 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,413.37 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2020. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 21:31 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionCommon Stock | 15,000 | $18.03 | $270,450.00 |
DisclosureSEC source: 0001104659-21-000950 · tm211682d1_4seq1.xml · nonDerivative · entry 2 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,871.37 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 30, 2020 Filed Jan 5, 2021 21:31 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GiftCommon Stock | 82,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-000950 · tm211682d1_4seq1.xml · nonDerivative · entry 1 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,871.37 Read SEC document |
| December 07, 2020 Filed Dec 8, 2020 22:03 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $18.03 | $0.00 |
DisclosureSEC source: 0001104659-20-133240 · tm2037954-1_4seq1.xml · derivative · entry 9 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,521 Underlying: Common Stock · 15,000 shares Expires 2023-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2020 Filed Dec 8, 2020 22:03 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 8,586 | $81.28 | $697,911.29 |
DisclosureSEC source: 0001104659-20-133240 · tm2037954-1_4seq1.xml · nonDerivative · entry 2 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,871.368 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.64 to $81.285. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 07, 2020 Filed Dec 8, 2020 22:03 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionCommon Stock | 15,000 | $18.03 | $270,450.00 |
DisclosureSEC source: 0001104659-20-133240 · tm2037954-1_4seq1.xml · nonDerivative · entry 1 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,457.368 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 21:30 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GrantDividend Equivalent Rights · Derivative | 42.456 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-131570 · a4.xml · derivative · entry 1 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 482.1731 Underlying: Common Stock · 42.456 shares Expires not disclosed F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company. F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Read SEC document |
| November 02, 2020 Filed Nov 3, 2020 22:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $18.03 | $0.00 |
DisclosureSEC source: 0001104659-20-121002 · a4.xml · derivative · entry 9 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,521 Underlying: Common Stock · 15,000 shares Expires 2023-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 02, 2020 Filed Nov 3, 2020 22:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 9,111 | $63.05 | $574,460.39 |
DisclosureSEC source: 0001104659-20-121002 · a4.xml · nonDerivative · entry 2 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,457.368 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.02 to $63.565. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 02, 2020 Filed Nov 3, 2020 22:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionCommon Stock | 15,000 | $18.03 | $270,450.00 |
DisclosureSEC source: 0001104659-20-121002 · a4.xml · nonDerivative · entry 1 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,568.368 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 05, 2020 Filed Oct 7, 2020 20:30 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $18.03 | $0.00 |
DisclosureSEC source: 0001104659-20-113090 · a4.xml · derivative · entry 9 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,521 Underlying: Common Stock · 15,000 shares Expires 2023-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 05, 2020 Filed Oct 7, 2020 20:30 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 9,283 | $58.69 | $544,800.70 |
DisclosureSEC source: 0001104659-20-113090 · a4.xml · nonDerivative · entry 2 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,568.368 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.688 to $58.74. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 05, 2020 Filed Oct 7, 2020 20:30 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionCommon Stock | 15,000 | $18.03 | $270,450.00 |
DisclosureSEC source: 0001104659-20-113090 · a4.xml · nonDerivative · entry 1 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,851.368 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 20:30 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionStock Option (right to buy) · Derivative | 4,732 | $0.00 Strike: $18.03 | $0.00 |
DisclosureSEC source: 0001104659-20-105678 · a4.xml · derivative · entry 11 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,521 Underlying: Common Stock · 4,732 shares Expires 2023-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 20:30 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionStock Option (right to buy) · Derivative | 10,268 | $0.00 Strike: $13.05 | $0.00 |
DisclosureSEC source: 0001104659-20-105678 · a4.xml · derivative · entry 10 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,268 shares Expires 2022-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 20:30 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 9,060 | $52.41 | $474,870.84 |
DisclosureSEC source: 0001104659-20-105678 · a4.xml · nonDerivative · entry 3 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,851.368 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.35 to $52.50. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 20:30 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionCommon Stock | 4,732 | $18.03 | $85,317.96 |
DisclosureSEC source: 0001104659-20-105678 · a4.xml · nonDerivative · entry 2 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,911.368 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 20:30 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionCommon Stock | 10,268 | $13.05 | $133,997.40 |
DisclosureSEC source: 0001104659-20-105678 · a4.xml · nonDerivative · entry 1 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,179.368 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 08, 2020 Filed Sep 10, 2020 20:31 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GrantDividend Equivalent Rights · Derivative | 61.997 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-103968 · a4.xml · derivative · entry 1 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 439.7171 Underlying: Common Stock · 61.997 shares Expires not disclosed F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company. F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 20:30 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $13.05 | $0.00 |
DisclosureSEC source: 0001104659-20-090871 · a4.xml · derivative · entry 9 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,268 Underlying: Common Stock · 15,000 shares Expires 2022-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 20:30 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 8,894 | $50.63 | $450,331.68 |
DisclosureSEC source: 0001104659-20-090871 · a4.xml · nonDerivative · entry 2 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,911.368 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.633 to $50.635. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 20:30 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionCommon Stock | 15,000 | $13.05 | $195,750.00 |
DisclosureSEC source: 0001104659-20-090871 · a4.xml · nonDerivative · entry 1 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,805.368 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 06, 2020 Filed Jul 8, 2020 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $13.05 | $0.00 |
DisclosureSEC source: 0001104659-20-082115 · a4.xml · derivative · entry 9 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,268 Underlying: Common Stock · 15,000 shares Expires 2022-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 06, 2020 Filed Jul 8, 2020 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 8,923 | $49.62 | $442,796.74 |
DisclosureSEC source: 0001104659-20-082115 · a4.xml · nonDerivative · entry 2 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,805.368 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.622 to $49.637. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 06, 2020 Filed Jul 8, 2020 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionCommon Stock | 15,000 | $13.05 | $195,750.00 |
DisclosureSEC source: 0001104659-20-082115 · a4.xml · nonDerivative · entry 1 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,728.368 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GrantDividend Equivalent Rights · Derivative | 66.051 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-071458 · a4.xml · derivative · entry 1 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 377.7201 Underlying: Common Stock · 66.051 shares Expires not disclosed F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company. F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:30 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $13.05 | $0.00 |
DisclosureSEC source: 0001104659-20-069454 · a4.xml · derivative · entry 9 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,268 Underlying: Common Stock · 15,000 shares Expires 2022-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:30 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 9,409 | $40.66 | $382,537.01 |
DisclosureSEC source: 0001104659-20-069454 · a4.xml · nonDerivative · entry 2 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,728.368 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.656 to $40.659. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:30 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionCommon Stock | 15,000 | $13.05 | $195,750.00 |
DisclosureSEC source: 0001104659-20-069454 · a4.xml · nonDerivative · entry 1 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,137.368 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionDividend Equivalent Units · Derivative | 244.368 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-034801 · a4.xml · derivative · entry 11 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311.6691 Underlying: Common Stock · 244.368 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The dividend equivalent rights accrued on restricted stock units held by the reporting person and vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of common stock of the Issuer. F5 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of common stock of the Issuer. F5 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of common stock of the Issuer. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionRestricted Stock Units · Derivative | 5,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-034801 · a4.xml · derivative · entry 10 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,050 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of the Issuer. F4 · derivative.exercise_date: The restricted stock units were settled in shares of the Issuer's common stock on March 15, 2020. F4 · derivative.expiration_date: The restricted stock units were settled in shares of the Issuer's common stock on March 15, 2020. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionDeferred Stock Units · Derivative | 10,101 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-034801 · a4.xml · derivative · entry 9 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,101 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer. F2 · derivative.exercise_date: The deferred stock units are fully vested and were settled in shares of the Issuer's common stock on March 15, 2020 pursuant to the Walker & Dunlop, Inc. Management Deferred Stock Unit Purchase Plan. F2 · derivative.expiration_date: The deferred stock units are fully vested and were settled in shares of the Issuer's common stock on March 15, 2020 pursuant to the Walker & Dunlop, Inc. Management Deferred Stock Unit Purchase Plan. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Tax withholdingCommon Stock | 6,707 | $53.25 | $357,147.75 |
DisclosureSEC source: 0001104659-20-034801 · a4.xml · nonDerivative · entry 2 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,137.368 Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionCommon Stock | 15,395.368 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-034801 · a4.xml · nonDerivative · entry 1 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,844.368 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2020 Filed Mar 11, 2020 21:02 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GrantDividend Equivalent Rights · Derivative | 89.766 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-031990 · a4.xml · derivative · entry 1 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 556.0371 Underlying: Common Stock · 89.766 shares Expires not disclosed F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company. F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 22:19 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Tax withholdingCommon Stock | 5,000 | $78.79 | $393,950.00 |
DisclosureSEC source: 0001104659-20-022895 · a4.xml · nonDerivative · entry 4 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,449 Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 22:19 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GrantRestricted Stock Units · Derivative | 1,903 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-022895 · a4.xml · derivative · entry 12 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,903 Underlying: Common Stock · 1,903 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of the Issuer. F6 · derivative.exercise_date: The restricted stock units will be settled in shares of the Issuer's common stock following the Reporting Person's separation from service to the Issuer, subject to vesting acceleration pursuant to the Plan. F6 · derivative.expiration_date: The restricted stock units will be settled in shares of the Issuer's common stock following the Reporting Person's separation from service to the Issuer, subject to vesting acceleration pursuant to the Plan. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 22:19 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GrantDeferred Stock Units · Derivative | 3,807 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-022895 · a4.xml · derivative · entry 11 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,807 Underlying: Common Stock · 3,807 shares Expires not disclosed F3 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer. F4 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Management Deferred Stock Unit Purchase Plan, as amended (the "Plan"), or (ii) as otherwise provided by the Plan. F4 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Management Deferred Stock Unit Purchase Plan, as amended (the "Plan"), or (ii) as otherwise provided by the Plan. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 22:19 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Tax withholdingCommon Stock | 15,433 | $78.79 | $1,215,966.07 |
DisclosureSEC source: 0001104659-20-022895 · a4.xml · nonDerivative · entry 3 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,449 Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 22:19 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GrantCommon Stock | 7,932 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-022895 · a4.xml · nonDerivative · entry 2 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,882 F2 · shares: The restricted stock vests in three equal annual installments beginning on February 15, 2021. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 22:19 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GrantCommon Stock | 34,099 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-022895 · a4.xml · nonDerivative · entry 1 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,950 F1 · shares: On March 28, 2017, the reporting person was granted an award of performance share units, which vest in the form of common stock if certain pre-established performance goals underlying the award are met over the course of a three-year period. On February 14, 2020, the Compensation Committee of the Issuer's Board of Directors determined that the performance goals had been met, resulting in the vesting of these shares. Read SEC document |
| February 11, 2020 Filed Feb 13, 2020 21:31 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionStock Option (right to buy) · Derivative | 32,000 | $0.00 Strike: $12.52 | $0.00 |
DisclosureSEC source: 0001104659-20-020234 · a4.xml · derivative · entry 9 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,000 shares Expires 2021-03-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 11, 2020 Filed Feb 13, 2020 21:31 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 32,000 | $78.23 | $2,503,430.40 |
DisclosureSEC source: 0001104659-20-020234 · a4.xml · nonDerivative · entry 2 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,851 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.93 to $78.665. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 11, 2020 Filed Feb 13, 2020 21:31 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionCommon Stock | 32,000 | $12.52 | $400,640.00 |
DisclosureSEC source: 0001104659-20-020234 · a4.xml · nonDerivative · entry 1 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,851 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 09, 2019 Filed Dec 11, 2019 22:47 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GrantDividend Equivalent Rights · Derivative | 57.0986 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-071913 · a4.xml · derivative · entry 1 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 466.2711 Underlying: Common Stock · 57.0986 shares Expires not disclosed F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company. F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Read SEC document |
| September 09, 2019 Filed Sep 11, 2019 20:36 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GrantDividend Equivalent Rights · Derivative | 71.6312 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-049765 · a4.xml · derivative · entry 1 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 409.1725 Underlying: Common Stock · 71.6312 shares Expires not disclosed F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company. F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Read SEC document |
| June 04, 2019 Filed Jun 6, 2019 20:30 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GrantDividend Equivalent Rights · Derivative | 72.1558 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-034305 · a4.xml · derivative · entry 1 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 337.5413 Underlying: Common Stock · 72.1558 shares Expires not disclosed F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company. F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Read SEC document |
| May 23, 2019 Filed May 23, 2019 20:30 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 76,176 | $52.51 | $4,000,001.76 |
DisclosureSEC source: 0001104659-19-031479 · a4.xml · nonDerivative · entry 1 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · The HIII 2011 Trust Disclosed balance after: 312,321 F1 · kind: On May 23, 2019, the reporting person contributed shares of the Issuer's common stock to an exchange fund in exchange for shares of the exchange fund. The common stock was valued at $52.51 per share for the purpose of determining the number of shares of the exchange fund issuable to the reporting person. F1 · price: On May 23, 2019, the reporting person contributed shares of the Issuer's common stock to an exchange fund in exchange for shares of the exchange fund. The common stock was valued at $52.51 per share for the purpose of determining the number of shares of the exchange fund issuable to the reporting person. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 25,000 | $51.28 | $1,282,002.50 |
DisclosureSEC source: 0001104659-19-019692 · a4.xml · nonDerivative · entry 1 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,851 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.99 to $51.61. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.