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Smith Howard W III

Disclosed activity across 1 company

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92882
SEC CIK
0001503844

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Walker & Dunlop, Inc.WD · Entity 4737DirectorMarch 15, 2024March 19, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Walker & Dunlop, Inc.

Report date March 15, 2024 · Filed March 19, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Dividend Equivalent RightsSEC Table II · derivative / convertible securityDirect492.954 Reported balance After 2024-03-15 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2024-03-15 · Grant · Acquired 44.068 · Balance 492.954

F1: Each dividend equivalent right is the economic equivalent of one share of the common stock of the Issuer.

F2: The dividend equivalent rights accrued on restricted stock units held by the reporting person and vest proportionately with the restricted stock units to which they relate.

Filing footnotes · ownership attribution and instrument terms

F1: Each dividend equivalent right is the economic equivalent of one share of the common stock of the Issuer.

F2: The dividend equivalent rights accrued on restricted stock units held by the reporting person and vest proportionately with the restricted stock units to which they relate.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2024 Filed Mar 19, 2024 21:02 UTC Walker & Dunlop, Inc. WD · Entity 4737 GrantDividend Equivalent Rights · Derivative 44.068 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-036203 · tm248582-3_4seq1.xml · derivative · entry 1

Smith Howard W III · CIK 0001503844 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 492.954

Underlying: Common Stock · 44.068 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of the common stock of the Issuer.

F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and vest proportionately with the restricted stock units to which they relate.

F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and vest proportionately with the restricted stock units to which they relate.

Read SEC document
March 08, 2024 Filed Mar 12, 2024 21:00 UTC Walker & Dunlop, Inc. WD · Entity 4737 Exercise / conversionCommon Stock · Derivative 20,166 $0.00 Strike: $16.72 $0.00
Disclosure

SEC source: 0001104659-24-033519 · tm248582-1_4seq1.xml · derivative · entry 11

Smith Howard W III · CIK 0001503844 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,166 shares

Expires 2025-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2024 Filed Mar 12, 2024 21:00 UTC Walker & Dunlop, Inc. WD · Entity 4737 SaleCommon Stock 4,062 $95.12 $386,373.78
Disclosure

SEC source: 0001104659-24-033519 · tm248582-1_4seq1.xml · nonDerivative · entry 4

Smith Howard W III · CIK 0001503844 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 191,508.094

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2023.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.815 to $95.84. The reporting person undertakes to provide the Company, any security holder of the Company, or the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 08, 2024 Filed Mar 12, 2024 21:00 UTC Walker & Dunlop, Inc. WD · Entity 4737 SaleCommon Stock 4,437 $94.03 $417,206.67
Disclosure

SEC source: 0001104659-24-033519 · tm248582-1_4seq1.xml · nonDerivative · entry 3

Smith Howard W III · CIK 0001503844 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 195,570.094

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2023.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.76 to $94.53. The reporting person undertakes to provide the Company, any security holder of the Company, or the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 08, 2024 Filed Mar 12, 2024 21:00 UTC Walker & Dunlop, Inc. WD · Entity 4737 SaleCommon Stock 11,667 $92.84 $1,083,154.95
Disclosure

SEC source: 0001104659-24-033519 · tm248582-1_4seq1.xml · nonDerivative · entry 2

Smith Howard W III · CIK 0001503844 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 200,007.094

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.465 to $93.46. The reporting person undertakes to provide the Company, any security holder of the Company, or the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 08, 2024 Filed Mar 12, 2024 21:00 UTC Walker & Dunlop, Inc. WD · Entity 4737 Exercise / conversionCommon Stock 20,166 $16.72 $337,175.52
Disclosure

SEC source: 0001104659-24-033519 · tm248582-1_4seq1.xml · nonDerivative · entry 1

Smith Howard W III · CIK 0001503844 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 212,674.094

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2024 Filed Feb 12, 2024 22:00 UTC Walker & Dunlop, Inc. WD · Entity 4737 Exercise / conversionCommon Stock · Derivative 20,000 $0.00 Strike: $16.72 $0.00
Disclosure

SEC source: 0001104659-24-014732 · tm245938-1_4seq1.xml · derivative · entry 11

Smith Howard W III · CIK 0001503844 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,166

Underlying: Common Stock · 20,000 shares

Expires 2025-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2024 Filed Feb 12, 2024 22:00 UTC Walker & Dunlop, Inc. WD · Entity 4737 SaleCommon Stock 500 $95.14 $47,570.50
Disclosure

SEC source: 0001104659-24-014732 · tm245938-1_4seq1.xml · nonDerivative · entry 4

Smith Howard W III · CIK 0001503844 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 191,508.094

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2023.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.065 to $95.165. The reporting person undertakes to provide the Company, any security holder of the Company, or the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 09, 2024 Filed Feb 12, 2024 22:00 UTC Walker & Dunlop, Inc. WD · Entity 4737 SaleCommon Stock 4,724 $94.28 $445,356.52
Disclosure

SEC source: 0001104659-24-014732 · tm245938-1_4seq1.xml · nonDerivative · entry 3

Smith Howard W III · CIK 0001503844 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 192,008.094

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2023.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.05 to $94.97. The reporting person undertakes to provide the Company, any security holder of the Company, or the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 09, 2024 Filed Feb 12, 2024 22:00 UTC Walker & Dunlop, Inc. WD · Entity 4737 SaleCommon Stock 14,776 $93.62 $1,383,318.78
Disclosure

SEC source: 0001104659-24-014732 · tm245938-1_4seq1.xml · nonDerivative · entry 2

Smith Howard W III · CIK 0001503844 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 196,732.094

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.05 to $94.045. The reporting person undertakes to provide the Company, any security holder of the Company, or the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 09, 2024 Filed Feb 12, 2024 22:00 UTC Walker & Dunlop, Inc. WD · Entity 4737 Exercise / conversionCommon Stock 20,000 $16.72 $334,400.00
Disclosure

SEC source: 0001104659-24-014732 · tm245938-1_4seq1.xml · nonDerivative · entry 1

Smith Howard W III · CIK 0001503844 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 211,508.094

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 09, 2024 Filed Jan 10, 2024 22:30 UTC Walker & Dunlop, Inc. WD · Entity 4737 Exercise / conversionCommon Stock · Derivative 20,000 $0.00 Strike: $16.72 $0.00
Disclosure

SEC source: 0001104659-24-003036 · tm241786-2_4seq1.xml · derivative · entry 10

Smith Howard W III · CIK 0001503844 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 40,166

Underlying: Common Stock · 20,000 shares

Expires 2025-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 09, 2024 Filed Jan 10, 2024 22:30 UTC Walker & Dunlop, Inc. WD · Entity 4737 SaleCommon Stock 12,040 $98.49 $1,185,819.60
Disclosure

SEC source: 0001104659-24-003036 · tm241786-2_4seq1.xml · nonDerivative · entry 3

Smith Howard W III · CIK 0001503844 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 191,508.094

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2023.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.995 to $97.07. The reporting person undertakes to provide the Company, any security holder of the Company, or the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 09, 2024 Filed Jan 10, 2024 22:30 UTC Walker & Dunlop, Inc. WD · Entity 4737 SaleCommon Stock 7,960 $97.23 $773,950.80
Disclosure

SEC source: 0001104659-24-003036 · tm241786-2_4seq1.xml · nonDerivative · entry 2

Smith Howard W III · CIK 0001503844 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 203,548.094

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.95 to $97.89. The reporting person undertakes to provide the Company, any security holder of the Company, or the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 09, 2024 Filed Jan 10, 2024 22:30 UTC Walker & Dunlop, Inc. WD · Entity 4737 Exercise / conversionCommon Stock 20,000 $16.72 $334,400.00
Disclosure

SEC source: 0001104659-24-003036 · tm241786-2_4seq1.xml · nonDerivative · entry 1

Smith Howard W III · CIK 0001503844 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 211,508.094

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 22:00 UTC Walker & Dunlop, Inc. WD · Entity 4737 Tax withholdingCommon Stock 5,492 $111.01 $609,666.92
Disclosure

SEC source: 0001104659-24-000926 · tm241786-1_4seq1.xml · nonDerivative · entry 1

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 191,508.094

Read SEC document
December 08, 2023 Filed Dec 12, 2023 22:00 UTC Walker & Dunlop, Inc. WD · Entity 4737 Exercise / conversionStock Options (Right to Buy) · Derivative 7,631 $0.00 Strike: $16.72 $0.00
Disclosure

SEC source: 0001104659-23-125406 · tm2332714-1_4seq1.xml · derivative · entry 14

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 60,166

Underlying: Common Stock · 7,631 shares

Expires 2025-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 22:00 UTC Walker & Dunlop, Inc. WD · Entity 4737 Exercise / conversionStock Options (Right to Buy) · Derivative 12,369 $0.00 Strike: $20.40 $0.00
Disclosure

SEC source: 0001104659-23-125406 · tm2332714-1_4seq1.xml · derivative · entry 13

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,369 shares

Expires 2026-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 22:00 UTC Walker & Dunlop, Inc. WD · Entity 4737 GrantDividend Equivalent Rights · Derivative 40.655 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-125406 · tm2332714-1_4seq1.xml · derivative · entry 12

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 448.886

Underlying: Common Stock · 40.655 shares

Expires not disclosed

F4 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company.

F5 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and vest proportionately with the restricted stock units to which they relate.

F5 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and vest proportionately with the restricted stock units to which they relate.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 22:00 UTC Walker & Dunlop, Inc. WD · Entity 4737 SaleCommon Stock 9,091 $93.21 $847,373.93
Disclosure

SEC source: 0001104659-23-125406 · tm2332714-1_4seq1.xml · nonDerivative · entry 5

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 197,000.094

F6 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2023.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.79 to $93.78. The reporting person undertakes to provide the Company, any security holder of the Company, or the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 22:00 UTC Walker & Dunlop, Inc. WD · Entity 4737 SaleCommon Stock 10,802 $92.13 $995,194.74
Disclosure

SEC source: 0001104659-23-125406 · tm2332714-1_4seq1.xml · nonDerivative · entry 4

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 206,091.094

F6 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.78 to $92.63. The reporting person undertakes to provide the Company, any security holder of the Company, or the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 22:00 UTC Walker & Dunlop, Inc. WD · Entity 4737 SaleCommon Stock 107 $90.49 $9,682.77
Disclosure

SEC source: 0001104659-23-125406 · tm2332714-1_4seq1.xml · nonDerivative · entry 3

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 216,893.094

F6 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2023.

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.37 to $91.00. The reporting person undertakes to provide the Company, any security holder of the Company, or the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 22:00 UTC Walker & Dunlop, Inc. WD · Entity 4737 Exercise / conversionCommon Stock 7,631 $16.72 $127,590.32
Disclosure

SEC source: 0001104659-23-125406 · tm2332714-1_4seq1.xml · nonDerivative · entry 2

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 217,000.094

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 22:00 UTC Walker & Dunlop, Inc. WD · Entity 4737 Exercise / conversionCommon Stock 12,369 $20.40 $252,327.60
Disclosure

SEC source: 0001104659-23-125406 · tm2332714-1_4seq1.xml · nonDerivative · entry 1

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 209,369.094

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2023 Filed Nov 13, 2023 22:02 UTC Walker & Dunlop, Inc. WD · Entity 4737 Exercise / conversionStock Options (right to buy) · Derivative 20,000 $0.00 Strike: $20.40 $0.00
Disclosure

SEC source: 0001104659-23-117313 · tm2328172-2_4seq1.xml · derivative · entry 11

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,369

Underlying: Common Stock · 20,000 shares

Expires 2026-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2023 Filed Nov 13, 2023 22:02 UTC Walker & Dunlop, Inc. WD · Entity 4737 SaleCommon Stock 2,000 $71.67 $143,334.00
Disclosure

SEC source: 0001104659-23-117313 · tm2328172-2_4seq1.xml · nonDerivative · entry 4

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 197,000.094

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2023.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.43 to $71.41. The reporting person undertakes to provide the Company, any security holder of the Company, or the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 09, 2023 Filed Nov 13, 2023 22:02 UTC Walker & Dunlop, Inc. WD · Entity 4737 SaleCommon Stock 8,304 $70.81 $588,027.83
Disclosure

SEC source: 0001104659-23-117313 · tm2328172-2_4seq1.xml · nonDerivative · entry 3

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 199,000.094

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.43 to $70.275. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 09, 2023 Filed Nov 13, 2023 22:02 UTC Walker & Dunlop, Inc. WD · Entity 4737 SaleCommon Stock 9,696 $69.80 $676,800.19
Disclosure

SEC source: 0001104659-23-117313 · tm2328172-2_4seq1.xml · nonDerivative · entry 2

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 207,304.094

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2023.

F1 · price: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2023.

Read SEC document
November 09, 2023 Filed Nov 13, 2023 22:02 UTC Walker & Dunlop, Inc. WD · Entity 4737 Exercise / conversionCommon Stock 20,000 $20.40 $408,000.00
Disclosure

SEC source: 0001104659-23-117313 · tm2328172-2_4seq1.xml · nonDerivative · entry 1

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 217,000.094

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 09, 2023 Filed Oct 11, 2023 21:00 UTC Walker & Dunlop, Inc. WD · Entity 4737 Exercise / conversionStock Options (right to buy) · Derivative 20,000 $0.00 Strike: $20.40 $0.00
Disclosure

SEC source: 0001104659-23-108593 · tm2328172-1_4seq1.xml · derivative · entry 10

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 32,369

Underlying: Common Stock · 20,000 shares

Expires 2026-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 09, 2023 Filed Oct 11, 2023 21:00 UTC Walker & Dunlop, Inc. WD · Entity 4737 SaleCommon Stock 6,150 $72.15 $443,699.13
Disclosure

SEC source: 0001104659-23-108593 · tm2328172-1_4seq1.xml · nonDerivative · entry 3

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 197,000.094

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2023.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.96 to $72.34. The reporting person undertakes to provide the Company, any security holder of the Company, or the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 09, 2023 Filed Oct 11, 2023 21:00 UTC Walker & Dunlop, Inc. WD · Entity 4737 SaleCommon Stock 13,850 $71.38 $988,574.22
Disclosure

SEC source: 0001104659-23-108593 · tm2328172-1_4seq1.xml · nonDerivative · entry 2

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 203,150.094

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.945 to $71.94. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 09, 2023 Filed Oct 11, 2023 21:00 UTC Walker & Dunlop, Inc. WD · Entity 4737 Exercise / conversionCommon Stock 20,000 $20.40 $408,000.00
Disclosure

SEC source: 0001104659-23-108593 · tm2328172-1_4seq1.xml · nonDerivative · entry 1

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 217,000.094

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 08, 2023 Filed Sep 12, 2023 21:00 UTC Walker & Dunlop, Inc. WD · Entity 4737 Exercise / conversionStock Options (right to buy) · Derivative 3,110 $0.00 Strike: $20.40 $0.00
Disclosure

SEC source: 0001104659-23-100060 · tm2325599-7_4seq1.xml · derivative · entry 12

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 52,369

Underlying: Common Stock · 3,110 shares

Expires 2026-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 08, 2023 Filed Sep 12, 2023 21:00 UTC Walker & Dunlop, Inc. WD · Entity 4737 Exercise / conversionStock Options (right to buy) · Derivative 16,890 $0.00 Strike: $39.82 $0.00
Disclosure

SEC source: 0001104659-23-100060 · tm2325599-7_4seq1.xml · derivative · entry 11

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,890 shares

Expires 2027-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 08, 2023 Filed Sep 12, 2023 21:00 UTC Walker & Dunlop, Inc. WD · Entity 4737 SaleCommon Stock 15,286 $81.31 $1,242,881.73
Disclosure

SEC source: 0001104659-23-100060 · tm2325599-7_4seq1.xml · nonDerivative · entry 4

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 197,000.094

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2023.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.83 to $81.70. The reporting person undertakes to provide the Company, any security holder of the Company, or the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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September 08, 2023 Filed Sep 12, 2023 21:00 UTC Walker & Dunlop, Inc. WD · Entity 4737 SaleCommon Stock 4,714 $80.57 $379,800.85
Disclosure

SEC source: 0001104659-23-100060 · tm2325599-7_4seq1.xml · nonDerivative · entry 3

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 212,286.094

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.83 to $80.81. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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September 08, 2023 Filed Sep 12, 2023 21:00 UTC Walker & Dunlop, Inc. WD · Entity 4737 Exercise / conversionCommon Stock 3,110 $20.40 $63,444.00
Disclosure

SEC source: 0001104659-23-100060 · tm2325599-7_4seq1.xml · nonDerivative · entry 2

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 217,000.094

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 08, 2023 Filed Sep 12, 2023 21:00 UTC Walker & Dunlop, Inc. WD · Entity 4737 Exercise / conversionCommon Stock 16,890 $39.82 $672,559.80
Disclosure

SEC source: 0001104659-23-100060 · tm2325599-7_4seq1.xml · nonDerivative · entry 1

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 213,890.094

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2023 Filed Sep 6, 2023 21:02 UTC Walker & Dunlop, Inc. WD · Entity 4737 GrantDividend Equivalent Rights · Derivative 44.426 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-098683 · tm2325599-5_4seq1.xml · derivative · entry 1

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 408.231

Underlying: Common Stock · 44.426 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company.

F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and vest proportionately with the restricted stock units to which they relate.

F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and vest proportionately with the restricted stock units to which they relate.

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August 15, 2023 Filed Aug 17, 2023 21:00 UTC Walker & Dunlop, Inc. WD · Entity 4737 GiftCommon Stock 35,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-093098 · tm2323510-3_4seq1.xml · nonDerivative · entry 1

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: No plan indicated

Ownership: Indirect · The HIII 2011 Trust

Disclosed balance after: 252,321

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August 09, 2023 Filed Aug 11, 2023 20:30 UTC Walker & Dunlop, Inc. WD · Entity 4737 Exercise / conversionStock Options (right to buy) · Derivative 16,487 $0.00 Strike: $39.82 $0.00
Disclosure

SEC source: 0001104659-23-090512 · tm2323510-1_4seq1.xml · derivative · entry 14

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 16,890

Underlying: Common Stock · 16,487 shares

Expires 2027-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2023 Filed Aug 11, 2023 20:30 UTC Walker & Dunlop, Inc. WD · Entity 4737 Exercise / conversionStock Options (right to buy) · Derivative 3,513 $0.00 Strike: $17.05 $0.00
Disclosure

SEC source: 0001104659-23-090512 · tm2323510-1_4seq1.xml · derivative · entry 13

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,513 shares

Expires 2024-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2023 Filed Aug 11, 2023 20:30 UTC Walker & Dunlop, Inc. WD · Entity 4737 SaleCommon Stock 200 $85.45 $17,090.00
Disclosure

SEC source: 0001104659-23-090512 · tm2323510-1_4seq1.xml · nonDerivative · entry 6

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 197,000.094

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2023.

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August 09, 2023 Filed Aug 11, 2023 20:30 UTC Walker & Dunlop, Inc. WD · Entity 4737 SaleCommon Stock 3,117 $84.73 $264,096.24
Disclosure

SEC source: 0001104659-23-090512 · tm2323510-1_4seq1.xml · nonDerivative · entry 5

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 197,200.094

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2023.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.45 to $85.15. The reporting person undertakes to provide the Company, any security holder of the Company, or the SEC, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 09, 2023 Filed Aug 11, 2023 20:30 UTC Walker & Dunlop, Inc. WD · Entity 4737 SaleCommon Stock 7,287 $83.69 $609,867.25
Disclosure

SEC source: 0001104659-23-090512 · tm2323510-1_4seq1.xml · nonDerivative · entry 4

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 200,317.094

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2023.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.44 to $84.425. The reporting person undertakes to provide the Company, any security holder of the Company, or the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 09, 2023 Filed Aug 11, 2023 20:30 UTC Walker & Dunlop, Inc. WD · Entity 4737 SaleCommon Stock 9,396 $83.05 $780,324.65
Disclosure

SEC source: 0001104659-23-090512 · tm2323510-1_4seq1.xml · nonDerivative · entry 3

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 207,604.094

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.44 to $83.43. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 09, 2023 Filed Aug 11, 2023 20:30 UTC Walker & Dunlop, Inc. WD · Entity 4737 Exercise / conversionCommon Stock 16,487 $39.82 $656,512.34
Disclosure

SEC source: 0001104659-23-090512 · tm2323510-1_4seq1.xml · nonDerivative · entry 2

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 217,000.094

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2023 Filed Aug 11, 2023 20:30 UTC Walker & Dunlop, Inc. WD · Entity 4737 Exercise / conversionCommon Stock 3,513 $17.05 $59,896.65
Disclosure

SEC source: 0001104659-23-090512 · tm2323510-1_4seq1.xml · nonDerivative · entry 1

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 200,513.094

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 02, 2023 Filed Jun 6, 2023 21:01 UTC Walker & Dunlop, Inc. WD · Entity 4737 GrantDividend Equivalent Rights · Derivative 50.333 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-068562 · tm2317917-2_4seq1.xml · derivative · entry 1

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 363.805

Underlying: Common Stock · 50.333 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company.

F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and vest proportionately with the restricted stock units to which they relate.

F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and vest proportionately with the restricted stock units to which they relate.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.