Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Walker & Dunlop, Inc.WD · Entity 4737 | Director | March 15, 2024 | March 19, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Walker & Dunlop, Inc.
Report date March 15, 2024 · Filed March 19, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Dividend Equivalent RightsSEC Table II · derivative / convertible security | Direct | 492.954 |
Reported balance
After 2024-03-15 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-03-15 · Grant · Acquired 44.068 · Balance 492.954 F1: Each dividend equivalent right is the economic equivalent of one share of the common stock of the Issuer. F2: The dividend equivalent rights accrued on restricted stock units held by the reporting person and vest proportionately with the restricted stock units to which they relate. |
Filing footnotes · ownership attribution and instrument terms
F1: Each dividend equivalent right is the economic equivalent of one share of the common stock of the Issuer.
F2: The dividend equivalent rights accrued on restricted stock units held by the reporting person and vest proportionately with the restricted stock units to which they relate.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 23, 2023 Filed Mar 27, 2023 21:30 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GrantDividend Equivalent Rights · Derivative | 51.089 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-037200 · tm239845-5_4seq1.xml · derivative · entry 1 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 313.472 Underlying: Common Stock · 51.089 shares Expires not disclosed F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company. F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:02 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Tax withholdingCommon Stock | 14,540 | $96.89 | $1,408,780.60 |
DisclosureSEC source: 0001104659-23-023333 · tm235257-6_4seq1.xml · nonDerivative · entry 4 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,000.094 Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:02 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Tax withholdingCommon Stock | 3,286 | $96.89 | $318,380.54 |
DisclosureSEC source: 0001104659-23-023333 · tm235257-6_4seq1.xml · nonDerivative · entry 3 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,540.094 Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:02 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GrantCommon Stock | 32,238 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-023333 · tm235257-6_4seq1.xml · nonDerivative · entry 2 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,826.094 F2 · shares: On July 17, 2020, the reporting person was granted an award of performance share units, which vest in the form of common stock if certain pre-established performance goals underlying the award are met over the course of a three-year period. On February 15, 2023, the Compensation Committee of the Issuer's Board of Directors certified the level at which the performance goals had been met, resulting in the vesting of these shares. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:02 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GrantCommon Stock | 8,387 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-023333 · tm235257-6_4seq1.xml · nonDerivative · entry 1 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,588.094 F1 · shares: The restricted stock vests in three equal annual installments beginning on February 15, 2024. Read SEC document |
| December 09, 2022 Filed Dec 13, 2022 22:03 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GrantDividend Equivalent Rights · Derivative | 43.372 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-126666 · tm2231874-4_4seq1.xml · derivative · entry 1 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262.383 Underlying: Common Stock · 43.372 shares Expires not disclosed F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company. F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Read SEC document |
| September 02, 2022 Filed Sep 7, 2022 20:34 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GrantDividend Equivalent Rights · Derivative | 35.458 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-098228 · tm2225303-4_4seq1.xml · derivative · entry 1 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219.011 Underlying: Common Stock · 35.458 shares Expires not disclosed F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company. F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Read SEC document |
| June 03, 2022 Filed Jun 7, 2022 21:01 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GrantDividend Equivalent Rights · Derivative | 32.272 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-069005 · tm2216903-4_4seq1.xml · derivative · entry 8 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183.553 Underlying: Common Stock · 32.272 shares Expires not disclosed F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company. F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Read SEC document |
| April 22, 2022 Filed Jun 7, 2022 21:01 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GiftCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-069005 · tm2216903-4_4seq1.xml · nonDerivative · entry 1 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · The HIII 2011 Trust Disclosed balance after: 287,321 Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 21:01 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionDividend Equivalent Rights · Derivative | 151.322 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-035088 · tm229210-8_4seq1.xml · derivative · entry 11 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151.281 Underlying: Common Stock · 151.322 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The dividend equivalent rights accrued on restricted stock units held by the reporting person and vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of common stock of the Issuer. F5 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of common stock of the Issuer. F5 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of common stock of the Issuer. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 21:01 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionRestricted Stock Units · Derivative | 2,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-035088 · tm229210-8_4seq1.xml · derivative · entry 10 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,150 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of the Issuer. F4 · derivative.exercise_date: The restricted stock units were settled in shares of the Issuer's common stock on March 15, 2022. F4 · derivative.expiration_date: The restricted stock units were settled in shares of the Issuer's common stock on March 15, 2022. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 21:01 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionDeferred Stock Units · Derivative | 4,301 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-035088 · tm229210-8_4seq1.xml · derivative · entry 9 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,301 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer. F2 · derivative.exercise_date: The deferred stock units are fully vested and were settled in shares of the Issuer's common stock on March 15, 2022 pursuant to the Walker & Dunlop, Inc. Management Deferred Stock Unit Purchase Plan. F2 · derivative.expiration_date: The deferred stock units are fully vested and were settled in shares of the Issuer's common stock on March 15, 2022 pursuant to the Walker & Dunlop, Inc. Management Deferred Stock Unit Purchase Plan. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 21:01 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Tax withholdingCommon Stock | 2,877 | $131.24 | $377,577.48 |
DisclosureSEC source: 0001104659-22-035088 · tm229210-8_4seq1.xml · nonDerivative · entry 2 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,201.094 Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 21:01 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionCommon Stock | 6,602.332 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-035088 · tm229210-8_4seq1.xml · nonDerivative · entry 1 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,078.094 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 10, 2022 Filed Mar 14, 2022 20:32 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GrantDividend Equivalent Rights · Derivative | 36.461 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-033350 · tm229210-3_4seq1.xml · derivative · entry 1 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302.603 Underlying: Common Stock · 36.461 shares Expires not disclosed F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company. F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 21:31 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GrantRestricted Stock Units · Derivative | 1,227 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-024758 · tm225236-2_4seq1.xml · derivative · entry 12 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,227 Underlying: Common Stock · 1,227 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of the Issuer. F6 · derivative.exercise_date: The restricted stock units will be settled in shares of the Issuer's common stock on a date selected by the reporting person pursuant to the Plan, subject to vesting acceleration pursuant to the Plan. F6 · derivative.expiration_date: The restricted stock units will be settled in shares of the Issuer's common stock on a date selected by the reporting person pursuant to the Plan, subject to vesting acceleration pursuant to the Plan. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 21:31 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GrantDeferred Stock Units · Derivative | 2,454 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-024758 · tm225236-2_4seq1.xml · derivative · entry 11 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,454 Underlying: Common Stock · 2,454 shares Expires not disclosed F3 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer. F4 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Management Deferred Stock Unit Purchase Plan, as amended (the "Plan"), or (ii) as otherwise provided by the Plan. F4 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Management Deferred Stock Unit Purchase Plan, as amended (the "Plan"), or (ii) as otherwise provided by the Plan. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 21:31 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Tax withholdingCommon Stock | 4,136 | $139.75 | $578,006.00 |
DisclosureSEC source: 0001104659-22-024758 · tm225236-2_4seq1.xml · nonDerivative · entry 4 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,475.772 Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 21:31 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Tax withholdingCommon Stock | 16,474 | $139.75 | $2,302,241.50 |
DisclosureSEC source: 0001104659-22-024758 · tm225236-2_4seq1.xml · nonDerivative · entry 3 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,611.772 Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 21:31 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GrantCommon Stock | 5,815 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-024758 · tm225236-2_4seq1.xml · nonDerivative · entry 2 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,085.772 F2 · shares: The restricted stock vests in three equal annual installments beginning on February 15, 2023. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 21:31 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GrantCommon Stock | 36,527 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-024758 · tm225236-2_4seq1.xml · nonDerivative · entry 1 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,270.772 F1 · shares: On April 2, 2019, the reporting person was granted an award of performance share units, which vest in the form of common stock if certain pre-established performance goals underlying the award are met over the course of a three-year period. On February 15, 2022, the Compensation Committee of the Issuer's Board of Directors certified the level at which the performance goals had been met, resulting in the vesting of these shares. Read SEC document |
| November 29, 2021 Filed Dec 1, 2021 22:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GrantDividend Equivalent Rights · Derivative | 23.589 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-145503 · tm2134307-2_4seq1.xml · derivative · entry 1 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266.142 Underlying: Common Stock · 23.589 shares Expires not disclosed F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company. F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Read SEC document |
| September 03, 2021 Filed Sep 8, 2021 20:31 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GrantDividend Equivalent Rights · Derivative | 30.401 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-113813 · tm2127131-2_4seq1.xml · derivative · entry 1 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242.553 Underlying: Common Stock · 30.401 shares Expires not disclosed F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company. F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Read SEC document |
| June 04, 2021 Filed Jun 8, 2021 20:33 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GrantDividend Equivalent Rights · Derivative | 33.311 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-078267 · tm2119104-3_4seq1.xml · derivative · entry 1 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212.152 Underlying: Common Stock · 33.311 shares Expires not disclosed F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company. F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Read SEC document |
| May 03, 2021 Filed May 5, 2021 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $17.05 | $0.00 |
DisclosureSEC source: 0001104659-21-061798 · tm2115238-1_4seq1.xml · derivative · entry 9 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,513 Underlying: Common Stock · 15,000 shares Expires 2024-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 03, 2021 Filed May 5, 2021 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 8,012 | $112.64 | $902,439.63 |
DisclosureSEC source: 0001104659-21-061798 · tm2115238-1_4seq1.xml · nonDerivative · entry 2 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,743.772 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $112.08 to $113.04. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 03, 2021 Filed May 5, 2021 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionCommon Stock | 15,000 | $17.05 | $255,750.00 |
DisclosureSEC source: 0001104659-21-061798 · tm2115238-1_4seq1.xml · nonDerivative · entry 1 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,755.772 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 05, 2021 Filed Apr 6, 2021 21:01 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $17.05 | $0.00 |
DisclosureSEC source: 0001104659-21-047157 · tm2112315-1_4seq1.xml · derivative · entry 9 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,513 Underlying: Common Stock · 15,000 shares Expires 2024-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 05, 2021 Filed Apr 6, 2021 21:01 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 8,087 | $105.96 | $856,902.56 |
DisclosureSEC source: 0001104659-21-047157 · tm2112315-1_4seq1.xml · nonDerivative · entry 2 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,755.772 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2020. F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $105.935 to $106.50. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote Read SEC document |
| April 05, 2021 Filed Apr 6, 2021 21:01 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionCommon Stock | 15,000 | $17.05 | $255,750.00 |
DisclosureSEC source: 0001104659-21-047157 · tm2112315-1_4seq1.xml · nonDerivative · entry 1 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,842.772 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionDividend Equivalent Rights · Derivative | 358.402 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-037769 · tm217076-13_4seq1.xml · derivative · entry 11 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178.841 Underlying: Common Stock · 358.402 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The dividend equivalent rights accrued on restricted stock units held by the reporting person and vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of common stock of the Issuer. F5 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of common stock of the Issuer. F5 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of common stock of the Issuer. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionRestricted Stock Units · Derivative | 4,943 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-037769 · tm217076-13_4seq1.xml · derivative · entry 10 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,943 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of the Issuer. F4 · derivative.exercise_date: The restricted stock units were settled in shares of the Issuer's common stock on March 15, 2021. F4 · derivative.expiration_date: The restricted stock units were settled in shares of the Issuer's common stock on March 15, 2021. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionDeferred Stock Units · Derivative | 11,586 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-037769 · tm217076-13_4seq1.xml · derivative · entry 9 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,586 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer. F2 · derivative.exercise_date: The deferred stock units are fully vested and were settled in shares of the Issuer's common stock on March 15, 2021 pursuant to the Walker & Dunlop, Inc. Management Deferred Stock Unit Purchase Plan. F2 · derivative.expiration_date: The deferred stock units are fully vested and were settled in shares of the Issuer's common stock on March 15, 2021 pursuant to the Walker & Dunlop, Inc. Management Deferred Stock Unit Purchase Plan. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Tax withholdingCommon Stock | 7,345 | $112.19 | $824,035.55 |
DisclosureSEC source: 0001104659-21-037769 · tm217076-13_4seq1.xml · nonDerivative · entry 2 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,842.772 Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionCommon Stock | 16,887.402 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-037769 · tm217076-13_4seq1.xml · nonDerivative · entry 1 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,187.772 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 21:03 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GrantDividend Equivalent Rights · Derivative | 55.07 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-036356 · tm219757-5_4seq1.xml · derivative · entry 1 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 537.2431 Underlying: Common Stock · 55.07 shares Expires not disclosed F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company. F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 23:23 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $17.05 | $0.00 |
DisclosureSEC source: 0001104659-21-030881 · tm217076-10_4seq1.xml · derivative · entry 9 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,513 Underlying: Common Stock · 15,000 shares Expires 2024-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 23:23 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 8,150 | $101.64 | $828,366.00 |
DisclosureSEC source: 0001104659-21-030881 · tm217076-10_4seq1.xml · nonDerivative · entry 2 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,300.37 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2020. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 23:23 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionCommon Stock | 15,000 | $17.05 | $255,750.00 |
DisclosureSEC source: 0001104659-21-030881 · tm217076-10_4seq1.xml · nonDerivative · entry 1 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,450.37 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2021 Filed Feb 17, 2021 23:51 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Tax withholdingCommon Stock | 4,777 | $100.36 | $479,419.72 |
DisclosureSEC source: 0001104659-21-024917 · tm217076-1_4seq1.xml · nonDerivative · entry 4 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,450.37 Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 23:51 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GrantRestricted Stock Units · Derivative | 2,491 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-024917 · tm217076-1_4seq1.xml · derivative · entry 12 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,491 Underlying: Common Stock · 2,491 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of the Issuer. F6 · derivative.exercise_date: The restricted stock units will be settled in shares of the Issuer's common stock on a date selected by the reporting person pursuant to the Plan, subject to vesting acceleration pursuant to the Plan. F6 · derivative.expiration_date: The restricted stock units will be settled in shares of the Issuer's common stock on a date selected by the reporting person pursuant to the Plan, subject to vesting acceleration pursuant to the Plan. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 23:51 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GrantDeferred Stock Units · Derivative | 5,480 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-024917 · tm217076-1_4seq1.xml · derivative · entry 11 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,480 Underlying: Common Stock · 5,480 shares Expires not disclosed F3 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer. F4 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Management Deferred Stock Unit Purchase Plan, as amended (the "Plan"), or (ii) as otherwise provided by the Plan. F4 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Management Deferred Stock Unit Purchase Plan, as amended (the "Plan"), or (ii) as otherwise provided by the Plan. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 23:51 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Tax withholdingCommon Stock | 4,234 | $100.36 | $424,924.24 |
DisclosureSEC source: 0001104659-21-024917 · tm217076-1_4seq1.xml · nonDerivative · entry 3 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,227.37 Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 23:51 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GrantCommon Stock | 8,097 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-024917 · tm217076-1_4seq1.xml · nonDerivative · entry 2 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,461.37 F2 · shares: The restricted stock vests in three equal annual installments beginning on February 15, 2022. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 23:51 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GrantCommon Stock | 9,386 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-024917 · tm217076-1_4seq1.xml · nonDerivative · entry 1 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,364.37 F1 · shares: On March 5, 2018, the reporting person was granted an award of performance share units, which vest in the form of common stock if certain pre-established performance goals underlying the award are met over the course of a three-year period. On February 12, 2021, the Compensation Committee of the Issuer's Board of Directors certified the level at which the performance goals had been met, resulting in the vesting of these shares. Read SEC document |
| February 01, 2021 Filed Feb 2, 2021 22:10 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionStock Option (right to buy) · Derivative | 14,479 | $0.00 Strike: $17.05 | $0.00 |
DisclosureSEC source: 0001104659-21-010999 · tm215018-2_4seq1.xml · derivative · entry 11 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,513 Underlying: Common Stock · 14,479 shares Expires 2024-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2021 Filed Feb 2, 2021 22:10 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionStock Option (right to buy) · Derivative | 521 | $0.00 Strike: $18.03 | $0.00 |
DisclosureSEC source: 0001104659-21-010999 · tm215018-2_4seq1.xml · derivative · entry 10 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 521 shares Expires 2023-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2021 Filed Feb 2, 2021 22:10 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 8,435 | $83.13 | $701,159.38 |
DisclosureSEC source: 0001104659-21-010999 · tm215018-2_4seq1.xml · nonDerivative · entry 3 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,978.37 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.10 to $83.74. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 01, 2021 Filed Feb 2, 2021 22:10 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionCommon Stock | 14,479 | $17.05 | $246,866.95 |
DisclosureSEC source: 0001104659-21-010999 · tm215018-2_4seq1.xml · nonDerivative · entry 2 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,413.37 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2021 Filed Feb 2, 2021 22:10 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionCommon Stock | 521 | $18.03 | $9,393.63 |
DisclosureSEC source: 0001104659-21-010999 · tm215018-2_4seq1.xml · nonDerivative · entry 1 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,934.37 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.