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person · Reporting owner

NEWLIN STEPHEN D

Disclosed activity across 3 companies

Tapewire entity
91304
SEC CIK
0001229313

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Chemours CoCC · Entity 4420DirectorApril 26, 2017April 28, 2017
OSHKOSH CORPOSK · Entity 3573DirectorMay 07, 2024May 09, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Chemours Co

Report date April 26, 2017 · Filed April 28, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect42,142 Reported balance After 2017-04-26 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2017-04-26 · Grant · Acquired 3,230 · Balance 42,142

F1: Restricted stock units (RSUs) that vest upon separation from service.

F2: Includes directly owned shares, unvested RSUs and dividend equivalent units.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units (RSUs) that vest upon separation from service.

F2: Includes directly owned shares, unvested RSUs and dividend equivalent units.

OSHKOSH CORP

Report date May 07, 2024 · Filed May 09, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect28,610.55 Reported balance After 2024-05-07 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2024-05-07 · Grant · Acquired 1,460 · Balance 28,610.55

F1: Common Stock granted to Reporting Person pursuant to the Company's 2024 Incentive Stock and Awards Plan and deferred by Reporting Person pursuant to the Company's Deferred Compensation Plan for Directors and Executive Officers.

F2: The amount beneficially owned includes deferred shares acquired pursuant to dividend reinvestments in exempt transactions not required to be reported pursuant to Section 16(a).

Filing footnotes · ownership attribution and instrument terms

F1: Common Stock granted to Reporting Person pursuant to the Company's 2024 Incentive Stock and Awards Plan and deferred by Reporting Person pursuant to the Company's Deferred Compensation Plan for Directors and Executive Officers.

F2: The amount beneficially owned includes deferred shares acquired pursuant to dividend reinvestments in exempt transactions not required to be reported pursuant to Section 16(a).

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Univar Solutions Inc.

Report date August 01, 2023 · Filed August 03, 2023

Section 16 reporting ended · disclosed 2023-08-03. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2023-08-01 transaction · row 1
1 source row

Row 1 · 2023-08-01 · Disposition to issuer · Disposed 134,933 · Balance 0

F1: Represents shares of Univar Solutions Inc. ("Univar") common stock disposed of in connection with the Agreement and Plan of Merger ("Merger Agreement"), dated as of March 13, 2023, by and among Univar and affiliates of funds managed by Apollo Global Management, Inc. In accordance with the Merger Agreement, at the effective time, each share of Univar common stock held by the reporting person was converted into the right to receive $36.15 in cash (the "Merger Consideration").

Common StockSEC Table I · non-derivativeIndirectBy Trust0 Reported balance After 2023-08-01 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2023-08-01 · Disposition to issuer · Disposed 28,892 · Balance 0

F1: Represents shares of Univar Solutions Inc. ("Univar") common stock disposed of in connection with the Agreement and Plan of Merger ("Merger Agreement"), dated as of March 13, 2023, by and among Univar and affiliates of funds managed by Apollo Global Management, Inc. In accordance with the Merger Agreement, at the effective time, each share of Univar common stock held by the reporting person was converted into the right to receive $36.15 in cash (the "Merger Consideration").

Deferred Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-08-02 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2023-08-02 · Disposition to issuer · Disposed 10,394 · Balance 0

F2: In accordance with the Merger Agreement, at the effective time, each deferred stock unit award and stock option ("Option") was cashed out based on the Merger Consideration (and less the exercise price, in the case of each Option).

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.73 · Expires 2027-02-02Direct0 Reported balance After 2023-08-02 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2023-08-02 · Disposition to issuer · Disposed 300,000 · Balance 0

F2: In accordance with the Merger Agreement, at the effective time, each deferred stock unit award and stock option ("Option") was cashed out based on the Merger Consideration (and less the exercise price, in the case of each Option).

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $26.82 · Expires 2028-02-07Direct0 Reported balance After 2023-08-02 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2023-08-02 · Disposition to issuer · Disposed 171,210 · Balance 0

F2: In accordance with the Merger Agreement, at the effective time, each deferred stock unit award and stock option ("Option") was cashed out based on the Merger Consideration (and less the exercise price, in the case of each Option).

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of Univar Solutions Inc. ("Univar") common stock disposed of in connection with the Agreement and Plan of Merger ("Merger Agreement"), dated as of March 13, 2023, by and among Univar and affiliates of funds managed by Apollo Global Management, Inc. In accordance with the Merger Agreement, at the effective time, each share of Univar common stock held by the reporting person was converted into the right to receive $36.15 in cash (the "Merger Consideration").

F2: In accordance with the Merger Agreement, at the effective time, each deferred stock unit award and stock option ("Option") was cashed out based on the Merger Consideration (and less the exercise price, in the case of each Option).

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 21, 2018 Filed Sep 21, 2018 18:12 UTC Univar Solutions Inc. UNVR · Entity 110826 GiftCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-013698 · doc4.xml · nonDerivative · entry 2

NEWLIN STEPHEN D · CIK 0001229313 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,207

F1 · kind: Mr. Newlin gifted shares to an irrevocable trust. He has no control over the trust.

F2 · price: This is not a market transaction thus no price has been reported.

Read SEC document
September 21, 2018 Filed Sep 21, 2018 18:12 UTC Univar Solutions Inc. UNVR · Entity 110826 GiftCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-013698 · doc4.xml · nonDerivative · entry 1

NEWLIN STEPHEN D · CIK 0001229313 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,207

F1 · kind: Mr. Newlin gifted shares to an irrevocable trust. He has no control over the trust.

F2 · price: This is not a market transaction thus no price has been reported.

Read SEC document
August 31, 2018 Filed Sep 4, 2018 17:44 UTC Univar Solutions Inc. UNVR · Entity 110826 Exercise / conversionRestricted Stock Units (RSUs)-3 · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-013075 · doc4.xml · derivative · entry 4

NEWLIN STEPHEN D · CIK 0001229313 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,500

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of their common stock on their scheduled vesting date.

F3 · derivative.exercise_date: This amount was granted on the Reporting Person's Form 4 filed on January 30, 2017 (the "Grant Form 4"). These are the same RSUs that were converted into the common stock reported in Table I and are subject to the Time-Based Vesting condition defined in footnote 2 to the Grant Form 4, and subject to the Reporting Person's continuing to be employed by or providing services as a Director to the Issuer through each such date.

F3 · derivative.expiration_date: This amount was granted on the Reporting Person's Form 4 filed on January 30, 2017 (the "Grant Form 4"). These are the same RSUs that were converted into the common stock reported in Table I and are subject to the Time-Based Vesting condition defined in footnote 2 to the Grant Form 4, and subject to the Reporting Person's continuing to be employed by or providing services as a Director to the Issuer through each such date.

Read SEC document
August 31, 2018 Filed Sep 4, 2018 17:44 UTC Univar Solutions Inc. UNVR · Entity 110826 Tax withholdingCommon Stock 5,556 $27.82 $154,567.92
Disclosure

SEC source: 0001225208-18-013075 · doc4.xml · nonDerivative · entry 2

NEWLIN STEPHEN D · CIK 0001229313 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,207

F2 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on settlement of restricted stock units. No shares were sold.

Read SEC document
August 31, 2018 Filed Sep 4, 2018 17:44 UTC Univar Solutions Inc. UNVR · Entity 110826 Exercise / conversionCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-013075 · doc4.xml · nonDerivative · entry 1

NEWLIN STEPHEN D · CIK 0001229313 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,763

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of their common stock on their scheduled vesting date.

Read SEC document
August 16, 2018 Filed Aug 17, 2018 17:41 UTC OSHKOSH CORP OSK · Entity 3573 GrantCommon Stock 47.68 $69.23 $3,300.89
Disclosure

SEC source: 0000775158-18-000094 · edgar.xml · nonDerivative · entry 1

NEWLIN STEPHEN D · CIK 0001229313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000.16

F1 · shares: Represents stock units payable in Oshkosh Corporation common stock acquired in accordance with the dividend reinvestment feature of the Oshkosh Corporation Deferred Compensation Plan for Directors and Executive Officers.

Read SEC document
July 31, 2018 Filed Aug 2, 2018 17:25 UTC Univar Solutions Inc. UNVR · Entity 110826 Exercise / conversionRestricted Stock Units (RSUs)-3 · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-012205 · doc4.xml · derivative · entry 4

NEWLIN STEPHEN D · CIK 0001229313 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of their common stock on their scheduled vesting date.

F3 · derivative.exercise_date: This amount was granted on the Reporting Person's Form 4 filed on January 30, 2017 (the "Grant Form 4"). These are the same RSUs that were converted into the common stock reported in Table I and are subject to the Time-Based Vesting condition defined in footnote 2 to the Grant Form 4, and subject to the Reporting Person's continuing to be employed by or providing services as a Director to the Issuer through each such date.

F3 · derivative.expiration_date: This amount was granted on the Reporting Person's Form 4 filed on January 30, 2017 (the "Grant Form 4"). These are the same RSUs that were converted into the common stock reported in Table I and are subject to the Time-Based Vesting condition defined in footnote 2 to the Grant Form 4, and subject to the Reporting Person's continuing to be employed by or providing services as a Director to the Issuer through each such date.

Read SEC document
July 31, 2018 Filed Aug 2, 2018 17:25 UTC Univar Solutions Inc. UNVR · Entity 110826 Tax withholdingCommon Stock 5,556 $27.49 $152,734.44
Disclosure

SEC source: 0001225208-18-012205 · doc4.xml · nonDerivative · entry 2

NEWLIN STEPHEN D · CIK 0001229313 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,263

F2 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on settlement of restricted stock units. No shares were sold.

Read SEC document
July 31, 2018 Filed Aug 2, 2018 17:25 UTC Univar Solutions Inc. UNVR · Entity 110826 Exercise / conversionCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-012205 · doc4.xml · nonDerivative · entry 1

NEWLIN STEPHEN D · CIK 0001229313 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,819

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of their common stock on their scheduled vesting date.

Read SEC document
June 29, 2018 Filed Jul 2, 2018 17:14 UTC Univar Solutions Inc. UNVR · Entity 110826 Exercise / conversionRestricted Stock Units (RSUs)-3 · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-011072 · doc4.xml · derivative · entry 4

NEWLIN STEPHEN D · CIK 0001229313 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,500

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of their common stock on their scheduled vesting date.

F3 · derivative.exercise_date: This amount was granted on the Reporting Person's Form 4 filed on January 30, 2017 (the "Grant Form 4). These are the same RSUs that were converted into the common stock reported in Table I and are subject to the Time-Based Vesting condition defined in footnote 2 to the Grant Form 4, and subject to the Reporting Person's continuing to be employed by or providing services as a Director to the Issuer through each such date.

F3 · derivative.expiration_date: This amount was granted on the Reporting Person's Form 4 filed on January 30, 2017 (the "Grant Form 4). These are the same RSUs that were converted into the common stock reported in Table I and are subject to the Time-Based Vesting condition defined in footnote 2 to the Grant Form 4, and subject to the Reporting Person's continuing to be employed by or providing services as a Director to the Issuer through each such date.

Read SEC document
June 29, 2018 Filed Jul 2, 2018 17:14 UTC Univar Solutions Inc. UNVR · Entity 110826 Tax withholdingCommon Stock 5,556 $26.24 $145,789.44
Disclosure

SEC source: 0001225208-18-011072 · doc4.xml · nonDerivative · entry 2

NEWLIN STEPHEN D · CIK 0001229313 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,319

F2 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on settlement of restricted stock units. No shares were sold.

Read SEC document
June 29, 2018 Filed Jul 2, 2018 17:14 UTC Univar Solutions Inc. UNVR · Entity 110826 Exercise / conversionCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-011072 · doc4.xml · nonDerivative · entry 1

NEWLIN STEPHEN D · CIK 0001229313 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,875

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of their common stock on their scheduled vesting date.

Read SEC document
May 31, 2018 Filed Jun 1, 2018 16:41 UTC Univar Solutions Inc. UNVR · Entity 110826 Exercise / conversionRestricted Stock Units (RSUs)-3 · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-010037 · doc4.xml · derivative · entry 4

NEWLIN STEPHEN D · CIK 0001229313 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of their common stock on their scheduled vesting date.

F3 · derivative.exercise_date: This amount was granted on the Reporting Person's Form 4 filed on January 30, 2017 (the "Grant Form 4"). These are the same RSUs that were converted into the common stock reported in Table I and are subject to the Time-Based Vesting condition defined in footnote 2 to the Grant Form 4, and subject to the Reporting Person continuing to be employed by or providing services as a Director to the Issuer through each such date.

F3 · derivative.expiration_date: This amount was granted on the Reporting Person's Form 4 filed on January 30, 2017 (the "Grant Form 4"). These are the same RSUs that were converted into the common stock reported in Table I and are subject to the Time-Based Vesting condition defined in footnote 2 to the Grant Form 4, and subject to the Reporting Person continuing to be employed by or providing services as a Director to the Issuer through each such date.

Read SEC document
May 31, 2018 Filed Jun 1, 2018 16:41 UTC Univar Solutions Inc. UNVR · Entity 110826 Tax withholdingCommon Stock 5,556 $27.27 $151,512.12
Disclosure

SEC source: 0001225208-18-010037 · doc4.xml · nonDerivative · entry 2

NEWLIN STEPHEN D · CIK 0001229313 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,375

F2 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on settlement of restricted stock units. No shares were sold.

Read SEC document
May 31, 2018 Filed Jun 1, 2018 16:41 UTC Univar Solutions Inc. UNVR · Entity 110826 Exercise / conversionCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-010037 · doc4.xml · nonDerivative · entry 1

NEWLIN STEPHEN D · CIK 0001229313 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,931

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of their common stock on their scheduled vesting date.

Read SEC document
May 14, 2018 Filed May 15, 2018 17:54 UTC OSHKOSH CORP OSK · Entity 3573 GrantCommon Stock 44 $74.77 $3,289.88
Disclosure

SEC source: 0000775158-18-000057 · edgar.xml · nonDerivative · entry 1

NEWLIN STEPHEN D · CIK 0001229313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,952.48

F1 · shares: Represents stock units payable in Oshkosh Corporation common stock acquired in accordance with the dividend reinvestment feature of the Oshkosh Corporation Deferred Compensation Plan for Directors and Executive Officers.

Read SEC document
April 30, 2018 Filed May 1, 2018 17:22 UTC Univar Solutions Inc. UNVR · Entity 110826 Exercise / conversionRestricted Stock Units (RSUs)-3 · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008391 · doc4.xml · derivative · entry 4

NEWLIN STEPHEN D · CIK 0001229313 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,500

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of their common stock on their scheduled vesting date.

F3 · derivative.exercise_date: This amount was granted on the Reporting Person's Form 4 filed on January 30, 2017 (the "Grant Form 4). These are the same RSUs that were converted into the common stock reported in Table I and are subject to the Time-Based Vesting condition defined in footnote 2 to the Grant Form 4, and subject to the Reporting Person's continuing to be employed by or providing services as a Director to the Issuer through each such date.

F3 · derivative.expiration_date: This amount was granted on the Reporting Person's Form 4 filed on January 30, 2017 (the "Grant Form 4). These are the same RSUs that were converted into the common stock reported in Table I and are subject to the Time-Based Vesting condition defined in footnote 2 to the Grant Form 4, and subject to the Reporting Person's continuing to be employed by or providing services as a Director to the Issuer through each such date.

Read SEC document
April 30, 2018 Filed May 1, 2018 17:22 UTC Univar Solutions Inc. UNVR · Entity 110826 Tax withholdingCommon Stock 5,537 $27.56 $152,599.72
Disclosure

SEC source: 0001225208-18-008391 · doc4.xml · nonDerivative · entry 2

NEWLIN STEPHEN D · CIK 0001229313 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,431

F2 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on settlement of restricted stock units. No shares were sold.

Read SEC document
April 30, 2018 Filed May 1, 2018 17:22 UTC Univar Solutions Inc. UNVR · Entity 110826 Exercise / conversionCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008391 · doc4.xml · nonDerivative · entry 1

NEWLIN STEPHEN D · CIK 0001229313 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,968

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of their common stock on their scheduled vesting date.

Read SEC document
March 31, 2018 Filed Apr 3, 2018 17:32 UTC Univar Solutions Inc. UNVR · Entity 110826 Exercise / conversionRestricted Stock Units (RSUs)-3 · Derivative 37,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-007217 · doc4.xml · derivative · entry 4

NEWLIN STEPHEN D · CIK 0001229313 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 37,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of their common stock on their scheduled vesting date.

F3 · derivative.exercise_date: This amount was granted on the Reporting Person's Form 4 filed on January 30, 2017 (the "Grant Form 4"). These are the same RSUs that were converted into the common stock reported in Table I and are subject to the Time-Based Vesting conditon defined in footnote 2 to the Grant Form 4, and subject to the Reporting Peron's continuing to be employed by or providing services as a Director to the Issuer through each such date.

F3 · derivative.expiration_date: This amount was granted on the Reporting Person's Form 4 filed on January 30, 2017 (the "Grant Form 4"). These are the same RSUs that were converted into the common stock reported in Table I and are subject to the Time-Based Vesting conditon defined in footnote 2 to the Grant Form 4, and subject to the Reporting Peron's continuing to be employed by or providing services as a Director to the Issuer through each such date.

Read SEC document
March 31, 2018 Filed Apr 3, 2018 17:32 UTC Univar Solutions Inc. UNVR · Entity 110826 Tax withholdingCommon Stock 16,611 $27.75 $460,955.25
Disclosure

SEC source: 0001225208-18-007217 · doc4.xml · nonDerivative · entry 2

NEWLIN STEPHEN D · CIK 0001229313 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,468

F2 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on settlement of restricted stock units. No shares were sold.

Read SEC document
March 31, 2018 Filed Apr 3, 2018 17:32 UTC Univar Solutions Inc. UNVR · Entity 110826 Exercise / conversionCommon Stock 37,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-007217 · doc4.xml · nonDerivative · entry 1

NEWLIN STEPHEN D · CIK 0001229313 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,079

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of their common stock on their scheduled vesting date.

Read SEC document
February 12, 2018 Filed Feb 13, 2018 20:36 UTC OSHKOSH CORP OSK · Entity 3573 GrantCommon Stock 38.09 $86.15 $3,281.45
Disclosure

SEC source: 0000775158-18-000026 · edgar.xml · nonDerivative · entry 1

NEWLIN STEPHEN D · CIK 0001229313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,908.48

F1 · shares: Represents stock units payable in Oshkosh Corporation common stock acquired in accordance with the dividend reinvestment feature of the Oshkosh Corporation Deferred Compensation Plan for Directors and Executive Officers.

Read SEC document
February 07, 2018 Filed Feb 9, 2018 16:23 UTC Univar Solutions Inc. UNVR · Entity 110826 GrantStock Options (right to buy) · Derivative 171,210 $0.00 Strike: $26.82 $0.00
Disclosure

SEC source: 0001225208-18-002405 · doc4.xml · derivative · entry 2

NEWLIN STEPHEN D · CIK 0001229313 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,210

Underlying: Common Stock · 171,210 shares

Expires 2028-02-07

F4 · derivative.exercise_date: These options will vest and become exercisable in three equal installments starting on each of February 7, 2019, February 7, 2020, and February 7, 2021, subject to continued employment with Univar Inc.

Read SEC document
February 07, 2018 Filed Feb 9, 2018 16:23 UTC Univar Solutions Inc. UNVR · Entity 110826 GrantRestricted Stock Units (RSUs)-4 · Derivative 50,340 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002405 · doc4.xml · derivative · entry 1

NEWLIN STEPHEN D · CIK 0001229313 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,340

Underlying: Common Stock · 50,340 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: The RSUs become vested in three equal installments on February 7, 2019, February 7, 2020, and February 7, 2021, subject to continued employment with Univar Inc. Vested shares will be delivered to the reporting person within 30 days following the applicable vest date.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 16:33 UTC OSHKOSH CORP OSK · Entity 3573 GrantCommon Stock 1,625 $0.00 $0.00
Disclosure

SEC source: 0000775158-18-000013 · edgar.xml · nonDerivative · entry 1

NEWLIN STEPHEN D · CIK 0001229313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,870.39

F1 · shares: Common Stock granted to Reporting Person pursuant to the Company's 2017 Incentive Stock and Awards Plan and deferred by Reporting Person pursuant to the Company's Deferred Compensation Plan for Directors and Executive Officers.

Read SEC document
January 16, 2018 Filed Jan 17, 2018 17:48 UTC Univar Solutions Inc. UNVR · Entity 110826 GiftCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-001153 · doc4.xml · nonDerivative · entry 2

NEWLIN STEPHEN D · CIK 0001229313 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,579

F1 · kind: Mr. Newlin gifted shares to an irrevocable trust. He has no control over the trust.

F2 · price: This is not a market transaction, thus no price has been reported.

Read SEC document
January 16, 2018 Filed Jan 17, 2018 17:48 UTC Univar Solutions Inc. UNVR · Entity 110826 GiftCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-001153 · doc4.xml · nonDerivative · entry 1

NEWLIN STEPHEN D · CIK 0001229313 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,579

F1 · kind: Mr. Newlin gifted shares to an irrevocable trust. He has no control over the trust.

F2 · price: This is not a market transaction, thus no price has been reported.

Read SEC document
December 29, 2017 Filed Jan 2, 2018 16:37 UTC Univar Solutions Inc. UNVR · Entity 110826 Exercise / conversionRestricted Stock Units (RSUs)-3 · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-000091 · doc4.xml · derivative · entry 4

NEWLIN STEPHEN D · CIK 0001229313 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,500

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of their common stock on their scheduled vesting date.

F3 · derivative.exercise_date: This amount was granted on Reporting Person's Form 4 filed on January 30, 2017 (the "Grant Form 4"). These are the same RSUs that were converted into the common stock reported in Table I and are subject to the Time-Based Vesting condition defined in footnote 2 to the Grant Form 4, and subject to the Reporting Person's continuing to be employed by, or providing services as a Director to the Issuer though each such date.

F3 · derivative.expiration_date: This amount was granted on Reporting Person's Form 4 filed on January 30, 2017 (the "Grant Form 4"). These are the same RSUs that were converted into the common stock reported in Table I and are subject to the Time-Based Vesting condition defined in footnote 2 to the Grant Form 4, and subject to the Reporting Person's continuing to be employed by, or providing services as a Director to the Issuer though each such date.

Read SEC document
December 29, 2017 Filed Jan 2, 2018 16:37 UTC Univar Solutions Inc. UNVR · Entity 110826 Tax withholdingCommon Stock 5,862 $30.96 $181,487.52
Disclosure

SEC source: 0001225208-18-000091 · doc4.xml · nonDerivative · entry 2

NEWLIN STEPHEN D · CIK 0001229313 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,579

F2 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on settlement of restricted stock units. No shares were sold.

Read SEC document
December 29, 2017 Filed Jan 2, 2018 16:37 UTC Univar Solutions Inc. UNVR · Entity 110826 Exercise / conversionCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-000091 · doc4.xml · nonDerivative · entry 1

NEWLIN STEPHEN D · CIK 0001229313 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,441

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of their common stock on their scheduled vesting date.

Read SEC document
November 30, 2017 Filed Dec 1, 2017 16:18 UTC Univar Solutions Inc. UNVR · Entity 110826 Exercise / conversionRestricted Stock Units (RSUs)-3 · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-017979 · doc4.xml · derivative · entry 4

NEWLIN STEPHEN D · CIK 0001229313 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,000

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of their common stock on their scheduled vesting date.

F3 · derivative.exercise_date: This amount was granted on Reporting Person's Form 4 filed on January 30, 2017 (the "Grant Form 4"). These RSUs are subject to the Time-Based Vesting Condition defined in footnote 2 to the Grant Form 4, and subject to the Reporting Person's continuing to be employed by, or providing services as a Director to the Issuer through each such date.

F3 · derivative.expiration_date: This amount was granted on Reporting Person's Form 4 filed on January 30, 2017 (the "Grant Form 4"). These RSUs are subject to the Time-Based Vesting Condition defined in footnote 2 to the Grant Form 4, and subject to the Reporting Person's continuing to be employed by, or providing services as a Director to the Issuer through each such date.

Read SEC document
November 30, 2017 Filed Dec 1, 2017 16:18 UTC Univar Solutions Inc. UNVR · Entity 110826 Tax withholdingCommon Stock 5,862 $29.46 $172,694.52
Disclosure

SEC source: 0001225208-17-017979 · doc4.xml · nonDerivative · entry 2

NEWLIN STEPHEN D · CIK 0001229313 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,941

F2 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on settlment of restricted stock units. No shares were sold.

Read SEC document
November 30, 2017 Filed Dec 1, 2017 16:18 UTC Univar Solutions Inc. UNVR · Entity 110826 Exercise / conversionCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-017979 · doc4.xml · nonDerivative · entry 1

NEWLIN STEPHEN D · CIK 0001229313 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,803

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of their common stock on their scheduled vesting date.

Read SEC document
November 16, 2017 Filed Nov 17, 2017 19:12 UTC OSHKOSH CORP OSK · Entity 3573 GrantCommon Stock 34.08 $84.60 $2,883.17
Disclosure

SEC source: 0000775158-17-000169 · edgar.xml · nonDerivative · entry 1

NEWLIN STEPHEN D · CIK 0001229313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,245.39

F1 · shares: Represents stock units payable in Oshkosh Corporation common stock acquired in accordance with the dividend reinvestment feature of the Oshkosh Corporation Deferred Compensation Plan for Directors and Executive Officers.

Read SEC document
November 15, 2017 Filed Nov 16, 2017 16:19 UTC Univar Solutions Inc. UNVR · Entity 110826 GiftCommon Stock 5,333 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-017401 · doc4.xml · nonDerivative · entry 1

NEWLIN STEPHEN D · CIK 0001229313 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,303

F1 · kind: Mr. Newlin gifted shares to an irrevocable trust. He has no control over the trust.

F2 · price: This is not a market transaction, thus no price has been reported.

Read SEC document
October 31, 2017 Filed Nov 1, 2017 17:20 UTC Univar Solutions Inc. UNVR · Entity 110826 Exercise / conversionRestricted Stock Units (RSUs)-3 · Derivative 12,500 $29.75 $371,875.00
Disclosure

SEC source: 0001225208-17-016759 · doc4.xml · derivative · entry 4

NEWLIN STEPHEN D · CIK 0001229313 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,500

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F3 · derivative.exercise_date: This amount was granted on Reporting Person's Form 4 filed on January 30, 2017 (the "Grant Form 4") These RSUs are subject to the Time-Based Vesting Condition defined in footnote 2 to the Grant Form 4, and subject to the Reporting Person's continuing to be employed by, or providing services as a Director to the Issuer through each such date.

F3 · derivative.expiration_date: This amount was granted on Reporting Person's Form 4 filed on January 30, 2017 (the "Grant Form 4") These RSUs are subject to the Time-Based Vesting Condition defined in footnote 2 to the Grant Form 4, and subject to the Reporting Person's continuing to be employed by, or providing services as a Director to the Issuer through each such date.

Read SEC document
October 31, 2017 Filed Nov 1, 2017 17:20 UTC Univar Solutions Inc. UNVR · Entity 110826 Tax withholdingCommon Stock 5,862 $29.75 $174,394.50
Disclosure

SEC source: 0001225208-17-016759 · doc4.xml · nonDerivative · entry 2

NEWLIN STEPHEN D · CIK 0001229313 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,636

F2 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on settlement of restricted stock units. No shares were sold.

Read SEC document
October 31, 2017 Filed Nov 1, 2017 17:20 UTC Univar Solutions Inc. UNVR · Entity 110826 Exercise / conversionCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-016759 · doc4.xml · nonDerivative · entry 1

NEWLIN STEPHEN D · CIK 0001229313 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

Read SEC document
September 30, 2017 Filed Oct 2, 2017 17:02 UTC Univar Solutions Inc. UNVR · Entity 110826 Exercise / conversionRestricted Stock Units (RSUs)-3 · Derivative 12,500 $28.93 $361,625.00
Disclosure

SEC source: 0001225208-17-015612 · doc4.xml · derivative · entry 4

NEWLIN STEPHEN D · CIK 0001229313 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F3 · derivative.exercise_date: This amount was granted on Reporting Person's Form 4 filed on January 30, 2017 (the "Grant Form 4"). These RSUs are subject to the Time-Based Vesting Condition defined in footnote 2 to the Grant Form 4, and subject to the Reporting Person's continuing to be employed by, or providing services as a Director to the Issuer through each such date.

F3 · derivative.expiration_date: This amount was granted on Reporting Person's Form 4 filed on January 30, 2017 (the "Grant Form 4"). These RSUs are subject to the Time-Based Vesting Condition defined in footnote 2 to the Grant Form 4, and subject to the Reporting Person's continuing to be employed by, or providing services as a Director to the Issuer through each such date.

Read SEC document
September 30, 2017 Filed Oct 2, 2017 17:02 UTC Univar Solutions Inc. UNVR · Entity 110826 Tax withholdingCommon Stock 5,862 $28.93 $169,587.66
Disclosure

SEC source: 0001225208-17-015612 · doc4.xml · nonDerivative · entry 2

NEWLIN STEPHEN D · CIK 0001229313 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,998

F2 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on settlement of restricted stock units. No shares were sold.

Read SEC document
September 30, 2017 Filed Oct 2, 2017 17:02 UTC Univar Solutions Inc. UNVR · Entity 110826 Exercise / conversionCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-015612 · doc4.xml · nonDerivative · entry 1

NEWLIN STEPHEN D · CIK 0001229313 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,860

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

Read SEC document
August 31, 2017 Filed Sep 1, 2017 16:30 UTC Univar Solutions Inc. UNVR · Entity 110826 Exercise / conversionRestricted Stock Units (RSUs)-3 · Derivative 12,500 $28.21 $352,625.00
Disclosure

SEC source: 0001225208-17-014472 · doc4.xml · derivative · entry 4

NEWLIN STEPHEN D · CIK 0001229313 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,500

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F3 · derivative.exercise_date: This amount was granted on Reporting Person's Form 4 filed on January 30, 2017 (the "Grant Form 4"). These RSUs are subject to the Time-Based VestingCondition defined in footnote 2 to the Grant Form 4, and subject to the Reporting Person's continuing to be employed by, or providing services as a Director to the Issuer through each such date.

F3 · derivative.expiration_date: This amount was granted on Reporting Person's Form 4 filed on January 30, 2017 (the "Grant Form 4"). These RSUs are subject to the Time-Based VestingCondition defined in footnote 2 to the Grant Form 4, and subject to the Reporting Person's continuing to be employed by, or providing services as a Director to the Issuer through each such date.

Read SEC document
August 31, 2017 Filed Sep 1, 2017 16:30 UTC Univar Solutions Inc. UNVR · Entity 110826 Tax withholdingCommon Stock 5,712 $28.21 $161,135.52
Disclosure

SEC source: 0001225208-17-014472 · doc4.xml · nonDerivative · entry 2

NEWLIN STEPHEN D · CIK 0001229313 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,360

F2 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on settlement of restricted stock units. No shares were sold.

Read SEC document
August 31, 2017 Filed Sep 1, 2017 16:30 UTC Univar Solutions Inc. UNVR · Entity 110826 Exercise / conversionCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-014472 · doc4.xml · nonDerivative · entry 1

NEWLIN STEPHEN D · CIK 0001229313 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,072

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

Read SEC document
August 18, 2017 Filed Aug 22, 2017 19:45 UTC OSHKOSH CORP OSK · Entity 3573 GrantCommon Stock 34.28 $73.38 $2,515.47
Disclosure

SEC source: 0000775158-17-000094 · edgar.xml · nonDerivative · entry 1

NEWLIN STEPHEN D · CIK 0001229313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,211.31

F1 · shares: Represents stock units payable in Oshkosh Corporation common stock acquired in accordance with the dividend reinvestment feature of the Oshkosh Corporation Deferred Compensation Plan for Directors and Executive Officers.

Read SEC document
July 31, 2017 Filed Aug 2, 2017 11:37 UTC Univar Solutions Inc. UNVR · Entity 110826 Exercise / conversionRestricted Stock Units (RSUs)-3 · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-013106 · doc4.xml · derivative · entry 4

NEWLIN STEPHEN D · CIK 0001229313 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F3 · derivative.exercise_date: This amount was granted on Reporting Person's Form 4 filed on January 30, 2017 (the "Grant Form 4"). These RSUs are subject to the Time-Based Vesting Condition defined in footnote 2 to the Grant Form 4, and subject to the Reporting Person's continuing to be employed by, or providing services as a Director to the Issuer through each such date.

F3 · derivative.expiration_date: This amount was granted on Reporting Person's Form 4 filed on January 30, 2017 (the "Grant Form 4"). These RSUs are subject to the Time-Based Vesting Condition defined in footnote 2 to the Grant Form 4, and subject to the Reporting Person's continuing to be employed by, or providing services as a Director to the Issuer through each such date.

Read SEC document
July 31, 2017 Filed Aug 2, 2017 11:37 UTC Univar Solutions Inc. UNVR · Entity 110826 Tax withholdingCommon Stock 5,712 $31.04 $177,300.48
Disclosure

SEC source: 0001225208-17-013106 · doc4.xml · nonDerivative · entry 2

NEWLIN STEPHEN D · CIK 0001229313 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,572

F2 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on settlement of restricted stock units. No shares were sold.

Read SEC document
July 31, 2017 Filed Aug 2, 2017 11:37 UTC Univar Solutions Inc. UNVR · Entity 110826 Exercise / conversionCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-013106 · doc4.xml · nonDerivative · entry 1

NEWLIN STEPHEN D · CIK 0001229313 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,284

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

Read SEC document
June 30, 2017 Filed Jul 3, 2017 17:29 UTC Univar Solutions Inc. UNVR · Entity 110826 Exercise / conversionRestricted Stock Units (RSUs)-3 · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011959 · doc4.xml · derivative · entry 4

NEWLIN STEPHEN D · CIK 0001229313 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,500

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F3 · derivative.exercise_date: This amount was granted on Reporting Person's Form 4 filed on January 30, 2017 (the "Grant Form 4"). These RSUs are subject to the Time-Based Vesting Condition defined in footnote 2 to the Grant Form 4, and subject to the Reporting Person's continuing to be employed by, or providing services as a Director to the Issuer through each such date.

F3 · derivative.expiration_date: This amount was granted on Reporting Person's Form 4 filed on January 30, 2017 (the "Grant Form 4"). These RSUs are subject to the Time-Based Vesting Condition defined in footnote 2 to the Grant Form 4, and subject to the Reporting Person's continuing to be employed by, or providing services as a Director to the Issuer through each such date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.