Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Chemours CoCC · Entity 4420 | Director | April 26, 2017 | April 28, 2017 |
| OSHKOSH CORPOSK · Entity 3573 | Director | May 07, 2024 | May 09, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Chemours Co
Report date April 26, 2017 · Filed April 28, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 42,142 |
Reported balance
After 2017-04-26 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-04-26 · Grant · Acquired 3,230 · Balance 42,142 F1: Restricted stock units (RSUs) that vest upon separation from service. F2: Includes directly owned shares, unvested RSUs and dividend equivalent units. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units (RSUs) that vest upon separation from service.
F2: Includes directly owned shares, unvested RSUs and dividend equivalent units.
OSHKOSH CORP
Report date May 07, 2024 · Filed May 09, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 28,610.55 |
Reported balance
After 2024-05-07 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-05-07 · Grant · Acquired 1,460 · Balance 28,610.55 F1: Common Stock granted to Reporting Person pursuant to the Company's 2024 Incentive Stock and Awards Plan and deferred by Reporting Person pursuant to the Company's Deferred Compensation Plan for Directors and Executive Officers. F2: The amount beneficially owned includes deferred shares acquired pursuant to dividend reinvestments in exempt transactions not required to be reported pursuant to Section 16(a). |
Filing footnotes · ownership attribution and instrument terms
F1: Common Stock granted to Reporting Person pursuant to the Company's 2024 Incentive Stock and Awards Plan and deferred by Reporting Person pursuant to the Company's Deferred Compensation Plan for Directors and Executive Officers.
F2: The amount beneficially owned includes deferred shares acquired pursuant to dividend reinvestments in exempt transactions not required to be reported pursuant to Section 16(a).
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Univar Solutions Inc.
Report date August 01, 2023 · Filed August 03, 2023
Section 16 reporting ended · disclosed 2023-08-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2023-08-01 transaction · row 1
1 source rowRow 1 · 2023-08-01 · Disposition to issuer · Disposed 134,933 · Balance 0 F1: Represents shares of Univar Solutions Inc. ("Univar") common stock disposed of in connection with the Agreement and Plan of Merger ("Merger Agreement"), dated as of March 13, 2023, by and among Univar and affiliates of funds managed by Apollo Global Management, Inc. In accordance with the Merger Agreement, at the effective time, each share of Univar common stock held by the reporting person was converted into the right to receive $36.15 in cash (the "Merger Consideration"). |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 0 |
Reported balance
After 2023-08-01 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2023-08-01 · Disposition to issuer · Disposed 28,892 · Balance 0 F1: Represents shares of Univar Solutions Inc. ("Univar") common stock disposed of in connection with the Agreement and Plan of Merger ("Merger Agreement"), dated as of March 13, 2023, by and among Univar and affiliates of funds managed by Apollo Global Management, Inc. In accordance with the Merger Agreement, at the effective time, each share of Univar common stock held by the reporting person was converted into the right to receive $36.15 in cash (the "Merger Consideration"). |
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-08-02 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-08-02 · Disposition to issuer · Disposed 10,394 · Balance 0 F2: In accordance with the Merger Agreement, at the effective time, each deferred stock unit award and stock option ("Option") was cashed out based on the Merger Consideration (and less the exercise price, in the case of each Option). |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.73 · Expires 2027-02-02 | Direct | 0 |
Reported balance
After 2023-08-02 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-08-02 · Disposition to issuer · Disposed 300,000 · Balance 0 F2: In accordance with the Merger Agreement, at the effective time, each deferred stock unit award and stock option ("Option") was cashed out based on the Merger Consideration (and less the exercise price, in the case of each Option). |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $26.82 · Expires 2028-02-07 | Direct | 0 |
Reported balance
After 2023-08-02 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2023-08-02 · Disposition to issuer · Disposed 171,210 · Balance 0 F2: In accordance with the Merger Agreement, at the effective time, each deferred stock unit award and stock option ("Option") was cashed out based on the Merger Consideration (and less the exercise price, in the case of each Option). |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of Univar Solutions Inc. ("Univar") common stock disposed of in connection with the Agreement and Plan of Merger ("Merger Agreement"), dated as of March 13, 2023, by and among Univar and affiliates of funds managed by Apollo Global Management, Inc. In accordance with the Merger Agreement, at the effective time, each share of Univar common stock held by the reporting person was converted into the right to receive $36.15 in cash (the "Merger Consideration").
F2: In accordance with the Merger Agreement, at the effective time, each deferred stock unit award and stock option ("Option") was cashed out based on the Merger Consideration (and less the exercise price, in the case of each Option).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 30, 2017 Filed Jul 3, 2017 17:29 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Tax withholdingCommon Stock | 5,712 | $29.20 | $166,790.40 |
DisclosureSEC source: 0001225208-17-011959 · doc4.xml · nonDerivative · entry 2 NEWLIN STEPHEN D · CIK 0001229313 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,784 F2 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on settlement of restricted stock units. No shares were sold. Read SEC document |
| June 30, 2017 Filed Jul 3, 2017 17:29 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Exercise / conversionCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-011959 · doc4.xml · nonDerivative · entry 1 NEWLIN STEPHEN D · CIK 0001229313 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,496 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. Read SEC document |
| May 31, 2017 Filed Jun 1, 2017 18:50 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Exercise / conversionRestricted Stock Units (RSUs)-3 · Derivative | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-010759 · doc4.xml · derivative · entry 6 NEWLIN STEPHEN D · CIK 0001229313 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 12,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F4 · derivative.exercise_date: This amount was granted on Reporting Person's Form 4 filed on January 30, 2017 (the "Grant Form 4"). These RSUs are subject to the Time-Based Vesting Condition defined in footnote 2 to the Grant Form 4, and subject to the Reporting Person's continuing to be employed by, or providing services as a Director to the Issuer through each such date. F4 · derivative.expiration_date: This amount was granted on Reporting Person's Form 4 filed on January 30, 2017 (the "Grant Form 4"). These RSUs are subject to the Time-Based Vesting Condition defined in footnote 2 to the Grant Form 4, and subject to the Reporting Person's continuing to be employed by, or providing services as a Director to the Issuer through each such date. Read SEC document |
| May 31, 2017 Filed Jun 1, 2017 18:50 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 31,251 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-010759 · doc4.xml · derivative · entry 5 NEWLIN STEPHEN D · CIK 0001229313 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 31,251 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F3 · derivative.exercise_date: This amount was granted on Reporting Person's Form 4 filed on June 1, 2016 (the "Grant Form 4"). The remaining RSUs are subject to the Time-Based Vesting Condition described in footnote 2 of the Grant Form 4, and subject to the Reporting Person's continuing to be employed by Issuer through each such date. F3 · derivative.expiration_date: This amount was granted on Reporting Person's Form 4 filed on June 1, 2016 (the "Grant Form 4"). The remaining RSUs are subject to the Time-Based Vesting Condition described in footnote 2 of the Grant Form 4, and subject to the Reporting Person's continuing to be employed by Issuer through each such date. Read SEC document |
| May 31, 2017 Filed Jun 1, 2017 18:50 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Tax withholdingCommon Stock | 19,992 | $30.42 | $608,156.64 |
DisclosureSEC source: 0001225208-17-010759 · doc4.xml · nonDerivative · entry 3 NEWLIN STEPHEN D · CIK 0001229313 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,996 F2 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on settlement of restricted stock units. No shares were sold. Read SEC document |
| May 31, 2017 Filed Jun 1, 2017 18:50 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Exercise / conversionCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-010759 · doc4.xml · nonDerivative · entry 2 NEWLIN STEPHEN D · CIK 0001229313 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,988 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. Read SEC document |
| May 31, 2017 Filed Jun 1, 2017 18:50 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Exercise / conversionCommon Stock | 31,251 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-010759 · doc4.xml · nonDerivative · entry 1 NEWLIN STEPHEN D · CIK 0001229313 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,488 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. Read SEC document |
| May 12, 2017 Filed May 16, 2017 19:19 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantCommon Stock | 38.33 | $65.41 | $2,507.17 |
DisclosureSEC source: 0000775158-17-000058 · edgar.xml · nonDerivative · entry 1 NEWLIN STEPHEN D · CIK 0001229313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,177.03 F1 · shares: Represents stock units payable in Oshkosh Corporation common stock acquired in accordance with the dividend reinvestment feature of the Oshkosh Corporation Deferred Compensation Plan for Directors and Executive Officers. Read SEC document |
| April 30, 2017 Filed May 2, 2017 16:00 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Exercise / conversionRestricted Stock Units (RSUs)-3 · Derivative | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-008843 · doc4.xml · derivative · entry 6 NEWLIN STEPHEN D · CIK 0001229313 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,500 Underlying: Common Stock · 12,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F4 · derivative.exercise_date: This amount was granted on Reporting Person's Form 4 filed on January 30, 2017 (the "Grant Form 4"). These RSUs are subject to the Time-Based Vesting Condition defined in footnote 2 to the Grant Form 4, and subject to the Reporting Person's continuing to be employed by, or providing services as a Director to the Issuer through each such date. F4 · derivative.expiration_date: This amount was granted on Reporting Person's Form 4 filed on January 30, 2017 (the "Grant Form 4"). These RSUs are subject to the Time-Based Vesting Condition defined in footnote 2 to the Grant Form 4, and subject to the Reporting Person's continuing to be employed by, or providing services as a Director to the Issuer through each such date. Read SEC document |
| April 30, 2017 Filed May 2, 2017 16:00 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 31,251 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-008843 · doc4.xml · derivative · entry 5 NEWLIN STEPHEN D · CIK 0001229313 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,251 Underlying: Common Stock · 31,251 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F3 · derivative.exercise_date: This amount was granted on Reporting Person's Form 4 filed on June 1, 2016 (the "Grant Form 4"). The remaining RSUs are subject to the Time-Based Vesting Condition described in footnote 2 of the Grant Form 4, and subject to the Reporting Person's continuing to be employed by Issuer through each such date. F3 · derivative.expiration_date: This amount was granted on Reporting Person's Form 4 filed on June 1, 2016 (the "Grant Form 4"). The remaining RSUs are subject to the Time-Based Vesting Condition described in footnote 2 of the Grant Form 4, and subject to the Reporting Person's continuing to be employed by Issuer through each such date. Read SEC document |
| April 30, 2017 Filed May 2, 2017 16:00 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Tax withholdingCommon Stock | 19,992 | $29.85 | $596,761.20 |
DisclosureSEC source: 0001225208-17-008843 · doc4.xml · nonDerivative · entry 3 NEWLIN STEPHEN D · CIK 0001229313 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,237 F2 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on settlement of restricted stock units. No shares were sold. Read SEC document |
| April 30, 2017 Filed May 2, 2017 16:00 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Exercise / conversionCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-008843 · doc4.xml · nonDerivative · entry 2 NEWLIN STEPHEN D · CIK 0001229313 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,229 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. Read SEC document |
| April 30, 2017 Filed May 2, 2017 16:00 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Exercise / conversionCommon Stock | 31,251 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-008843 · doc4.xml · nonDerivative · entry 1 NEWLIN STEPHEN D · CIK 0001229313 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,729 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. Read SEC document |
| April 26, 2017 Filed Apr 28, 2017 21:47 UTC | Chemours Co CC · Entity 4420 | GrantCommon Stock | 3,230 | $0.00 | $0.00 |
DisclosureSEC source: 0001627223-17-000037 · primary_doc.xml · nonDerivative · entry 1 NEWLIN STEPHEN D · CIK 0001229313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,142 F1 · shares: Restricted stock units (RSUs) that vest upon separation from service. F2 · balance_after: Includes directly owned shares, unvested RSUs and dividend equivalent units. Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 18:48 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Exercise / conversionRestricted Stock Units (RSUs)-3 · Derivative | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007182 · doc4.xml · derivative · entry 6 NEWLIN STEPHEN D · CIK 0001229313 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,000 Underlying: Common Stock · 12,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F4 · derivative.exercise_date: This amount was granted on Reporting Person's Form 4 filed on January 30, 2017 (the "Grant Form 4"). These RSUs are subject to the Time-Based Vesting Condition defined in footnote 2 to the Grant Form 4, and subject to the Reporting Person's continuing to be employed by, or providing services as a Director to the Issuer through each such date. F4 · derivative.expiration_date: This amount was granted on Reporting Person's Form 4 filed on January 30, 2017 (the "Grant Form 4"). These RSUs are subject to the Time-Based Vesting Condition defined in footnote 2 to the Grant Form 4, and subject to the Reporting Person's continuing to be employed by, or providing services as a Director to the Issuer through each such date. Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 18:48 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 31,251 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007182 · doc4.xml · derivative · entry 5 NEWLIN STEPHEN D · CIK 0001229313 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,502 Underlying: Common Stock · 31,251 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F3 · derivative.exercise_date: This amount was granted on Reporting Person's Form 4 filed on June 1, 2016 (the "Grant Form 4"). The remaining RSUs are subject to the Time-Based Vesting Condition described in footnote 2 of the Grant Form 4, and subject to the Reporting Person's continuing to be employed by Issuer through each such date. F3 · derivative.expiration_date: This amount was granted on Reporting Person's Form 4 filed on June 1, 2016 (the "Grant Form 4"). The remaining RSUs are subject to the Time-Based Vesting Condition described in footnote 2 of the Grant Form 4, and subject to the Reporting Person's continuing to be employed by Issuer through each such date. Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 18:48 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Tax withholdingCommon Stock | 120,904 | $30.66 | $3,706,916.64 |
DisclosureSEC source: 0001225208-17-007182 · doc4.xml · nonDerivative · entry 3 NEWLIN STEPHEN D · CIK 0001229313 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,478 F2 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on settlement of restricted stock units. No shares were sold. Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 18:48 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Exercise / conversionCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007182 · doc4.xml · nonDerivative · entry 2 NEWLIN STEPHEN D · CIK 0001229313 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 319,382 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 18:48 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Exercise / conversionCommon Stock | 31,251 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007182 · doc4.xml · nonDerivative · entry 1 NEWLIN STEPHEN D · CIK 0001229313 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,882 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. Read SEC document |
| March 21, 2017 Filed Mar 21, 2017 16:49 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 93,749 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-006663 · doc4.xml · derivative · entry 3 NEWLIN STEPHEN D · CIK 0001229313 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,753 Underlying: Common Stock · 93,749 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the vesting of restricted stock units in shares of common stock on their scheduled vesting date. F2 · derivative.exercise_date: This amount was granted on Reporting Person's Form 4 filed on June 1, 2016 (the "Grant Form 4"). The RSUs that have vested have satisfied both the Time Based Vesting Condition and the stock price conditions described in footnote 5 to the Grant Form 4. The remaining RSUs are subject only to the Time Based Vesting Condition defined in footnote 2 to the Grant Form 4, and subject to the Reporting Person's continuing to be employed by the Issuer through each such date. F2 · derivative.expiration_date: This amount was granted on Reporting Person's Form 4 filed on June 1, 2016 (the "Grant Form 4"). The RSUs that have vested have satisfied both the Time Based Vesting Condition and the stock price conditions described in footnote 5 to the Grant Form 4. The remaining RSUs are subject only to the Time Based Vesting Condition defined in footnote 2 to the Grant Form 4, and subject to the Reporting Person's continuing to be employed by the Issuer through each such date. Read SEC document |
| March 21, 2017 Filed Mar 21, 2017 16:49 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Exercise / conversionCommon Stock | 93,749 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-006663 · doc4.xml · nonDerivative · entry 1 NEWLIN STEPHEN D · CIK 0001229313 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,631 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the vesting of restricted stock units in shares of common stock on their scheduled vesting date. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 12:21 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Exercise / conversionRestricted Stock Units (RSUs)-3 · Derivative | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-005217 · doc4.xml · derivative · entry 5 NEWLIN STEPHEN D · CIK 0001229313 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,500 Underlying: Common Stock · 12,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the vesting of restricted stock units in shares of common stock on their scheduled vesting date. F3 · derivative.exercise_date: This amount was granted on Reporting Person's Form 4 filed on January 30, 2017 (the "Grant Form 4"). These RSUs are subject to the Time-Based Vesting Condition defined in footnote 2 to the Grant Form 4, and subject to the Reporting Person's continuing to be employed by, or providing services as a Director to the Issuer through each such date. F3 · derivative.expiration_date: This amount was granted on Reporting Person's Form 4 filed on January 30, 2017 (the "Grant Form 4"). These RSUs are subject to the Time-Based Vesting Condition defined in footnote 2 to the Grant Form 4, and subject to the Reporting Person's continuing to be employed by, or providing services as a Director to the Issuer through each such date. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 12:21 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 20,834 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-005217 · doc4.xml · derivative · entry 4 NEWLIN STEPHEN D · CIK 0001229313 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,502 Underlying: Common Stock · 20,834 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the vesting of restricted stock units in shares of common stock on their scheduled vesting date. F2 · derivative.exercise_date: This amount was granted on Reporting Person's Form 4 filed on June 1, 2016 (the "Grant Form 4"). The RSUs that have vested have satisfied both the Time Based Vesting Condition and the stock price conditions described in footnote 4 to the Grant Form 4. 31,251 RSUs are subject to the Time Based Vesting Condition but have satisfied the stock price conditions described in footnote 4 to the Grant Form 4. 31,251 RSUs are subject only to the Time Based Vesting Condition defined in footnote 2 to the Grant Form 4. The remaining RSUs are subject to the Time Based Vesting Condition and the stock price conditions described in footnote 5 of the Grant Form 4, and subject to the Reporting Person's continuing to be employed by the Issuer through each such date. F2 · derivative.expiration_date: This amount was granted on Reporting Person's Form 4 filed on June 1, 2016 (the "Grant Form 4"). The RSUs that have vested have satisfied both the Time Based Vesting Condition and the stock price conditions described in footnote 4 to the Grant Form 4. 31,251 RSUs are subject to the Time Based Vesting Condition but have satisfied the stock price conditions described in footnote 4 to the Grant Form 4. 31,251 RSUs are subject only to the Time Based Vesting Condition defined in footnote 2 to the Grant Form 4. The remaining RSUs are subject to the Time Based Vesting Condition and the stock price conditions described in footnote 5 of the Grant Form 4, and subject to the Reporting Person's continuing to be employed by the Issuer through each such date. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 12:21 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Exercise / conversionCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-005217 · doc4.xml · nonDerivative · entry 2 NEWLIN STEPHEN D · CIK 0001229313 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,882 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the vesting of restricted stock units in shares of common stock on their scheduled vesting date. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 12:21 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Exercise / conversionCommon Stock | 20,834 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-005217 · doc4.xml · nonDerivative · entry 1 NEWLIN STEPHEN D · CIK 0001229313 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,382 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the vesting of restricted stock units in shares of common stock on their scheduled vesting date. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 17:04 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantCommon Stock | 36.57 | $68.33 | $2,498.83 |
DisclosureSEC source: 0000775158-17-000021 · edgar.xml · nonDerivative · entry 1 NEWLIN STEPHEN D · CIK 0001229313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,138.7 F1 · shares: Represents stock units payable in Oshkosh Corporation common stock acquired in accordance with the dividend reinvestment feature of the Oshkosh Corporation Deferred Compensation Plan for Directors and Executive Officers. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 21:23 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantCommon Stock | 2,025 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-17-000008 · edgar.xml · nonDerivative · entry 1 NEWLIN STEPHEN D · CIK 0001229313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,102.13 F1 · shares: Common Stock granted to Reporting Person pursuant to the Company's 2017 Incentive Stock and Awards Plan and deferred by Reporting Person pursuant to the Company's Deferred Compensation Plan for Directors and Executive Officers. Read SEC document |
| February 02, 2017 Filed Feb 2, 2017 19:32 UTC | Univar Solutions Inc. UNVR · Entity 110826 | GrantStock Options (right to buy) · Derivative | 300,000 | $0.00 Strike: $28.73 | $0.00 |
DisclosureSEC source: 0001225208-17-002292 · doc4.xml · derivative · entry 1 NEWLIN STEPHEN D · CIK 0001229313 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2027-02-02 F1 · derivative.exercise_date: One-twenty-fourth (1/24) of the stock options shall become vested on each of the last days of each of the twenty-four (24) months following the grant date, subject to the Reporting Person's continuing to be employed by, or providing services as a Director to the Issuer through each such date Read SEC document |
| January 31, 2017 Filed Feb 1, 2017 17:49 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 10,417 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-002188 · doc4.xml · derivative · entry 5 NEWLIN STEPHEN D · CIK 0001229313 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,336 Underlying: Common Stock · 10,417 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the vesting of restricted stock units in shares of common stock on their scheduled vesting date. F3 · derivative.exercise_date: This amount was granted on Reporting Person's Form 4 filed on June 1, 2016 (the "Grant Form 4"). The RSUs that have vested have satisfied both the Time Based Vesting Condition and the stock price conditions described in footnote 4 to the Grant Form 4. 41,668 RSUs are subject to the Time Based Vesting Condition but have satisfied the stock price conditions described in footnote 4 to the Grant Form 4. 41,668 RSUs are subject only to the Time Based Vesting Condition defined in footnote 2 to the Grant Form 4. The remaining RSUs are subject to the Time Based Vesting Condition and the stock price conditions described in footnote 5 of the Grant Form 4. F3 · derivative.expiration_date: This amount was granted on Reporting Person's Form 4 filed on June 1, 2016 (the "Grant Form 4"). The RSUs that have vested have satisfied both the Time Based Vesting Condition and the stock price conditions described in footnote 4 to the Grant Form 4. 41,668 RSUs are subject to the Time Based Vesting Condition but have satisfied the stock price conditions described in footnote 4 to the Grant Form 4. 41,668 RSUs are subject only to the Time Based Vesting Condition defined in footnote 2 to the Grant Form 4. The remaining RSUs are subject to the Time Based Vesting Condition and the stock price conditions described in footnote 5 of the Grant Form 4. Read SEC document |
| January 31, 2017 Filed Feb 1, 2017 17:49 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 10,417 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-002188 · doc4.xml · derivative · entry 4 NEWLIN STEPHEN D · CIK 0001229313 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,753 Underlying: Common Stock · 10,417 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the vesting of restricted stock units in shares of common stock on their scheduled vesting date. F2 · derivative.exercise_date: This amount was granted on Reporting Person's Form 4 filed on June 1, 2016 (the "Grant Form 4"). 41,668 RSUs are subject only to the Time-Based Vesting Condition defined in footnote 2 to the Grant Form 4. The remaining RSUs are subject to the Time-Based Vesting Condition and the stock price conditions described in footnotes 4 and 5 of the Grant Form 4. F2 · derivative.expiration_date: This amount was granted on Reporting Person's Form 4 filed on June 1, 2016 (the "Grant Form 4"). 41,668 RSUs are subject only to the Time-Based Vesting Condition defined in footnote 2 to the Grant Form 4. The remaining RSUs are subject to the Time-Based Vesting Condition and the stock price conditions described in footnotes 4 and 5 of the Grant Form 4. Read SEC document |
| January 31, 2017 Filed Feb 1, 2017 17:49 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Exercise / conversionCommon Stock | 10,417 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-002188 · doc4.xml · nonDerivative · entry 2 NEWLIN STEPHEN D · CIK 0001229313 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,548 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the vesting of restricted stock units in shares of common stock on their scheduled vesting date. Read SEC document |
| January 31, 2017 Filed Feb 1, 2017 17:49 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Exercise / conversionCommon Stock | 10,417 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-002188 · doc4.xml · nonDerivative · entry 1 NEWLIN STEPHEN D · CIK 0001229313 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,131 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the vesting of restricted stock units in shares of common stock on their scheduled vesting date. Read SEC document |
| January 30, 2017 Filed Jan 30, 2017 17:28 UTC | Univar Solutions Inc. UNVR · Entity 110826 | GrantRestricted Stock Units (RSUs)-3 · Derivative | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-002041 · doc4.xml · derivative · entry 1 NEWLIN STEPHEN D · CIK 0001229313 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is equivalent to one share of common stock upon vesting. F2 · derivative.exercise_date: One-twenty-fourth (1/24) of these RSUs shall become vested and convert into shares of Issuer's common stock on each of the last days of each of the twenty-four (24) months after the grant date, subject to the Reporting Person's continuing to be employed by, or providing services as a Director to the Issuer through each such date. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 16:24 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 72,915 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-000693 · doc4.xml · derivative · entry 3 NEWLIN STEPHEN D · CIK 0001229313 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,170 Underlying: Common Stock · 72,915 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the vesting of restricted stock units in shares of common stock on their scheduled vesting date. F2 · derivative.exercise_date: This amount was granted on Reporting Person's Form 4 filed on June 1, 2016 (the "Grant Form 4"). The RSUs that have vested have satisfied both the Time Based Vesting Condition and the stock price conditions described in footnote 4 to the Grant Form 4. 52,085 RSUs are subject to the Time Based Vesting Condition but have satisfied the stock price conditions described in footnote 4 to the Grant Form 4. 52,085 RSUs are subject only to the Time Based Vesting Condition defined in footnote 2 to the Grant Form 4. The remaining RSUs are subject to the Time Based Vesting Condition and the stock price conditions described in footnote 5 of the Grant Form 4. F2 · derivative.expiration_date: This amount was granted on Reporting Person's Form 4 filed on June 1, 2016 (the "Grant Form 4"). The RSUs that have vested have satisfied both the Time Based Vesting Condition and the stock price conditions described in footnote 4 to the Grant Form 4. 52,085 RSUs are subject to the Time Based Vesting Condition but have satisfied the stock price conditions described in footnote 4 to the Grant Form 4. 52,085 RSUs are subject only to the Time Based Vesting Condition defined in footnote 2 to the Grant Form 4. The remaining RSUs are subject to the Time Based Vesting Condition and the stock price conditions described in footnote 5 of the Grant Form 4. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 16:24 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Exercise / conversionCommon Stock | 72,915 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-000693 · doc4.xml · nonDerivative · entry 1 NEWLIN STEPHEN D · CIK 0001229313 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,714 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the vesting of restricted stock units in shares of common stock on their scheduled vesting date. Read SEC document |
| December 31, 2016 Filed Jan 3, 2017 16:23 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 10,417 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-000084 · doc4.xml · derivative · entry 4 NEWLIN STEPHEN D · CIK 0001229313 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,085 Underlying: Common Stock · 10,417 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F3 · derivative.exercise_date: This amount was granted on Reporting Person's Form 4 filed on June 1, 2016 (the "Grant Form 4"). 52,085 RSUs are subject only to the Time-Based Vesting Condition defined in footnote 2 to the Grant Form 4. The remaining RSUs are subject to the Time-Based Vesting Condition and the stock price conditions described in footnotes 3 and 4 of the Grant Form 4. F3 · derivative.expiration_date: This amount was granted on Reporting Person's Form 4 filed on June 1, 2016 (the "Grant Form 4"). 52,085 RSUs are subject only to the Time-Based Vesting Condition defined in footnote 2 to the Grant Form 4. The remaining RSUs are subject to the Time-Based Vesting Condition and the stock price conditions described in footnotes 3 and 4 of the Grant Form 4. Read SEC document |
| December 31, 2016 Filed Jan 3, 2017 16:23 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Tax withholdingCommon Stock | 4,760 | $28.37 | $135,041.20 |
DisclosureSEC source: 0001225208-17-000084 · doc4.xml · nonDerivative · entry 2 NEWLIN STEPHEN D · CIK 0001229313 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,799 F2 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of restricted stock units. No shares were sold. Read SEC document |
| December 31, 2016 Filed Jan 3, 2017 16:23 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Exercise / conversionCommon Stock | 10,417 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-000084 · doc4.xml · nonDerivative · entry 1 NEWLIN STEPHEN D · CIK 0001229313 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,559 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. Read SEC document |
| November 30, 2016 Filed Dec 1, 2016 17:54 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 10,417 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-042538 · doc4.xml · derivative · entry 4 NEWLIN STEPHEN D · CIK 0001229313 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312,502 Underlying: Common Stock · 10,417 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F3 · derivative.exercise_date: This amount was granted on Reporting Person's Form 4 filed on June 1, 2016 (the "Grant Form 4"). 62,502 RSUs are subject only to the Time-Based Vesting Condition defined in footnote 2 to the Grant Form 4. The remaining RSUs are subject to the Time-Based Vesting Condition and the stock price conditions described in footnotes 3 and 4 of the Grant Form 4. F3 · derivative.expiration_date: This amount was granted on Reporting Person's Form 4 filed on June 1, 2016 (the "Grant Form 4"). 62,502 RSUs are subject only to the Time-Based Vesting Condition defined in footnote 2 to the Grant Form 4. The remaining RSUs are subject to the Time-Based Vesting Condition and the stock price conditions described in footnotes 3 and 4 of the Grant Form 4. Read SEC document |
| November 30, 2016 Filed Dec 1, 2016 17:54 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Tax withholdingCommon Stock | 4,760 | $24.90 | $118,524.00 |
DisclosureSEC source: 0001225208-16-042538 · doc4.xml · nonDerivative · entry 2 NEWLIN STEPHEN D · CIK 0001229313 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,142 F2 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of restricted stock units. No shares were sold. Read SEC document |
| November 30, 2016 Filed Dec 1, 2016 17:54 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Exercise / conversionCommon Stock | 10,417 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-042538 · doc4.xml · nonDerivative · entry 1 NEWLIN STEPHEN D · CIK 0001229313 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,902 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. Read SEC document |
| November 17, 2016 Filed Nov 18, 2016 20:06 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantCommon Stock | 30.98 | $66.74 | $2,067.61 |
DisclosureSEC source: 0000775158-16-000392 · edgar.xml · nonDerivative · entry 1 NEWLIN STEPHEN D · CIK 0001229313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,077.13 F1 · shares: Represents stock units payable in Oshkosh Corporation common stock acquired in accordance with the dividend reinvestment feature of the Oshkosh Corporation Deferred Compensation Plan for Directors and Executive Officers. Read SEC document |
| October 31, 2016 Filed Nov 1, 2016 18:22 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 10,417 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-040955 · doc4.xml · derivative · entry 4 NEWLIN STEPHEN D · CIK 0001229313 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 322,919 Underlying: Common Stock · 10,417 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F3 · derivative.exercise_date: This amount was granted on Reporting Person's Form 4 filed on June 1, 2016 (the "Grant Form 4"). 72,919 RSUs are subject only to the Time-Based Vesting Condition defined in footnote 2 to the Grant Form 4. The remaining RSUs are subject to the Time-Based Vesting Condition and the stock price conditions described in footnotes 3 and 4 of the Grant Form 4. F3 · derivative.expiration_date: This amount was granted on Reporting Person's Form 4 filed on June 1, 2016 (the "Grant Form 4"). 72,919 RSUs are subject only to the Time-Based Vesting Condition defined in footnote 2 to the Grant Form 4. The remaining RSUs are subject to the Time-Based Vesting Condition and the stock price conditions described in footnotes 3 and 4 of the Grant Form 4. Read SEC document |
| October 31, 2016 Filed Nov 1, 2016 18:22 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Tax withholdingCommon Stock | 3,650 | $22.25 | $81,212.50 |
DisclosureSEC source: 0001225208-16-040955 · doc4.xml · nonDerivative · entry 2 NEWLIN STEPHEN D · CIK 0001229313 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,485 F2 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of restricted stock units. No shares were sold. Read SEC document |
| October 31, 2016 Filed Nov 1, 2016 18:22 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Exercise / conversionCommon Stock | 10,417 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-040955 · doc4.xml · nonDerivative · entry 1 NEWLIN STEPHEN D · CIK 0001229313 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,135 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 17:40 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 10,416 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-039863 · doc4.xml · derivative · entry 4 NEWLIN STEPHEN D · CIK 0001229313 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,336 Underlying: Common Stock · 10,416 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F3 · derivative.exercise_date: This amount was granted on Reporting Person's Form 4 filed on June 1, 2016 (the "Grant Form 4"). 83,336 RSUs are subject only to the Time-Based Vesting Condition defined in footnote 2 to the Grant Form 4. The remaining RSUs are subject to the Time-Based Vesting Condition and the stock price conditions described in footnotes 3 and 4 of the Grant Form 4. F3 · derivative.expiration_date: This amount was granted on Reporting Person's Form 4 filed on June 1, 2016 (the "Grant Form 4"). 83,336 RSUs are subject only to the Time-Based Vesting Condition defined in footnote 2 to the Grant Form 4. The remaining RSUs are subject to the Time-Based Vesting Condition and the stock price conditions described in footnotes 3 and 4 of the Grant Form 4. Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 17:40 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Tax withholdingCommon Stock | 3,239 | $21.85 | $70,772.15 |
DisclosureSEC source: 0001225208-16-039863 · doc4.xml · nonDerivative · entry 2 NEWLIN STEPHEN D · CIK 0001229313 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,718 F2 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of restricted stock units. No shares were sold. Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 17:40 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Exercise / conversionCommon Stock | 10,416 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-039863 · doc4.xml · nonDerivative · entry 1 NEWLIN STEPHEN D · CIK 0001229313 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,957 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.