NEWLIN STEPHEN D

SEC source: 0001225208-21-001991 · doc4.xml · nonDerivative · entry 4

NEWLIN STEPHEN D · CIK 0001229313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,465

F2 · shares: Shares withheld by the Issuer to satisfy the minimum statutory tax withholding requirements on settlement of restricted stock units. No shares were sold

SEC source: 0001225208-21-001991 · doc4.xml · nonDerivative · entry 3

NEWLIN STEPHEN D · CIK 0001229313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,012

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of the Issuer's common stock on their scheduled vesting date.

SEC source: 0001225208-21-001991 · doc4.xml · derivative · entry 6

NEWLIN STEPHEN D · CIK 0001229313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,344

Underlying: Common Stock · 10,343 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of the Issuer's common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of the Issuer's common stock on their scheduled vesting date.

F3 · derivative.exercise_date: On February 6, 2019, the reporting person was granted 31,030 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date, subject to the reporting person continuing to be employed by the issuer through each such date.

F3 · derivative.expiration_date: On February 6, 2019, the reporting person was granted 31,030 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date, subject to the reporting person continuing to be employed by the issuer through each such date.

SEC source: 0001225208-21-001991 · doc4.xml · nonDerivative · entry 2

NEWLIN STEPHEN D · CIK 0001229313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,232

F2 · shares: Shares withheld by the Issuer to satisfy the minimum statutory tax withholding requirements on settlement of restricted stock units. No shares were sold

SEC source: 0001225208-21-001991 · doc4.xml · nonDerivative · entry 1

NEWLIN STEPHEN D · CIK 0001229313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,034

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of the Issuer's common stock on their scheduled vesting date.

SEC source: 0001062993-21-000860 · form4.xml · nonDerivative · entry 1

NEWLIN STEPHEN D · CIK 0001229313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,671.53

F1 · shares: Common Stock granted to Reporting Person pursuant to the Company's 2017 Incentive Stock and Awards Plan and deferred by Reporting Person pursuant to the Company's Deferred Compensation Plan for Directors and Executive Officers.

SEC source: 0001225208-20-014742 · doc4.xml · nonDerivative · entry 1

NEWLIN STEPHEN D · CIK 0001229313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,691

F1 · kind: This transaction involved a gift of securities by the reporting person to a trust for the benefit of one of his sons. The reporting person is not a trustee of such trust and has no pecuniary interest or investment discretion.

F2 · price: This is not a market transaction thus no price has been reported.

SEC source: 0000775158-20-000109 · edgar.xml · nonDerivative · entry 1

NEWLIN STEPHEN D · CIK 0001229313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,121.53

F1 · shares: Represents stock units payable in Oshkosh Corporation common stock acquired in accordance with the dividend reinvestment feature of the Oshkosh Corporation Deferred Compensation Plan for Directors and Executive Officers.

SEC source: 0000775158-20-000083 · edgar.xml · nonDerivative · entry 1

NEWLIN STEPHEN D · CIK 0001229313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,046.78

F1 · shares: Represents stock units payable in Oshkosh Corporation common stock acquired in accordance with the dividend reinvestment feature of the Oshkosh Corporation Deferred Compensation Plan for Directors and Executive Officers.

SEC source: 0001225208-20-009602 · doc4.xml · nonDerivative · entry 4

NEWLIN STEPHEN D · CIK 0001229313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,691

F3 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on settlement of restricted stock units. No shares were sold.

SEC source: 0000775158-20-000053 · edgar.xml · nonDerivative · entry 1

NEWLIN STEPHEN D · CIK 0001229313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,980.15

F1 · shares: Represents stock units payable in Oshkosh Corporation common stock acquired in accordance with the dividend reinvestment feature of the Oshkosh Corporation Deferred Compensation Plan for Directors and Executive Officers.

SEC source: 0001225208-20-007439 · doc4.xml · nonDerivative · entry 1

NEWLIN STEPHEN D · CIK 0001229313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,470

F1 · shares: Restricted stock that vests in full on the earlier to occur of (i) the first anniversary of the grant date or (ii) the date of the Companys annual meeting of stockholders in the year following the year of the grant date, subject to the Reporting Person's continued board service through such date.

SEC source: 0000899243-20-005792 · doc4.xml · derivative · entry 2

NEWLIN STEPHEN D · CIK 0001229313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,530

Underlying: Common Stock · 7,423 shares

Expires not disclosed

F1 · derivative.exercise_price: Each PRSU represents a contingent right to receive one share of common stock upon vesting.

F5 · shares: The reported number of securities represents the Tranche 2 2018 PRSUs that were deemed earned on February 21, 2020 (following certification of the performance metric for the applicable performance period) and that vest on December 31, 2020.

F3 · derivative.exercise_date: In 2018, Stephen D. Newlin was granted an award of PRSUs ("2018 PRSUs"), split into four equally-weighted tranches, to be earned based on performance against predetermined Adjusted EBITDA and Adjusted Earnings Per Share performance goals over four equally-weighted measurement periods within the three-year period beginning January 1, 2018 and ending December 31, 2020. The first tranche of 2018 PRSUs ("Tranche 1 2018 PRSUs") was to be earned based on performance of predetermined Adjusted EBITDA and Adjusted Earnings Per Share performance goals during the period of January 1, 2018 to December 31, 2018. The second tranche of 2018 PRSUs ("Tranche 2 2018 PRSUs") was to be earned based on performance of predetermined Adjusted EBITDA and Adjusted Earnings Per Share performance goals during the period of January 1, 2019 to December 31, 2019.

F4 · derivative.exercise_date: (Continued from footnote 3) The third tranche of 2018 PRSUs ("Tranche 3 2018 PRSUs") was to be earned based on performance of predetermined Adjusted EBITDA and Adjusted Earnings Per Share performance goals during the period of January 1, 2020 to December 31, 2020. The fourth tranche of 2018 PRSUs ("Tranche 4 2018 PRSUs") was to be earned based on performance of predetermined cumulative Adjusted EBITDA and Adjusted Earnings Per Share performance goals during the three-year period of January 1, 2018 to December 31, 2020. Each tranche would be deemed earned, if at all, following the certification of performance goal attainment by the Compensation Committee following the applicable performance period and would vest, subject to continued employment through such date, on December 31, 2020.

F3 · derivative.expiration_date: In 2018, Stephen D. Newlin was granted an award of PRSUs ("2018 PRSUs"), split into four equally-weighted tranches, to be earned based on performance against predetermined Adjusted EBITDA and Adjusted Earnings Per Share performance goals over four equally-weighted measurement periods within the three-year period beginning January 1, 2018 and ending December 31, 2020. The first tranche of 2018 PRSUs ("Tranche 1 2018 PRSUs") was to be earned based on performance of predetermined Adjusted EBITDA and Adjusted Earnings Per Share performance goals during the period of January 1, 2018 to December 31, 2018. The second tranche of 2018 PRSUs ("Tranche 2 2018 PRSUs") was to be earned based on performance of predetermined Adjusted EBITDA and Adjusted Earnings Per Share performance goals during the period of January 1, 2019 to December 31, 2019.

F4 · derivative.expiration_date: (Continued from footnote 3) The third tranche of 2018 PRSUs ("Tranche 3 2018 PRSUs") was to be earned based on performance of predetermined Adjusted EBITDA and Adjusted Earnings Per Share performance goals during the period of January 1, 2020 to December 31, 2020. The fourth tranche of 2018 PRSUs ("Tranche 4 2018 PRSUs") was to be earned based on performance of predetermined cumulative Adjusted EBITDA and Adjusted Earnings Per Share performance goals during the three-year period of January 1, 2018 to December 31, 2020. Each tranche would be deemed earned, if at all, following the certification of performance goal attainment by the Compensation Committee following the applicable performance period and would vest, subject to continued employment through such date, on December 31, 2020.

SEC source: 0001225208-20-009602 · doc4.xml · nonDerivative · entry 3

NEWLIN STEPHEN D · CIK 0001229313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,496

F2 · shares: This is a settlement of a non- derivative performance award. In 2018, Mr. Newlin was granted an award of PRSUs ("2018 PRSUs"), split into eight equally-weighted tranches, to be earned based on performance against predetermined Adjusted EBITDA performance goals over eight equally-weighted measurement periods within the three-year period beginning January 1, 2017 and ending December 31, 2019. Each tranche would be deemed earned, if at all, following the certification of performance goal attainment by the Compensation Committee following the applicable performance period and would vest, subject to continued employment through such date, on December 31, 2020. Due to his separation from the company as an executive Tranches 1, 2, 5 and 6 all vested. The shares were held and delivered on July 1, 2020.

F2 · price: This is a settlement of a non- derivative performance award. In 2018, Mr. Newlin was granted an award of PRSUs ("2018 PRSUs"), split into eight equally-weighted tranches, to be earned based on performance against predetermined Adjusted EBITDA performance goals over eight equally-weighted measurement periods within the three-year period beginning January 1, 2017 and ending December 31, 2019. Each tranche would be deemed earned, if at all, following the certification of performance goal attainment by the Compensation Committee following the applicable performance period and would vest, subject to continued employment through such date, on December 31, 2020. Due to his separation from the company as an executive Tranches 1, 2, 5 and 6 all vested. The shares were held and delivered on July 1, 2020.

SEC source: 0000775158-20-000015 · edgar.xml · nonDerivative · entry 1

NEWLIN STEPHEN D · CIK 0001229313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,893.15

F1 · shares: Represents stock units payable in Oshkosh Corporation common stock acquired in accordance with the dividend reinvestment feature of the Oshkosh Corporation Deferred Compensation Plan for Directors and Executive Officers.

SEC source: 0001225208-20-009602 · doc4.xml · derivative · entry 7

NEWLIN STEPHEN D · CIK 0001229313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,780

Underlying: Common Stock · 16,780 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is equivalent to one share of common stock upon vesting.

F5 · derivative.exercise_date: On February 7, 2019 the reporting person was granted 31,020 restricted stock units, vesting in three equal annual installments beginning on February 7, 2020 subject to the reporting person continuing to be employed through each such date. The shares were held and delivered on July 1, 2020.

F5 · derivative.expiration_date: On February 7, 2019 the reporting person was granted 31,020 restricted stock units, vesting in three equal annual installments beginning on February 7, 2020 subject to the reporting person continuing to be employed through each such date. The shares were held and delivered on July 1, 2020.

SEC source: 0001225208-20-009602 · doc4.xml · nonDerivative · entry 2

NEWLIN STEPHEN D · CIK 0001229313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,966

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is equivalent to one share of common stock upon vesting.

SEC source: 0001225208-20-009602 · doc4.xml · derivative · entry 6

NEWLIN STEPHEN D · CIK 0001229313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,687

Underlying: Common Stock · 10,343 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is equivalent to one share of common stock upon vesting.

F4 · derivative.exercise_date: On February 6, 2018 the reporting person was granted 50,340 restricted stock units, vesting in three equal annual installments beginning on February 6, 2019 subject to the reporting person continuing to be employed through each such date. The shares were held and delivered on July 1, 2020.

F4 · derivative.expiration_date: On February 6, 2018 the reporting person was granted 50,340 restricted stock units, vesting in three equal annual installments beginning on February 6, 2019 subject to the reporting person continuing to be employed through each such date. The shares were held and delivered on July 1, 2020.

SEC source: 0001225208-20-009602 · doc4.xml · nonDerivative · entry 1

NEWLIN STEPHEN D · CIK 0001229313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,186

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is equivalent to one share of common stock upon vesting.

SEC source: 0000775158-20-000004 · edgar.xml · nonDerivative · entry 1

NEWLIN STEPHEN D · CIK 0001229313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,830.29

F1 · shares: Common Stock granted to Reporting Person pursuant to the Company's 2017 Incentive Stock and Awards Plan and deferred by Reporting Person pursuant to the Company's Deferred Compensation Plan for Directors and Executive Officers.

SEC source: 0000775158-19-000129 · edgar.xml · nonDerivative · entry 1

NEWLIN STEPHEN D · CIK 0001229313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,205.29

F1 · shares: Represents stock units payable in Oshkosh Corporation common stock acquired in accordance with the dividend reinvestment feature of the Oshkosh Corporation Deferred Compensation Plan for Directors and Executive Officers.

SEC source: 0000775158-19-000090 · edgar.xml · nonDerivative · entry 1

NEWLIN STEPHEN D · CIK 0001229313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,152.28

F1 · shares: Represents stock units payable in Oshkosh Corporation common stock acquired in accordance with the dividend reinvestment feature of the Oshkosh Corporation Deferred Compensation Plan for Directors and Executive Officers.

SEC source: 0001225208-19-011007 · doc4.xml · nonDerivative · entry 2

NEWLIN STEPHEN D · CIK 0001229313 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,843

SEC source: 0001225208-19-011007 · doc4.xml · nonDerivative · entry 1

NEWLIN STEPHEN D · CIK 0001229313 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,843

SEC source: 0000775158-19-000063 · edgar.xml · nonDerivative · entry 1

NEWLIN STEPHEN D · CIK 0001229313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,091.33

F1 · shares: Represents stock units payable in Oshkosh Corporation common stock acquired in accordance with the dividend reinvestment feature of the Oshkosh Corporation Deferred Compensation Plan for Directors and Executive Officers.

SEC source: 0001225208-19-005956 · doc4.xml · derivative · entry 7

NEWLIN STEPHEN D · CIK 0001229313 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,560

Underlying: Common Stock · 16,780 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of the Registrant's common stock on their scheduled vesting date.

F4 · derivative.exercise_date: The exercise and expiration dates for these RSUs were reported on the Reporting Person's Form 4 filed on February 8, 2018 (the "Grant Form 4"). These are the same RSUs that were converted into the common stock reported in Table I and are subject to the Time-Based Vesting condition defined in footnote two to the Grant Form 4, and subject to the Reporting Person continuing to be employed by or providing services as a Director to the Issuer through each such date.

F4 · derivative.expiration_date: The exercise and expiration dates for these RSUs were reported on the Reporting Person's Form 4 filed on February 8, 2018 (the "Grant Form 4"). These are the same RSUs that were converted into the common stock reported in Table I and are subject to the Time-Based Vesting condition defined in footnote two to the Grant Form 4, and subject to the Reporting Person continuing to be employed by or providing services as a Director to the Issuer through each such date.

SEC source: 0001225208-19-005956 · doc4.xml · derivative · entry 6

NEWLIN STEPHEN D · CIK 0001229313 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of the Registrant's common stock on their scheduled vesting date.

F3 · derivative.exercise_date: The exercise and expiration dates for these RSUs were reported on the Reporting Person's Form 4 filed on January 30, 2017 (the "Grant Form 4"). These are the same RSUs that were converted into the common stock reported in Table I and are subject to the Time-Based Vesting condition defined in footnote two to the Grant Form 4, and subject to the Reporting Person continuing to be employed by or providing services as a Director to the Issuer through each such date.

F3 · derivative.expiration_date: The exercise and expiration dates for these RSUs were reported on the Reporting Person's Form 4 filed on January 30, 2017 (the "Grant Form 4"). These are the same RSUs that were converted into the common stock reported in Table I and are subject to the Time-Based Vesting condition defined in footnote two to the Grant Form 4, and subject to the Reporting Person continuing to be employed by or providing services as a Director to the Issuer through each such date.

SEC source: 0001225208-19-005956 · doc4.xml · nonDerivative · entry 4

NEWLIN STEPHEN D · CIK 0001229313 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,643

F2 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on settlement of restricted stock units. No shares were sold.

SEC source: 0001225208-19-005956 · doc4.xml · nonDerivative · entry 3

NEWLIN STEPHEN D · CIK 0001229313 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,707

F2 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on settlement of restricted stock units. No shares were sold.

SEC source: 0001225208-19-005956 · doc4.xml · nonDerivative · entry 2

NEWLIN STEPHEN D · CIK 0001229313 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,263

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of the Registrant's common stock on their scheduled vesting date.

SEC source: 0001225208-19-005956 · doc4.xml · nonDerivative · entry 1

NEWLIN STEPHEN D · CIK 0001229313 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,763

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of the Registrant's common stock on their scheduled vesting date.

SEC source: 0000775158-19-000028 · edgar.xml · nonDerivative · entry 1

NEWLIN STEPHEN D · CIK 0001229313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,035.64

F1 · shares: Represents stock units payable in Oshkosh Corporation common stock acquired in accordance with the dividend reinvestment feature of the Oshkosh Corporation Deferred Compensation Plan for Directors and Executive Officers.

SEC source: 0001225208-19-002111 · doc4.xml · derivative · entry 2

NEWLIN STEPHEN D · CIK 0001229313 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,970

Underlying: Common Stock · 106,970 shares

Expires 2029-02-06

F4 · derivative.exercise_date: These options will vest and become exercisable in three equal installments on February 6, 2020, February 6, 2021 and February 6, 2022, subject to the Reporting person continuing to be employed by or providing services as a Director to the Registrant through each such date.

SEC source: 0001225208-19-002111 · doc4.xml · derivative · entry 1

NEWLIN STEPHEN D · CIK 0001229313 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,030

Underlying: Common Stock · 31,030 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is equivalent to one share of common stock upon vesting.

F2 · derivative.exercise_date: The RSUs become vested in three equal installments on February 6, 2020, February 6, 2021 and February 6, 2022, subject to the Reporting Person continuing to be employed by or providing services as a Director to the Registrant through each such date. Vested shares will be delivered to the Reporting Person within 30 days following the applicable vest date.

F3 · derivative.expiration_date: Not applicable.

SEC source: 0000899243-20-005792 · doc4.xml · derivative · entry 1

NEWLIN STEPHEN D · CIK 0001229313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,107

Underlying: Common Stock · 37,107 shares

Expires not disclosed

F1 · derivative.exercise_price: Each PRSU represents a contingent right to receive one share of common stock upon vesting.

F2 · shares: The reported number of securities represents the Tranche 1 2018 PRSUs (as defined in footnote 3) that were deemed earned on February 6, 2019 (following certification of the performance metric for the applicable performance period) and that vest on December 31, 2020, which is the same vesting as for the Tranche 2 2018 PRSUs (as defined in footnote (3).

F3 · derivative.exercise_date: In 2018, Stephen D. Newlin was granted an award of PRSUs ("2018 PRSUs"), split into four equally-weighted tranches, to be earned based on performance against predetermined Adjusted EBITDA and Adjusted Earnings Per Share performance goals over four equally-weighted measurement periods within the three-year period beginning January 1, 2018 and ending December 31, 2020. The first tranche of 2018 PRSUs ("Tranche 1 2018 PRSUs") was to be earned based on performance of predetermined Adjusted EBITDA and Adjusted Earnings Per Share performance goals during the period of January 1, 2018 to December 31, 2018. The second tranche of 2018 PRSUs ("Tranche 2 2018 PRSUs") was to be earned based on performance of predetermined Adjusted EBITDA and Adjusted Earnings Per Share performance goals during the period of January 1, 2019 to December 31, 2019.

F4 · derivative.exercise_date: (Continued from footnote 3) The third tranche of 2018 PRSUs ("Tranche 3 2018 PRSUs") was to be earned based on performance of predetermined Adjusted EBITDA and Adjusted Earnings Per Share performance goals during the period of January 1, 2020 to December 31, 2020. The fourth tranche of 2018 PRSUs ("Tranche 4 2018 PRSUs") was to be earned based on performance of predetermined cumulative Adjusted EBITDA and Adjusted Earnings Per Share performance goals during the three-year period of January 1, 2018 to December 31, 2020. Each tranche would be deemed earned, if at all, following the certification of performance goal attainment by the Compensation Committee following the applicable performance period and would vest, subject to continued employment through such date, on December 31, 2020.

F3 · derivative.expiration_date: In 2018, Stephen D. Newlin was granted an award of PRSUs ("2018 PRSUs"), split into four equally-weighted tranches, to be earned based on performance against predetermined Adjusted EBITDA and Adjusted Earnings Per Share performance goals over four equally-weighted measurement periods within the three-year period beginning January 1, 2018 and ending December 31, 2020. The first tranche of 2018 PRSUs ("Tranche 1 2018 PRSUs") was to be earned based on performance of predetermined Adjusted EBITDA and Adjusted Earnings Per Share performance goals during the period of January 1, 2018 to December 31, 2018. The second tranche of 2018 PRSUs ("Tranche 2 2018 PRSUs") was to be earned based on performance of predetermined Adjusted EBITDA and Adjusted Earnings Per Share performance goals during the period of January 1, 2019 to December 31, 2019.

F4 · derivative.expiration_date: (Continued from footnote 3) The third tranche of 2018 PRSUs ("Tranche 3 2018 PRSUs") was to be earned based on performance of predetermined Adjusted EBITDA and Adjusted Earnings Per Share performance goals during the period of January 1, 2020 to December 31, 2020. The fourth tranche of 2018 PRSUs ("Tranche 4 2018 PRSUs") was to be earned based on performance of predetermined cumulative Adjusted EBITDA and Adjusted Earnings Per Share performance goals during the three-year period of January 1, 2018 to December 31, 2020. Each tranche would be deemed earned, if at all, following the certification of performance goal attainment by the Compensation Committee following the applicable performance period and would vest, subject to continued employment through such date, on December 31, 2020.

SEC source: 0000775158-19-000014 · edgar.xml · nonDerivative · entry 1

NEWLIN STEPHEN D · CIK 0001229313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,981.54

F1 · shares: Common Stock granted to Reporting Person pursuant to the Company's 2017 Incentive Stock and Awards Plan and deferred by Reporting Person pursuant to the Company's Deferred Compensation Plan for Directors and Executive Officers.

SEC source: 0001225208-19-000118 · doc4.xml · derivative · entry 4

NEWLIN STEPHEN D · CIK 0001229313 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of the Registrant's common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of the Registrant's common stock on their scheduled vesting date.

F3 · derivative.exercise_date: This amount was granted to the Reporting Person's Form 4 filed on January 30, 2017 (the "Grant Form 4"). These are the same RSUs that were converted into the common stock reported in Table I and are subject to the Time-Based Vesting condition defined in footnote two to the Grant Form 4, and subject to the Reporting Person continuing to be employed by or providing services as a Director to the Registrant through each such date.

F3 · derivative.expiration_date: This amount was granted to the Reporting Person's Form 4 filed on January 30, 2017 (the "Grant Form 4"). These are the same RSUs that were converted into the common stock reported in Table I and are subject to the Time-Based Vesting condition defined in footnote two to the Grant Form 4, and subject to the Reporting Person continuing to be employed by or providing services as a Director to the Registrant through each such date.

SEC source: 0001225208-19-000118 · doc4.xml · nonDerivative · entry 2

NEWLIN STEPHEN D · CIK 0001229313 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,983

F2 · shares: Shares withheld by the Registrant to satisfy the minimum statutory tax withholding requirements on settlement of restricted stock units. No shares were sold.

SEC source: 0001225208-19-000118 · doc4.xml · nonDerivative · entry 1

NEWLIN STEPHEN D · CIK 0001229313 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,539

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of the Registrant's common stock on their scheduled vesting date.

SEC source: 0001225208-18-016093 · doc4.xml · derivative · entry 4

NEWLIN STEPHEN D · CIK 0001229313 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of the Registrant's common stock on their scheduled vesting date.

F3 · derivative.exercise_date: This amount was granted on the Reporting Person's Form 4 filed on January 30, 2017 (the "Grant Form 4"). These are the same RSUs that were converted into the common stock reported in Table I and are subject to the Time-Based Vesting condition defined in footnote two to the Grant Form 4, and subject to the Reporting Person continuing to be employed by or providing services as a Director to the Registrant through each such date.

F3 · derivative.expiration_date: This amount was granted on the Reporting Person's Form 4 filed on January 30, 2017 (the "Grant Form 4"). These are the same RSUs that were converted into the common stock reported in Table I and are subject to the Time-Based Vesting condition defined in footnote two to the Grant Form 4, and subject to the Reporting Person continuing to be employed by or providing services as a Director to the Registrant through each such date.

SEC source: 0001225208-18-016093 · doc4.xml · nonDerivative · entry 2

NEWLIN STEPHEN D · CIK 0001229313 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,039

F2 · shares: Shares withheld by the Registrant to satisfy the minimum statutory tax withholding requirements on settlement of restricted stock units. No shares were sold.

SEC source: 0001225208-18-016093 · doc4.xml · nonDerivative · entry 1

NEWLIN STEPHEN D · CIK 0001229313 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,595

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of the Registrant's common stock on their scheduled vesting date.

SEC source: 0000775158-18-000154 · edgar.xml · nonDerivative · entry 1

NEWLIN STEPHEN D · CIK 0001229313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,056.54

F1 · shares: Represents stock units payable in Oshkosh Corporation common stock acquired in accordance with the dividend reinvestment feature of the Oshkosh Corporation Deferred Compensation Plan for Directors and Executive Officers.

SEC source: 0001225208-18-015367 · doc4.xml · nonDerivative · entry 1

NEWLIN STEPHEN D · CIK 0001229313 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,095

F1 · balance_after: Mr. Newlin made a series of acquistions that resulted in him directly owning 185,095 shares of the Issuer's common stock.

SEC source: 0001225208-18-015059 · doc4.xml · derivative · entry 4

NEWLIN STEPHEN D · CIK 0001229313 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of their common stock on their scheduled vesting date.

F3 · derivative.exercise_date: This amount was granted to the Reporting Person's Form 4 filed on January 30, 2017 (the "Grant Form 4"). These are the same RSUs that were converted into the common stock reported in Table I and are subject to the Time-Based Vesting condition defined in footnote two to the Grant Form 4, and subject to the Report Person continuing to be employed by or providing services as a Director to the Issuer through each such date.

F3 · derivative.expiration_date: This amount was granted to the Reporting Person's Form 4 filed on January 30, 2017 (the "Grant Form 4"). These are the same RSUs that were converted into the common stock reported in Table I and are subject to the Time-Based Vesting condition defined in footnote two to the Grant Form 4, and subject to the Report Person continuing to be employed by or providing services as a Director to the Issuer through each such date.

SEC source: 0001225208-18-015059 · doc4.xml · nonDerivative · entry 2

NEWLIN STEPHEN D · CIK 0001229313 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,095

F2 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on settlement of restricted stock units. No shares were sold.

SEC source: 0001225208-18-015059 · doc4.xml · nonDerivative · entry 1

NEWLIN STEPHEN D · CIK 0001229313 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,651

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of their common stock on their scheduled vesting date.

SEC source: 0001225208-18-013934 · doc4.xml · derivative · entry 4

NEWLIN STEPHEN D · CIK 0001229313 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of their common stock on their scheduled vesting date.

F3 · derivative.exercise_date: This amount was granted to the Reporting Person's Form 4 filed on January 30, 2017 (the "Grant Form 4"). These are the same RSUs that were converted into the common stok reported in Table I and are subject to the Time-Based Vesting condition defined in footnote two to the Grant Form 4, and subject to the Report Person's continuing to be employed by or providing services as a Director to the Issuer through each such date.

F3 · derivative.expiration_date: This amount was granted to the Reporting Person's Form 4 filed on January 30, 2017 (the "Grant Form 4"). These are the same RSUs that were converted into the common stok reported in Table I and are subject to the Time-Based Vesting condition defined in footnote two to the Grant Form 4, and subject to the Report Person's continuing to be employed by or providing services as a Director to the Issuer through each such date.

SEC source: 0001225208-18-013934 · doc4.xml · nonDerivative · entry 2

NEWLIN STEPHEN D · CIK 0001229313 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,151

F2 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on settlement of restricted stock units. No shares were sold.

SEC source: 0001225208-18-013934 · doc4.xml · nonDerivative · entry 1

NEWLIN STEPHEN D · CIK 0001229313 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,707

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of their common stock on their scheduled vesting date.