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person · Reporting owner

Bell Sandra

Disclosed activity across 2 companies

Tapewire entity
90197
SEC CIK
0001447887

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CHIMERA INVESTMENT CORPCIM · Entity 4990DirectorJune 05, 2024June 06, 2024
TIPTREE INC.TIPT · Entity 5239Chief Financial OfficerNovember 10, 2022November 14, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CHIMERA INVESTMENT CORP

Report date June 05, 2024 · Filed June 06, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect25,423 Reported balance After 2024-06-05 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2024-06-05 · Grant · Acquired 10,231 · Balance 25,423

F1: Represents shares of Chimera common stock underlying restricted stock units (RSUs). The RSUs are scheduled to vest on the earlier of (1) the first anniversary of the grant date, June 5, 2025, or (2) the date of the next annual stockholders meeting of the Company and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2: Each RSU has the economic equivalent of one share of Chimera common stock.

F3: The total share numbers reflect a 1-for-3 reverse stock split that became effective following the close of business on May 21, 2024.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of Chimera common stock underlying restricted stock units (RSUs). The RSUs are scheduled to vest on the earlier of (1) the first anniversary of the grant date, June 5, 2025, or (2) the date of the next annual stockholders meeting of the Company and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2: Each RSU has the economic equivalent of one share of Chimera common stock.

F3: The total share numbers reflect a 1-for-3 reverse stock split that became effective following the close of business on May 21, 2024.

TIPTREE INC.

Report date November 10, 2022 · Filed November 14, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect5,335 Ending reported balance After 2022-11-11 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2022-11-10 · Sale · Disposed 500 · Balance 5,567

F1: Pursuant to a Rule 10b5-1 trading plan.

Row 2 · 2022-11-11 · Sale · Disposed 232 · Balance 5,335

F1: Pursuant to a Rule 10b5-1 trading plan.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to a Rule 10b5-1 trading plan.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 09, 2018 Filed Jul 10, 2018 10:51 UTC TIPTREE INC. TIPT · Entity 5239 Tax withholdingCommon Stock 4,616 $6.95 $32,081.20
Disclosure

SEC source: 0001393726-18-000037 · wf-form4_153123427706318.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,513

F1 · kind: Shares withheld upon vesting of the third and final installment of restricted stock units issued to the Reporting Person on July 1, 2015.

F2 · price: Represents the closing stock price as of the transaction date

Read SEC document
July 02, 2018 Filed Jul 3, 2018 11:20 UTC TIPTREE INC. TIPT · Entity 5239 SaleCommon Stock 2,350 $6.85 $16,097.50
Disclosure

SEC source: 0001447887-18-000006 · wf-form4_153063122056711.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,129

F1 · shares: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 01, 2018 Filed Jun 4, 2018 12:49 UTC TIPTREE INC. TIPT · Entity 5239 SaleClass A Common Stock 195 $6.55 $1,277.25
Disclosure

SEC source: 0001447887-18-000004 · wf-form4_152813092351772.xml · nonDerivative · entry 2

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,479

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 01, 2018 Filed Jun 4, 2018 12:49 UTC TIPTREE INC. TIPT · Entity 5239 SaleClass A Common Stock 2,155 $6.60 $14,223.00
Disclosure

SEC source: 0001447887-18-000004 · wf-form4_152813092351772.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,674

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 17:21 UTC TIPTREE INC. TIPT · Entity 5239 GrantClass A Common Stock 17,942 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-002528 · wf-form4_151985646218921.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,829

F1 · shares: The Reporting Person was granted restricted stock units, which represent the right to receive shares of the Issuer's Class A Common Stock, pursuant to the Issuer's Equity Plan. The restricted stock units will vest annually in three equal installments on each of February 15, 2019, 2020 and 2021 upon continuous employment from the grant date until such date, subject to certain terms contained in the Reporting Person's award agreement.

Read SEC document
January 18, 2018 Filed Jan 19, 2018 10:19 UTC TIPTREE INC. TIPT · Entity 5239 SaleClass A Common Stock 380 $6.20 $2,356.00
Disclosure

SEC source: 0001393726-18-000001 · wf-form4_151637516025073.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,887

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
January 11, 2018 Filed Jan 16, 2018 12:02 UTC TIPTREE INC. TIPT · Entity 5239 Tax withholdingClass A Common Stock 2,141 $6.20 $13,274.20
Disclosure

SEC source: 0001447887-18-000001 · wf-form4_151612214039909.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,267

F1 · kind: Shares withheld upon vesting of the second installment of restricted stock units issued to the Reporting Person on January 4, 2016.

F2 · price: Represents the closing stock price as of the transaction date

Read SEC document
December 01, 2017 Filed Dec 4, 2017 12:00 UTC TIPTREE INC. TIPT · Entity 5239 SaleClass A Common Stock 620 $6.65 $4,123.00
Disclosure

SEC source: 0001393726-17-000068 · wf-form4_151240680240654.xml · nonDerivative · entry 4

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,037

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
December 01, 2017 Filed Dec 4, 2017 12:00 UTC TIPTREE INC. TIPT · Entity 5239 SaleClass A Common Stock 1,400 $6.60 $9,240.00
Disclosure

SEC source: 0001393726-17-000068 · wf-form4_151240680240654.xml · nonDerivative · entry 3

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,657

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
December 01, 2017 Filed Dec 4, 2017 12:00 UTC TIPTREE INC. TIPT · Entity 5239 SaleClass A Common Stock 100 $6.55 $655.00
Disclosure

SEC source: 0001393726-17-000068 · wf-form4_151240680240654.xml · nonDerivative · entry 2

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,057

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
December 01, 2017 Filed Dec 4, 2017 12:00 UTC TIPTREE INC. TIPT · Entity 5239 SaleClass A Common Stock 500 $6.50 $3,250.00
Disclosure

SEC source: 0001393726-17-000068 · wf-form4_151240680240654.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,157

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
November 01, 2017 Filed Nov 2, 2017 10:29 UTC TIPTREE INC. TIPT · Entity 5239 SaleClass A Common Stock 3,000 $6.60 $19,800.00
Disclosure

SEC source: 0001447887-17-000002 · wf-form4_150963293371262.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,657

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
October 02, 2017 Filed Oct 3, 2017 14:30 UTC TIPTREE INC. TIPT · Entity 5239 SaleClass A Common Stock 500 $6.10 $3,050.00
Disclosure

SEC source: 0001628280-17-009616 · wf-form4_150705541916451.xml · nonDerivative · entry 4

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,657

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
October 02, 2017 Filed Oct 3, 2017 14:30 UTC TIPTREE INC. TIPT · Entity 5239 SaleClass A Common Stock 600 $6.15 $3,690.00
Disclosure

SEC source: 0001628280-17-009616 · wf-form4_150705541916451.xml · nonDerivative · entry 3

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,157

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
October 02, 2017 Filed Oct 3, 2017 14:30 UTC TIPTREE INC. TIPT · Entity 5239 SaleClass A Common Stock 1,451 $6.20 $8,996.20
Disclosure

SEC source: 0001628280-17-009616 · wf-form4_150705541916451.xml · nonDerivative · entry 2

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,757

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
October 02, 2017 Filed Oct 3, 2017 14:30 UTC TIPTREE INC. TIPT · Entity 5239 SaleClass A Common Stock 449 $6.30 $2,828.70
Disclosure

SEC source: 0001628280-17-009616 · wf-form4_150705541916451.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,208

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
September 01, 2017 Filed Sep 5, 2017 11:42 UTC TIPTREE INC. TIPT · Entity 5239 SaleClass A Common Stock 24 $6.40 $153.60
Disclosure

SEC source: 0001628280-17-009041 · wf-form4_150462613750539.xml · nonDerivative · entry 4

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,657

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
September 01, 2017 Filed Sep 5, 2017 11:42 UTC TIPTREE INC. TIPT · Entity 5239 SaleClass A Common Stock 200 $6.33 $1,266.00
Disclosure

SEC source: 0001628280-17-009041 · wf-form4_150462613750539.xml · nonDerivative · entry 3

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,681

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
September 01, 2017 Filed Sep 5, 2017 11:42 UTC TIPTREE INC. TIPT · Entity 5239 SaleClass A Common Stock 600 $6.30 $3,780.00
Disclosure

SEC source: 0001628280-17-009041 · wf-form4_150462613750539.xml · nonDerivative · entry 2

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,881

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
September 01, 2017 Filed Sep 5, 2017 11:42 UTC TIPTREE INC. TIPT · Entity 5239 SaleClass A Common Stock 2,176 $6.35 $13,817.60
Disclosure

SEC source: 0001628280-17-009041 · wf-form4_150462613750539.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,481

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
August 01, 2017 Filed Aug 2, 2017 10:01 UTC TIPTREE INC. TIPT · Entity 5239 SaleClass A Common Stock 3,000 $6.85 $20,550.00
Disclosure

SEC source: 0001628280-17-007830 · wf-form4_150168248147392.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,657

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
July 03, 2017 Filed Dec 5, 2017 10:31 UTC TIPTREE INC. TIPT · Entity 5239 Tax withholdingClass A Common Stock 4,629 $7.15 $33,097.35
Disclosure

SEC source: 0001393726-17-000069 · wf-form4_151248786120204.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,408

F1 · date: This transaction is inadvertently reported late due to administrative oversight.

F2 · kind: Shares withheld upon vesting of the second installment of restricted stock units issued to the Reporting Person on July 1, 2015.

F3 · price: Represents the closing stock price as of the transaction date.

F4 · balance_after: This amount reflects the number of shares beneficially owned by the Reporting Person as of the date of this Form 4.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 15:39 UTC TIPTREE INC. TIPT · Entity 5239 GrantClass A Common Stock 19,670 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016478 · doc4.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,657

F1 · shares: The Reporting Person was granted restricted stock units, which represent the right to receive shares of the Issuer's Class A Common Stock, pursuant to the Issuer's Equity Plan. The restricted stock units will vest annually in three equal installments on each of February 22, 2018, February 22, 2019 and February 22, 2020 upon continuous employment from the grant date until such date, subject to certain terms contained in the Reporting Person's award agreement.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 09:56 UTC TIPTREE INC. TIPT · Entity 5239 SaleClass A Common Stock 66 $6.50 $429.00
Disclosure

SEC source: 0001209191-17-007391 · doc4.xml · nonDerivative · entry 4

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,987

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 09:56 UTC TIPTREE INC. TIPT · Entity 5239 SaleClass A Common Stock 177 $6.65 $1,177.05
Disclosure

SEC source: 0001209191-17-007391 · doc4.xml · nonDerivative · entry 3

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,053

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 09:56 UTC TIPTREE INC. TIPT · Entity 5239 SaleClass A Common Stock 1,876 $6.60 $12,381.60
Disclosure

SEC source: 0001209191-17-007391 · doc4.xml · nonDerivative · entry 2

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,230

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 09:56 UTC TIPTREE INC. TIPT · Entity 5239 SaleClass A Common Stock 1,381 $6.55 $9,045.55
Disclosure

SEC source: 0001209191-17-007391 · doc4.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,106

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 13:29 UTC TIPTREE INC. TIPT · Entity 5239 SaleClass A Common Stock 100 $6.05 $605.00
Disclosure

SEC source: 0001209191-17-001750 · doc4.xml · nonDerivative · entry 6

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,487

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 13:29 UTC TIPTREE INC. TIPT · Entity 5239 SaleClass A Common Stock 100 $6.00 $600.00
Disclosure

SEC source: 0001209191-17-001750 · doc4.xml · nonDerivative · entry 5

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,587

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 13:29 UTC TIPTREE INC. TIPT · Entity 5239 SaleClass A Common Stock 300 $6.15 $1,845.00
Disclosure

SEC source: 0001209191-17-001750 · doc4.xml · nonDerivative · entry 4

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,687

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 13:29 UTC TIPTREE INC. TIPT · Entity 5239 SaleClass A Common Stock 300 $6.13 $1,839.00
Disclosure

SEC source: 0001209191-17-001750 · doc4.xml · nonDerivative · entry 3

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,987

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 13:29 UTC TIPTREE INC. TIPT · Entity 5239 SaleClass A Common Stock 300 $6.08 $1,824.00
Disclosure

SEC source: 0001209191-17-001750 · doc4.xml · nonDerivative · entry 2

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,287

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 13:29 UTC TIPTREE INC. TIPT · Entity 5239 SaleClass A Common Stock 2,400 $6.10 $14,640.00
Disclosure

SEC source: 0001209191-17-001750 · doc4.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,587

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
December 01, 2016 Filed Dec 2, 2016 14:12 UTC TIPTREE INC. TIPT · Entity 5239 SaleClass A Common Stock 11 $6.45 $70.95
Disclosure

SEC source: 0001209191-16-152906 · doc4.xml · nonDerivative · entry 3

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,987

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
December 01, 2016 Filed Dec 2, 2016 14:12 UTC TIPTREE INC. TIPT · Entity 5239 SaleClass A Common Stock 2,099 $6.40 $13,433.60
Disclosure

SEC source: 0001209191-16-152906 · doc4.xml · nonDerivative · entry 2

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,998

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
December 01, 2016 Filed Dec 2, 2016 14:12 UTC TIPTREE INC. TIPT · Entity 5239 SaleClass A Common Stock 1,390 $6.50 $9,035.00
Disclosure

SEC source: 0001209191-16-152906 · doc4.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,097

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
November 16, 2016 Filed Nov 18, 2016 13:41 UTC TIPTREE INC. TIPT · Entity 5239 SaleClass A Common Stock 1,000 $6.36 $6,360.00
Disclosure

SEC source: 0001209191-16-151116 · doc4.xml · nonDerivative · entry 2

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,487

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
November 16, 2016 Filed Nov 18, 2016 13:41 UTC TIPTREE INC. TIPT · Entity 5239 SaleClass A Common Stock 1,500 $6.35 $9,525.00
Disclosure

SEC source: 0001209191-16-151116 · doc4.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,487

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
November 01, 2016 Filed Nov 2, 2016 10:40 UTC TIPTREE INC. TIPT · Entity 5239 SaleClass A Common Stock 1,000 $5.75 $5,750.00
Disclosure

SEC source: 0001209191-16-147774 · doc4.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,987

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 13:45 UTC TIPTREE INC. TIPT · Entity 5239 SaleClass A Common Stock 71 $5.78 $410.38
Disclosure

SEC source: 0001209191-16-143910 · doc4.xml · nonDerivative · entry 10

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,987

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 13:45 UTC TIPTREE INC. TIPT · Entity 5239 SaleClass A Common Stock 100 $5.87 $587.00
Disclosure

SEC source: 0001209191-16-143910 · doc4.xml · nonDerivative · entry 9

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,058

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 13:45 UTC TIPTREE INC. TIPT · Entity 5239 SaleClass A Common Stock 100 $5.74 $574.00
Disclosure

SEC source: 0001209191-16-143910 · doc4.xml · nonDerivative · entry 8

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,158

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 13:45 UTC TIPTREE INC. TIPT · Entity 5239 SaleClass A Common Stock 200 $5.84 $1,168.00
Disclosure

SEC source: 0001209191-16-143910 · doc4.xml · nonDerivative · entry 7

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,258

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 13:45 UTC TIPTREE INC. TIPT · Entity 5239 SaleClass A Common Stock 200 $5.75 $1,150.00
Disclosure

SEC source: 0001209191-16-143910 · doc4.xml · nonDerivative · entry 6

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,458

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 13:45 UTC TIPTREE INC. TIPT · Entity 5239 SaleClass A Common Stock 455 $5.83 $2,652.65
Disclosure

SEC source: 0001209191-16-143910 · doc4.xml · nonDerivative · entry 5

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,658

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 13:45 UTC TIPTREE INC. TIPT · Entity 5239 SaleClass A Common Stock 600 $5.77 $3,462.00
Disclosure

SEC source: 0001209191-16-143910 · doc4.xml · nonDerivative · entry 4

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,113

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 13:45 UTC TIPTREE INC. TIPT · Entity 5239 SaleClass A Common Stock 445 $5.91 $2,629.95
Disclosure

SEC source: 0001209191-16-143910 · doc4.xml · nonDerivative · entry 3

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,713

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 13:45 UTC TIPTREE INC. TIPT · Entity 5239 SaleClass A Common Stock 629 $5.76 $3,623.04
Disclosure

SEC source: 0001209191-16-143910 · doc4.xml · nonDerivative · entry 2

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,158

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

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October 03, 2016 Filed Oct 4, 2016 13:45 UTC TIPTREE INC. TIPT · Entity 5239 SaleClass A Common Stock 700 $5.90 $4,130.00
Disclosure

SEC source: 0001209191-16-143910 · doc4.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,787

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

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September 01, 2016 Filed Sep 6, 2016 15:13 UTC TIPTREE INC. TIPT · Entity 5239 SaleClass A Common Stock 70 $5.49 $384.30
Disclosure

SEC source: 0001209191-16-140009 · doc4.xml · nonDerivative · entry 6

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,487

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.