Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CHIMERA INVESTMENT CORPCIM · Entity 4990 | Director | June 05, 2024 | June 06, 2024 |
| TIPTREE INC.TIPT · Entity 5239 | Chief Financial Officer | November 10, 2022 | November 14, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CHIMERA INVESTMENT CORP
Report date June 05, 2024 · Filed June 06, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 25,423 |
Reported balance
After 2024-06-05 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-06-05 · Grant · Acquired 10,231 · Balance 25,423 F1: Represents shares of Chimera common stock underlying restricted stock units (RSUs). The RSUs are scheduled to vest on the earlier of (1) the first anniversary of the grant date, June 5, 2025, or (2) the date of the next annual stockholders meeting of the Company and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock. F2: Each RSU has the economic equivalent of one share of Chimera common stock. F3: The total share numbers reflect a 1-for-3 reverse stock split that became effective following the close of business on May 21, 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of Chimera common stock underlying restricted stock units (RSUs). The RSUs are scheduled to vest on the earlier of (1) the first anniversary of the grant date, June 5, 2025, or (2) the date of the next annual stockholders meeting of the Company and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.
F2: Each RSU has the economic equivalent of one share of Chimera common stock.
F3: The total share numbers reflect a 1-for-3 reverse stock split that became effective following the close of business on May 21, 2024.
TIPTREE INC.
Report date November 10, 2022 · Filed November 14, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,335 |
Ending reported balance
After 2022-11-11 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-11-10 · Sale · Disposed 500 · Balance 5,567 F1: Pursuant to a Rule 10b5-1 trading plan. Row 2 · 2022-11-11 · Sale · Disposed 232 · Balance 5,335 F1: Pursuant to a Rule 10b5-1 trading plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to a Rule 10b5-1 trading plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 01, 2016 Filed Sep 6, 2016 15:13 UTC | TIPTREE INC. TIPT · Entity 5239 | SaleClass A Common Stock | 100 | $5.45 | $545.00 |
DisclosureSEC source: 0001209191-16-140009 · doc4.xml · nonDerivative · entry 5 Bell Sandra · CIK 0001447887 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,557 F1 · kind: Pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 15:13 UTC | TIPTREE INC. TIPT · Entity 5239 | SaleClass A Common Stock | 100 | $5.41 | $541.00 |
DisclosureSEC source: 0001209191-16-140009 · doc4.xml · nonDerivative · entry 4 Bell Sandra · CIK 0001447887 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,657 F1 · kind: Pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 15:13 UTC | TIPTREE INC. TIPT · Entity 5239 | SaleClass A Common Stock | 500 | $5.43 | $2,715.00 |
DisclosureSEC source: 0001209191-16-140009 · doc4.xml · nonDerivative · entry 3 Bell Sandra · CIK 0001447887 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,757 F1 · kind: Pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 15:13 UTC | TIPTREE INC. TIPT · Entity 5239 | SaleClass A Common Stock | 1,300 | $5.44 | $7,072.00 |
DisclosureSEC source: 0001209191-16-140009 · doc4.xml · nonDerivative · entry 2 Bell Sandra · CIK 0001447887 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,257 F1 · kind: Pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 15:13 UTC | TIPTREE INC. TIPT · Entity 5239 | SaleClass A Common Stock | 1,430 | $5.35 | $7,650.50 |
DisclosureSEC source: 0001209191-16-140009 · doc4.xml · nonDerivative · entry 1 Bell Sandra · CIK 0001447887 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,557 F1 · kind: Pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 01, 2016 Filed Sep 8, 2016 18:08 UTC Amendment | TIPTREE INC. TIPT · Entity 5239 | SaleClass A Common Stock | 70 | $5.49 | $384.30 |
DisclosureSEC source: 0001209191-16-140622 · doc4a.xml · nonDerivative · entry 6 Bell Sandra · CIK 0001447887 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,487 F1 · kind: Pursuant to a Rule 10b5-1 trading plan. F2 · balance_after: This Form 4/A is being filed to adjust the total holdings column upwards by 15,000 shares to correct a math error on a Form 4 filed January 6, 2016. Read SEC document |
| September 01, 2016 Filed Sep 8, 2016 18:08 UTC Amendment | TIPTREE INC. TIPT · Entity 5239 | SaleClass A Common Stock | 100 | $5.45 | $545.00 |
DisclosureSEC source: 0001209191-16-140622 · doc4a.xml · nonDerivative · entry 5 Bell Sandra · CIK 0001447887 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,557 F1 · kind: Pursuant to a Rule 10b5-1 trading plan. F2 · balance_after: This Form 4/A is being filed to adjust the total holdings column upwards by 15,000 shares to correct a math error on a Form 4 filed January 6, 2016. Read SEC document |
| September 01, 2016 Filed Sep 8, 2016 18:08 UTC Amendment | TIPTREE INC. TIPT · Entity 5239 | SaleClass A Common Stock | 100 | $5.41 | $541.00 |
DisclosureSEC source: 0001209191-16-140622 · doc4a.xml · nonDerivative · entry 4 Bell Sandra · CIK 0001447887 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,657 F1 · kind: Pursuant to a Rule 10b5-1 trading plan. F2 · balance_after: This Form 4/A is being filed to adjust the total holdings column upwards by 15,000 shares to correct a math error on a Form 4 filed January 6, 2016. Read SEC document |
| September 01, 2016 Filed Sep 8, 2016 18:08 UTC Amendment | TIPTREE INC. TIPT · Entity 5239 | SaleClass A Common Stock | 500 | $5.43 | $2,715.00 |
DisclosureSEC source: 0001209191-16-140622 · doc4a.xml · nonDerivative · entry 3 Bell Sandra · CIK 0001447887 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,757 F1 · kind: Pursuant to a Rule 10b5-1 trading plan. F2 · balance_after: This Form 4/A is being filed to adjust the total holdings column upwards by 15,000 shares to correct a math error on a Form 4 filed January 6, 2016. Read SEC document |
| September 01, 2016 Filed Sep 8, 2016 18:08 UTC Amendment | TIPTREE INC. TIPT · Entity 5239 | SaleClass A Common Stock | 1,300 | $5.44 | $7,072.00 |
DisclosureSEC source: 0001209191-16-140622 · doc4a.xml · nonDerivative · entry 2 Bell Sandra · CIK 0001447887 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,257 F1 · kind: Pursuant to a Rule 10b5-1 trading plan. F2 · balance_after: This Form 4/A is being filed to adjust the total holdings column upwards by 15,000 shares to correct a math error on a Form 4 filed January 6, 2016. Read SEC document |
| September 01, 2016 Filed Sep 8, 2016 18:08 UTC Amendment | TIPTREE INC. TIPT · Entity 5239 | SaleClass A Common Stock | 1,430 | $5.35 | $7,650.50 |
DisclosureSEC source: 0001209191-16-140622 · doc4a.xml · nonDerivative · entry 1 Bell Sandra · CIK 0001447887 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,557 F1 · kind: Pursuant to a Rule 10b5-1 trading plan. F2 · balance_after: This Form 4/A is being filed to adjust the total holdings column upwards by 15,000 shares to correct a math error on a Form 4 filed January 6, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.