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person · Reporting owner

Bell Sandra

Disclosed activity across 2 companies

Tapewire entity
90197
SEC CIK
0001447887

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CHIMERA INVESTMENT CORPCIM · Entity 4990DirectorJune 05, 2024June 06, 2024
TIPTREE INC.TIPT · Entity 5239Chief Financial OfficerNovember 10, 2022November 14, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CHIMERA INVESTMENT CORP

Report date June 05, 2024 · Filed June 06, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect25,423 Reported balance After 2024-06-05 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2024-06-05 · Grant · Acquired 10,231 · Balance 25,423

F1: Represents shares of Chimera common stock underlying restricted stock units (RSUs). The RSUs are scheduled to vest on the earlier of (1) the first anniversary of the grant date, June 5, 2025, or (2) the date of the next annual stockholders meeting of the Company and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2: Each RSU has the economic equivalent of one share of Chimera common stock.

F3: The total share numbers reflect a 1-for-3 reverse stock split that became effective following the close of business on May 21, 2024.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of Chimera common stock underlying restricted stock units (RSUs). The RSUs are scheduled to vest on the earlier of (1) the first anniversary of the grant date, June 5, 2025, or (2) the date of the next annual stockholders meeting of the Company and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2: Each RSU has the economic equivalent of one share of Chimera common stock.

F3: The total share numbers reflect a 1-for-3 reverse stock split that became effective following the close of business on May 21, 2024.

TIPTREE INC.

Report date November 10, 2022 · Filed November 14, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect5,335 Ending reported balance After 2022-11-11 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2022-11-10 · Sale · Disposed 500 · Balance 5,567

F1: Pursuant to a Rule 10b5-1 trading plan.

Row 2 · 2022-11-11 · Sale · Disposed 232 · Balance 5,335

F1: Pursuant to a Rule 10b5-1 trading plan.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to a Rule 10b5-1 trading plan.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 24, 2020 Filed Mar 25, 2020 10:16 UTC TIPTREE INC. TIPT · Entity 5239 SaleCommon Stock 200 $4.95 $990.00
Disclosure

SEC source: 0001393726-20-000053 · wf-form4_158514576291914.xml · nonDerivative · entry 2

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,035

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 23, 2020 Filed Mar 25, 2020 10:16 UTC TIPTREE INC. TIPT · Entity 5239 SaleCommon Stock 200 $4.68 $936.00
Disclosure

SEC source: 0001393726-20-000053 · wf-form4_158514576291914.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,235

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 20, 2020 Filed Mar 23, 2020 10:26 UTC TIPTREE INC. TIPT · Entity 5239 SaleCommon Stock 200 $4.90 $980.00
Disclosure

SEC source: 0001393726-20-000049 · wf-form4_158497357712258.xml · nonDerivative · entry 2

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,435

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 19, 2020 Filed Mar 23, 2020 10:26 UTC TIPTREE INC. TIPT · Entity 5239 SaleCommon Stock 200 $5.19 $1,038.00
Disclosure

SEC source: 0001393726-20-000049 · wf-form4_158497357712258.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,635

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 18, 2020 Filed Mar 19, 2020 09:30 UTC TIPTREE INC. TIPT · Entity 5239 SaleCommon Stock 200 $6.36 $1,272.00
Disclosure

SEC source: 0001393726-20-000047 · wf-form4_158462462310877.xml · nonDerivative · entry 2

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,835

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 17, 2020 Filed Mar 19, 2020 09:30 UTC TIPTREE INC. TIPT · Entity 5239 SaleCommon Stock 200 $5.72 $1,144.00
Disclosure

SEC source: 0001393726-20-000047 · wf-form4_158462462310877.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,035

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 28, 2020 Filed Mar 2, 2020 15:00 UTC TIPTREE INC. TIPT · Entity 5239 Tax withholdingCommon Stock 6,910 $6.58 $45,467.80
Disclosure

SEC source: 0001393726-20-000030 · wf-form4_158317922705821.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,235

F1 · kind: Represents the total amount of shares withheld upon vesting of (1) the third and final of installment of restricted stock units issued to the Reporting Person on February 22, 2017, (2) the second installment of restricted stock units issued to the Reporting Person on February 26, 2018, and (3) the first installment of restricted stock units issued to the Reporting Person on February 26, 2019.

F2 · price: Represents the closing stock price as of the transaction date.

Read SEC document
February 20, 2020 Filed Feb 21, 2020 17:07 UTC TIPTREE INC. TIPT · Entity 5239 GrantCommon Stock 16,004 $0.00 $0.00
Disclosure

SEC source: 0001393726-20-000022 · wf-form4_158232284827349.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,145

F1 · shares: The Reporting Person was granted restricted stock units, which represent the right to receive shares of the Issuer's Common Stock, pursuant to the Issuer's Equity Plan. The restricted stock units will vest annually in three equal installments on each of February 15, 2021, 2022 and 2023 upon continuous employment from the grant date until such date, subject to certain terms contained in the Reporting Person's award agreement.

Read SEC document
April 18, 2019 Filed Apr 18, 2019 15:57 UTC TIPTREE INC. TIPT · Entity 5239 SaleCommon Stock 390 $6.34 $2,472.60
Disclosure

SEC source: 0001393726-19-000081 · wf-form4_155561744036456.xml · nonDerivative · entry 3

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,141

F1 · shares: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
April 17, 2019 Filed Apr 18, 2019 15:57 UTC TIPTREE INC. TIPT · Entity 5239 SaleCommon Stock 400 $6.34 $2,536.00
Disclosure

SEC source: 0001393726-19-000081 · wf-form4_155561744036456.xml · nonDerivative · entry 2

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,531

F1 · shares: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
April 16, 2019 Filed Apr 18, 2019 15:57 UTC TIPTREE INC. TIPT · Entity 5239 SaleCommon Stock 400 $6.35 $2,540.00
Disclosure

SEC source: 0001393726-19-000081 · wf-form4_155561744036456.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,931

F1 · shares: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
April 15, 2019 Filed Apr 16, 2019 09:51 UTC TIPTREE INC. TIPT · Entity 5239 SaleCommon Stock 400 $6.30 $2,520.00
Disclosure

SEC source: 0001393726-19-000079 · wf-form4_155542265487935.xml · nonDerivative · entry 2

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,331

F1 · shares: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
April 12, 2019 Filed Apr 16, 2019 09:51 UTC TIPTREE INC. TIPT · Entity 5239 SaleCommon Stock 400 $6.34 $2,536.00
Disclosure

SEC source: 0001393726-19-000079 · wf-form4_155542265487935.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,731

F1 · shares: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
April 11, 2019 Filed Apr 12, 2019 10:39 UTC TIPTREE INC. TIPT · Entity 5239 SaleCommon Stock 400 $6.25 $2,500.00
Disclosure

SEC source: 0001393726-19-000077 · wf-form4_155507993213936.xml · nonDerivative · entry 2

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,131

F1 · shares: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
April 10, 2019 Filed Apr 12, 2019 10:39 UTC TIPTREE INC. TIPT · Entity 5239 SaleCommon Stock 400 $6.28 $2,512.00
Disclosure

SEC source: 0001393726-19-000077 · wf-form4_155507993213936.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,531

F1 · shares: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
April 09, 2019 Filed Apr 10, 2019 09:58 UTC TIPTREE INC. TIPT · Entity 5239 SaleCommon Stock 400 $6.32 $2,528.00
Disclosure

SEC source: 0001393726-19-000075 · wf-form4_155490467175304.xml · nonDerivative · entry 2

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,931

F1 · shares: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
April 08, 2019 Filed Apr 10, 2019 09:58 UTC TIPTREE INC. TIPT · Entity 5239 SaleCommon Stock 400 $6.34 $2,536.00
Disclosure

SEC source: 0001393726-19-000075 · wf-form4_155490467175304.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,331

F1 · shares: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
April 05, 2019 Filed Apr 8, 2019 13:10 UTC TIPTREE INC. TIPT · Entity 5239 SaleCommon Stock 400 $6.34 $2,536.00
Disclosure

SEC source: 0001393726-19-000073 · wf-form4_155474339366531.xml · nonDerivative · entry 2

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,731

F1 · shares: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
April 04, 2019 Filed Apr 8, 2019 13:10 UTC TIPTREE INC. TIPT · Entity 5239 SaleCommon Stock 400 $6.34 $2,536.00
Disclosure

SEC source: 0001393726-19-000073 · wf-form4_155474339366531.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,131

F1 · shares: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
April 03, 2019 Filed Apr 4, 2019 11:05 UTC TIPTREE INC. TIPT · Entity 5239 SaleCommon Stock 400 $6.35 $2,540.00
Disclosure

SEC source: 0001393726-19-000066 · wf-form4_155439029227851.xml · nonDerivative · entry 2

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,531

F1 · shares: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
April 02, 2019 Filed Apr 4, 2019 11:05 UTC TIPTREE INC. TIPT · Entity 5239 SaleCommon Stock 400 $6.32 $2,528.00
Disclosure

SEC source: 0001393726-19-000066 · wf-form4_155439029227851.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,931

F1 · shares: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 10:43 UTC TIPTREE INC. TIPT · Entity 5239 SaleCommon Stock 400 $6.35 $2,540.00
Disclosure

SEC source: 0001393726-19-000054 · wf-form4_155421621173457.xml · nonDerivative · entry 2

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,331

F1 · shares: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 10:43 UTC TIPTREE INC. TIPT · Entity 5239 SaleCommon Stock 400 $6.30 $2,520.00
Disclosure

SEC source: 0001393726-19-000054 · wf-form4_155421621173457.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,731

F1 · shares: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 28, 2019 Filed Mar 29, 2019 10:20 UTC TIPTREE INC. TIPT · Entity 5239 SaleCommon Stock 400 $6.30 $2,520.00
Disclosure

SEC source: 0001393726-19-000050 · wf-form4_155386918966281.xml · nonDerivative · entry 2

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,131

F1 · shares: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 27, 2019 Filed Mar 29, 2019 10:20 UTC TIPTREE INC. TIPT · Entity 5239 SaleCommon Stock 400 $6.30 $2,520.00
Disclosure

SEC source: 0001393726-19-000050 · wf-form4_155386918966281.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,531

F1 · shares: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 26, 2019 Filed Mar 27, 2019 09:34 UTC TIPTREE INC. TIPT · Entity 5239 SaleCommon Stock 400 $6.30 $2,520.00
Disclosure

SEC source: 0001393726-19-000046 · wf-form4_155369368018200.xml · nonDerivative · entry 2

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,931

F1 · shares: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 25, 2019 Filed Mar 27, 2019 09:34 UTC TIPTREE INC. TIPT · Entity 5239 SaleCommon Stock 400 $6.21 $2,484.00
Disclosure

SEC source: 0001393726-19-000046 · wf-form4_155369368018200.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,331

F1 · shares: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 22, 2019 Filed Mar 25, 2019 10:42 UTC TIPTREE INC. TIPT · Entity 5239 SaleCommon Stock 400 $6.27 $2,508.00
Disclosure

SEC source: 0001393726-19-000042 · wf-form4_155352496493674.xml · nonDerivative · entry 2

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,731

F1 · shares: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 21, 2019 Filed Mar 25, 2019 10:42 UTC TIPTREE INC. TIPT · Entity 5239 SaleCommon Stock 400 $6.29 $2,516.00
Disclosure

SEC source: 0001393726-19-000042 · wf-form4_155352496493674.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,131

F1 · shares: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 20, 2019 Filed Mar 21, 2019 14:30 UTC TIPTREE INC. TIPT · Entity 5239 SaleCommon Stock 400 $6.31 $2,524.00
Disclosure

SEC source: 0001393726-19-000038 · wf-form4_155319300265110.xml · nonDerivative · entry 2

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,531

F1 · shares: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 19, 2019 Filed Mar 21, 2019 14:30 UTC TIPTREE INC. TIPT · Entity 5239 SaleCommon Stock 400 $6.25 $2,500.00
Disclosure

SEC source: 0001393726-19-000038 · wf-form4_155319300265110.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,931

F1 · shares: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 28, 2019 Filed Feb 28, 2019 13:15 UTC TIPTREE INC. TIPT · Entity 5239 Tax withholdingCommon Stock 4,513 $6.32 $28,522.16
Disclosure

SEC source: 0001393726-19-000028 · wf-form4_155137771943149.xml · nonDerivative · entry 2

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,331

F2 · kind: Represents the total amount of shares withheld upon vesting of (1) the second installment of restricted stock units issued to the Reporting Person on February 22, 2017, and (2) the first installment of restricted stock units issued to the Reporting Person on February 26, 2018.

F3 · price: Represents the closing stock price as of the transaction date.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 13:15 UTC TIPTREE INC. TIPT · Entity 5239 GrantCommon Stock 16,624 $0.00 $0.00
Disclosure

SEC source: 0001393726-19-000028 · wf-form4_155137771943149.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,844

F1 · shares: The Reporting Person was granted restricted stock units, which represent the right to receive shares of the Issuer's Common Stock, pursuant to the Issuer's Equity Plan. The restricted stock units will vest annually in three equal installments on each of February 15, 2020, 2021 and 2022 upon continuous employment from the grant date until such date, subject to certain terms contained in the Reporting Person's award agreement.

Read SEC document
January 14, 2019 Filed Jan 15, 2019 11:10 UTC TIPTREE INC. TIPT · Entity 5239 SaleCommon Stock 800 $5.61 $4,488.00
Disclosure

SEC source: 0001393726-19-000014 · wf-form4_154756863141825.xml · nonDerivative · entry 3

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,220

F1 · shares: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
January 14, 2019 Filed Jan 15, 2019 11:10 UTC TIPTREE INC. TIPT · Entity 5239 SaleCommon Stock 700 $5.60 $3,920.00
Disclosure

SEC source: 0001393726-19-000014 · wf-form4_154756863141825.xml · nonDerivative · entry 2

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,020

F1 · shares: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
January 14, 2019 Filed Jan 15, 2019 11:10 UTC TIPTREE INC. TIPT · Entity 5239 SaleCommon Stock 418 $5.59 $2,336.62
Disclosure

SEC source: 0001393726-19-000014 · wf-form4_154756863141825.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,720

F1 · shares: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
January 09, 2019 Filed Jan 10, 2019 12:02 UTC TIPTREE INC. TIPT · Entity 5239 Tax withholdingCommon Stock 1,993 $5.68 $11,320.24
Disclosure

SEC source: 0001393726-19-000010 · wf-form4_154713972300849.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,138

F1 · kind: Shares withheld upon vesting of the third and final installment of restricted stock units issued to the Reporting Person on January 4, 2016.

F2 · price: Represents the closing stock price as of the transaction date

Read SEC document
September 17, 2018 Filed Sep 18, 2018 09:55 UTC TIPTREE INC. TIPT · Entity 5239 SaleCommon Stock 1,800 $6.60 $11,880.00
Disclosure

SEC source: 0001447887-18-000010 · wf-form4_153727889516426.xml · nonDerivative · entry 6

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,131

F1 · shares: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
September 17, 2018 Filed Sep 18, 2018 09:55 UTC TIPTREE INC. TIPT · Entity 5239 SaleCommon Stock 100 $6.65 $665.00
Disclosure

SEC source: 0001447887-18-000010 · wf-form4_153727889516426.xml · nonDerivative · entry 5

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,931

F1 · shares: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
September 17, 2018 Filed Sep 18, 2018 09:55 UTC TIPTREE INC. TIPT · Entity 5239 SaleCommon Stock 400 $6.63 $2,652.00
Disclosure

SEC source: 0001447887-18-000010 · wf-form4_153727889516426.xml · nonDerivative · entry 4

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,031

F1 · shares: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
September 17, 2018 Filed Sep 18, 2018 09:55 UTC TIPTREE INC. TIPT · Entity 5239 SaleCommon Stock 700 $6.53 $4,571.00
Disclosure

SEC source: 0001447887-18-000010 · wf-form4_153727889516426.xml · nonDerivative · entry 3

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,431

F1 · shares: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
September 17, 2018 Filed Sep 18, 2018 09:55 UTC TIPTREE INC. TIPT · Entity 5239 SaleCommon Stock 2,750 $6.50 $17,875.00
Disclosure

SEC source: 0001447887-18-000010 · wf-form4_153727889516426.xml · nonDerivative · entry 2

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,131

F1 · shares: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
September 17, 2018 Filed Sep 18, 2018 09:55 UTC TIPTREE INC. TIPT · Entity 5239 SaleCommon Stock 2,932 $6.55 $19,204.60
Disclosure

SEC source: 0001447887-18-000010 · wf-form4_153727889516426.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,881

F1 · shares: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
September 04, 2018 Filed Sep 5, 2018 09:40 UTC TIPTREE INC. TIPT · Entity 5239 SaleCommon Stock 13 $6.50 $84.50
Disclosure

SEC source: 0001447887-18-000009 · wf-form4_153615481278851.xml · nonDerivative · entry 3

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,813

F1 · shares: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
September 04, 2018 Filed Sep 5, 2018 09:40 UTC TIPTREE INC. TIPT · Entity 5239 SaleCommon Stock 100 $6.40 $640.00
Disclosure

SEC source: 0001447887-18-000009 · wf-form4_153615481278851.xml · nonDerivative · entry 2

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,826

F1 · shares: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
September 04, 2018 Filed Sep 5, 2018 09:40 UTC TIPTREE INC. TIPT · Entity 5239 SaleCommon Stock 2,237 $6.45 $14,428.65
Disclosure

SEC source: 0001447887-18-000009 · wf-form4_153615481278851.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,926

F1 · shares: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
August 01, 2018 Filed Sep 4, 2018 12:30 UTC TIPTREE INC. TIPT · Entity 5239 SaleCommon Stock 100 $6.79 $679.00
Disclosure

SEC source: 0001447887-18-000008 · wf-form4_153607864129891.xml · nonDerivative · entry 4

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,163

F1 · date: This transaction is inadvertently reported late due to administrative oversight.

F2 · shares: Pursuant to a Rule 10b5-1 trading plan.

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August 01, 2018 Filed Sep 4, 2018 12:30 UTC TIPTREE INC. TIPT · Entity 5239 SaleCommon Stock 170 $6.78 $1,152.60
Disclosure

SEC source: 0001447887-18-000008 · wf-form4_153607864129891.xml · nonDerivative · entry 3

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,263

F1 · date: This transaction is inadvertently reported late due to administrative oversight.

F2 · shares: Pursuant to a Rule 10b5-1 trading plan.

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August 01, 2018 Filed Sep 4, 2018 12:30 UTC TIPTREE INC. TIPT · Entity 5239 SaleCommon Stock 750 $6.75 $5,062.50
Disclosure

SEC source: 0001447887-18-000008 · wf-form4_153607864129891.xml · nonDerivative · entry 2

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,433

F1 · date: This transaction is inadvertently reported late due to administrative oversight.

F2 · shares: Pursuant to a Rule 10b5-1 trading plan.

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August 01, 2018 Filed Sep 4, 2018 12:30 UTC TIPTREE INC. TIPT · Entity 5239 SaleCommon Stock 1,330 $6.65 $8,844.50
Disclosure

SEC source: 0001447887-18-000008 · wf-form4_153607864129891.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,183

F1 · date: This transaction is inadvertently reported late due to administrative oversight.

F2 · shares: Pursuant to a Rule 10b5-1 trading plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.