Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AstroNova, Inc.ALOT · Entity 9547 | Chief Financial Officer | June 10, 2024 | June 12, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AstroNova, Inc.
Report date June 10, 2024 · Filed June 12, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 4,801 |
Reported balance
After 2024-06-10 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-06-10 · Grant · Acquired 4,801 · Balance 4,801 F1: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock. F2: The restricted stock units vest in three equal annual installments beginning June 10, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.
F2: The restricted stock units vest in three equal annual installments beginning June 10, 2025.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 27, 2021 Filed Mar 30, 2021 22:15 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionRestricted Stock Units · Derivative | 2,956 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023618 · doc4.xml · derivative · entry 3 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,912 Underlying: Common Stock · 2,956 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock. F2 · derivative.exercise_date: The remaining restricted stock units vest in two equal annual installments beginning on March 27, 2022. F2 · derivative.expiration_date: The remaining restricted stock units vest in two equal annual installments beginning on March 27, 2022. Read SEC document |
| March 27, 2021 Filed Mar 30, 2021 22:15 UTC | AstroNova, Inc. ALOT · Entity 9547 | Tax withholdingCommon Stock | 1,447 | $14.20 | $20,547.40 |
DisclosureSEC source: 0001209191-21-023618 · doc4.xml · nonDerivative · entry 2 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,171 Read SEC document |
| March 27, 2021 Filed Mar 30, 2021 22:15 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionCommon Stock | 2,956 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023618 · doc4.xml · nonDerivative · entry 1 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,618 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 20, 2021 Filed Mar 26, 2021 20:51 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionRestricted Stock Unit · Derivative | 1,262 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023237 · doc4.xml · derivative · entry 6 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,265 Underlying: Common Stock · 1,262 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock. F2 · derivative.exercise_date: The remaining restricted stock units vest on March 20, 2022. F2 · derivative.expiration_date: The remaining restricted stock units vest on March 20, 2022. Read SEC document |
| March 20, 2021 Filed Mar 26, 2021 20:51 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionRestricted Stock Unit · Derivative | 40 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023237 · doc4.xml · derivative · entry 5 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40 Underlying: Common Stock · 40 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock. F2 · derivative.exercise_date: The remaining restricted stock units vest on March 20, 2022. F2 · derivative.expiration_date: The remaining restricted stock units vest on March 20, 2022. Read SEC document |
| March 20, 2021 Filed Mar 26, 2021 20:51 UTC | AstroNova, Inc. ALOT · Entity 9547 | Tax withholdingCommon Stock | 629 | $12.31 | $7,742.99 |
DisclosureSEC source: 0001209191-21-023237 · doc4.xml · nonDerivative · entry 4 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,662 Read SEC document |
| March 20, 2021 Filed Mar 26, 2021 20:51 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionCommon Stock | 1,262 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023237 · doc4.xml · nonDerivative · entry 3 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,291 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 20, 2021 Filed Mar 26, 2021 20:51 UTC | AstroNova, Inc. ALOT · Entity 9547 | Tax withholdingCommon Stock | 20 | $12.31 | $246.20 |
DisclosureSEC source: 0001209191-21-023237 · doc4.xml · nonDerivative · entry 2 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,029 Read SEC document |
| March 20, 2021 Filed Mar 26, 2021 20:51 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionCommon Stock | 40 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023237 · doc4.xml · nonDerivative · entry 1 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,049 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 22, 2021 Filed Jan 25, 2021 18:14 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionRestricted Stock Unit · Derivative | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-005040 · doc4.xml · derivative · entry 3 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 Underlying: Common Stock · 3,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock. F2 · derivative.expiration_date: The remaining restricted stock units vest on January 22, 2022. Read SEC document |
| January 22, 2021 Filed Jan 25, 2021 18:14 UTC | AstroNova, Inc. ALOT · Entity 9547 | Tax withholdingCommon Stock | 1,870 | $10.53 | $19,691.10 |
DisclosureSEC source: 0001209191-21-005040 · doc4.xml · nonDerivative · entry 2 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,009 Read SEC document |
| January 22, 2021 Filed Jan 25, 2021 18:14 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionCommon Stock | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-005040 · doc4.xml · nonDerivative · entry 1 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,879 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 04, 2020 Filed Jun 8, 2020 19:11 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionRestricted Stock Unit · Derivative | 1,924 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-034940 · doc4.xml · derivative · entry 6 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,927 Underlying: Common Stock · 1,924 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock. F2 · derivative.exercise_date: The remaining restricted stock units vest on June 4, 2021. F2 · derivative.expiration_date: The remaining restricted stock units vest on June 4, 2021. Read SEC document |
| June 04, 2020 Filed Jun 8, 2020 19:11 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionRestricted Stock Unit · Derivative | 1,564 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-034940 · doc4.xml · derivative · entry 5 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,564 Underlying: Common Stock · 1,564 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock. F2 · derivative.exercise_date: The remaining restricted stock units vest on June 4, 2021. F2 · derivative.expiration_date: The remaining restricted stock units vest on June 4, 2021. Read SEC document |
| June 04, 2020 Filed Jun 8, 2020 19:11 UTC | AstroNova, Inc. ALOT · Entity 9547 | Tax withholdingCommon Stock | 954 | $6.63 | $6,325.02 |
DisclosureSEC source: 0001209191-20-034940 · doc4.xml · nonDerivative · entry 4 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,129 Read SEC document |
| June 04, 2020 Filed Jun 8, 2020 19:11 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionCommon Stock | 1,924 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-034940 · doc4.xml · nonDerivative · entry 3 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,083 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 04, 2020 Filed Jun 8, 2020 19:11 UTC | AstroNova, Inc. ALOT · Entity 9547 | Tax withholdingCommon Stock | 761 | $6.63 | $5,045.43 |
DisclosureSEC source: 0001209191-20-034940 · doc4.xml · nonDerivative · entry 2 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,159 Read SEC document |
| June 04, 2020 Filed Jun 8, 2020 19:11 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionCommon Stock | 1,564 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-034940 · doc4.xml · nonDerivative · entry 1 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,920 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 27, 2020 Filed Mar 31, 2020 20:47 UTC | AstroNova, Inc. ALOT · Entity 9547 | GrantRestricted Stock Unit · Derivative | 8,868 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-021838 · doc4.xml · derivative · entry 1 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,868 Underlying: Common Stock · 8,868 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock. F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on March 27, 2021. F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on March 27, 2021. Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 23:13 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionRestricted Stock Unit · Derivative | 1,262 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-021025 · doc4.xml · derivative · entry 6 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,527 Underlying: Common Stock · 1,262 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock. F2 · derivative.exercise_date: The remaining restricted stock units vest in two equal annual installments beginning on March 20, 2021. F2 · derivative.expiration_date: The remaining restricted stock units vest in two equal annual installments beginning on March 20, 2021. Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 23:13 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionRestricted Stock Unit · Derivative | 41 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-021025 · doc4.xml · derivative · entry 5 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80 Underlying: Common Stock · 41 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock. F2 · derivative.exercise_date: The remaining restricted stock units vest in two equal annual installments beginning on March 20, 2021. F2 · derivative.expiration_date: The remaining restricted stock units vest in two equal annual installments beginning on March 20, 2021. Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 23:13 UTC | AstroNova, Inc. ALOT · Entity 9547 | Tax withholdingCommon Stock | 629 | $6.73 | $4,233.17 |
DisclosureSEC source: 0001209191-20-021025 · doc4.xml · nonDerivative · entry 4 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,356 Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 23:13 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionCommon Stock | 1,262 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-021025 · doc4.xml · nonDerivative · entry 3 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,985 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 23:13 UTC | AstroNova, Inc. ALOT · Entity 9547 | Tax withholdingCommon Stock | 21 | $6.73 | $141.33 |
DisclosureSEC source: 0001209191-20-021025 · doc4.xml · nonDerivative · entry 2 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,723 Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 23:13 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionCommon Stock | 41 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-021025 · doc4.xml · nonDerivative · entry 1 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,744 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2020 Filed Mar 12, 2020 18:51 UTC | AstroNova, Inc. ALOT · Entity 9547 | GrantRestricted Stock Units · Derivative | 121 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-018418 · doc4.xml · derivative · entry 1 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121 Underlying: Common Stock · 121 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock. F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning March 20, 2020. F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning March 20, 2020. Read SEC document |
| January 22, 2020 Filed Jan 24, 2020 17:53 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionRestricted Stock Unit · Derivative | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-004786 · doc4.xml · derivative · entry 3 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 3,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock. F2 · derivative.expiration_date: The remaining restricted stock units vest in two annual equal installments beginning January 22, 2021. Read SEC document |
| January 22, 2020 Filed Jan 24, 2020 17:53 UTC | AstroNova, Inc. ALOT · Entity 9547 | Tax withholdingCommon Stock | 1,870 | $12.71 | $23,767.70 |
DisclosureSEC source: 0001209191-20-004786 · doc4.xml · nonDerivative · entry 2 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,703 Read SEC document |
| January 22, 2020 Filed Jan 24, 2020 17:53 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionCommon Stock | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-004786 · doc4.xml · nonDerivative · entry 1 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,573 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 04, 2019 Filed Jun 7, 2019 19:51 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionRestricted Stock Unit · Derivative | 1,924 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-035489 · doc4.xml · derivative · entry 6 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,851 Underlying: Common Stock · 1,924 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock. F2 · derivative.exercise_date: The restricted stock units vest in two equal annual installments beginning June 4, 2020. F2 · derivative.expiration_date: The restricted stock units vest in two equal annual installments beginning June 4, 2020. Read SEC document |
| June 04, 2019 Filed Jun 7, 2019 19:51 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionRestricted Stock Unit · Derivative | 1,564 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-035489 · doc4.xml · derivative · entry 5 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,128 Underlying: Common Stock · 1,564 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock. F2 · derivative.exercise_date: The restricted stock units vest in two equal annual installments beginning June 4, 2020. F2 · derivative.expiration_date: The restricted stock units vest in two equal annual installments beginning June 4, 2020. Read SEC document |
| June 04, 2019 Filed Jun 7, 2019 19:51 UTC | AstroNova, Inc. ALOT · Entity 9547 | Tax withholdingCommon Stock | 836 | $25.95 | $21,694.20 |
DisclosureSEC source: 0001209191-19-035489 · doc4.xml · nonDerivative · entry 4 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,823 Read SEC document |
| June 04, 2019 Filed Jun 7, 2019 19:51 UTC | AstroNova, Inc. ALOT · Entity 9547 | GrantCommon Stock | 1,924 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-035489 · doc4.xml · nonDerivative · entry 3 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,659 Read SEC document |
| June 04, 2019 Filed Jun 7, 2019 19:51 UTC | AstroNova, Inc. ALOT · Entity 9547 | Tax withholdingCommon Stock | 680 | $25.95 | $17,646.00 |
DisclosureSEC source: 0001209191-19-035489 · doc4.xml · nonDerivative · entry 2 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,735 Read SEC document |
| June 04, 2019 Filed Jun 7, 2019 19:51 UTC | AstroNova, Inc. ALOT · Entity 9547 | GrantCommon Stock | 1,564 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-035489 · doc4.xml · nonDerivative · entry 1 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,415 Read SEC document |
| March 20, 2019 Filed Mar 22, 2019 13:31 UTC | AstroNova, Inc. ALOT · Entity 9547 | GrantRestricted Stock Unit · Derivative | 3,789 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-020924 · doc4.xml · derivative · entry 1 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,789 Underlying: Common Stock · 3,789 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock. F2 · derivative.exercise_date: Date indicated is date of grant. Instrument vests in three equal installments beginning March 20, 2020. F2 · derivative.expiration_date: Date indicated is date of grant. Instrument vests in three equal installments beginning March 20, 2020. Read SEC document |
| March 11, 2019 Filed Mar 11, 2019 21:05 UTC | AstroNova, Inc. ALOT · Entity 9547 | GrantRestricted Stock Unit · Derivative | 4,692 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-018497 · doc4.xml · derivative · entry 1 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,692 Underlying: Common Stock · 4,692 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock. F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning June 4, 2019. F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning June 4, 2019. Read SEC document |
| January 22, 2019 Filed Mar 15, 2019 17:10 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionRestricted Stock Unit · Derivative | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-019636 · doc4.xml · derivative · entry 3 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,250 Underlying: Common Stock · 3,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock. F2 · derivative.exercise_date: The remaining restricted stock units vest in three annual equal installments beginning January 22, 2020. F2 · derivative.expiration_date: The remaining restricted stock units vest in three annual equal installments beginning January 22, 2020. Read SEC document |
| January 22, 2019 Filed Mar 15, 2019 17:10 UTC | AstroNova, Inc. ALOT · Entity 9547 | Disposition to issuerCommon Stock | 1,899 | $19.55 | $37,125.45 |
DisclosureSEC source: 0001209191-19-019636 · doc4.xml · nonDerivative · entry 2 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,851 Read SEC document |
| January 22, 2019 Filed Mar 15, 2019 17:10 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionCommon Stock | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-019636 · doc4.xml · nonDerivative · entry 1 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 20:32 UTC | AstroNova, Inc. ALOT · Entity 9547 | GrantRestricted Stock Unit · Derivative | 5,775 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-036062 · doc4.xml · derivative · entry 2 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,775 Underlying: Common Stock · 5,775 shares Expires 2018-06-04 F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock. F1 · derivative.exercise_date: Date indicated is date of grant. Instrument vests in three equal annual installments beginning June 4, 2019. F1 · derivative.expiration_date: Date indicated is date of grant. Instrument vests in three equal annual installments beginning June 4, 2019. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 20:32 UTC | AstroNova, Inc. ALOT · Entity 9547 | GrantStock Option (Right to Purchase) · Derivative | 14,000 | $0.00 Strike: $18.25 | $0.00 |
DisclosureSEC source: 0001209191-18-036062 · doc4.xml · derivative · entry 1 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,000 Underlying: Common Stock · 14,000 shares Expires 2028-06-04 F1 · derivative.exercise_date: Date indicated is date of grant. Instrument vests in three equal annual installments beginning June 4, 2019. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 22:03 UTC | AstroNova, Inc. ALOT · Entity 9547 | GrantRestricted Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-005167 · doc4.xml · derivative · entry 2 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock. F3 · derivative.exercise_date: The restricted stock units vest in four equal installments beginning January 22, 2019. F3 · derivative.expiration_date: The restricted stock units vest in four equal installments beginning January 22, 2019. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 22:03 UTC | AstroNova, Inc. ALOT · Entity 9547 | GrantStock Option (Right to Purchase) · Derivative | 50,000 | $0.00 Strike: $13.80 | $0.00 |
DisclosureSEC source: 0001209191-18-005167 · doc4.xml · derivative · entry 1 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2028-01-22 F1 · derivative.exercise_date: Date indicated is date of grant. Option vests in four equal installments beginning January 22, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.