Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DNP SELECT INCOME FUND INCDNP · Entity 4041 | Executive Vice President | June 21, 2024 | June 21, 2024 |
| DTF TAX-FREE INCOME 2028 TERM FUND INCDTF · Entity 6905 | SVP and Assistant Secretary | April 09, 2018 | April 09, 2018 |
| DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INCDUC · Entity 12674 | Executive Vice President* | March 08, 2021 | March 10, 2021 |
| Duff & Phelps Utility & Infrastructure Fund Inc.DPG · Entity 5444 | EVP and Assistant Secretary | June 20, 2023 | June 20, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DNP SELECT INCOME FUND INC
Report date June 21, 2024 · Filed June 21, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | Direct | 3,569.5852 |
Reported balance
After 2024-06-21 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-06-21 · Purchase · Acquired 800 · Balance 3,569.5852 F1: Includes 119.5852 shares acquired by the reporting person since her last Form 4 filing through a dividend reinvestment plan meeting the requirements of Rule 16a-11 promulgated under the Securities Exchange Act of 1934. Total number of shares held through the plan is 472.5852. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 119.5852 shares acquired by the reporting person since her last Form 4 filing through a dividend reinvestment plan meeting the requirements of Rule 16a-11 promulgated under the Securities Exchange Act of 1934. Total number of shares held through the plan is 472.5852.
DTF TAX-FREE INCOME 2028 TERM FUND INC
Report date April 09, 2018 · Filed April 09, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,200 |
Reported balance
After 2018-04-09 transaction · row 1
1 source rowRow 1 · 2018-04-09 · Purchase · Acquired 1,200 · Balance 1,200 |
DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INC
Report date March 08, 2021 · Filed March 10, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-03-08 transaction · row 1
1 source rowRow 1 · 2021-03-08 · Other · Disposed 1,513.4045 · Balance 0 F1: Shares were disposed of pursuant to merger agreement between issuer and DNP Select Income Fund Inc. (DNP) in exchange for 1,597 shares of DNP common stock in connection with merger of the issuer into DNP. Shares of DNP common stock had a market value of $10.15 per share at the effective time of the merger. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares were disposed of pursuant to merger agreement between issuer and DNP Select Income Fund Inc. (DNP) in exchange for 1,597 shares of DNP common stock in connection with merger of the issuer into DNP. Shares of DNP common stock had a market value of $10.15 per share at the effective time of the merger.
Duff & Phelps Utility & Infrastructure Fund Inc.
Report date June 20, 2023 · Filed June 20, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,471 |
Reported balance
After 2023-06-20 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-06-20 · Purchase · Acquired 450 · Balance 2,471 F1: Includes 821 shares acquired by the reporting person since his last Form 4 filing pursuant to a dividend reinvestment plan meeting the requirements of Rule 16a-11 under the Securities Exchange Act of 1934. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 821 shares acquired by the reporting person since his last Form 4 filing pursuant to a dividend reinvestment plan meeting the requirements of Rule 16a-11 under the Securities Exchange Act of 1934.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 21, 2024 Filed Jun 21, 2024 21:30 UTC | DNP SELECT INCOME FUND INC DNP · Entity 4041 | PurchaseCommon stock | 800 | $8.13 | $6,500.24 |
DisclosureSEC source: 0001213900-24-054901 · marketforms-66404.xml · nonDerivative · entry 1 PETRISKO DANIEL · CIK 0001141985 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,569.5852 F1 · balance_after: Includes 119.5852 shares acquired by the reporting person since her last Form 4 filing through a dividend reinvestment plan meeting the requirements of Rule 16a-11 promulgated under the Securities Exchange Act of 1934. Total number of shares held through the plan is 472.5852. Read SEC document |
| December 20, 2023 Filed Dec 21, 2023 20:46 UTC | DNP SELECT INCOME FUND INC DNP · Entity 4041 | PurchaseCommon stock | 700 | $8.45 | $5,911.50 |
DisclosureSEC source: 0001209191-23-059419 · doc4.xml · nonDerivative · entry 1 PETRISKO DANIEL · CIK 0001141985 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,650 F1 · balance_after: Includes 353 shares acquired by the reporting person since his last Form 4 filing through a dividend reinvestment plan meeting the requirements of Rule 16a-11 promulgated under the Securities Exchange Act of 1934. Total number of shares held through the plan is 353. Read SEC document |
| June 20, 2023 Filed Jun 20, 2023 13:45 UTC | Duff & Phelps Utility & Infrastructure Fund Inc. DPG · Entity 5444 | PurchaseCommon Stock | 450 | $9.82 | $4,416.80 |
DisclosureSEC source: 0001209191-23-038291 · doc4.xml · nonDerivative · entry 1 PETRISKO DANIEL · CIK 0001141985 · EVP and Assistant Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,471 F1 · balance_after: Includes 821 shares acquired by the reporting person since his last Form 4 filing pursuant to a dividend reinvestment plan meeting the requirements of Rule 16a-11 under the Securities Exchange Act of 1934. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 20:37 UTC | DNP SELECT INCOME FUND INC DNP · Entity 4041 | OtherCommon stock | 1,597 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-019431 · doc4.xml · nonDerivative · entry 1 PETRISKO DANIEL · CIK 0001141985 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,597 F1 · kind: Shares were received pursuant to merger agreement between issuer and Duff & Phelps Utilities and Corporate Bond Trust Inc. (DUC) in exchange for 1,513.4045 shares of DUC common stock in connection with merger of DUC into the issuer. Shares of DUC common stock had a market value of $10.62 at the effective time of the merger. F1 · price: Shares were received pursuant to merger agreement between issuer and Duff & Phelps Utilities and Corporate Bond Trust Inc. (DUC) in exchange for 1,513.4045 shares of DUC common stock in connection with merger of DUC into the issuer. Shares of DUC common stock had a market value of $10.62 at the effective time of the merger. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 15:24 UTC | DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INC DUC · Entity 12674 | OtherCommon stock | 1,513.4045 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-019422 · doc4.xml · nonDerivative · entry 1 PETRISKO DANIEL · CIK 0001141985 · Executive Vice President* 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Shares were disposed of pursuant to merger agreement between issuer and DNP Select Income Fund Inc. (DNP) in exchange for 1,597 shares of DNP common stock in connection with merger of the issuer into DNP. Shares of DNP common stock had a market value of $10.15 per share at the effective time of the merger. F1 · price: Shares were disposed of pursuant to merger agreement between issuer and DNP Select Income Fund Inc. (DNP) in exchange for 1,597 shares of DNP common stock in connection with merger of the issuer into DNP. Shares of DNP common stock had a market value of $10.15 per share at the effective time of the merger. Read SEC document |
| April 09, 2018 Filed Apr 9, 2018 19:58 UTC | DTF TAX-FREE INCOME 2028 TERM FUND INC DTF · Entity 6905 | PurchaseCommon Stock | 1,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-024309 · doc4.xml · nonDerivative · entry 1 PETRISKO DANIEL · CIK 0001141985 · SVP and Assistant Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,200 Read SEC document |
| April 09, 2018 Filed Apr 9, 2018 15:56 UTC | Duff & Phelps Utility & Infrastructure Fund Inc. DPG · Entity 5444 | PurchaseCommon Stock | 1,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-024307 · doc4.xml · nonDerivative · entry 1 PETRISKO DANIEL · CIK 0001141985 · SVP and Assistant Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,200 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.