Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Green Thumb Industries Inc.GTII/GTBIF · Entity 2071 | Director | September 01, 2022 | September 06, 2022 |
| HIGHLAND GLOBAL ALLOCATION FUNDHGLB · Entity 6410 | Director | May 01, 2022 | May 02, 2022 |
| HIGHLAND OPPORTUNITIES & INCOME FUNDHFRO · Entity 5622 | Director | May 01, 2022 | May 02, 2022 |
| LanzaTech Global, Inc.LNZA · Entity 6952 | Director | February 08, 2024 | April 10, 2024 |
| Lifeway Foods, Inc.LWAY · Entity 891 | Director | August 31, 2026 | September 02, 2026 |
| NEXPOINT REAL ESTATE STRATEGIES FUNDNRSAX · Entity 9832 | Director | May 01, 2022 | May 02, 2022 |
| NexPoint Capital, Inc.NONE · Entity 127710 | Director | May 01, 2022 | May 02, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Green Thumb Industries Inc.
Report date September 01, 2022 · Filed September 06, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Subordinate Voting SharesSEC Table I · non-derivative | Direct | 12,755 |
Reported balance
After 2022-09-01 transaction · row 1
1 source rowRow 1 · 2022-09-01 · Grant · Acquired 4,841 · Balance 12,755 |
HIGHLAND GLOBAL ALLOCATION FUND
Report date May 01, 2022 · Filed May 02, 2022
This filing explicitly reported no securities owned.
HIGHLAND OPPORTUNITIES & INCOME FUND
Report date May 01, 2022 · Filed May 02, 2022
This filing explicitly reported no securities owned.
LanzaTech Global, Inc.
Report date February 08, 2024 · Filed April 10, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 20,000 |
Reported balance
After 2024-02-08 transaction · row 1
1 source rowRow 1 · 2024-02-08 · Exercise / conversion · Acquired 20,000 · Balance 20,000 F1: Restricted Stock Units (RSUs) convert into shares of LanzaTech Global Inc. common stock, $.0001 par value, on a one-for-one basis. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-02-08 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-02-08 · Exercise / conversion · Disposed 20,000 · Balance 0 F1: Restricted Stock Units (RSUs) convert into shares of LanzaTech Global Inc. common stock, $.0001 par value, on a one-for-one basis. F2: On May 2, 2023, the Reporting Person was granted 20,000 RSUs, which vested in full on February 8, 2024. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 32,467 |
Reported balance
After 2024-04-06 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-04-06 · Grant · Acquired 32,467 · Balance 32,467 F3: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of common stock of LanzaTech Global, Inc. (the "Company"). Subject to the terms of the RSU Agreement, the RSUs will vest in full on March 6, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock Units (RSUs) convert into shares of LanzaTech Global Inc. common stock, $.0001 par value, on a one-for-one basis.
F2: On May 2, 2023, the Reporting Person was granted 20,000 RSUs, which vested in full on February 8, 2024.
F3: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of common stock of LanzaTech Global, Inc. (the "Company"). Subject to the terms of the RSU Agreement, the RSUs will vest in full on March 6, 2025.
Lifeway Foods, Inc.
Report date August 31, 2026 · Filed September 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, no par valueSEC Table I · non-derivative | Direct | 28,842 |
Reported balance
After 2026-08-31 transaction · row 1
1 source rowRow 1 · 2026-08-31 · Exercise / conversion · Acquired 1,550 · Balance 28,842 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2026-08-31 | Direct | 0 |
Reported balance
After 2026-08-31 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-08-31 · Exercise / conversion · Disposed 1,550 · Balance 0 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,512 |
Reported balance
Holding disclosure · report date 2026-08-31 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 2,512 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. F2: The RSUs vest on December 30, 2026 contingent on the Reporting Person's continued service as a Director on such vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,354 |
Reported balance
Holding disclosure · report date 2026-08-31 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 1,354 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. F3: The RSUs vest on July 1, 2027, contingent on the Reporting Person's continued service as a Director on such vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,038 |
Reported balance
Holding disclosure · report date 2026-08-31 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 2,038 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. F4: The RSUs vest on July 1, 2027 contingent on the Reporting Person's continued service as a Director on such vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock.
F2: The RSUs vest on December 30, 2026 contingent on the Reporting Person's continued service as a Director on such vesting date.
F3: The RSUs vest on July 1, 2027, contingent on the Reporting Person's continued service as a Director on such vesting date.
F4: The RSUs vest on July 1, 2027 contingent on the Reporting Person's continued service as a Director on such vesting date.
NEXPOINT REAL ESTATE STRATEGIES FUND
Report date May 01, 2022 · Filed May 02, 2022
This filing explicitly reported no securities owned.
NexPoint Capital, Inc.
Report date May 01, 2022 · Filed May 02, 2022
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 31, 2026 Filed Sep 2, 2026 21:29 UTC | Lifeway Foods, Inc. LWAY · Entity 891 | Exercise / conversionRestricted Stock Units · Derivative | 1,550 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-26-006904 · ownership.xml · derivative · entry 3 McWhorter Dorri · CIK 0001817049 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,550 shares Expires 2026-08-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. Read SEC document |
| August 31, 2026 Filed Sep 2, 2026 21:29 UTC | Lifeway Foods, Inc. LWAY · Entity 891 | Exercise / conversionCommon Stock, no par value | 1,550 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-26-006904 · ownership.xml · nonDerivative · entry 1 McWhorter Dorri · CIK 0001817049 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,842 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2026 Filed Jul 2, 2026 21:00 UTC | Lifeway Foods, Inc. LWAY · Entity 891 | GrantRestricted Stock Units · Derivative | 2,038 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-26-005260 · ownership.xml · derivative · entry 5 McWhorter Dorri · CIK 0001817049 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,038 Underlying: Common Stock · 2,038 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. F5 · price: The RSUs vest on July 1, 2027 contingent on the Reporting Person's continued service as a Director on such vesting date. F5 · derivative.exercise_date: The RSUs vest on July 1, 2027 contingent on the Reporting Person's continued service as a Director on such vesting date. F5 · derivative.expiration_date: The RSUs vest on July 1, 2027 contingent on the Reporting Person's continued service as a Director on such vesting date. Read SEC document |
| July 01, 2026 Filed Jul 2, 2026 21:00 UTC | Lifeway Foods, Inc. LWAY · Entity 891 | Exercise / conversionRestricted Stock Units · Derivative | 1,356 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-26-005260 · ownership.xml · derivative · entry 4 McWhorter Dorri · CIK 0001817049 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,354 Underlying: Common Stock · 1,356 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. F4 · price: The remaining RSUs will vest on July 1, 2027, contingent on the Reporting Person's continued service as a Director on such vesting date. F4 · derivative.exercise_date: The remaining RSUs will vest on July 1, 2027, contingent on the Reporting Person's continued service as a Director on such vesting date. F4 · derivative.expiration_date: The remaining RSUs will vest on July 1, 2027, contingent on the Reporting Person's continued service as a Director on such vesting date. Read SEC document |
| July 01, 2026 Filed Jul 2, 2026 21:00 UTC | Lifeway Foods, Inc. LWAY · Entity 891 | Exercise / conversionCommon Stock, no par value | 1,356 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-26-005260 · ownership.xml · nonDerivative · entry 1 McWhorter Dorri · CIK 0001817049 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,292 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: The remaining RSUs will vest on August 31, 2026, contingent on the Reporting Person's continued service as a Director on such vesting date. Read SEC document |
| January 10, 2026 Filed Jan 12, 2026 21:30 UTC | Lifeway Foods, Inc. LWAY · Entity 891 | Exercise / conversionRestricted Stock Units · Derivative | 1,551 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-26-000222 · ownership.xml · derivative · entry 4 McWhorter Dorri · CIK 0001817049 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,550 Underlying: Common Stock · 1,551 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. F4 · price: Of such RSUs, 1,551 vested on August 31, 2025. The underlying shares of common stock were delivered on January 10, 2026. The remaining 1,550 RSUs will vest on August 31, 2026, contingent on the Reporting Person's continued service as a Director on each applicable vesting date. F4 · derivative.exercise_date: Of such RSUs, 1,551 vested on August 31, 2025. The underlying shares of common stock were delivered on January 10, 2026. The remaining 1,550 RSUs will vest on August 31, 2026, contingent on the Reporting Person's continued service as a Director on each applicable vesting date. F4 · derivative.expiration_date: Of such RSUs, 1,551 vested on August 31, 2025. The underlying shares of common stock were delivered on January 10, 2026. The remaining 1,550 RSUs will vest on August 31, 2026, contingent on the Reporting Person's continued service as a Director on each applicable vesting date. Read SEC document |
| January 10, 2026 Filed Jan 12, 2026 21:30 UTC | Lifeway Foods, Inc. LWAY · Entity 891 | Exercise / conversionRestricted Stock Units · Derivative | 1,600 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-26-000222 · ownership.xml · derivative · entry 3 McWhorter Dorri · CIK 0001817049 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. F3 · price: The RSUs vested on August 31, 2025. The underlying shares of common stock were delivered on January 10, 2026. F3 · derivative.exercise_date: The RSUs vested on August 31, 2025. The underlying shares of common stock were delivered on January 10, 2026. F3 · derivative.expiration_date: The RSUs vested on August 31, 2025. The underlying shares of common stock were delivered on January 10, 2026. Read SEC document |
| January 10, 2026 Filed Jan 12, 2026 21:30 UTC | Lifeway Foods, Inc. LWAY · Entity 891 | Exercise / conversionCommon Stock, no par value | 3,151 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-26-000222 · ownership.xml · nonDerivative · entry 1 McWhorter Dorri · CIK 0001817049 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,936 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: The RSUs vested on August 31, 2025. The underlying shares of common stock were delivered on January 10, 2026. F4 · price: Of such RSUs, 1,551 vested on August 31, 2025. The underlying shares of common stock were delivered on January 10, 2026. The remaining 1,550 RSUs will vest on August 31, 2026, contingent on the Reporting Person's continued service as a Director on each applicable vesting date. Read SEC document |
| December 30, 2025 Filed Dec 31, 2025 21:15 UTC | Lifeway Foods, Inc. LWAY · Entity 891 | GrantRestricted Stock Units · Derivative | 2,512 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-25-009454 · ownership.xml · derivative · entry 2 McWhorter Dorri · CIK 0001817049 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,512 Underlying: Common Stock · 2,512 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: The RSUs vest on December 30, 2026 contingent on the Reporting Person's continued service as a Director on such vesting date. F2 · derivative.expiration_date: The RSUs vest on December 30, 2026 contingent on the Reporting Person's continued service as a Director on such vesting date. Read SEC document |
| July 01, 2025 Filed Jul 1, 2025 20:11 UTC | Lifeway Foods, Inc. LWAY · Entity 891 | Exercise / conversionCommon Stock, no par value | 1,356 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-25-004865 · ownership.xml · nonDerivative · entry 1 McWhorter Dorri · CIK 0001817049 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,785 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 31, 2024 Filed Sep 4, 2024 22:45 UTC | Lifeway Foods, Inc. LWAY · Entity 891 | Exercise / conversionRestricted Stock Units · Derivative | 1,551 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-24-006193 · ownership.xml · derivative · entry 3 McWhorter Dorri · CIK 0001817049 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,101 Underlying: Common Stock · 1,551 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU has a value equal to one share of common stock. Of such RSUs, 1,551 will vest on August 31, 2025 and 1,550 will vest on August 31, 2026, contingent on the Reporting Person's continued service as a Director on each applicable vesting date. F2 · derivative.exercise_date: Each RSU has a value equal to one share of common stock. Of such RSUs, 1,551 will vest on August 31, 2025 and 1,550 will vest on August 31, 2026, contingent on the Reporting Person's continued service as a Director on each applicable vesting date. F2 · derivative.expiration_date: Each RSU has a value equal to one share of common stock. Of such RSUs, 1,551 will vest on August 31, 2025 and 1,550 will vest on August 31, 2026, contingent on the Reporting Person's continued service as a Director on each applicable vesting date. Read SEC document |
| August 31, 2024 Filed Sep 4, 2024 22:45 UTC | Lifeway Foods, Inc. LWAY · Entity 891 | Exercise / conversionRestricted Stock Units · Derivative | 1,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-24-006193 · ownership.xml · derivative · entry 2 McWhorter Dorri · CIK 0001817049 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,600 Underlying: Common Stock · 1,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") has a value equal to one share of common stock. The remaining RSUs will vest on August 31, 2025, contingent on the Reporting Person's continued service as a Director on the vesting date. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") has a value equal to one share of common stock. The remaining RSUs will vest on August 31, 2025, contingent on the Reporting Person's continued service as a Director on the vesting date. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") has a value equal to one share of common stock. The remaining RSUs will vest on August 31, 2025, contingent on the Reporting Person's continued service as a Director on the vesting date. Read SEC document |
| August 31, 2024 Filed Sep 4, 2024 22:45 UTC | Lifeway Foods, Inc. LWAY · Entity 891 | Exercise / conversionCommon Stock, no par value | 3,151 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-24-006193 · ownership.xml · nonDerivative · entry 1 McWhorter Dorri · CIK 0001817049 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,429 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2024 Filed Jul 2, 2024 20:53 UTC | Lifeway Foods, Inc. LWAY · Entity 891 | GrantRestricted Stock Units · Derivative | 4,066 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-24-004618 · ownership.xml · derivative · entry 4 McWhorter Dorri · CIK 0001817049 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,066 Underlying: Common Stock · 4,066 shares Expires not disclosed F4 · derivative.exercise_price: Each RSU has a value equal to one share of common stock. Of such RSUs, 1,356 will vest on each of July 1, 2025 and 2026 and 1,354 will vest on July 1, 2027, contingent on the Reporting Person's continued service as a Director on each applicable vesting date. F4 · derivative.exercise_date: Each RSU has a value equal to one share of common stock. Of such RSUs, 1,356 will vest on each of July 1, 2025 and 2026 and 1,354 will vest on July 1, 2027, contingent on the Reporting Person's continued service as a Director on each applicable vesting date. F4 · derivative.expiration_date: Each RSU has a value equal to one share of common stock. Of such RSUs, 1,356 will vest on each of July 1, 2025 and 2026 and 1,354 will vest on July 1, 2027, contingent on the Reporting Person's continued service as a Director on each applicable vesting date. Read SEC document |
| April 06, 2024 Filed Apr 10, 2024 01:45 UTC | LanzaTech Global, Inc. LNZA · Entity 6952 | GrantRestricted Stock Units · Derivative | 32,467 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-015523 · wk-form4_1712713538.xml · derivative · entry 3 McWhorter Dorri · CIK 0001817049 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,467 Underlying: Common Stock · 32,467 shares Expires not disclosed F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of common stock of LanzaTech Global, Inc. (the "Company"). Subject to the terms of the RSU Agreement, the RSUs will vest in full on March 6, 2025. F3 · derivative.exercise_date: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of common stock of LanzaTech Global, Inc. (the "Company"). Subject to the terms of the RSU Agreement, the RSUs will vest in full on March 6, 2025. F3 · derivative.expiration_date: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of common stock of LanzaTech Global, Inc. (the "Company"). Subject to the terms of the RSU Agreement, the RSUs will vest in full on March 6, 2025. Read SEC document |
| February 08, 2024 Filed Apr 10, 2024 01:45 UTC | LanzaTech Global, Inc. LNZA · Entity 6952 | Exercise / conversionRestricted Stock Units · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-015523 · wk-form4_1712713538.xml · derivative · entry 2 McWhorter Dorri · CIK 0001817049 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) convert into shares of LanzaTech Global Inc. common stock, $.0001 par value, on a one-for-one basis. F2 · derivative.exercise_date: On May 2, 2023, the Reporting Person was granted 20,000 RSUs, which vested in full on February 8, 2024. F2 · derivative.expiration_date: On May 2, 2023, the Reporting Person was granted 20,000 RSUs, which vested in full on February 8, 2024. Read SEC document |
| February 08, 2024 Filed Apr 10, 2024 01:45 UTC | LanzaTech Global, Inc. LNZA · Entity 6952 | Exercise / conversionCommon Stock | 20,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-24-015523 · wk-form4_1712713538.xml · nonDerivative · entry 1 McWhorter Dorri · CIK 0001817049 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) convert into shares of LanzaTech Global Inc. common stock, $.0001 par value, on a one-for-one basis. Read SEC document |
| August 31, 2023 Filed Sep 5, 2023 21:54 UTC | Lifeway Foods, Inc. LWAY · Entity 891 | GrantRestricted Stock Units · Derivative | 4,652 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-23-006280 · ownership.xml · derivative · entry 3 McWhorter Dorri · CIK 0001817049 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,652 Underlying: Common Stock · 4,652 shares Expires not disclosed F3 · derivative.exercise_price: Each RSU has a value equal to one share of common stock. Of such RSUs, 1,551 will vest on each of August 31, 2024 and 2025 and 1,550 will vest on August 31, 2026, contingent on the Reporting Person's continued service as a Director on each applicable vesting date. F3 · derivative.exercise_date: Each RSU has a value equal to one share of common stock. Of such RSUs, 1,551 will vest on each of August 31, 2024 and 2025 and 1,550 will vest on August 31, 2026, contingent on the Reporting Person's continued service as a Director on each applicable vesting date. F3 · derivative.expiration_date: Each RSU has a value equal to one share of common stock. Of such RSUs, 1,551 will vest on each of August 31, 2024 and 2025 and 1,550 will vest on August 31, 2026, contingent on the Reporting Person's continued service as a Director on each applicable vesting date. Read SEC document |
| August 31, 2023 Filed Sep 5, 2023 21:54 UTC | Lifeway Foods, Inc. LWAY · Entity 891 | Exercise / conversionRestricted Stock Units · Derivative | 1,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-23-006280 · ownership.xml · derivative · entry 2 McWhorter Dorri · CIK 0001817049 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,200 Underlying: Common Stock · 1,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") has a value equal to one share of common stock. Of such restricted stock units, 1,600 will vest on each of August 31, 2024 and 2025, contingent on the Reporting Person's continued service as a Director on each applicable vesting date. F2 · derivative.exercise_date: Each restricted stock unit ("RSU") has a value equal to one share of common stock. Of such restricted stock units, 1,600 will vest on each of August 31, 2024 and 2025, contingent on the Reporting Person's continued service as a Director on each applicable vesting date. F2 · derivative.expiration_date: Each restricted stock unit ("RSU") has a value equal to one share of common stock. Of such restricted stock units, 1,600 will vest on each of August 31, 2024 and 2025, contingent on the Reporting Person's continued service as a Director on each applicable vesting date. Read SEC document |
| August 31, 2023 Filed Sep 5, 2023 21:54 UTC | Lifeway Foods, Inc. LWAY · Entity 891 | Exercise / conversionCommon Stock, no par value | 1,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-23-006280 · ownership.xml · nonDerivative · entry 1 McWhorter Dorri · CIK 0001817049 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,278 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes time-based restricted stock awards of which 1,758 shares will vest on August 12, 2024, contingent on the Reporting Person's continued service as a Director on each applicable vesting date. Read SEC document |
| May 02, 2023 Filed May 5, 2023 00:57 UTC | LanzaTech Global, Inc. LNZA · Entity 6952 | GrantRestricted Stock Units · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-015951 · wf-form4_168324825033367.xml · derivative · entry 1 McWhorter Dorri · CIK 0001817049 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of common stock of LanzaTech Global, Inc. (the "Company"). Subject to the terms of the RSU Agreement, the RSUs will vest in full on February 8, 2024. F1 · derivative.exercise_date: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of common stock of LanzaTech Global, Inc. (the "Company"). Subject to the terms of the RSU Agreement, the RSUs will vest in full on February 8, 2024. F1 · derivative.expiration_date: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of common stock of LanzaTech Global, Inc. (the "Company"). Subject to the terms of the RSU Agreement, the RSUs will vest in full on February 8, 2024. Read SEC document |
| September 01, 2022 Filed Sep 6, 2022 20:49 UTC | Green Thumb Industries Inc. GTII/GTBIF · Entity 2071 | GrantSubordinate Voting Shares | 4,841 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-009398 · form4-09062022_010908.xml · nonDerivative · entry 1 McWhorter Dorri · CIK 0001817049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,755 Read SEC document |
| August 31, 2022 Filed Sep 1, 2022 23:10 UTC | Lifeway Foods, Inc. LWAY · Entity 891 | GrantRestricted Stock Units · Derivative | 4,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-22-006148 · ownership.xml · derivative · entry 2 McWhorter Dorri · CIK 0001817049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,800 Underlying: Common Stock · 4,800 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit has a value equal to one share of common stock. Of such restricted stock units, 1,600 will vest on each of August 31, 2023, 2024 and 2025, contingent on the Reporting Person's continued service as a Director on each applicable vesting date. F2 · derivative.exercise_date: Each restricted stock unit has a value equal to one share of common stock. Of such restricted stock units, 1,600 will vest on each of August 31, 2023, 2024 and 2025, contingent on the Reporting Person's continued service as a Director on each applicable vesting date. F2 · derivative.expiration_date: Each restricted stock unit has a value equal to one share of common stock. Of such restricted stock units, 1,600 will vest on each of August 31, 2023, 2024 and 2025, contingent on the Reporting Person's continued service as a Director on each applicable vesting date. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 20:22 UTC | Green Thumb Industries Inc. GTII/GTBIF · Entity 2071 | GrantSubordinate Voting Shares | 5,676 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-006107 · form4-06032022_010629.xml · nonDerivative · entry 1 McWhorter Dorri · CIK 0001817049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,914 Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 22:08 UTC | Green Thumb Industries Inc. GTII/GTBIF · Entity 2071 | GrantSubordinate Voting Shares | 1,578 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-002362 · form4-03032022_020348.xml · nonDerivative · entry 1 McWhorter Dorri · CIK 0001817049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,238 Read SEC document |
| August 12, 2021 Filed Jun 23, 2022 14:16 UTC | Lifeway Foods, Inc. LWAY · Entity 891 | GrantCommon Stock, no par value | 5,272 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-22-004525 · ownership.xml · nonDerivative · entry 1 McWhorter Dorri · CIK 0001817049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,678 F1 · shares: Represents a time-based restricted stock award. Of such time-based restricted stock, 1,757 of the shares will vest on August 12, 2022; 1,757 will vest on August 12, 2023; and 1,758 will vest on August 12, 2024, contingent on the Reporting Person's continued service as a Director on each applicable vesting date. F2 · balance_after: Includes a time-based restricted stock award of which 3,802 shares will vest on July 15, 2022; and 3,802 shares will vest on July 15, 2023 contingent on the Reporting Person's continued service as a Director on each applicable vesting date. Read SEC document |
| July 15, 2020 Filed Jul 17, 2020 22:04 UTC | Lifeway Foods, Inc. LWAY · Entity 891 | GrantCommon Stock, no par value | 11,406 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-20-002296 · ownership.xml · nonDerivative · entry 1 McWhorter Dorri · CIK 0001817049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,406 F1 · shares: Represents a time-based restricted stock award. Of such time-based restricted stock, 3,802 of the shares will vest on July 15, 2021; 3,802 will vest on July 15, 2022; and 3,802 will vest on July 15, 2023, contingent on the Reporting Person's continued service as a Director on each applicable vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.