Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Asana, Inc.ASAN · Entity 4425 | Chief Financial Officer | July 25, 2024 | July 29, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Asana, Inc.
Report date July 25, 2024 · Filed July 29, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 1,068,909 |
Reported balance
After 2024-07-25 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-07-25 · Exercise / conversion · Acquired 5,000 · Balance 1,068,909 F1: Reflects an exempt transfer of 13,625 shares from The 2019 Tim Ming Wan Grantor Retained Annuity Trust Dated July 22, 2019 to the Reporting Person. |
| Class A Common StockSEC Table I · non-derivative | Direct | 1,063,909 |
Reported balance
After 2024-07-25 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2024-07-25 · Sale · Disposed 5,000 · Balance 1,063,909 F2: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted March 20, 2023, as modified on December 26, 2023. |
| Class A Common StockSEC Table I · non-derivative | Direct | 1,068,909 |
Reported balance
After 2024-07-26 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2024-07-26 · Exercise / conversion · Acquired 5,000 · Balance 1,068,909 |
| Class A Common StockSEC Table I · non-derivative | Direct | 1,063,909 |
Reported balance
After 2024-07-26 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2024-07-26 · Sale · Disposed 5,000 · Balance 1,063,909 F2: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted March 20, 2023, as modified on December 26, 2023. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.60 · Expires 2027-05-02 | Direct | 705,899 |
Reported balance
After 2024-07-25 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2024-07-25 · Exercise / conversion · Disposed 5,000 · Balance 705,899 F5: 1/4 of the shares subject to the option vested on January 17, 2018, and 1/48 of the shares vest monthly thereafter. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.60 · Expires 2027-05-02 | Direct | 700,899 |
Reported balance
After 2024-07-26 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2024-07-26 · Exercise / conversion · Disposed 5,000 · Balance 700,899 F5: 1/4 of the shares subject to the option vested on January 17, 2018, and 1/48 of the shares vest monthly thereafter. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 125,430 |
Reported balance
Holding disclosure · report date 2024-07-25 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 125,430 F1: Reflects an exempt transfer of 13,625 shares from The 2019 Tim Ming Wan Grantor Retained Annuity Trust Dated July 22, 2019 to the Reporting Person. F3: The shares are held of record by The 2019 Tim Ming Wan Grantor Retained Annuity Trust Dated July 22, 2019. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 50,000 |
Reported balance
Holding disclosure · report date 2024-07-25 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 50,000 F4: The shares are held of record by the Reporting Person's spouse. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects an exempt transfer of 13,625 shares from The 2019 Tim Ming Wan Grantor Retained Annuity Trust Dated July 22, 2019 to the Reporting Person.
F2: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted March 20, 2023, as modified on December 26, 2023.
F3: The shares are held of record by The 2019 Tim Ming Wan Grantor Retained Annuity Trust Dated July 22, 2019.
F4: The shares are held of record by the Reporting Person's spouse.
F5: 1/4 of the shares subject to the option vested on January 17, 2018, and 1/48 of the shares vest monthly thereafter.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Apigee Corp
Report date November 10, 2016 · Filed November 15, 2016
Section 16 reporting ended · disclosed 2016-11-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2016-11-10 transaction · row 1
1 source rowRow 1 · 2016-11-10 · Disposition to issuer · Disposed 82,167 · Balance 0 F1: Includes 68,750 shares represented by restricted stock units, or RSUs, of which 23,750 RSUs were previously reported in Table II. F2: Pursuant to the merger agreement between the Issuer and Google Inc. dated September 7, 2016 (the "Merger Agreement"), the RSUs will be assumed by Google and converted into Google restricted stock units in respect of that number of shares of Alphabet Class C Capital Stock equal to the product of (x) the number of shares of Issuer common stock underlying the RSUs multiplied by (y) 0.0225405. F3: At the effective time of the merger, each share of Issuer common stock was cancelled in exchange for a cash payment of $17.40 per share. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.41 · Expires 2025-08-26 | Direct | 0 |
Reported balance
After 2016-11-10 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2016-11-10 · Disposition to issuer · Disposed 52,500 · Balance 0 F5: Pursuant to the Merger Agreement, the 52,500 unvested option shares shall be assumed by Google and converted into the right to receive an amount in cash equal to (x) the difference between $17.40 and the per share exercise price of the option multiplied by (y) the number of unvested option shares (the "Unvested Option Consideration"), with payment of such Unvested Option Consideration to be made in accordance with the vesting schedule applicable to the unvested option shares, subject to acceleration as provided in the April 8, 2015 confirmatory offer letter. F4: The option was granted on August 27, 2015 and provided for vesting of one-fourth of the shares underlying the option on November 17, 2016 and one-sixteenth of the shares vest quarterly thereafter. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.96 · Expires 2016-06-21 | Direct | 0 |
Reported balance
After 2016-11-10 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2016-11-10 · Disposition to issuer · Disposed 30,000 · Balance 0 F7: Pursuant to the Merger Agreement, the 30,000 unvested option shares shall be assumed by Google and converted into the to receive an amount in cash equal to (x) the difference between $17.40 and the per share exercise price of the option multiplied by (y) the Unvested Option Consideration, with payment of such Unvested Option Consideration to be made in accordance with the vesting schedule applicable to the unvested option shares, subject to acceleration as provided in the April 8, 2015 confirmatory offer letter. F6: The option was granted on June 21, 2016 and provided for vesting of one-fourth of the shares underlying the option on June 21, 2017 and one-sixteenth of the shares vest quarterly thereafter. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 68,750 shares represented by restricted stock units, or RSUs, of which 23,750 RSUs were previously reported in Table II.
F2: Pursuant to the merger agreement between the Issuer and Google Inc. dated September 7, 2016 (the "Merger Agreement"), the RSUs will be assumed by Google and converted into Google restricted stock units in respect of that number of shares of Alphabet Class C Capital Stock equal to the product of (x) the number of shares of Issuer common stock underlying the RSUs multiplied by (y) 0.0225405.
F3: At the effective time of the merger, each share of Issuer common stock was cancelled in exchange for a cash payment of $17.40 per share.
F4: The option was granted on August 27, 2015 and provided for vesting of one-fourth of the shares underlying the option on November 17, 2016 and one-sixteenth of the shares vest quarterly thereafter.
F5: Pursuant to the Merger Agreement, the 52,500 unvested option shares shall be assumed by Google and converted into the right to receive an amount in cash equal to (x) the difference between $17.40 and the per share exercise price of the option multiplied by (y) the number of unvested option shares (the "Unvested Option Consideration"), with payment of such Unvested Option Consideration to be made in accordance with the vesting schedule applicable to the unvested option shares, subject to acceleration as provided in the April 8, 2015 confirmatory offer letter.
F6: The option was granted on June 21, 2016 and provided for vesting of one-fourth of the shares underlying the option on June 21, 2017 and one-sixteenth of the shares vest quarterly thereafter.
F7: Pursuant to the Merger Agreement, the 30,000 unvested option shares shall be assumed by Google and converted into the to receive an amount in cash equal to (x) the difference between $17.40 and the per share exercise price of the option multiplied by (y) the Unvested Option Consideration, with payment of such Unvested Option Consideration to be made in accordance with the vesting schedule applicable to the unvested option shares, subject to acceleration as provided in the April 8, 2015 confirmatory offer letter.
REALNETWORKS INC
Report date December 21, 2022 · Filed December 23, 2022
Section 16 reporting ended · disclosed 2022-12-23. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.73 · Expires 2022-12-21 | Direct | 0 |
Reported balance
After 2022-12-21 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-12-21 · Other · Disposed 103,958 · Balance 0 F1: On July 27, 2022, the Issuer entered into an Agreement and Plan of Merger (the "Merger Agreement") with Greater Heights LLC, a Washington limited liability company ("Parent"), Greater Heights Acquisition LLC, a Washington limited liability company and wholly owned subsidiary or Parent ("Merger Sub") and, exclusively for purposes specified in the Merger Agreement, Robert Glaser, an individual resident of Washington ("Parent Guarantor"). Pursuant to the Merger Agreement, on December 21, 2022, Merger Sub merged with and into the Company, and the Merger Sub continued as the surviving corporation and as a wholly owned subsidiary of Parent (the "Merger"), under the name "RealNetworks LLC". F2: Pursuant to the Merger Agreement, effective as of the effective time of the Merger (the "Effective Time"), together with the applicable terms of the RealNetworks,Inc. 2020 Inducement Equity Plan, the RealNetworks, Inc. 1996 Stock Option Plan, the RealNetworks, Inc. 2005 Stock Incentive Plan and the RealNetworks, Inc. 2007 Employee Stock Purchase Plan (collectively, the "Company Stock Plans"), each performance or restricted stock unit subject to vesting, repurchase, or other lapse of restrictions that was outstanding vested in full (including any outstanding and otherwise unvested restricted stock units all of which vested in full pursuant to their applicable award terms due to not being assumed or substituted for in connection with the Merger) and became free of restrictions and was cancelled and converted automatically into the right to receive the Merger Consideration. F3: In connection with the Merger, these shares were cancelled and converted into the right to receive $0.73 in cash, without interest, per share, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration"). |
Filing footnotes · ownership attribution and instrument terms
F1: On July 27, 2022, the Issuer entered into an Agreement and Plan of Merger (the "Merger Agreement") with Greater Heights LLC, a Washington limited liability company ("Parent"), Greater Heights Acquisition LLC, a Washington limited liability company and wholly owned subsidiary or Parent ("Merger Sub") and, exclusively for purposes specified in the Merger Agreement, Robert Glaser, an individual resident of Washington ("Parent Guarantor"). Pursuant to the Merger Agreement, on December 21, 2022, Merger Sub merged with and into the Company, and the Merger Sub continued as the surviving corporation and as a wholly owned subsidiary of Parent (the "Merger"), under the name "RealNetworks LLC".
F2: Pursuant to the Merger Agreement, effective as of the effective time of the Merger (the "Effective Time"), together with the applicable terms of the RealNetworks,Inc. 2020 Inducement Equity Plan, the RealNetworks, Inc. 1996 Stock Option Plan, the RealNetworks, Inc. 2005 Stock Incentive Plan and the RealNetworks, Inc. 2007 Employee Stock Purchase Plan (collectively, the "Company Stock Plans"), each performance or restricted stock unit subject to vesting, repurchase, or other lapse of restrictions that was outstanding vested in full (including any outstanding and otherwise unvested restricted stock units all of which vested in full pursuant to their applicable award terms due to not being assumed or substituted for in connection with the Merger) and became free of restrictions and was cancelled and converted automatically into the right to receive the Merger Consideration.
F3: In connection with the Merger, these shares were cancelled and converted into the right to receive $0.73 in cash, without interest, per share, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration").
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 22, 2021 Filed Nov 23, 2021 22:20 UTC | Asana, Inc. ASAN · Entity 4425 | SaleClass A Common Stock | 3,476 | $129.04 | $448,543.04 |
DisclosureSEC source: 0001209191-21-066549 · doc4.xml · nonDerivative · entry 8 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 483,229 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F8 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $128.75 to $129.65 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 22, 2021 Filed Nov 23, 2021 22:20 UTC | Asana, Inc. ASAN · Entity 4425 | SaleClass A Common Stock | 5,720 | $128.29 | $733,818.80 |
DisclosureSEC source: 0001209191-21-066549 · doc4.xml · nonDerivative · entry 7 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 486,705 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F7 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $127.75 to $128.74 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 22, 2021 Filed Nov 23, 2021 22:20 UTC | Asana, Inc. ASAN · Entity 4425 | SaleClass A Common Stock | 1,360 | $127.05 | $172,788.00 |
DisclosureSEC source: 0001209191-21-066549 · doc4.xml · nonDerivative · entry 6 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 492,425 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F6 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $126.74 to $127.72 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 22, 2021 Filed Nov 23, 2021 22:20 UTC | Asana, Inc. ASAN · Entity 4425 | SaleClass A Common Stock | 1,052 | $126.32 | $132,888.64 |
DisclosureSEC source: 0001209191-21-066549 · doc4.xml · nonDerivative · entry 5 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 493,785 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F5 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $125.74 to $126.73 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 22, 2021 Filed Nov 23, 2021 22:20 UTC | Asana, Inc. ASAN · Entity 4425 | SaleClass A Common Stock | 1,340 | $125.02 | $167,526.80 |
DisclosureSEC source: 0001209191-21-066549 · doc4.xml · nonDerivative · entry 4 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 494,837 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $124.66 to $125.56 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 22, 2021 Filed Nov 23, 2021 22:20 UTC | Asana, Inc. ASAN · Entity 4425 | SaleClass A Common Stock | 980 | $124.02 | $121,539.60 |
DisclosureSEC source: 0001209191-21-066549 · doc4.xml · nonDerivative · entry 3 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 496,177 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $123.64 to $124.58 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 22, 2021 Filed Nov 23, 2021 22:20 UTC | Asana, Inc. ASAN · Entity 4425 | SaleClass A Common Stock | 946 | $123.25 | $116,594.50 |
DisclosureSEC source: 0001209191-21-066549 · doc4.xml · nonDerivative · entry 2 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 497,157 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $122.62 to $123.585 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 22, 2021 Filed Nov 23, 2021 22:20 UTC | Asana, Inc. ASAN · Entity 4425 | Exercise / conversionClass A Common Stock | 20,000 | $1.60 | $32,000.00 |
DisclosureSEC source: 0001209191-21-066549 · doc4.xml · nonDerivative · entry 1 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 498,103 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 21, 2021 Filed Oct 25, 2021 23:20 UTC | Asana, Inc. ASAN · Entity 4425 | Exercise / conversionStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $1.60 | $0.00 |
DisclosureSEC source: 0001209191-21-061562 · doc4.xml · derivative · entry 10 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 925,899 Underlying: Class A Common Stock · 20,000 shares Expires 2027-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_date: 1/4 of the shares subject to the option vested on January 17, 2018, and 1/48 of the shares vest monthly thereafter. Read SEC document |
| October 21, 2021 Filed Oct 25, 2021 23:20 UTC | Asana, Inc. ASAN · Entity 4425 | SaleClass A Common Stock | 293 | $136.16 | $39,894.88 |
DisclosureSEC source: 0001209191-21-061562 · doc4.xml · nonDerivative · entry 7 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 478,103 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F7 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $136.12 to $136.40 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 21, 2021 Filed Oct 25, 2021 23:20 UTC | Asana, Inc. ASAN · Entity 4425 | SaleClass A Common Stock | 2,659 | $135.36 | $359,922.24 |
DisclosureSEC source: 0001209191-21-061562 · doc4.xml · nonDerivative · entry 6 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 478,396 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F6 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $135.08 to $135.91 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 21, 2021 Filed Oct 25, 2021 23:20 UTC | Asana, Inc. ASAN · Entity 4425 | SaleClass A Common Stock | 7,285 | $134.51 | $979,905.35 |
DisclosureSEC source: 0001209191-21-061562 · doc4.xml · nonDerivative · entry 5 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 481,055 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F5 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $134.00 to $134.98 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 21, 2021 Filed Oct 25, 2021 23:20 UTC | Asana, Inc. ASAN · Entity 4425 | SaleClass A Common Stock | 2,600 | $133.19 | $346,294.00 |
DisclosureSEC source: 0001209191-21-061562 · doc4.xml · nonDerivative · entry 4 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 488,340 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $132.94 to $133.83 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 21, 2021 Filed Oct 25, 2021 23:20 UTC | Asana, Inc. ASAN · Entity 4425 | SaleClass A Common Stock | 2,314 | $132.30 | $306,142.20 |
DisclosureSEC source: 0001209191-21-061562 · doc4.xml · nonDerivative · entry 3 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 490,940 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $131.93 to $132.75 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 21, 2021 Filed Oct 25, 2021 23:20 UTC | Asana, Inc. ASAN · Entity 4425 | SaleClass A Common Stock | 4,849 | $130.82 | $634,346.18 |
DisclosureSEC source: 0001209191-21-061562 · doc4.xml · nonDerivative · entry 2 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 493,254 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $130.50 to $131.34 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 21, 2021 Filed Oct 25, 2021 23:20 UTC | Asana, Inc. ASAN · Entity 4425 | Exercise / conversionClass A Common Stock | 20,000 | $1.60 | $32,000.00 |
DisclosureSEC source: 0001209191-21-061562 · doc4.xml · nonDerivative · entry 1 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 498,103 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 21, 2021 Filed Sep 23, 2021 22:17 UTC | Asana, Inc. ASAN · Entity 4425 | Exercise / conversionStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $1.60 | $0.00 |
DisclosureSEC source: 0001209191-21-057489 · doc4.xml · derivative · entry 10 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 945,899 Underlying: Class A Common Stock · 20,000 shares Expires 2027-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_date: 1/4 of the shares subject to the option vested on January 17, 2018, and 1/48 of the shares vest monthly thereafter. Read SEC document |
| September 21, 2021 Filed Sep 23, 2021 22:17 UTC | Asana, Inc. ASAN · Entity 4425 | SaleClass A Common Stock | 2,383 | $120.98 | $288,295.34 |
DisclosureSEC source: 0001209191-21-057489 · doc4.xml · nonDerivative · entry 7 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 478,103 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F7 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $120.58 to $121.00 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 21, 2021 Filed Sep 23, 2021 22:17 UTC | Asana, Inc. ASAN · Entity 4425 | SaleClass A Common Stock | 1,400 | $119.82 | $167,748.00 |
DisclosureSEC source: 0001209191-21-057489 · doc4.xml · nonDerivative · entry 6 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 480,486 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F6 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $119.50 to $120.27 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 21, 2021 Filed Sep 23, 2021 22:17 UTC | Asana, Inc. ASAN · Entity 4425 | SaleClass A Common Stock | 4,200 | $118.93 | $499,506.00 |
DisclosureSEC source: 0001209191-21-057489 · doc4.xml · nonDerivative · entry 5 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 481,886 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F5 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $118.44 to $119.40 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 21, 2021 Filed Sep 23, 2021 22:17 UTC | Asana, Inc. ASAN · Entity 4425 | SaleClass A Common Stock | 1,730 | $117.94 | $204,036.20 |
DisclosureSEC source: 0001209191-21-057489 · doc4.xml · nonDerivative · entry 4 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 486,086 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $117.44 to $118.43 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 21, 2021 Filed Sep 23, 2021 22:17 UTC | Asana, Inc. ASAN · Entity 4425 | SaleClass A Common Stock | 4,941 | $116.50 | $575,626.50 |
DisclosureSEC source: 0001209191-21-057489 · doc4.xml · nonDerivative · entry 3 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 487,816 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $116.18 to $117.0875 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 21, 2021 Filed Sep 23, 2021 22:17 UTC | Asana, Inc. ASAN · Entity 4425 | SaleClass A Common Stock | 5,346 | $115.71 | $618,585.66 |
DisclosureSEC source: 0001209191-21-057489 · doc4.xml · nonDerivative · entry 2 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 492,757 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $115.17 to $116.15 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 21, 2021 Filed Sep 23, 2021 22:17 UTC | Asana, Inc. ASAN · Entity 4425 | Exercise / conversionClass A Common Stock | 20,000 | $1.60 | $32,000.00 |
DisclosureSEC source: 0001209191-21-057489 · doc4.xml · nonDerivative · entry 1 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 498,103 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 23, 2021 Filed Aug 25, 2021 22:28 UTC | Asana, Inc. ASAN · Entity 4425 | Exercise / conversionStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $1.60 | $0.00 |
DisclosureSEC source: 0001209191-21-053360 · doc4.xml · derivative · entry 7 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 965,899 Underlying: Class A Common Stock · 20,000 shares Expires 2027-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: 1/4 of the shares subject to the option vested on January 17, 2018, and 1/48 of the shares vest monthly thereafter. Read SEC document |
| August 23, 2021 Filed Aug 25, 2021 22:28 UTC | Asana, Inc. ASAN · Entity 4425 | SaleClass A Common Stock | 5,055 | $75.70 | $382,663.50 |
DisclosureSEC source: 0001209191-21-053360 · doc4.xml · nonDerivative · entry 4 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 478,103 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $75.45 to $76.295 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 23, 2021 Filed Aug 25, 2021 22:28 UTC | Asana, Inc. ASAN · Entity 4425 | SaleClass A Common Stock | 10,694 | $75.12 | $803,333.28 |
DisclosureSEC source: 0001209191-21-053360 · doc4.xml · nonDerivative · entry 3 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 483,158 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $74.45 to $75.44 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 23, 2021 Filed Aug 25, 2021 22:28 UTC | Asana, Inc. ASAN · Entity 4425 | SaleClass A Common Stock | 4,251 | $73.94 | $314,318.94 |
DisclosureSEC source: 0001209191-21-053360 · doc4.xml · nonDerivative · entry 2 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 493,852 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $73.43 to $74.30 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 23, 2021 Filed Aug 25, 2021 22:28 UTC | Asana, Inc. ASAN · Entity 4425 | Exercise / conversionClass A Common Stock | 20,000 | $1.60 | $32,000.00 |
DisclosureSEC source: 0001209191-21-053360 · doc4.xml · nonDerivative · entry 1 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 498,103 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 21, 2021 Filed Jul 22, 2021 21:15 UTC | Asana, Inc. ASAN · Entity 4425 | Exercise / conversionStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $1.60 | $0.00 |
DisclosureSEC source: 0001209191-21-047808 · doc4.xml · derivative · entry 7 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 985,899 Underlying: Class A Common Stock · 20,000 shares Expires 2027-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: 1/4 of the shares subject to the option vested on January 17, 2018, and 1/48 of the shares vest monthly thereafter. Read SEC document |
| July 21, 2021 Filed Jul 22, 2021 21:15 UTC | Asana, Inc. ASAN · Entity 4425 | SaleClass A Common Stock | 1,759 | $69.11 | $121,564.49 |
DisclosureSEC source: 0001209191-21-047808 · doc4.xml · nonDerivative · entry 4 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 478,103 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| July 21, 2021 Filed Jul 22, 2021 21:15 UTC | Asana, Inc. ASAN · Entity 4425 | SaleClass A Common Stock | 6,793 | $68.15 | $462,942.95 |
DisclosureSEC source: 0001209191-21-047808 · doc4.xml · nonDerivative · entry 3 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 479,862 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $67.62 to $68.50 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 21, 2021 Filed Jul 22, 2021 21:15 UTC | Asana, Inc. ASAN · Entity 4425 | SaleClass A Common Stock | 11,448 | $66.81 | $764,840.88 |
DisclosureSEC source: 0001209191-21-047808 · doc4.xml · nonDerivative · entry 2 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 486,655 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $66.20 to $67.18 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 21, 2021 Filed Jul 22, 2021 21:15 UTC | Asana, Inc. ASAN · Entity 4425 | Exercise / conversionClass A Common Stock | 20,000 | $1.60 | $32,000.00 |
DisclosureSEC source: 0001209191-21-047808 · doc4.xml · nonDerivative · entry 1 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 498,103 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 21, 2021 Filed Jun 23, 2021 22:00 UTC | Asana, Inc. ASAN · Entity 4425 | Exercise / conversionStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $1.60 | $0.00 |
DisclosureSEC source: 0001209191-21-042813 · doc4.xml · derivative · entry 8 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,005,899 Underlying: Class A Common Stock · 20,000 shares Expires 2027-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: 1/4 of the shares subject to the option vested on January 17, 2018, and 1/48 of the shares vest monthly thereafter. Read SEC document |
| June 21, 2021 Filed Jun 23, 2021 22:00 UTC | Asana, Inc. ASAN · Entity 4425 | SaleClass A Common Stock | 5,264 | $60.70 | $319,524.80 |
DisclosureSEC source: 0001209191-21-042813 · doc4.xml · nonDerivative · entry 5 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 478,103 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F5 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $60.43 to $61.11 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 21, 2021 Filed Jun 23, 2021 22:00 UTC | Asana, Inc. ASAN · Entity 4425 | SaleClass A Common Stock | 5,050 | $60.11 | $303,555.50 |
DisclosureSEC source: 0001209191-21-042813 · doc4.xml · nonDerivative · entry 4 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 483,367 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $59.43 to $60.42 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 21, 2021 Filed Jun 23, 2021 22:00 UTC | Asana, Inc. ASAN · Entity 4425 | SaleClass A Common Stock | 2,900 | $58.64 | $170,056.00 |
DisclosureSEC source: 0001209191-21-042813 · doc4.xml · nonDerivative · entry 3 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 488,417 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $58.34 to $59.30 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 21, 2021 Filed Jun 23, 2021 22:00 UTC | Asana, Inc. ASAN · Entity 4425 | SaleClass A Common Stock | 6,786 | $58.01 | $393,655.86 |
DisclosureSEC source: 0001209191-21-042813 · doc4.xml · nonDerivative · entry 2 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 491,317 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $57.33 to $58.29 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 21, 2021 Filed Jun 23, 2021 22:00 UTC | Asana, Inc. ASAN · Entity 4425 | Exercise / conversionClass A Common Stock | 20,000 | $1.60 | $32,000.00 |
DisclosureSEC source: 0001209191-21-042813 · doc4.xml · nonDerivative · entry 1 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 498,103 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 22:39 UTC | Asana, Inc. ASAN · Entity 4425 | Exercise / conversionStock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $1.60 | $0.00 |
DisclosureSEC source: 0001209191-21-021084 · doc4.xml · derivative · entry 5 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,025,899 Underlying: Class A Common Stock · 40,000 shares Expires 2027-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: 1/4 of the shares subject to the option vested on January 17, 2018, and 1/48 of the shares vest monthly thereafter. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 22:39 UTC | Asana, Inc. ASAN · Entity 4425 | SaleClass A Common Stock | 40,000 | $32.85 | $1,314,000.00 |
DisclosureSEC source: 0001209191-21-021084 · doc4.xml · nonDerivative · entry 2 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 478,103 F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $32.35 to $33.01 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 22:39 UTC | Asana, Inc. ASAN · Entity 4425 | Exercise / conversionClass A Common Stock | 40,000 | $1.60 | $64,000.00 |
DisclosureSEC source: 0001209191-21-021084 · doc4.xml · nonDerivative · entry 1 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 518,103 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 1,031 shares acquired under the Employee Stock Purchase Plan on March 15, 2021. These shares are subject to a one-year holding period before they can be sold. Read SEC document |
| March 02, 2021 Filed Mar 5, 2021 01:30 UTC | Asana, Inc. ASAN · Entity 4425 | GrantClass A Common Stock | 109,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-018045 · doc4.xml · nonDerivative · entry 1 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 477,072 F1 · shares: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 1/16 of the RSUs vest on June 20, 2021, and 1/16 of the RSUs vest quarterly thereafter. Vested RSUs will settle into shares of Class A Common Stock on the earlier to occur of (i) the second anniversary of the vesting date of such vested RSUs and (ii) a change in control. Read SEC document |
| December 03, 2020 Filed Dec 3, 2020 17:55 UTC | REALNETWORKS INC RNWK · Entity 121328 | GrantRestricted stock units · Derivative | 28,481 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-061585 · doc4.xml · derivative · entry 2 Wan Tim M · CIK 0001546605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,481 Underlying: common stock · 28,481 shares Expires 2027-12-03 F2 · derivative.exercise_price: Converts into common stock on a unit-for-share basis on the share distribution date. F3 · derivative.exercise_date: The restricted stock units vest in 12 substantially equal monthly installments until fully vested on the first anniversary of the grant date, provided that the reporting person continues to serve as a director through such date. The share distribution date applicable to the restricted stock units is the sooner to occur of (1) the first anniversary of the date of grant or (2) the date of separation from the Board. Read SEC document |
| December 03, 2020 Filed Dec 3, 2020 17:55 UTC | REALNETWORKS INC RNWK · Entity 121328 | GrantStock option (right to buy) · Derivative | 15,000 | $0.00 Strike: $1.58 | $0.00 |
DisclosureSEC source: 0001209191-20-061585 · doc4.xml · derivative · entry 1 Wan Tim M · CIK 0001546605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: common stock · 15,000 shares Expires 2027-12-03 F1 · derivative.exercise_date: The option will vest and become exercisable in 12 substantially equal monthly installments until the option becomes fully vested and exercisable on the first anniversary of the grant date, provided that the reporting individual continues to serve as a director of RealNetworks through such date. Read SEC document |
| November 05, 2020 Filed Nov 6, 2020 20:02 UTC | REALNETWORKS INC RNWK · Entity 121328 | Exercise / conversionRestricted Stock Units · Derivative | 31,015 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-057379 · doc4.xml · derivative · entry 2 Wan Tim M · CIK 0001546605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 31,015 shares Expires 2020-11-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Converts into common stock on a unit-for-share basis on the share distribution date. F3 · derivative.exercise_date: The restricted stock units vest in 11 substantially equal monthly installments until fully vested on November 5, 2020, provided that the reporting person continues to serve as a director through such date. The share distribution date applicable to the restricted stock units is the sooner to occur of (1) November 5, 2020 or (2) the date of separation from the Board. Read SEC document |
| November 05, 2020 Filed Nov 6, 2020 20:02 UTC | REALNETWORKS INC RNWK · Entity 121328 | Exercise / conversionCommon Stock | 31,015 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-057379 · doc4.xml · nonDerivative · entry 1 Wan Tim M · CIK 0001546605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,015 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Vested restricted stock units were distributed to the reporting person, without payment, in shares of common stock on a unit-for-share basis. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 21:24 UTC | Asana, Inc. ASAN · Entity 4425 | Exercise / conversionStock Option (right to buy) · Derivative | 80,000 | $0.00 Strike: $1.60 | $0.00 |
DisclosureSEC source: 0001209191-20-053269 · doc4.xml · derivative · entry 7 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,065,899 Underlying: Class A Common Stock · 80,000 shares Expires 2027-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 1/4 of the shares subject to the option vested on January 17, 2018, and 1/48 of the shares vest monthly thereafter. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 21:24 UTC | Asana, Inc. ASAN · Entity 4425 | SaleClass A Common Stock | 10,000 | $29.35 | $293,500.00 |
DisclosureSEC source: 0001209191-20-053269 · doc4.xml · nonDerivative · entry 4 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 368,072 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.