person · Reporting owner

Wan Tim M

Disclosed activity across 3 companies

Tapewire entity: 88689
SEC CIK: 0001546605

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Asana, Inc.ASAN · Entity 4425	Chief Financial Officer	July 25, 2024	July 29, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Asana, Inc.

Report date July 25, 2024 · Filed July 29, 2024

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	Direct	1,068,909	Reported balance After 2024-07-25 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2024-07-25 · Exercise / conversion · Acquired 5,000 · Balance 1,068,909 F1: Reflects an exempt transfer of 13,625 shares from The 2019 Tim Ming Wan Grantor Retained Annuity Trust Dated July 22, 2019 to the Reporting Person.
Class A Common StockSEC Table I · non-derivative	Direct	1,063,909	Reported balance After 2024-07-25 transaction · row 2 Account or security details depend on footnotes; rows are not merged. 1 source row Row 2 · 2024-07-25 · Sale · Disposed 5,000 · Balance 1,063,909 F2: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted March 20, 2023, as modified on December 26, 2023.
Class A Common StockSEC Table I · non-derivative	Direct	1,068,909	Reported balance After 2024-07-26 transaction · row 3 Account or security details depend on footnotes; rows are not merged. 1 source row Row 3 · 2024-07-26 · Exercise / conversion · Acquired 5,000 · Balance 1,068,909
Class A Common StockSEC Table I · non-derivative	Direct	1,063,909	Reported balance After 2024-07-26 transaction · row 4 Account or security details depend on footnotes; rows are not merged. 1 source row Row 4 · 2024-07-26 · Sale · Disposed 5,000 · Balance 1,063,909 F2: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted March 20, 2023, as modified on December 26, 2023.
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.60 · Expires 2027-05-02	Direct	705,899	Reported balance After 2024-07-25 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2024-07-25 · Exercise / conversion · Disposed 5,000 · Balance 705,899 F5: 1/4 of the shares subject to the option vested on January 17, 2018, and 1/48 of the shares vest monthly thereafter.
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.60 · Expires 2027-05-02	Direct	700,899	Reported balance After 2024-07-26 transaction · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · 2024-07-26 · Exercise / conversion · Disposed 5,000 · Balance 700,899 F5: 1/4 of the shares subject to the option vested on January 17, 2018, and 1/48 of the shares vest monthly thereafter.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	125,430	Reported balance Holding disclosure · report date 2024-07-25 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 125,430 F1: Reflects an exempt transfer of 13,625 shares from The 2019 Tim Ming Wan Grantor Retained Annuity Trust Dated July 22, 2019 to the Reporting Person. F3: The shares are held of record by The 2019 Tim Ming Wan Grantor Retained Annuity Trust Dated July 22, 2019.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	50,000	Reported balance Holding disclosure · report date 2024-07-25 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 50,000 F4: The shares are held of record by the Reporting Person's spouse.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects an exempt transfer of 13,625 shares from The 2019 Tim Ming Wan Grantor Retained Annuity Trust Dated July 22, 2019 to the Reporting Person.

F2: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted March 20, 2023, as modified on December 26, 2023.

F3: The shares are held of record by The 2019 Tim Ming Wan Grantor Retained Annuity Trust Dated July 22, 2019.

F4: The shares are held of record by the Reporting Person's spouse.

F5: 1/4 of the shares subject to the option vested on January 17, 2018, and 1/48 of the shares vest monthly thereafter.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Apigee Corp

Report date November 10, 2016 · Filed November 15, 2016

Section 16 reporting ended · disclosed 2016-11-15. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Common StockSEC Table I · non-derivative	Direct	Reported balance After 2016-11-10 transaction · row 1 1 source row Row 1 · 2016-11-10 · Disposition to issuer · Disposed 82,167 · Balance 0 F1: Includes 68,750 shares represented by restricted stock units, or RSUs, of which 23,750 RSUs were previously reported in Table II. F2: Pursuant to the merger agreement between the Issuer and Google Inc. dated September 7, 2016 (the "Merger Agreement"), the RSUs will be assumed by Google and converted into Google restricted stock units in respect of that number of shares of Alphabet Class C Capital Stock equal to the product of (x) the number of shares of Issuer common stock underlying the RSUs multiplied by (y) 0.0225405. F3: At the effective time of the merger, each share of Issuer common stock was cancelled in exchange for a cash payment of $17.40 per share.
Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.41 · Expires 2025-08-26	Direct	Reported balance After 2016-11-10 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2016-11-10 · Disposition to issuer · Disposed 52,500 · Balance 0 F5: Pursuant to the Merger Agreement, the 52,500 unvested option shares shall be assumed by Google and converted into the right to receive an amount in cash equal to (x) the difference between $17.40 and the per share exercise price of the option multiplied by (y) the number of unvested option shares (the "Unvested Option Consideration"), with payment of such Unvested Option Consideration to be made in accordance with the vesting schedule applicable to the unvested option shares, subject to acceleration as provided in the April 8, 2015 confirmatory offer letter. F4: The option was granted on August 27, 2015 and provided for vesting of one-fourth of the shares underlying the option on November 17, 2016 and one-sixteenth of the shares vest quarterly thereafter.
Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.96 · Expires 2016-06-21	Direct	Reported balance After 2016-11-10 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2016-11-10 · Disposition to issuer · Disposed 30,000 · Balance 0 F7: Pursuant to the Merger Agreement, the 30,000 unvested option shares shall be assumed by Google and converted into the to receive an amount in cash equal to (x) the difference between $17.40 and the per share exercise price of the option multiplied by (y) the Unvested Option Consideration, with payment of such Unvested Option Consideration to be made in accordance with the vesting schedule applicable to the unvested option shares, subject to acceleration as provided in the April 8, 2015 confirmatory offer letter. F6: The option was granted on June 21, 2016 and provided for vesting of one-fourth of the shares underlying the option on June 21, 2017 and one-sixteenth of the shares vest quarterly thereafter.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 68,750 shares represented by restricted stock units, or RSUs, of which 23,750 RSUs were previously reported in Table II.

F2: Pursuant to the merger agreement between the Issuer and Google Inc. dated September 7, 2016 (the "Merger Agreement"), the RSUs will be assumed by Google and converted into Google restricted stock units in respect of that number of shares of Alphabet Class C Capital Stock equal to the product of (x) the number of shares of Issuer common stock underlying the RSUs multiplied by (y) 0.0225405.

F3: At the effective time of the merger, each share of Issuer common stock was cancelled in exchange for a cash payment of $17.40 per share.

F4: The option was granted on August 27, 2015 and provided for vesting of one-fourth of the shares underlying the option on November 17, 2016 and one-sixteenth of the shares vest quarterly thereafter.

F5: Pursuant to the Merger Agreement, the 52,500 unvested option shares shall be assumed by Google and converted into the right to receive an amount in cash equal to (x) the difference between $17.40 and the per share exercise price of the option multiplied by (y) the number of unvested option shares (the "Unvested Option Consideration"), with payment of such Unvested Option Consideration to be made in accordance with the vesting schedule applicable to the unvested option shares, subject to acceleration as provided in the April 8, 2015 confirmatory offer letter.

F6: The option was granted on June 21, 2016 and provided for vesting of one-fourth of the shares underlying the option on June 21, 2017 and one-sixteenth of the shares vest quarterly thereafter.

F7: Pursuant to the Merger Agreement, the 30,000 unvested option shares shall be assumed by Google and converted into the to receive an amount in cash equal to (x) the difference between $17.40 and the per share exercise price of the option multiplied by (y) the Unvested Option Consideration, with payment of such Unvested Option Consideration to be made in accordance with the vesting schedule applicable to the unvested option shares, subject to acceleration as provided in the April 8, 2015 confirmatory offer letter.

REALNETWORKS INC

Report date December 21, 2022 · Filed December 23, 2022

Section 16 reporting ended · disclosed 2022-12-23. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.73 · Expires 2022-12-21	Direct	0	Reported balance After 2022-12-21 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2022-12-21 · Other · Disposed 103,958 · Balance 0 F1: On July 27, 2022, the Issuer entered into an Agreement and Plan of Merger (the "Merger Agreement") with Greater Heights LLC, a Washington limited liability company ("Parent"), Greater Heights Acquisition LLC, a Washington limited liability company and wholly owned subsidiary or Parent ("Merger Sub") and, exclusively for purposes specified in the Merger Agreement, Robert Glaser, an individual resident of Washington ("Parent Guarantor"). Pursuant to the Merger Agreement, on December 21, 2022, Merger Sub merged with and into the Company, and the Merger Sub continued as the surviving corporation and as a wholly owned subsidiary of Parent (the "Merger"), under the name "RealNetworks LLC". F2: Pursuant to the Merger Agreement, effective as of the effective time of the Merger (the "Effective Time"), together with the applicable terms of the RealNetworks,Inc. 2020 Inducement Equity Plan, the RealNetworks, Inc. 1996 Stock Option Plan, the RealNetworks, Inc. 2005 Stock Incentive Plan and the RealNetworks, Inc. 2007 Employee Stock Purchase Plan (collectively, the "Company Stock Plans"), each performance or restricted stock unit subject to vesting, repurchase, or other lapse of restrictions that was outstanding vested in full (including any outstanding and otherwise unvested restricted stock units all of which vested in full pursuant to their applicable award terms due to not being assumed or substituted for in connection with the Merger) and became free of restrictions and was cancelled and converted automatically into the right to receive the Merger Consideration. F3: In connection with the Merger, these shares were cancelled and converted into the right to receive $0.73 in cash, without interest, per share, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration").

Filing footnotes · ownership attribution and instrument terms

F1: On July 27, 2022, the Issuer entered into an Agreement and Plan of Merger (the "Merger Agreement") with Greater Heights LLC, a Washington limited liability company ("Parent"), Greater Heights Acquisition LLC, a Washington limited liability company and wholly owned subsidiary or Parent ("Merger Sub") and, exclusively for purposes specified in the Merger Agreement, Robert Glaser, an individual resident of Washington ("Parent Guarantor"). Pursuant to the Merger Agreement, on December 21, 2022, Merger Sub merged with and into the Company, and the Merger Sub continued as the surviving corporation and as a wholly owned subsidiary of Parent (the "Merger"), under the name "RealNetworks LLC".

F2: Pursuant to the Merger Agreement, effective as of the effective time of the Merger (the "Effective Time"), together with the applicable terms of the RealNetworks,Inc. 2020 Inducement Equity Plan, the RealNetworks, Inc. 1996 Stock Option Plan, the RealNetworks, Inc. 2005 Stock Incentive Plan and the RealNetworks, Inc. 2007 Employee Stock Purchase Plan (collectively, the "Company Stock Plans"), each performance or restricted stock unit subject to vesting, repurchase, or other lapse of restrictions that was outstanding vested in full (including any outstanding and otherwise unvested restricted stock units all of which vested in full pursuant to their applicable award terms due to not being assumed or substituted for in connection with the Merger) and became free of restrictions and was cancelled and converted automatically into the right to receive the Merger Consideration.

F3: In connection with the Merger, these shares were cancelled and converted into the right to receive $0.73 in cash, without interest, per share, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration").

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
September 30, 2020 Filed Oct 2, 2020 21:24 UTC	Asana, Inc. ASAN · Entity 4425	SaleClass A Common Stock	10,000	$28.25	$282,500.00	Disclosure SEC source: 0001209191-20-053269 · doc4.xml · nonDerivative · entry 3 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 378,072 Read SEC document
September 30, 2020 Filed Oct 2, 2020 21:24 UTC	Asana, Inc. ASAN · Entity 4425	SaleClass A Common Stock	60,000	$27.18	$1,630,800.00	Disclosure SEC source: 0001209191-20-053269 · doc4.xml · nonDerivative · entry 2 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 388,072 F1 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $26.87 to $27.6962 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document
September 30, 2020 Filed Oct 2, 2020 21:24 UTC	Asana, Inc. ASAN · Entity 4425	Exercise / conversionClass A Common Stock	80,000	$1.60	$128,000.00	Disclosure SEC source: 0001209191-20-053269 · doc4.xml · nonDerivative · entry 1 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 448,072 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
February 10, 2020 Filed Feb 12, 2020 17:25 UTC	REALNETWORKS INC RNWK · Entity 121328	GrantRestricted Stock Units · Derivative	31,015	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001209191-20-008896 · doc4.xml · derivative · entry 2 Wan Tim M · CIK 0001546605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,015 Underlying: Common Stock · 31,015 shares Expires 2020-11-05 F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of RealNetworks common stock. F3 · derivative.exercise_date: The shares subject to the restricted stock grant will vest and become exercisable in 11 substantially equal monthly installments until the grant becomes fully vested on November 5, 2020, provided that the reporting individual continues to serve as a director of RealNetworks through such date. Read SEC document
February 10, 2020 Filed Feb 12, 2020 17:25 UTC	REALNETWORKS INC RNWK · Entity 121328	GrantStock Option (right to buy) · Derivative	13,750	$0.00 Strike: $1.33	$0.00	Disclosure SEC source: 0001209191-20-008896 · doc4.xml · derivative · entry 1 Wan Tim M · CIK 0001546605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,750 Underlying: Common Stock · 13,750 shares Expires 2027-02-10 F1 · derivative.exercise_date: The option will vest and become exercisable in 11 substantially equal monthly installments until the option becomes fully vested on November 5, 2020, provided that the reporting individual continues to serve as a director of RealNetworks through such date. Read SEC document
November 10, 2016 Filed Nov 15, 2016 18:53 UTC	Apigee Corp APIC · Entity 181062	Disposition to issuerEmployee Stock Option (right to buy) · Derivative	30,000	Not disclosed Strike: $12.96	Not disclosed	Disclosure SEC source: 0000899243-16-033577 · doc4.xml · derivative · entry 3 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2016-06-21 F7 · price: Pursuant to the Merger Agreement, the 30,000 unvested option shares shall be assumed by Google and converted into the to receive an amount in cash equal to (x) the difference between $17.40 and the per share exercise price of the option multiplied by (y) the Unvested Option Consideration, with payment of such Unvested Option Consideration to be made in accordance with the vesting schedule applicable to the unvested option shares, subject to acceleration as provided in the April 8, 2015 confirmatory offer letter. F6 · derivative.exercise_date: The option was granted on June 21, 2016 and provided for vesting of one-fourth of the shares underlying the option on June 21, 2017 and one-sixteenth of the shares vest quarterly thereafter. Read SEC document
November 10, 2016 Filed Nov 15, 2016 18:53 UTC	Apigee Corp APIC · Entity 181062	Disposition to issuerEmployee Stock Option (right to buy) · Derivative	52,500	Not disclosed Strike: $7.41	Not disclosed	Disclosure SEC source: 0000899243-16-033577 · doc4.xml · derivative · entry 2 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 52,500 shares Expires 2025-08-26 F5 · price: Pursuant to the Merger Agreement, the 52,500 unvested option shares shall be assumed by Google and converted into the right to receive an amount in cash equal to (x) the difference between $17.40 and the per share exercise price of the option multiplied by (y) the number of unvested option shares (the "Unvested Option Consideration"), with payment of such Unvested Option Consideration to be made in accordance with the vesting schedule applicable to the unvested option shares, subject to acceleration as provided in the April 8, 2015 confirmatory offer letter. F4 · derivative.exercise_date: The option was granted on August 27, 2015 and provided for vesting of one-fourth of the shares underlying the option on November 17, 2016 and one-sixteenth of the shares vest quarterly thereafter. Read SEC document
November 10, 2016 Filed Nov 15, 2016 18:53 UTC	Apigee Corp APIC · Entity 181062	Disposition to issuerCommon Stock	82,167	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-16-033577 · doc4.xml · nonDerivative · entry 1 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Includes 68,750 shares represented by restricted stock units, or RSUs, of which 23,750 RSUs were previously reported in Table II. F2 · price: Pursuant to the merger agreement between the Issuer and Google Inc. dated September 7, 2016 (the "Merger Agreement"), the RSUs will be assumed by Google and converted into Google restricted stock units in respect of that number of shares of Alphabet Class C Capital Stock equal to the product of (x) the number of shares of Issuer common stock underlying the RSUs multiplied by (y) 0.0225405. F3 · price: At the effective time of the merger, each share of Issuer common stock was cancelled in exchange for a cash payment of $17.40 per share. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.