person · Reporting owner

Wan Tim M

Disclosed activity across 3 companies

Tapewire entity: 88689
SEC CIK: 0001546605

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Asana, Inc.ASAN · Entity 4425	Chief Financial Officer	July 25, 2024	July 29, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Asana, Inc.

Report date July 25, 2024 · Filed July 29, 2024

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	Direct	1,068,909	Reported balance After 2024-07-25 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2024-07-25 · Exercise / conversion · Acquired 5,000 · Balance 1,068,909 F1: Reflects an exempt transfer of 13,625 shares from The 2019 Tim Ming Wan Grantor Retained Annuity Trust Dated July 22, 2019 to the Reporting Person.
Class A Common StockSEC Table I · non-derivative	Direct	1,063,909	Reported balance After 2024-07-25 transaction · row 2 Account or security details depend on footnotes; rows are not merged. 1 source row Row 2 · 2024-07-25 · Sale · Disposed 5,000 · Balance 1,063,909 F2: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted March 20, 2023, as modified on December 26, 2023.
Class A Common StockSEC Table I · non-derivative	Direct	1,068,909	Reported balance After 2024-07-26 transaction · row 3 Account or security details depend on footnotes; rows are not merged. 1 source row Row 3 · 2024-07-26 · Exercise / conversion · Acquired 5,000 · Balance 1,068,909
Class A Common StockSEC Table I · non-derivative	Direct	1,063,909	Reported balance After 2024-07-26 transaction · row 4 Account or security details depend on footnotes; rows are not merged. 1 source row Row 4 · 2024-07-26 · Sale · Disposed 5,000 · Balance 1,063,909 F2: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted March 20, 2023, as modified on December 26, 2023.
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.60 · Expires 2027-05-02	Direct	705,899	Reported balance After 2024-07-25 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2024-07-25 · Exercise / conversion · Disposed 5,000 · Balance 705,899 F5: 1/4 of the shares subject to the option vested on January 17, 2018, and 1/48 of the shares vest monthly thereafter.
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.60 · Expires 2027-05-02	Direct	700,899	Reported balance After 2024-07-26 transaction · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · 2024-07-26 · Exercise / conversion · Disposed 5,000 · Balance 700,899 F5: 1/4 of the shares subject to the option vested on January 17, 2018, and 1/48 of the shares vest monthly thereafter.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	125,430	Reported balance Holding disclosure · report date 2024-07-25 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 125,430 F1: Reflects an exempt transfer of 13,625 shares from The 2019 Tim Ming Wan Grantor Retained Annuity Trust Dated July 22, 2019 to the Reporting Person. F3: The shares are held of record by The 2019 Tim Ming Wan Grantor Retained Annuity Trust Dated July 22, 2019.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	50,000	Reported balance Holding disclosure · report date 2024-07-25 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 50,000 F4: The shares are held of record by the Reporting Person's spouse.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects an exempt transfer of 13,625 shares from The 2019 Tim Ming Wan Grantor Retained Annuity Trust Dated July 22, 2019 to the Reporting Person.

F2: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted March 20, 2023, as modified on December 26, 2023.

F3: The shares are held of record by The 2019 Tim Ming Wan Grantor Retained Annuity Trust Dated July 22, 2019.

F4: The shares are held of record by the Reporting Person's spouse.

F5: 1/4 of the shares subject to the option vested on January 17, 2018, and 1/48 of the shares vest monthly thereafter.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Apigee Corp

Report date November 10, 2016 · Filed November 15, 2016

Section 16 reporting ended · disclosed 2016-11-15. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Common StockSEC Table I · non-derivative	Direct	Reported balance After 2016-11-10 transaction · row 1 1 source row Row 1 · 2016-11-10 · Disposition to issuer · Disposed 82,167 · Balance 0 F1: Includes 68,750 shares represented by restricted stock units, or RSUs, of which 23,750 RSUs were previously reported in Table II. F2: Pursuant to the merger agreement between the Issuer and Google Inc. dated September 7, 2016 (the "Merger Agreement"), the RSUs will be assumed by Google and converted into Google restricted stock units in respect of that number of shares of Alphabet Class C Capital Stock equal to the product of (x) the number of shares of Issuer common stock underlying the RSUs multiplied by (y) 0.0225405. F3: At the effective time of the merger, each share of Issuer common stock was cancelled in exchange for a cash payment of $17.40 per share.
Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.41 · Expires 2025-08-26	Direct	Reported balance After 2016-11-10 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2016-11-10 · Disposition to issuer · Disposed 52,500 · Balance 0 F5: Pursuant to the Merger Agreement, the 52,500 unvested option shares shall be assumed by Google and converted into the right to receive an amount in cash equal to (x) the difference between $17.40 and the per share exercise price of the option multiplied by (y) the number of unvested option shares (the "Unvested Option Consideration"), with payment of such Unvested Option Consideration to be made in accordance with the vesting schedule applicable to the unvested option shares, subject to acceleration as provided in the April 8, 2015 confirmatory offer letter. F4: The option was granted on August 27, 2015 and provided for vesting of one-fourth of the shares underlying the option on November 17, 2016 and one-sixteenth of the shares vest quarterly thereafter.
Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.96 · Expires 2016-06-21	Direct	Reported balance After 2016-11-10 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2016-11-10 · Disposition to issuer · Disposed 30,000 · Balance 0 F7: Pursuant to the Merger Agreement, the 30,000 unvested option shares shall be assumed by Google and converted into the to receive an amount in cash equal to (x) the difference between $17.40 and the per share exercise price of the option multiplied by (y) the Unvested Option Consideration, with payment of such Unvested Option Consideration to be made in accordance with the vesting schedule applicable to the unvested option shares, subject to acceleration as provided in the April 8, 2015 confirmatory offer letter. F6: The option was granted on June 21, 2016 and provided for vesting of one-fourth of the shares underlying the option on June 21, 2017 and one-sixteenth of the shares vest quarterly thereafter.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 68,750 shares represented by restricted stock units, or RSUs, of which 23,750 RSUs were previously reported in Table II.

F2: Pursuant to the merger agreement between the Issuer and Google Inc. dated September 7, 2016 (the "Merger Agreement"), the RSUs will be assumed by Google and converted into Google restricted stock units in respect of that number of shares of Alphabet Class C Capital Stock equal to the product of (x) the number of shares of Issuer common stock underlying the RSUs multiplied by (y) 0.0225405.

F3: At the effective time of the merger, each share of Issuer common stock was cancelled in exchange for a cash payment of $17.40 per share.

F4: The option was granted on August 27, 2015 and provided for vesting of one-fourth of the shares underlying the option on November 17, 2016 and one-sixteenth of the shares vest quarterly thereafter.

F5: Pursuant to the Merger Agreement, the 52,500 unvested option shares shall be assumed by Google and converted into the right to receive an amount in cash equal to (x) the difference between $17.40 and the per share exercise price of the option multiplied by (y) the number of unvested option shares (the "Unvested Option Consideration"), with payment of such Unvested Option Consideration to be made in accordance with the vesting schedule applicable to the unvested option shares, subject to acceleration as provided in the April 8, 2015 confirmatory offer letter.

F6: The option was granted on June 21, 2016 and provided for vesting of one-fourth of the shares underlying the option on June 21, 2017 and one-sixteenth of the shares vest quarterly thereafter.

F7: Pursuant to the Merger Agreement, the 30,000 unvested option shares shall be assumed by Google and converted into the to receive an amount in cash equal to (x) the difference between $17.40 and the per share exercise price of the option multiplied by (y) the Unvested Option Consideration, with payment of such Unvested Option Consideration to be made in accordance with the vesting schedule applicable to the unvested option shares, subject to acceleration as provided in the April 8, 2015 confirmatory offer letter.

REALNETWORKS INC

Report date December 21, 2022 · Filed December 23, 2022

Section 16 reporting ended · disclosed 2022-12-23. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.73 · Expires 2022-12-21	Direct	0	Reported balance After 2022-12-21 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2022-12-21 · Other · Disposed 103,958 · Balance 0 F1: On July 27, 2022, the Issuer entered into an Agreement and Plan of Merger (the "Merger Agreement") with Greater Heights LLC, a Washington limited liability company ("Parent"), Greater Heights Acquisition LLC, a Washington limited liability company and wholly owned subsidiary or Parent ("Merger Sub") and, exclusively for purposes specified in the Merger Agreement, Robert Glaser, an individual resident of Washington ("Parent Guarantor"). Pursuant to the Merger Agreement, on December 21, 2022, Merger Sub merged with and into the Company, and the Merger Sub continued as the surviving corporation and as a wholly owned subsidiary of Parent (the "Merger"), under the name "RealNetworks LLC". F2: Pursuant to the Merger Agreement, effective as of the effective time of the Merger (the "Effective Time"), together with the applicable terms of the RealNetworks,Inc. 2020 Inducement Equity Plan, the RealNetworks, Inc. 1996 Stock Option Plan, the RealNetworks, Inc. 2005 Stock Incentive Plan and the RealNetworks, Inc. 2007 Employee Stock Purchase Plan (collectively, the "Company Stock Plans"), each performance or restricted stock unit subject to vesting, repurchase, or other lapse of restrictions that was outstanding vested in full (including any outstanding and otherwise unvested restricted stock units all of which vested in full pursuant to their applicable award terms due to not being assumed or substituted for in connection with the Merger) and became free of restrictions and was cancelled and converted automatically into the right to receive the Merger Consideration. F3: In connection with the Merger, these shares were cancelled and converted into the right to receive $0.73 in cash, without interest, per share, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration").

Filing footnotes · ownership attribution and instrument terms

F1: On July 27, 2022, the Issuer entered into an Agreement and Plan of Merger (the "Merger Agreement") with Greater Heights LLC, a Washington limited liability company ("Parent"), Greater Heights Acquisition LLC, a Washington limited liability company and wholly owned subsidiary or Parent ("Merger Sub") and, exclusively for purposes specified in the Merger Agreement, Robert Glaser, an individual resident of Washington ("Parent Guarantor"). Pursuant to the Merger Agreement, on December 21, 2022, Merger Sub merged with and into the Company, and the Merger Sub continued as the surviving corporation and as a wholly owned subsidiary of Parent (the "Merger"), under the name "RealNetworks LLC".

F2: Pursuant to the Merger Agreement, effective as of the effective time of the Merger (the "Effective Time"), together with the applicable terms of the RealNetworks,Inc. 2020 Inducement Equity Plan, the RealNetworks, Inc. 1996 Stock Option Plan, the RealNetworks, Inc. 2005 Stock Incentive Plan and the RealNetworks, Inc. 2007 Employee Stock Purchase Plan (collectively, the "Company Stock Plans"), each performance or restricted stock unit subject to vesting, repurchase, or other lapse of restrictions that was outstanding vested in full (including any outstanding and otherwise unvested restricted stock units all of which vested in full pursuant to their applicable award terms due to not being assumed or substituted for in connection with the Merger) and became free of restrictions and was cancelled and converted automatically into the right to receive the Merger Consideration.

F3: In connection with the Merger, these shares were cancelled and converted into the right to receive $0.73 in cash, without interest, per share, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration").

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
June 29, 2023 Filed Jun 30, 2023 20:12 UTC	Asana, Inc. ASAN · Entity 4425	Exercise / conversionClass A Common Stock	5,000	$1.60	$8,000.00	Disclosure SEC source: 0001209191-23-040301 · doc4.xml · nonDerivative · entry 3 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 792,069 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
June 28, 2023 Filed Jun 30, 2023 20:12 UTC	Asana, Inc. ASAN · Entity 4425	Exercise / conversionStock Option (right to buy) · Derivative	5,000	$0.00 Strike: $1.60	$0.00	Disclosure SEC source: 0001209191-23-040301 · doc4.xml · derivative · entry 7 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 800,899 Underlying: Class A Common Stock · 5,000 shares Expires 2027-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: 1/4 of the shares subject to the option vested on January 17, 2018, and 1/48 of the shares vest monthly thereafter. Read SEC document
June 28, 2023 Filed Jun 30, 2023 20:12 UTC	Asana, Inc. ASAN · Entity 4425	SaleClass A Common Stock	5,000	$22.51	$112,550.00	Disclosure SEC source: 0001209191-23-040301 · doc4.xml · nonDerivative · entry 2 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 787,069 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted March 20, 2023. F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $22.25 to $22.75 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document
June 28, 2023 Filed Jun 30, 2023 20:12 UTC	Asana, Inc. ASAN · Entity 4425	Exercise / conversionClass A Common Stock	5,000	$1.60	$8,000.00	Disclosure SEC source: 0001209191-23-040301 · doc4.xml · nonDerivative · entry 1 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 792,069 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
June 22, 2023 Filed Jun 23, 2023 21:01 UTC	Asana, Inc. ASAN · Entity 4425	SaleClass A Common Stock	3,381	$23.04	$77,894.86	Disclosure SEC source: 0001209191-23-039442 · doc4.xml · nonDerivative · entry 2 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 787,069 F1 · shares: The sales reported on this Form 4 were effected pursuant to the Issuer's policy requiring sell-to-cover to satisfy certain tax obligations of the Reporting Person incurred with the vesting and settlement of certain Restricted Stock Units (RSUs). Read SEC document
June 21, 2023 Filed Jun 23, 2023 21:01 UTC	Asana, Inc. ASAN · Entity 4425	SaleClass A Common Stock	11,436	$22.93	$262,193.17	Disclosure SEC source: 0001209191-23-039442 · doc4.xml · nonDerivative · entry 1 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 790,450 F1 · shares: The sales reported on this Form 4 were effected pursuant to the Issuer's policy requiring sell-to-cover to satisfy certain tax obligations of the Reporting Person incurred with the vesting and settlement of certain Restricted Stock Units (RSUs). Read SEC document
June 16, 2023 Filed Jun 20, 2023 21:25 UTC	Asana, Inc. ASAN · Entity 4425	Exercise / conversionStock Option (right to buy) · Derivative	20,000	$0.00 Strike: $1.60	$0.00	Disclosure SEC source: 0001209191-23-038522 · doc4.xml · derivative · entry 5 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 805,899 Underlying: Class A Common Stock · 20,000 shares Expires 2027-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 1/4 of the shares subject to the option vested on January 17, 2018, and 1/48 of the shares vest monthly thereafter. Read SEC document
June 16, 2023 Filed Jun 20, 2023 21:25 UTC	Asana, Inc. ASAN · Entity 4425	SaleClass A Common Stock	20,000	$25.88	$517,600.00	Disclosure SEC source: 0001209191-23-038522 · doc4.xml · nonDerivative · entry 2 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 801,886 F1 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $25.88 to $25.91 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document
June 16, 2023 Filed Jun 20, 2023 21:25 UTC	Asana, Inc. ASAN · Entity 4425	Exercise / conversionClass A Common Stock	20,000	$1.60	$32,000.00	Disclosure SEC source: 0001209191-23-038522 · doc4.xml · nonDerivative · entry 1 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 821,886 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
May 23, 2023 Filed May 25, 2023 22:33 UTC	Asana, Inc. ASAN · Entity 4425	GrantClass A Common Stock	198,171	$0.00	$0.00	Disclosure SEC source: 0001209191-23-032272 · doc4.xml · nonDerivative · entry 1 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 801,886 F1 · shares: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 1/16 of the RSUs vest and settle into shares of Class A Common Stock on June 20, 2023, and 1/16 of the RSUs vest and settle into shares of Class A Stock quarterly thereafter. Read SEC document
March 23, 2023 Filed Mar 28, 2023 00:17 UTC	Asana, Inc. ASAN · Entity 4425	SaleClass A Common Stock	3,336	$20.86	$69,582.96	Disclosure SEC source: 0001209191-23-021311 · doc4.xml · nonDerivative · entry 1 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 603,715 F1 · shares: The sale reported on this Form 4 was effected pursuant to the Issuer's policy requiring sell-to-cover to satisfy certain tax obligations of the Reporting Person incurred with the vesting and settlement of certain Restricted Stock Units (RSUs). F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $20.66 to $21.05 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document
March 17, 2023 Filed Mar 21, 2023 21:37 UTC	Asana, Inc. ASAN · Entity 4425	Exercise / conversionStock Option (right to buy) · Derivative	20,000	$0.00 Strike: $1.60	$0.00	Disclosure SEC source: 0001209191-23-020357 · doc4.xml · derivative · entry 5 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 825,899 Underlying: Class A Common Stock · 20,000 shares Expires 2027-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 1/4 of the shares subject to the option vested on January 17, 2018, and 1/48 of the shares vest monthly thereafter. Read SEC document
March 17, 2023 Filed Mar 21, 2023 21:37 UTC	Asana, Inc. ASAN · Entity 4425	SaleClass A Common Stock	20,000	$21.31	$426,200.00	Disclosure SEC source: 0001209191-23-020357 · doc4.xml · nonDerivative · entry 2 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 607,051 F1 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $21.11 to $21.62 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document
March 17, 2023 Filed Mar 21, 2023 21:37 UTC	Asana, Inc. ASAN · Entity 4425	Exercise / conversionClass A Common Stock	20,000	$1.60	$32,000.00	Disclosure SEC source: 0001209191-23-020357 · doc4.xml · nonDerivative · entry 1 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 627,051 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
December 21, 2022 Filed Dec 23, 2022 20:24 UTC	REALNETWORKS INC RNWK · Entity 121328	OtherRestricted Stock Units · Derivative	103,958	$0.73 Strike: $0.73	$75,889.34	Disclosure SEC source: 0001209191-22-062674 · doc4.xml · derivative · entry 1 Wan Tim M · CIK 0001546605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 103,958 shares Expires 2022-12-21 F1 · kind: On July 27, 2022, the Issuer entered into an Agreement and Plan of Merger (the "Merger Agreement") with Greater Heights LLC, a Washington limited liability company ("Parent"), Greater Heights Acquisition LLC, a Washington limited liability company and wholly owned subsidiary or Parent ("Merger Sub") and, exclusively for purposes specified in the Merger Agreement, Robert Glaser, an individual resident of Washington ("Parent Guarantor"). Pursuant to the Merger Agreement, on December 21, 2022, Merger Sub merged with and into the Company, and the Merger Sub continued as the surviving corporation and as a wholly owned subsidiary of Parent (the "Merger"), under the name "RealNetworks LLC". F2 · kind: Pursuant to the Merger Agreement, effective as of the effective time of the Merger (the "Effective Time"), together with the applicable terms of the RealNetworks,Inc. 2020 Inducement Equity Plan, the RealNetworks, Inc. 1996 Stock Option Plan, the RealNetworks, Inc. 2005 Stock Incentive Plan and the RealNetworks, Inc. 2007 Employee Stock Purchase Plan (collectively, the "Company Stock Plans"), each performance or restricted stock unit subject to vesting, repurchase, or other lapse of restrictions that was outstanding vested in full (including any outstanding and otherwise unvested restricted stock units all of which vested in full pursuant to their applicable award terms due to not being assumed or substituted for in connection with the Merger) and became free of restrictions and was cancelled and converted automatically into the right to receive the Merger Consideration. F3 · shares: In connection with the Merger, these shares were cancelled and converted into the right to receive $0.73 in cash, without interest, per share, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration"). F3 · derivative.underlying_shares: In connection with the Merger, these shares were cancelled and converted into the right to receive $0.73 in cash, without interest, per share, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration"). Read SEC document
December 21, 2022 Filed Dec 23, 2022 21:12 UTC	Asana, Inc. ASAN · Entity 4425	SaleClass A Common Stock	5,055	$13.65	$69,000.75	Disclosure SEC source: 0001209191-22-062606 · doc4.xml · nonDerivative · entry 1 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 607,051 F1 · shares: Shares sold pursuant to an election made in conformity with the requirements of Rule 10b5-1 for the purpose of covering tax obligations upon settlement of restricted stock units. Read SEC document
December 02, 2022 Filed Dec 6, 2022 18:41 UTC	REALNETWORKS INC RNWK · Entity 121328	Exercise / conversionRestricted Stock Units · Derivative	44,462	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001209191-22-060112 · doc4.xml · derivative · entry 2 Wan Tim M · CIK 0001546605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 44,462 shares Expires 2022-12-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Converts into common stock on a unit-for-share basis on the share distribution date. F3 · derivative.exercise_date: The restricted stock units vest in 12 substantially equal monthly installments until fully vested on the first anniversary of the grant date, provided that the reporting person continues to serve as a director through such date. The share distribution date applicable to the restricted stock units is the sooner to occur of (1) the first anniversary of the date of grant or (2) the date of separation from the Board. Read SEC document
December 02, 2022 Filed Dec 6, 2022 18:41 UTC	REALNETWORKS INC RNWK · Entity 121328	Exercise / conversionCommon Stock	44,462	$0.00	$0.00	Disclosure SEC source: 0001209191-22-060112 · doc4.xml · nonDerivative · entry 1 Wan Tim M · CIK 0001546605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,958 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Vested restricted stock units were distributed to the reporting person, without payment, in shares of common stock on a unit-for-share basis. Read SEC document
September 21, 2022 Filed Sep 23, 2022 21:38 UTC	Asana, Inc. ASAN · Entity 4425	SaleClass A Common Stock	4,754	$23.60	$112,203.91	Disclosure SEC source: 0001209191-22-051177 · doc4.xml · nonDerivative · entry 1 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 612,106 F1 · shares: The sales reported on this Form 4 were effected to satisfy certain tax obligations of the Reporting Person incurred with the vesting and settlement of certain Restricted Stock Units (RSUs). F2 · balance_after: Reflects an exempt transfer of 7,657 shares from The 2019 Tim Ming Wan Grantor Retained Annuity Trust Dated July 22, 2019 to the Reporting Person. Read SEC document
June 22, 2022 Filed Jun 24, 2022 23:09 UTC	Asana, Inc. ASAN · Entity 4425	SaleClass A Common Stock	3,203	$18.20	$58,294.60	Disclosure SEC source: 0001209191-22-039335 · doc4.xml · nonDerivative · entry 1 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 609,276 F1 · shares: The sales reported on this Form 4 were effected to satisfy certain tax obligations of the Reporting Person incurred with the vesting and settlement of certain Restricted Stock Units (RSUs). Read SEC document
June 22, 2022 Filed Sep 23, 2022 21:20 UTC Amendment	Asana, Inc. ASAN · Entity 4425	SaleClass A Common Stock	3,276	$18.20	$59,613.37	Disclosure SEC source: 0001209191-22-051169 · doc4a.xml · nonDerivative · entry 1 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 609,203 F1 · shares: On June 24, 2022, the Reporting Person filed a Form 4 which inadvertently underreported by 73 shares the number of shares of Class A Common Stock sold to satisfy certain tax obligations of the Reporting Person incurred with the vesting and settlement of certain Restricted Stock Units. The Form 4 also inadvertently overstated the transaction price per share by $0.003. The number of shares sold, the transaction price per share, and the amount of shares beneficially owned following this reported transaction has been adjusted accordingly to reflect the correct amounts. F1 · price: On June 24, 2022, the Reporting Person filed a Form 4 which inadvertently underreported by 73 shares the number of shares of Class A Common Stock sold to satisfy certain tax obligations of the Reporting Person incurred with the vesting and settlement of certain Restricted Stock Units. The Form 4 also inadvertently overstated the transaction price per share by $0.003. The number of shares sold, the transaction price per share, and the amount of shares beneficially owned following this reported transaction has been adjusted accordingly to reflect the correct amounts. F1 · balance_after: On June 24, 2022, the Reporting Person filed a Form 4 which inadvertently underreported by 73 shares the number of shares of Class A Common Stock sold to satisfy certain tax obligations of the Reporting Person incurred with the vesting and settlement of certain Restricted Stock Units. The Form 4 also inadvertently overstated the transaction price per share by $0.003. The number of shares sold, the transaction price per share, and the amount of shares beneficially owned following this reported transaction has been adjusted accordingly to reflect the correct amounts. Read SEC document
May 24, 2022 Filed May 26, 2022 21:09 UTC	Asana, Inc. ASAN · Entity 4425	GrantClass A Common Stock	16,983	$0.00	$0.00	Disclosure SEC source: 0001209191-22-032251 · doc4.xml · nonDerivative · entry 1 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 612,479 F1 · shares: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 1/8 of the RSUs vest on June 20, 2022, and 1/8 of the RSUs vest quarterly thereafter. Vested RSUs will settle into shares of Class A Common Stock on the earlier to occur of (i) the second anniversary of the vesting date of such vested RSUs and (ii) a change in control. Read SEC document
March 10, 2022 Filed Mar 14, 2022 22:45 UTC	Asana, Inc. ASAN · Entity 4425	GrantClass A Common Stock	90,366	$0.00	$0.00	Disclosure SEC source: 0001209191-22-018640 · doc4.xml · nonDerivative · entry 1 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 595,496 F1 · shares: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 1/16 of the RSUs vest on June 20, 2022, and 1/16 of the RSUs vest quarterly thereafter. Vested RSUs will settle into shares of Class A Common Stock on the earlier to occur of (i) the second anniversary of the vesting date of such vested RSUs and (ii) a change in control. Read SEC document
February 22, 2022 Filed Feb 24, 2022 22:34 UTC	Asana, Inc. ASAN · Entity 4425	Exercise / conversionStock Option (right to buy) · Derivative	20,000	$0.00 Strike: $1.60	$0.00	Disclosure SEC source: 0001209191-22-012768 · doc4.xml · derivative · entry 6 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 845,899 Underlying: Class A Common Stock · 20,000 shares Expires 2027-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: 1/4 of the shares subject to the option vested on January 17, 2018, and 1/48 of the shares vest monthly thereafter. Read SEC document
February 22, 2022 Filed Feb 24, 2022 22:34 UTC	Asana, Inc. ASAN · Entity 4425	SaleClass A Common Stock	5,058	$63.24	$319,867.92	Disclosure SEC source: 0001209191-22-012768 · doc4.xml · nonDerivative · entry 3 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 505,130 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $62.81 to $63.63 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document
February 22, 2022 Filed Feb 24, 2022 22:34 UTC	Asana, Inc. ASAN · Entity 4425	SaleClass A Common Stock	14,942	$62.39	$932,231.38	Disclosure SEC source: 0001209191-22-012768 · doc4.xml · nonDerivative · entry 2 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 510,188 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $61.81 to $62.67 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document
February 22, 2022 Filed Feb 24, 2022 22:34 UTC	Asana, Inc. ASAN · Entity 4425	Exercise / conversionClass A Common Stock	20,000	$1.60	$32,000.00	Disclosure SEC source: 0001209191-22-012768 · doc4.xml · nonDerivative · entry 1 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 525,130 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
January 24, 2022 Filed Jan 26, 2022 22:14 UTC	Asana, Inc. ASAN · Entity 4425	Exercise / conversionStock Option (right to buy) · Derivative	20,000	$0.00 Strike: $1.60	$0.00	Disclosure SEC source: 0001209191-22-005104 · doc4.xml · derivative · entry 8 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 865,899 Underlying: Class A Common Stock · 20,000 shares Expires 2027-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: 1/4 of the shares subject to the option vested on January 17, 2018, and 1/48 of the shares vest monthly thereafter. Read SEC document
January 24, 2022 Filed Jan 26, 2022 22:14 UTC	Asana, Inc. ASAN · Entity 4425	SaleClass A Common Stock	300	$49.00	$14,700.00	Disclosure SEC source: 0001209191-22-005104 · doc4.xml · nonDerivative · entry 5 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 505,130 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document
January 24, 2022 Filed Jan 26, 2022 22:14 UTC	Asana, Inc. ASAN · Entity 4425	SaleClass A Common Stock	10,363	$48.37	$501,258.31	Disclosure SEC source: 0001209191-22-005104 · doc4.xml · nonDerivative · entry 4 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 505,430 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $47.99 to $48.86 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document
January 24, 2022 Filed Jan 26, 2022 22:14 UTC	Asana, Inc. ASAN · Entity 4425	SaleClass A Common Stock	6,517	$47.49	$309,492.33	Disclosure SEC source: 0001209191-22-005104 · doc4.xml · nonDerivative · entry 3 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 515,793 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $46.99 to $47.98 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document
January 24, 2022 Filed Jan 26, 2022 22:14 UTC	Asana, Inc. ASAN · Entity 4425	SaleClass A Common Stock	2,820	$46.16	$130,171.20	Disclosure SEC source: 0001209191-22-005104 · doc4.xml · nonDerivative · entry 2 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 522,310 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $45.78 to $46.43 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document
January 24, 2022 Filed Jan 26, 2022 22:14 UTC	Asana, Inc. ASAN · Entity 4425	Exercise / conversionClass A Common Stock	20,000	$1.60	$32,000.00	Disclosure SEC source: 0001209191-22-005104 · doc4.xml · nonDerivative · entry 1 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 525,130 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
December 22, 2021 Filed Dec 23, 2021 21:40 UTC	Asana, Inc. ASAN · Entity 4425	Exercise / conversionStock Option (right to buy) · Derivative	27,027	$0.00 Strike: $3.70	$0.00	Disclosure SEC source: 0001209191-21-071082 · doc4.xml · derivative · entry 11 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,633 Underlying: Class A Common Stock · 27,027 shares Expires 2029-04-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_date: 1/24 of the shares subject to the option vested on March 1, 2021, and 1/24 of the shares vest monthly thereafter. Read SEC document
December 22, 2021 Filed Dec 23, 2021 21:40 UTC	Asana, Inc. ASAN · Entity 4425	Exercise / conversionClass A Common Stock	27,027	$3.70	$99,999.90	Disclosure SEC source: 0001209191-21-071082 · doc4.xml · nonDerivative · entry 7 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 505,130 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
December 21, 2021 Filed Dec 23, 2021 21:40 UTC	Asana, Inc. ASAN · Entity 4425	Exercise / conversionStock Option (right to buy) · Derivative	20,000	$0.00 Strike: $1.60	$0.00	Disclosure SEC source: 0001209191-21-071082 · doc4.xml · derivative · entry 10 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 885,899 Underlying: Class A Common Stock · 20,000 shares Expires 2027-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: 1/4 of the shares subject to the option vested on January 17, 2018, and 1/48 of the shares vest monthly thereafter. Read SEC document
December 21, 2021 Filed Dec 23, 2021 21:40 UTC	Asana, Inc. ASAN · Entity 4425	SaleClass A Common Stock	1,700	$78.52	$133,484.00	Disclosure SEC source: 0001209191-21-071082 · doc4.xml · nonDerivative · entry 6 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 478,103 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F6 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $78.095 to $79.00 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document
December 21, 2021 Filed Dec 23, 2021 21:40 UTC	Asana, Inc. ASAN · Entity 4425	SaleClass A Common Stock	2,900	$77.68	$225,272.00	Disclosure SEC source: 0001209191-21-071082 · doc4.xml · nonDerivative · entry 5 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 479,803 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F5 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $77.05 to $78.02 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document
December 21, 2021 Filed Dec 23, 2021 21:40 UTC	Asana, Inc. ASAN · Entity 4425	SaleClass A Common Stock	6,728	$76.59	$515,297.52	Disclosure SEC source: 0001209191-21-071082 · doc4.xml · nonDerivative · entry 4 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 482,703 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $76.05 to $77.0375 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document
December 21, 2021 Filed Dec 23, 2021 21:40 UTC	Asana, Inc. ASAN · Entity 4425	SaleClass A Common Stock	5,118	$73.96	$378,527.28	Disclosure SEC source: 0001209191-21-071082 · doc4.xml · nonDerivative · entry 3 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 489,431 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $73.61 to $74.48 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document
December 21, 2021 Filed Dec 23, 2021 21:40 UTC	Asana, Inc. ASAN · Entity 4425	SaleClass A Common Stock	3,554	$72.94	$259,228.76	Disclosure SEC source: 0001209191-21-071082 · doc4.xml · nonDerivative · entry 2 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 494,549 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $72.60 to $73.59 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document
December 21, 2021 Filed Dec 23, 2021 21:40 UTC	Asana, Inc. ASAN · Entity 4425	Exercise / conversionClass A Common Stock	20,000	$1.60	$32,000.00	Disclosure SEC source: 0001209191-21-071082 · doc4.xml · nonDerivative · entry 1 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 498,103 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
December 03, 2021 Filed Dec 6, 2021 17:06 UTC	REALNETWORKS INC RNWK · Entity 121328	Exercise / conversionRestricted Stock Units · Derivative	28,481	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001209191-21-068128 · doc4.xml · derivative · entry 4 Wan Tim M · CIK 0001546605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,481 shares Expires 2021-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Converts into common stock on a unit-for-share basis on the share distribution date. F4 · derivative.exercise_date: The restricted stock units vest in 12 substantially equal monthly installments until fully vested on the first anniversary of the grant date, provided that the reporting person continues to serve as a director through such date. The share distribution date applicable to the restricted stock units is the sooner to occur of (1) the first anniversary of the date of grant or (2) the date of separation from the Board. Read SEC document
December 03, 2021 Filed Dec 6, 2021 17:06 UTC	REALNETWORKS INC RNWK · Entity 121328	Exercise / conversionCommon Stock	28,481	$0.00	$0.00	Disclosure SEC source: 0001209191-21-068128 · doc4.xml · nonDerivative · entry 1 Wan Tim M · CIK 0001546605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,496 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Vested restricted stock units were distributed to the reporting person, without payment, in shares of common stock on a unit-for-share basis. Read SEC document
December 02, 2021 Filed Dec 6, 2021 17:06 UTC	REALNETWORKS INC RNWK · Entity 121328	GrantRestricted Stock Unit Award · Derivative	44,642	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001209191-21-068128 · doc4.xml · derivative · entry 3 Wan Tim M · CIK 0001546605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,642 Underlying: Common Stock · 44,642 shares Expires 2028-12-02 F3 · derivative.exercise_price: Converts into common stock on a unit-for-share basis on the share distribution date. F4 · derivative.exercise_date: The restricted stock units vest in 12 substantially equal monthly installments until fully vested on the first anniversary of the grant date, provided that the reporting person continues to serve as a director through such date. The share distribution date applicable to the restricted stock units is the sooner to occur of (1) the first anniversary of the date of grant or (2) the date of separation from the Board. Read SEC document
December 02, 2021 Filed Dec 6, 2021 17:06 UTC	REALNETWORKS INC RNWK · Entity 121328	GrantStock Option (right to buy) · Derivative	15,000	$0.00 Strike: $1.12	$0.00	Disclosure SEC source: 0001209191-21-068128 · doc4.xml · derivative · entry 2 Wan Tim M · CIK 0001546605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2028-12-02 F2 · derivative.exercise_date: The option will vest in 12 substantially equal monthly installments until fully vested on the first anniversary of the grant date, provided that the reporting person continues to serve as a director of RealNetworks through such date. The share distribution date applicable to the stock option is the sooner to occur of (1) the first anniversary of the date of grant or (2) the date of separation from the Board. Read SEC document
November 22, 2021 Filed Nov 23, 2021 22:20 UTC	Asana, Inc. ASAN · Entity 4425	Exercise / conversionStock Option (right to buy) · Derivative	20,000	$0.00 Strike: $1.60	$0.00	Disclosure SEC source: 0001209191-21-066549 · doc4.xml · derivative · entry 14 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 905,899 Underlying: Class A Common Stock · 20,000 shares Expires 2027-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F14 · derivative.exercise_date: 1/4 of the shares subject to the option vested on January 17, 2018, and 1/48 of the shares vest monthly thereafter. Read SEC document
November 22, 2021 Filed Nov 23, 2021 22:20 UTC	Asana, Inc. ASAN · Entity 4425	SaleClass A Common Stock	2,576	$134.22	$345,750.72	Disclosure SEC source: 0001209191-21-066549 · doc4.xml · nonDerivative · entry 11 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 478,103 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F11 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $134.00 to $134.33 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document
November 22, 2021 Filed Nov 23, 2021 22:20 UTC	Asana, Inc. ASAN · Entity 4425	SaleClass A Common Stock	2,450	$133.24	$326,438.00	Disclosure SEC source: 0001209191-21-066549 · doc4.xml · nonDerivative · entry 10 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 480,679 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F10 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $133.00 to $133.92 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document
November 22, 2021 Filed Nov 23, 2021 22:20 UTC	Asana, Inc. ASAN · Entity 4425	SaleClass A Common Stock	100	$129.93	$12,993.00	Disclosure SEC source: 0001209191-21-066549 · doc4.xml · nonDerivative · entry 9 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 483,129 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F9 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $129.93 to $129.97 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.