organization · Reporting owner

NLI HOLDINGS, INC.

Disclosed activity across 1 company

Tapewire entity: 8796
SEC CIK: 0000072162

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
COMPX INTERNATIONAL INCCIX · Entity 5595	10% owner	July 17, 2018	July 18, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

COMPX INTERNATIONAL INC

Report date July 17, 2018 · Filed July 18, 2018

Jointly reported with Harold C. Simmons Family Trust No. 2, Simmons Lisa K, CONNELLY SERENA S

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common Stock, par value $0.01 per shareSEC Table I · non-derivative	IndirectBy NL	10,755,104	Reported balance After 2018-07-17 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2018-07-17 · Other · Acquired 10,000,000 · Balance 10,755,104 F1: On July 17, 2018, NL Industries, Inc. ("NL") converted all its 10,000,000 shares of class B common stock, par value $0.01 per share (the "Class B Shares") of CompX International Inc. ("CompX") into 10,000,000 shares of class A common stock, par value $0.01 per share, of CompX, for no additional consideration, pursuant to the terms of the Second Amended and Restated Certificate of Incorporation of CompX. F2: Directly held by NL. See Exhibit 99.1 to this statement for a description of the relationship of additional persons who may be deemed to beneficially own these shares.
Class A Common Stock, par value $0.01 per shareSEC Table I · non-derivative	IndirectBy Contran	5,900	Reported balance Holding disclosure · report date 2018-07-17 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 5,900 F3: Directly held by Contran Corporation. See Exhibit 99.1 to this statement for a description of the relationship of additional persons who may be deemed to beneficially own these shares.
Class A Common Stock, par value $0.01 per shareSEC Table I · non-derivative	IndirectBy Kronos	3,000	Reported balance Holding disclosure · report date 2018-07-17 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 3,000 F4: Directly held by Kronos Worldwide, Inc. See Exhibit 99.1 to this statement for a description of the relationship of additional persons who may be deemed to beneficially own these shares.
Class A Common Stock, par value $0.01 per shareSEC Table I · non-derivative	Direct	2,000	Reported balance Holding disclosure · report date 2018-07-17 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 2,000 F5: Directly held by Serena Simmons Connelly.

Filing footnotes · ownership attribution and instrument terms

F1: On July 17, 2018, NL Industries, Inc. ("NL") converted all its 10,000,000 shares of class B common stock, par value $0.01 per share (the "Class B Shares") of CompX International Inc. ("CompX") into 10,000,000 shares of class A common stock, par value $0.01 per share, of CompX, for no additional consideration, pursuant to the terms of the Second Amended and Restated Certificate of Incorporation of CompX.

F2: Directly held by NL. See Exhibit 99.1 to this statement for a description of the relationship of additional persons who may be deemed to beneficially own these shares.

F3: Directly held by Contran Corporation. See Exhibit 99.1 to this statement for a description of the relationship of additional persons who may be deemed to beneficially own these shares.

F4: Directly held by Kronos Worldwide, Inc. See Exhibit 99.1 to this statement for a description of the relationship of additional persons who may be deemed to beneficially own these shares.

F5: Directly held by Serena Simmons Connelly.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
July 17, 2018 Filed Jul 18, 2018 21:12 UTC	COMPX INTERNATIONAL INC CIX · Entity 5595	OtherClass A Common Stock, par value $0.01 per share	10,000,000	Not disclosed	Not disclosed	Disclosure SEC source: 0001049606-18-000013 · edgar.xml · nonDerivative · entry 1 Harold C. Simmons Family Trust No. 2 · CIK 0001600851 · 10% owner Simmons Lisa K · CIK 0001599736 · 10% owner CONNELLY SERENA S · CIK 0001520515 · 10% owner NL INDUSTRIES INC · CIK 0000072162 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By NL Disclosed balance after: 10,755,104 F1 · kind: On July 17, 2018, NL Industries, Inc. ("NL") converted all its 10,000,000 shares of class B common stock, par value $0.01 per share (the "Class B Shares") of CompX International Inc. ("CompX") into 10,000,000 shares of class A common stock, par value $0.01 per share, of CompX, for no additional consideration, pursuant to the terms of the Second Amended and Restated Certificate of Incorporation of CompX. F1 · price: On July 17, 2018, NL Industries, Inc. ("NL") converted all its 10,000,000 shares of class B common stock, par value $0.01 per share (the "Class B Shares") of CompX International Inc. ("CompX") into 10,000,000 shares of class A common stock, par value $0.01 per share, of CompX, for no additional consideration, pursuant to the terms of the Second Amended and Restated Certificate of Incorporation of CompX. F2 · ownership.nature: Directly held by NL. See Exhibit 99.1 to this statement for a description of the relationship of additional persons who may be deemed to beneficially own these shares. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.