person · Reporting owner

CONNELLY SERENA S

Disclosed activity across 3 companies

Tapewire entity: 161497
SEC CIK: 0001520515

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
COMPX INTERNATIONAL INCCIX · Entity 5595	10% owner	July 17, 2018	July 18, 2018
KRONOS WORLDWIDE INCKRO · Entity 4985	10% owner	December 28, 2013	April 20, 2017
VALHI INC /DE/VHI · Entity 5443	10% owner	December 31, 2018	January 02, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

COMPX INTERNATIONAL INC

Report date July 17, 2018 · Filed July 18, 2018

Jointly reported with Harold C. Simmons Family Trust No. 2, Simmons Lisa K, NLI HOLDINGS, INC.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common Stock, par value $0.01 per shareSEC Table I · non-derivative	IndirectBy NL	10,755,104	Reported balance After 2018-07-17 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2018-07-17 · Other · Acquired 10,000,000 · Balance 10,755,104 F1: On July 17, 2018, NL Industries, Inc. ("NL") converted all its 10,000,000 shares of class B common stock, par value $0.01 per share (the "Class B Shares") of CompX International Inc. ("CompX") into 10,000,000 shares of class A common stock, par value $0.01 per share, of CompX, for no additional consideration, pursuant to the terms of the Second Amended and Restated Certificate of Incorporation of CompX. F2: Directly held by NL. See Exhibit 99.1 to this statement for a description of the relationship of additional persons who may be deemed to beneficially own these shares.
Class A Common Stock, par value $0.01 per shareSEC Table I · non-derivative	IndirectBy Contran	5,900	Reported balance Holding disclosure · report date 2018-07-17 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 5,900 F3: Directly held by Contran Corporation. See Exhibit 99.1 to this statement for a description of the relationship of additional persons who may be deemed to beneficially own these shares.
Class A Common Stock, par value $0.01 per shareSEC Table I · non-derivative	IndirectBy Kronos	3,000	Reported balance Holding disclosure · report date 2018-07-17 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 3,000 F4: Directly held by Kronos Worldwide, Inc. See Exhibit 99.1 to this statement for a description of the relationship of additional persons who may be deemed to beneficially own these shares.
Class A Common Stock, par value $0.01 per shareSEC Table I · non-derivative	Direct	2,000	Reported balance Holding disclosure · report date 2018-07-17 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 2,000 F5: Directly held by Serena Simmons Connelly.

Filing footnotes · ownership attribution and instrument terms

F1: On July 17, 2018, NL Industries, Inc. ("NL") converted all its 10,000,000 shares of class B common stock, par value $0.01 per share (the "Class B Shares") of CompX International Inc. ("CompX") into 10,000,000 shares of class A common stock, par value $0.01 per share, of CompX, for no additional consideration, pursuant to the terms of the Second Amended and Restated Certificate of Incorporation of CompX.

F2: Directly held by NL. See Exhibit 99.1 to this statement for a description of the relationship of additional persons who may be deemed to beneficially own these shares.

F3: Directly held by Contran Corporation. See Exhibit 99.1 to this statement for a description of the relationship of additional persons who may be deemed to beneficially own these shares.

F4: Directly held by Kronos Worldwide, Inc. See Exhibit 99.1 to this statement for a description of the relationship of additional persons who may be deemed to beneficially own these shares.

F5: Directly held by Serena Simmons Connelly.

KRONOS WORLDWIDE INC

Report date December 28, 2013 · Filed April 20, 2017 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par value $0.00 per shareSEC Table I · non-derivative	Direct	526	Reported balance Holding disclosure · report date 2013-12-28 · row 1 Amendment: may correct only part of an earlier disclosure. 1 source row Row 1 · Balance 526 F1: This amendment of the Form 3 originally filed on February 26, 2014 (the "Original Form 3") is being filed solely to correct the amount of securities beneficially owned directly by Serena S. Connelly and not with respect to any other reporting person contained in the Original Form 3.

Filing footnotes · ownership attribution and instrument terms

F1: This amendment of the Form 3 originally filed on February 26, 2014 (the "Original Form 3") is being filed solely to correct the amount of securities beneficially owned directly by Serena S. Connelly and not with respect to any other reporting person contained in the Original Form 3.

VALHI INC /DE/

Report date December 31, 2018 · Filed January 02, 2019

Jointly reported with Harold C. Simmons Family Trust No. 2, Simmons Lisa K, Dixie Rice Agricultural L.L.C., VALHI HOLDING CO, VALHI INC /DE/

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivative	IndirectBy VHC	0	Reported balance After 2018-12-31 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2018-12-31 · Other · Disposed 310,346,282 · Balance 0 F1: On December 31, 2018, Valhi Holding Company ("VHC") dissolved and distributed its assets in liquidation to its sole stockholder Dixie Rice Agricultural L.L.C. ("Dixie Rice"), including 310,346,282 shares of common stock of Valhi, Inc. ("Valhi") that were owned by VHC. F2: Directly held by VHC. F3: See Exhibit 99.1 to this statement for a description of the relationship of additional persons who may be deemed to beneficially own these shares, and for information regarding an additional 16,097,886 shares of Valhi common stock that are treated as treasury stock for voting purposes and are not included in the 310,346,282 number in column 5.
Common Stock, par value $0.01 per shareSEC Table I · non-derivative	IndirectBy Dixie Rice	310,346,282	Reported balance After 2018-12-31 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2018-12-31 · Other · Acquired 310,346,282 · Balance 310,346,282 F1: On December 31, 2018, Valhi Holding Company ("VHC") dissolved and distributed its assets in liquidation to its sole stockholder Dixie Rice Agricultural L.L.C. ("Dixie Rice"), including 310,346,282 shares of common stock of Valhi, Inc. ("Valhi") that were owned by VHC. F3: See Exhibit 99.1 to this statement for a description of the relationship of additional persons who may be deemed to beneficially own these shares, and for information regarding an additional 16,097,886 shares of Valhi common stock that are treated as treasury stock for voting purposes and are not included in the 310,346,282 number in column 5. F4: Directly held by Dixie Rice.
Common Stock, par value $0.01 per shareSEC Table I · non-derivative	Direct	3,636	Reported balance Holding disclosure · report date 2018-12-31 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 3,636 F5: Directly held by Serena Simmons Connelly.
Common Stock, par value $0.01 per shareSEC Table I · non-derivative	IndirectBy Connelly Trust	52,500	Reported balance Holding disclosure · report date 2018-12-31 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 52,500 F6: Held by the Serena S. Connelly 1998 Trust (the "Connelly Trust"), for which Serena Simmons Connelly is the sole trustee and sole beneficiary.

Filing footnotes · ownership attribution and instrument terms

F1: On December 31, 2018, Valhi Holding Company ("VHC") dissolved and distributed its assets in liquidation to its sole stockholder Dixie Rice Agricultural L.L.C. ("Dixie Rice"), including 310,346,282 shares of common stock of Valhi, Inc. ("Valhi") that were owned by VHC.

F2: Directly held by VHC.

F3: See Exhibit 99.1 to this statement for a description of the relationship of additional persons who may be deemed to beneficially own these shares, and for information regarding an additional 16,097,886 shares of Valhi common stock that are treated as treasury stock for voting purposes and are not included in the 310,346,282 number in column 5.

F4: Directly held by Dixie Rice.

F5: Directly held by Serena Simmons Connelly.

F6: Held by the Serena S. Connelly 1998 Trust (the "Connelly Trust"), for which Serena Simmons Connelly is the sole trustee and sole beneficiary.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
December 31, 2018 Filed Jan 2, 2019 15:14 UTC	VALHI INC /DE/ VHI · Entity 5443	OtherCommon Stock, par value $0.01 per share	310,346,282	Not disclosed	Not disclosed	Disclosure SEC source: 0000059255-19-000002 · edgar.xml · nonDerivative · entry 2 Harold C. Simmons Family Trust No. 2 · CIK 0001600851 · 10% owner CONNELLY SERENA S · CIK 0001520515 · 10% owner Simmons Lisa K · CIK 0001599736 · 10% owner Dixie Rice Agricultural L.L.C. · CIK 0001762849 · 10% owner VALHI HOLDING CO · CIK 0001338019 · 10% owner VALHI INC /DE/ · CIK 0000059255 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Dixie Rice Disclosed balance after: 310,346,282 F1 · kind: On December 31, 2018, Valhi Holding Company ("VHC") dissolved and distributed its assets in liquidation to its sole stockholder Dixie Rice Agricultural L.L.C. ("Dixie Rice"), including 310,346,282 shares of common stock of Valhi, Inc. ("Valhi") that were owned by VHC. F1 · price: On December 31, 2018, Valhi Holding Company ("VHC") dissolved and distributed its assets in liquidation to its sole stockholder Dixie Rice Agricultural L.L.C. ("Dixie Rice"), including 310,346,282 shares of common stock of Valhi, Inc. ("Valhi") that were owned by VHC. F3 · balance_after: See Exhibit 99.1 to this statement for a description of the relationship of additional persons who may be deemed to beneficially own these shares, and for information regarding an additional 16,097,886 shares of Valhi common stock that are treated as treasury stock for voting purposes and are not included in the 310,346,282 number in column 5. F3 · ownership.nature: See Exhibit 99.1 to this statement for a description of the relationship of additional persons who may be deemed to beneficially own these shares, and for information regarding an additional 16,097,886 shares of Valhi common stock that are treated as treasury stock for voting purposes and are not included in the 310,346,282 number in column 5. F4 · ownership.nature: Directly held by Dixie Rice. Read SEC document
December 31, 2018 Filed Jan 2, 2019 15:14 UTC	VALHI INC /DE/ VHI · Entity 5443	OtherCommon Stock, par value $0.01 per share	310,346,282	Not disclosed	Not disclosed	Disclosure SEC source: 0000059255-19-000002 · edgar.xml · nonDerivative · entry 1 Harold C. Simmons Family Trust No. 2 · CIK 0001600851 · 10% owner CONNELLY SERENA S · CIK 0001520515 · 10% owner Simmons Lisa K · CIK 0001599736 · 10% owner Dixie Rice Agricultural L.L.C. · CIK 0001762849 · 10% owner VALHI HOLDING CO · CIK 0001338019 · 10% owner VALHI INC /DE/ · CIK 0000059255 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By VHC Disclosed balance after: 0 F1 · kind: On December 31, 2018, Valhi Holding Company ("VHC") dissolved and distributed its assets in liquidation to its sole stockholder Dixie Rice Agricultural L.L.C. ("Dixie Rice"), including 310,346,282 shares of common stock of Valhi, Inc. ("Valhi") that were owned by VHC. F1 · price: On December 31, 2018, Valhi Holding Company ("VHC") dissolved and distributed its assets in liquidation to its sole stockholder Dixie Rice Agricultural L.L.C. ("Dixie Rice"), including 310,346,282 shares of common stock of Valhi, Inc. ("Valhi") that were owned by VHC. F2 · ownership.nature: Directly held by VHC. F3 · ownership.nature: See Exhibit 99.1 to this statement for a description of the relationship of additional persons who may be deemed to beneficially own these shares, and for information regarding an additional 16,097,886 shares of Valhi common stock that are treated as treasury stock for voting purposes and are not included in the 310,346,282 number in column 5. Read SEC document
July 17, 2018 Filed Jul 18, 2018 21:12 UTC	COMPX INTERNATIONAL INC CIX · Entity 5595	OtherClass A Common Stock, par value $0.01 per share	10,000,000	Not disclosed	Not disclosed	Disclosure SEC source: 0001049606-18-000013 · edgar.xml · nonDerivative · entry 1 Harold C. Simmons Family Trust No. 2 · CIK 0001600851 · 10% owner Simmons Lisa K · CIK 0001599736 · 10% owner CONNELLY SERENA S · CIK 0001520515 · 10% owner NL INDUSTRIES INC · CIK 0000072162 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By NL Disclosed balance after: 10,755,104 F1 · kind: On July 17, 2018, NL Industries, Inc. ("NL") converted all its 10,000,000 shares of class B common stock, par value $0.01 per share (the "Class B Shares") of CompX International Inc. ("CompX") into 10,000,000 shares of class A common stock, par value $0.01 per share, of CompX, for no additional consideration, pursuant to the terms of the Second Amended and Restated Certificate of Incorporation of CompX. F1 · price: On July 17, 2018, NL Industries, Inc. ("NL") converted all its 10,000,000 shares of class B common stock, par value $0.01 per share (the "Class B Shares") of CompX International Inc. ("CompX") into 10,000,000 shares of class A common stock, par value $0.01 per share, of CompX, for no additional consideration, pursuant to the terms of the Second Amended and Restated Certificate of Incorporation of CompX. F2 · ownership.nature: Directly held by NL. See Exhibit 99.1 to this statement for a description of the relationship of additional persons who may be deemed to beneficially own these shares. Read SEC document
May 07, 2018 Filed May 17, 2018 20:46 UTC	VALHI INC /DE/ VHI · Entity 5443	OtherCommon Stock,par value $0.01 per share	3,686,866	Not disclosed	Not disclosed	Disclosure SEC source: 0000059255-18-000061 · edgar.xml · nonDerivative · entry 1 Harold C. Simmons Family Trust No. 2 · CIK 0001600851 · 10% owner Simmons Lisa K · CIK 0001599736 · 10% owner CONNELLY SERENA S · CIK 0001520515 · 10% owner VALHI HOLDING CO · CIK 0001338019 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By VHC Disclosed balance after: 310,346,282 F1 · kind: See Exhibit 99.1 attached hereto for a description of the transaction. F1 · price: See Exhibit 99.1 attached hereto for a description of the transaction. F2 · balance_after: Directly held by Valhi Holding Company ("VHC"). See Exhibit 99.2 to this statement for a description of the relationship of additional persons who may be deemed to beneficially own these shares, and for information regarding an additional 16,097,886 shares of Valhi common stock that are treated as treasury stock for voting purposes and are not included in the 310,346,282 number in column 5. F2 · ownership.nature: Directly held by Valhi Holding Company ("VHC"). See Exhibit 99.2 to this statement for a description of the relationship of additional persons who may be deemed to beneficially own these shares, and for information regarding an additional 16,097,886 shares of Valhi common stock that are treated as treasury stock for voting purposes and are not included in the 310,346,282 number in column 5. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.