Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COMPX INTERNATIONAL INCCIX · Entity 5595 | 10% owner | July 17, 2018 | July 18, 2018 |
| KRONOS WORLDWIDE INCKRO · Entity 4985 | 10% owner | December 28, 2013 | April 20, 2017 |
| VALHI INC /DE/VHI · Entity 5443 | 10% owner | December 31, 2018 | January 02, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COMPX INTERNATIONAL INC
Report date July 17, 2018 · Filed July 18, 2018
Jointly reported with Harold C. Simmons Family Trust No. 2, Simmons Lisa K, NLI HOLDINGS, INC.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectBy NL | 10,755,104 |
Reported balance
After 2018-07-17 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-07-17 · Other · Acquired 10,000,000 · Balance 10,755,104 F1: On July 17, 2018, NL Industries, Inc. ("NL") converted all its 10,000,000 shares of class B common stock, par value $0.01 per share (the "Class B Shares") of CompX International Inc. ("CompX") into 10,000,000 shares of class A common stock, par value $0.01 per share, of CompX, for no additional consideration, pursuant to the terms of the Second Amended and Restated Certificate of Incorporation of CompX. F2: Directly held by NL. See Exhibit 99.1 to this statement for a description of the relationship of additional persons who may be deemed to beneficially own these shares. |
| Class A Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectBy Contran | 5,900 |
Reported balance
Holding disclosure · report date 2018-07-17 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 5,900 F3: Directly held by Contran Corporation. See Exhibit 99.1 to this statement for a description of the relationship of additional persons who may be deemed to beneficially own these shares. |
| Class A Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectBy Kronos | 3,000 |
Reported balance
Holding disclosure · report date 2018-07-17 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 3,000 F4: Directly held by Kronos Worldwide, Inc. See Exhibit 99.1 to this statement for a description of the relationship of additional persons who may be deemed to beneficially own these shares. |
| Class A Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 2,000 |
Reported balance
Holding disclosure · report date 2018-07-17 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 2,000 F5: Directly held by Serena Simmons Connelly. |
Filing footnotes · ownership attribution and instrument terms
F1: On July 17, 2018, NL Industries, Inc. ("NL") converted all its 10,000,000 shares of class B common stock, par value $0.01 per share (the "Class B Shares") of CompX International Inc. ("CompX") into 10,000,000 shares of class A common stock, par value $0.01 per share, of CompX, for no additional consideration, pursuant to the terms of the Second Amended and Restated Certificate of Incorporation of CompX.
F2: Directly held by NL. See Exhibit 99.1 to this statement for a description of the relationship of additional persons who may be deemed to beneficially own these shares.
F3: Directly held by Contran Corporation. See Exhibit 99.1 to this statement for a description of the relationship of additional persons who may be deemed to beneficially own these shares.
F4: Directly held by Kronos Worldwide, Inc. See Exhibit 99.1 to this statement for a description of the relationship of additional persons who may be deemed to beneficially own these shares.
F5: Directly held by Serena Simmons Connelly.
KRONOS WORLDWIDE INC
Report date December 28, 2013 · Filed April 20, 2017 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.00 per shareSEC Table I · non-derivative | Direct | 526 |
Reported balance
Holding disclosure · report date 2013-12-28 · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · Balance 526 F1: This amendment of the Form 3 originally filed on February 26, 2014 (the "Original Form 3") is being filed solely to correct the amount of securities beneficially owned directly by Serena S. Connelly and not with respect to any other reporting person contained in the Original Form 3. |
Filing footnotes · ownership attribution and instrument terms
F1: This amendment of the Form 3 originally filed on February 26, 2014 (the "Original Form 3") is being filed solely to correct the amount of securities beneficially owned directly by Serena S. Connelly and not with respect to any other reporting person contained in the Original Form 3.
VALHI INC /DE/
Report date December 31, 2018 · Filed January 02, 2019
Jointly reported with Harold C. Simmons Family Trust No. 2, Simmons Lisa K, Dixie Rice Agricultural L.L.C., VALHI HOLDING CO, VALHI INC /DE/
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectBy VHC | 0 |
Reported balance
After 2018-12-31 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-12-31 · Other · Disposed 310,346,282 · Balance 0 F1: On December 31, 2018, Valhi Holding Company ("VHC") dissolved and distributed its assets in liquidation to its sole stockholder Dixie Rice Agricultural L.L.C. ("Dixie Rice"), including 310,346,282 shares of common stock of Valhi, Inc. ("Valhi") that were owned by VHC. F2: Directly held by VHC. F3: See Exhibit 99.1 to this statement for a description of the relationship of additional persons who may be deemed to beneficially own these shares, and for information regarding an additional 16,097,886 shares of Valhi common stock that are treated as treasury stock for voting purposes and are not included in the 310,346,282 number in column 5. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectBy Dixie Rice | 310,346,282 |
Reported balance
After 2018-12-31 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2018-12-31 · Other · Acquired 310,346,282 · Balance 310,346,282 F1: On December 31, 2018, Valhi Holding Company ("VHC") dissolved and distributed its assets in liquidation to its sole stockholder Dixie Rice Agricultural L.L.C. ("Dixie Rice"), including 310,346,282 shares of common stock of Valhi, Inc. ("Valhi") that were owned by VHC. F3: See Exhibit 99.1 to this statement for a description of the relationship of additional persons who may be deemed to beneficially own these shares, and for information regarding an additional 16,097,886 shares of Valhi common stock that are treated as treasury stock for voting purposes and are not included in the 310,346,282 number in column 5. F4: Directly held by Dixie Rice. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 3,636 |
Reported balance
Holding disclosure · report date 2018-12-31 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 3,636 F5: Directly held by Serena Simmons Connelly. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectBy Connelly Trust | 52,500 |
Reported balance
Holding disclosure · report date 2018-12-31 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 52,500 F6: Held by the Serena S. Connelly 1998 Trust (the "Connelly Trust"), for which Serena Simmons Connelly is the sole trustee and sole beneficiary. |
Filing footnotes · ownership attribution and instrument terms
F1: On December 31, 2018, Valhi Holding Company ("VHC") dissolved and distributed its assets in liquidation to its sole stockholder Dixie Rice Agricultural L.L.C. ("Dixie Rice"), including 310,346,282 shares of common stock of Valhi, Inc. ("Valhi") that were owned by VHC.
F2: Directly held by VHC.
F3: See Exhibit 99.1 to this statement for a description of the relationship of additional persons who may be deemed to beneficially own these shares, and for information regarding an additional 16,097,886 shares of Valhi common stock that are treated as treasury stock for voting purposes and are not included in the 310,346,282 number in column 5.
F4: Directly held by Dixie Rice.
F5: Directly held by Serena Simmons Connelly.
F6: Held by the Serena S. Connelly 1998 Trust (the "Connelly Trust"), for which Serena Simmons Connelly is the sole trustee and sole beneficiary.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2018 Filed Jan 2, 2019 15:14 UTC | VALHI INC /DE/ VHI · Entity 5443 | OtherCommon Stock, par value $0.01 per share | 310,346,282 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000059255-19-000002 · edgar.xml · nonDerivative · entry 2 Harold C. Simmons Family Trust No. 2 · CIK 0001600851 · 10% owner CONNELLY SERENA S · CIK 0001520515 · 10% owner Simmons Lisa K · CIK 0001599736 · 10% owner Dixie Rice Agricultural L.L.C. · CIK 0001762849 · 10% owner VALHI HOLDING CO · CIK 0001338019 · 10% owner VALHI INC /DE/ · CIK 0000059255 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Dixie Rice Disclosed balance after: 310,346,282 F1 · kind: On December 31, 2018, Valhi Holding Company ("VHC") dissolved and distributed its assets in liquidation to its sole stockholder Dixie Rice Agricultural L.L.C. ("Dixie Rice"), including 310,346,282 shares of common stock of Valhi, Inc. ("Valhi") that were owned by VHC. F1 · price: On December 31, 2018, Valhi Holding Company ("VHC") dissolved and distributed its assets in liquidation to its sole stockholder Dixie Rice Agricultural L.L.C. ("Dixie Rice"), including 310,346,282 shares of common stock of Valhi, Inc. ("Valhi") that were owned by VHC. F3 · balance_after: See Exhibit 99.1 to this statement for a description of the relationship of additional persons who may be deemed to beneficially own these shares, and for information regarding an additional 16,097,886 shares of Valhi common stock that are treated as treasury stock for voting purposes and are not included in the 310,346,282 number in column 5. F3 · ownership.nature: See Exhibit 99.1 to this statement for a description of the relationship of additional persons who may be deemed to beneficially own these shares, and for information regarding an additional 16,097,886 shares of Valhi common stock that are treated as treasury stock for voting purposes and are not included in the 310,346,282 number in column 5. F4 · ownership.nature: Directly held by Dixie Rice. Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 15:14 UTC | VALHI INC /DE/ VHI · Entity 5443 | OtherCommon Stock, par value $0.01 per share | 310,346,282 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000059255-19-000002 · edgar.xml · nonDerivative · entry 1 Harold C. Simmons Family Trust No. 2 · CIK 0001600851 · 10% owner CONNELLY SERENA S · CIK 0001520515 · 10% owner Simmons Lisa K · CIK 0001599736 · 10% owner Dixie Rice Agricultural L.L.C. · CIK 0001762849 · 10% owner VALHI HOLDING CO · CIK 0001338019 · 10% owner VALHI INC /DE/ · CIK 0000059255 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By VHC Disclosed balance after: 0 F1 · kind: On December 31, 2018, Valhi Holding Company ("VHC") dissolved and distributed its assets in liquidation to its sole stockholder Dixie Rice Agricultural L.L.C. ("Dixie Rice"), including 310,346,282 shares of common stock of Valhi, Inc. ("Valhi") that were owned by VHC. F1 · price: On December 31, 2018, Valhi Holding Company ("VHC") dissolved and distributed its assets in liquidation to its sole stockholder Dixie Rice Agricultural L.L.C. ("Dixie Rice"), including 310,346,282 shares of common stock of Valhi, Inc. ("Valhi") that were owned by VHC. F2 · ownership.nature: Directly held by VHC. F3 · ownership.nature: See Exhibit 99.1 to this statement for a description of the relationship of additional persons who may be deemed to beneficially own these shares, and for information regarding an additional 16,097,886 shares of Valhi common stock that are treated as treasury stock for voting purposes and are not included in the 310,346,282 number in column 5. Read SEC document |
| July 17, 2018 Filed Jul 18, 2018 21:12 UTC | COMPX INTERNATIONAL INC CIX · Entity 5595 | OtherClass A Common Stock, par value $0.01 per share | 10,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001049606-18-000013 · edgar.xml · nonDerivative · entry 1 Harold C. Simmons Family Trust No. 2 · CIK 0001600851 · 10% owner Simmons Lisa K · CIK 0001599736 · 10% owner CONNELLY SERENA S · CIK 0001520515 · 10% owner NL INDUSTRIES INC · CIK 0000072162 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By NL Disclosed balance after: 10,755,104 F1 · kind: On July 17, 2018, NL Industries, Inc. ("NL") converted all its 10,000,000 shares of class B common stock, par value $0.01 per share (the "Class B Shares") of CompX International Inc. ("CompX") into 10,000,000 shares of class A common stock, par value $0.01 per share, of CompX, for no additional consideration, pursuant to the terms of the Second Amended and Restated Certificate of Incorporation of CompX. F1 · price: On July 17, 2018, NL Industries, Inc. ("NL") converted all its 10,000,000 shares of class B common stock, par value $0.01 per share (the "Class B Shares") of CompX International Inc. ("CompX") into 10,000,000 shares of class A common stock, par value $0.01 per share, of CompX, for no additional consideration, pursuant to the terms of the Second Amended and Restated Certificate of Incorporation of CompX. F2 · ownership.nature: Directly held by NL. See Exhibit 99.1 to this statement for a description of the relationship of additional persons who may be deemed to beneficially own these shares. Read SEC document |
| May 07, 2018 Filed May 17, 2018 20:46 UTC | VALHI INC /DE/ VHI · Entity 5443 | OtherCommon Stock,par value $0.01 per share | 3,686,866 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000059255-18-000061 · edgar.xml · nonDerivative · entry 1 Harold C. Simmons Family Trust No. 2 · CIK 0001600851 · 10% owner Simmons Lisa K · CIK 0001599736 · 10% owner CONNELLY SERENA S · CIK 0001520515 · 10% owner VALHI HOLDING CO · CIK 0001338019 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By VHC Disclosed balance after: 310,346,282 F1 · kind: See Exhibit 99.1 attached hereto for a description of the transaction. F1 · price: See Exhibit 99.1 attached hereto for a description of the transaction. F2 · balance_after: Directly held by Valhi Holding Company ("VHC"). See Exhibit 99.2 to this statement for a description of the relationship of additional persons who may be deemed to beneficially own these shares, and for information regarding an additional 16,097,886 shares of Valhi common stock that are treated as treasury stock for voting purposes and are not included in the 310,346,282 number in column 5. F2 · ownership.nature: Directly held by Valhi Holding Company ("VHC"). See Exhibit 99.2 to this statement for a description of the relationship of additional persons who may be deemed to beneficially own these shares, and for information regarding an additional 16,097,886 shares of Valhi common stock that are treated as treasury stock for voting purposes and are not included in the 310,346,282 number in column 5. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.