organization · Reporting owner
VARIABLE ANNUITY LIFE INSURANCE CO /TX/
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ClearBridge Energy Midstream Opportunity Fund Inc.EMO · Entity 8990 | See Remarks | September 09, 2024 | September 11, 2024 |
| Kayne Anderson NextGen Energy & Infrastructure, Inc.KMF · Entity 108252 | See Remarks | March 25, 2020 | March 26, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ClearBridge Energy Midstream Opportunity Fund Inc.
Report date September 09, 2024 · Filed September 11, 2024
Jointly reported with Corebridge Financial, Inc., AMERICAN GENERAL LIFE INSURANCE CO
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series O Mandatory Redeemable Preferred StockSEC Table I · non-derivative | IndirectHeld through subsidiaries | 125,716 |
Reported balance
After 2024-09-09 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2024-09-09 · Other · Acquired 125,716 · Balance 125,716 F1: On September 9, 2024, pursuant to an Agreement and Plan of Merger, dated September 6, 2024, between the Issuer and ClearBridge MLP and Midstream Fund, Inc. ("CEM"), CEM merged with and into the Issuer (the "Merger"). F2: As a result of the Merger, among other things, (1) the Issuer issued and delivered to holders of the CEM's Mandatory Redeemable Preferred Stock ("MRPS") newly issued shares of the Issuer's MRPS with the same aggregate liquidation preference and other terms as the CEM MRPS that were issued and outstanding immediately prior to the Merger (other than voting rights, which correspond to every $35 of liquidation preference in the case of the newly issued MRPS), and the CEM MRPS ceased to be outstanding and were automatically canceled and (2) the Issuer expressly assumed the obligations of CEM, under, among other things, CEM's outstanding Senior Secured Notes (the "Notes") and, at the request of a holder of CEM's outstanding Notes, the Issuer issued replacement Notes with the same aggregate principal amount outstanding and terms as the CEM Notes. Any CEM Notes for which replacement Notes were issued ceased to be outstanding and were automatically canceled. F3: American General Life Insurance Company ("AGLIC") and The United States Life Insurance Company in the City of New York ("USL"), each an indirect wholly owned subsidiary of Corebridge Financial, Inc. ("CRBG"), directly hold 2,858 shares and 82,858 shares of the reported securities, respectively. Corebridge Institutional Investments, (U.S.), LLC ("CIIUS"), an indirect wholly owned subsidiary of CRBG, may be deemed to have beneficial ownership of 40,000 shares of the reported securities held by a controlled subsidiary of American International Group, Inc. ("AIG"), pursuant to an investment management agreement. CRBG disclaims beneficial ownership of the securities held by the controlled subsidiary of AIG, and this report shall not be deemed an admission that CRBG is the beneficial owner of such securities, except to the extent of CRBG's pecuniary interest therein. |
| Series P Mandatory Redeemable Preferred StockSEC Table I · non-derivative | IndirectHeld through subsidiaries | 234,286 |
Reported balance
After 2024-09-09 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2024-09-09 · Other · Acquired 234,286 · Balance 234,286 F1: On September 9, 2024, pursuant to an Agreement and Plan of Merger, dated September 6, 2024, between the Issuer and ClearBridge MLP and Midstream Fund, Inc. ("CEM"), CEM merged with and into the Issuer (the "Merger"). F2: As a result of the Merger, among other things, (1) the Issuer issued and delivered to holders of the CEM's Mandatory Redeemable Preferred Stock ("MRPS") newly issued shares of the Issuer's MRPS with the same aggregate liquidation preference and other terms as the CEM MRPS that were issued and outstanding immediately prior to the Merger (other than voting rights, which correspond to every $35 of liquidation preference in the case of the newly issued MRPS), and the CEM MRPS ceased to be outstanding and were automatically canceled and (2) the Issuer expressly assumed the obligations of CEM, under, among other things, CEM's outstanding Senior Secured Notes (the "Notes") and, at the request of a holder of CEM's outstanding Notes, the Issuer issued replacement Notes with the same aggregate principal amount outstanding and terms as the CEM Notes. Any CEM Notes for which replacement Notes were issued ceased to be outstanding and were automatically canceled. F4: AGLIC directly holds 160,000 shares of the reported securities. CIIUS may be been deemed to have beneficial ownership of 74,286 shares of the reported securities held by a controlled subsidiary of AIG, pursuant to an investment management agreement. CRBG disclaims beneficial ownership of the securities held by the controlled subsidiary of AIG, and this report shall not be deemed an admission that CRBG is the beneficial owner of such securities, except to the extent of CRBG's pecuniary interest therein. |
| 3.46% Series M Senior Secured Notes due June 11, 2025SEC Table I · non-derivative | IndirectHeld through subsidiaries | Not disclosed |
Reported balance
After 2024-09-09 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2024-09-09 · Other · Acquired 559,610.2 · Balance Not disclosed F1: On September 9, 2024, pursuant to an Agreement and Plan of Merger, dated September 6, 2024, between the Issuer and ClearBridge MLP and Midstream Fund, Inc. ("CEM"), CEM merged with and into the Issuer (the "Merger"). F2: As a result of the Merger, among other things, (1) the Issuer issued and delivered to holders of the CEM's Mandatory Redeemable Preferred Stock ("MRPS") newly issued shares of the Issuer's MRPS with the same aggregate liquidation preference and other terms as the CEM MRPS that were issued and outstanding immediately prior to the Merger (other than voting rights, which correspond to every $35 of liquidation preference in the case of the newly issued MRPS), and the CEM MRPS ceased to be outstanding and were automatically canceled and (2) the Issuer expressly assumed the obligations of CEM, under, among other things, CEM's outstanding Senior Secured Notes (the "Notes") and, at the request of a holder of CEM's outstanding Notes, the Issuer issued replacement Notes with the same aggregate principal amount outstanding and terms as the CEM Notes. Any CEM Notes for which replacement Notes were issued ceased to be outstanding and were automatically canceled. F5: AGLIC and The Variable Annuity Life Insurance Company ("VAL"), an indirect wholly owned subsidiary of CRBG, directly hold $373,073.46 principal amount and $186,536.74 principal amount of the reported securities, respectively. |
| 3.56% Series N Senior Secured Notes due June 11, 2027SEC Table I · non-derivative | IndirectHeld through subsidiaries | Not disclosed |
Reported balance
After 2024-09-09 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2024-09-09 · Other · Acquired 1,492,293.86 · Balance Not disclosed F1: On September 9, 2024, pursuant to an Agreement and Plan of Merger, dated September 6, 2024, between the Issuer and ClearBridge MLP and Midstream Fund, Inc. ("CEM"), CEM merged with and into the Issuer (the "Merger"). F2: As a result of the Merger, among other things, (1) the Issuer issued and delivered to holders of the CEM's Mandatory Redeemable Preferred Stock ("MRPS") newly issued shares of the Issuer's MRPS with the same aggregate liquidation preference and other terms as the CEM MRPS that were issued and outstanding immediately prior to the Merger (other than voting rights, which correspond to every $35 of liquidation preference in the case of the newly issued MRPS), and the CEM MRPS ceased to be outstanding and were automatically canceled and (2) the Issuer expressly assumed the obligations of CEM, under, among other things, CEM's outstanding Senior Secured Notes (the "Notes") and, at the request of a holder of CEM's outstanding Notes, the Issuer issued replacement Notes with the same aggregate principal amount outstanding and terms as the CEM Notes. Any CEM Notes for which replacement Notes were issued ceased to be outstanding and were automatically canceled. F6: AGLIC directly holds $1,492,293.86 principal amount of the reported securities. |
| 3.76% Series O Senior Secured Notes due June 11, 2030SEC Table I · non-derivative | IndirectHeld through subsidiaries | Not disclosed |
Reported balance
After 2024-09-09 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2024-09-09 · Other · Acquired 2,051,904.07 · Balance Not disclosed F1: On September 9, 2024, pursuant to an Agreement and Plan of Merger, dated September 6, 2024, between the Issuer and ClearBridge MLP and Midstream Fund, Inc. ("CEM"), CEM merged with and into the Issuer (the "Merger"). F2: As a result of the Merger, among other things, (1) the Issuer issued and delivered to holders of the CEM's Mandatory Redeemable Preferred Stock ("MRPS") newly issued shares of the Issuer's MRPS with the same aggregate liquidation preference and other terms as the CEM MRPS that were issued and outstanding immediately prior to the Merger (other than voting rights, which correspond to every $35 of liquidation preference in the case of the newly issued MRPS), and the CEM MRPS ceased to be outstanding and were automatically canceled and (2) the Issuer expressly assumed the obligations of CEM, under, among other things, CEM's outstanding Senior Secured Notes (the "Notes") and, at the request of a holder of CEM's outstanding Notes, the Issuer issued replacement Notes with the same aggregate principal amount outstanding and terms as the CEM Notes. Any CEM Notes for which replacement Notes were issued ceased to be outstanding and were automatically canceled. F7: AGLIC and USL directly hold $1,380,371.82 principal amount and $671,532.25 principal amount of the reported securities, respectively. |
| Series J Mandatory Redeemable Preferred StockSEC Table I · non-derivative | IndirectHeld through subsidiaries | 200,001 |
Last balance in matching sequence
After 2024-09-09 transaction · row 7
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 6 · 2024-09-09 · Other · Disposed 70 · Balance 0 F1: On September 9, 2024, pursuant to an Agreement and Plan of Merger, dated September 6, 2024, between the Issuer and ClearBridge MLP and Midstream Fund, Inc. ("CEM"), CEM merged with and into the Issuer (the "Merger"). F2: As a result of the Merger, among other things, (1) the Issuer issued and delivered to holders of the CEM's Mandatory Redeemable Preferred Stock ("MRPS") newly issued shares of the Issuer's MRPS with the same aggregate liquidation preference and other terms as the CEM MRPS that were issued and outstanding immediately prior to the Merger (other than voting rights, which correspond to every $35 of liquidation preference in the case of the newly issued MRPS), and the CEM MRPS ceased to be outstanding and were automatically canceled and (2) the Issuer expressly assumed the obligations of CEM, under, among other things, CEM's outstanding Senior Secured Notes (the "Notes") and, at the request of a holder of CEM's outstanding Notes, the Issuer issued replacement Notes with the same aggregate principal amount outstanding and terms as the CEM Notes. Any CEM Notes for which replacement Notes were issued ceased to be outstanding and were automatically canceled. F8: In connection with the Merger, the Issuer cancelled and re-issued its MRPS that were issued and outstanding immediately prior to the Merger to align the voting rights of all of the Issuer's MRPS so that each MRPS holder will have one vote for every $35 of liquidation preference following the consummation of the Merger. As a result of the foregoing, AGLIC now directly holds 134,286 shares of the reported securities and CIIUS may be deemed to have beneficial ownership of 65,715 shares of the reported securities held by a controlled subsidiary of AIG pursuant to an investment management agreement. CRBG disclaims beneficial ownership of the securities held by the controlled subsidiary of AIG, and this report shall not be deemed an admission that CRBG is the beneficial owner of such securities, except to the extent of CRBG's pecuniary interest therein. Row 7 · 2024-09-09 · Other · Acquired 200,001 · Balance 200,001 F1: On September 9, 2024, pursuant to an Agreement and Plan of Merger, dated September 6, 2024, between the Issuer and ClearBridge MLP and Midstream Fund, Inc. ("CEM"), CEM merged with and into the Issuer (the "Merger"). F2: As a result of the Merger, among other things, (1) the Issuer issued and delivered to holders of the CEM's Mandatory Redeemable Preferred Stock ("MRPS") newly issued shares of the Issuer's MRPS with the same aggregate liquidation preference and other terms as the CEM MRPS that were issued and outstanding immediately prior to the Merger (other than voting rights, which correspond to every $35 of liquidation preference in the case of the newly issued MRPS), and the CEM MRPS ceased to be outstanding and were automatically canceled and (2) the Issuer expressly assumed the obligations of CEM, under, among other things, CEM's outstanding Senior Secured Notes (the "Notes") and, at the request of a holder of CEM's outstanding Notes, the Issuer issued replacement Notes with the same aggregate principal amount outstanding and terms as the CEM Notes. Any CEM Notes for which replacement Notes were issued ceased to be outstanding and were automatically canceled. F8: In connection with the Merger, the Issuer cancelled and re-issued its MRPS that were issued and outstanding immediately prior to the Merger to align the voting rights of all of the Issuer's MRPS so that each MRPS holder will have one vote for every $35 of liquidation preference following the consummation of the Merger. As a result of the foregoing, AGLIC now directly holds 134,286 shares of the reported securities and CIIUS may be deemed to have beneficial ownership of 65,715 shares of the reported securities held by a controlled subsidiary of AIG pursuant to an investment management agreement. CRBG disclaims beneficial ownership of the securities held by the controlled subsidiary of AIG, and this report shall not be deemed an admission that CRBG is the beneficial owner of such securities, except to the extent of CRBG's pecuniary interest therein. |
| 4.66% Series H Senior Secured Notes due October 15, 2025SEC Table I · non-derivative | IndirectHeld through subsidiaries | Not disclosed |
Reported balance
Holding disclosure · report date 2024-09-09 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance Not disclosed F9: AGLIC, USL and VAL directly hold $727,994.46 principal amount, $549,430.31 principal amount and $2,472,434.13 principal amount of the reported securities, respectively. CIIUS may be deemed to have beneficial ownership of $1,744,439.63 principal amount of the reported securities held by a controlled subsidiary of AIG pursuant to an investment management agreement. CRBG disclaims beneficial ownership of the securities held by the controlled subsidiary of AIG, and this report shall not be deemed an admission that CRBG is the beneficial owner of such securities, except to the extent of CRBG's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: On September 9, 2024, pursuant to an Agreement and Plan of Merger, dated September 6, 2024, between the Issuer and ClearBridge MLP and Midstream Fund, Inc. ("CEM"), CEM merged with and into the Issuer (the "Merger").
F2: As a result of the Merger, among other things, (1) the Issuer issued and delivered to holders of the CEM's Mandatory Redeemable Preferred Stock ("MRPS") newly issued shares of the Issuer's MRPS with the same aggregate liquidation preference and other terms as the CEM MRPS that were issued and outstanding immediately prior to the Merger (other than voting rights, which correspond to every $35 of liquidation preference in the case of the newly issued MRPS), and the CEM MRPS ceased to be outstanding and were automatically canceled and (2) the Issuer expressly assumed the obligations of CEM, under, among other things, CEM's outstanding Senior Secured Notes (the "Notes") and, at the request of a holder of CEM's outstanding Notes, the Issuer issued replacement Notes with the same aggregate principal amount outstanding and terms as the CEM Notes. Any CEM Notes for which replacement Notes were issued ceased to be outstanding and were automatically canceled.
F3: American General Life Insurance Company ("AGLIC") and The United States Life Insurance Company in the City of New York ("USL"), each an indirect wholly owned subsidiary of Corebridge Financial, Inc. ("CRBG"), directly hold 2,858 shares and 82,858 shares of the reported securities, respectively. Corebridge Institutional Investments, (U.S.), LLC ("CIIUS"), an indirect wholly owned subsidiary of CRBG, may be deemed to have beneficial ownership of 40,000 shares of the reported securities held by a controlled subsidiary of American International Group, Inc. ("AIG"), pursuant to an investment management agreement. CRBG disclaims beneficial ownership of the securities held by the controlled subsidiary of AIG, and this report shall not be deemed an admission that CRBG is the beneficial owner of such securities, except to the extent of CRBG's pecuniary interest therein.
F4: AGLIC directly holds 160,000 shares of the reported securities. CIIUS may be been deemed to have beneficial ownership of 74,286 shares of the reported securities held by a controlled subsidiary of AIG, pursuant to an investment management agreement. CRBG disclaims beneficial ownership of the securities held by the controlled subsidiary of AIG, and this report shall not be deemed an admission that CRBG is the beneficial owner of such securities, except to the extent of CRBG's pecuniary interest therein.
F5: AGLIC and The Variable Annuity Life Insurance Company ("VAL"), an indirect wholly owned subsidiary of CRBG, directly hold $373,073.46 principal amount and $186,536.74 principal amount of the reported securities, respectively.
F6: AGLIC directly holds $1,492,293.86 principal amount of the reported securities.
F7: AGLIC and USL directly hold $1,380,371.82 principal amount and $671,532.25 principal amount of the reported securities, respectively.
F8: In connection with the Merger, the Issuer cancelled and re-issued its MRPS that were issued and outstanding immediately prior to the Merger to align the voting rights of all of the Issuer's MRPS so that each MRPS holder will have one vote for every $35 of liquidation preference following the consummation of the Merger. As a result of the foregoing, AGLIC now directly holds 134,286 shares of the reported securities and CIIUS may be deemed to have beneficial ownership of 65,715 shares of the reported securities held by a controlled subsidiary of AIG pursuant to an investment management agreement. CRBG disclaims beneficial ownership of the securities held by the controlled subsidiary of AIG, and this report shall not be deemed an admission that CRBG is the beneficial owner of such securities, except to the extent of CRBG's pecuniary interest therein.
F9: AGLIC, USL and VAL directly hold $727,994.46 principal amount, $549,430.31 principal amount and $2,472,434.13 principal amount of the reported securities, respectively. CIIUS may be deemed to have beneficial ownership of $1,744,439.63 principal amount of the reported securities held by a controlled subsidiary of AIG pursuant to an investment management agreement. CRBG disclaims beneficial ownership of the securities held by the controlled subsidiary of AIG, and this report shall not be deemed an admission that CRBG is the beneficial owner of such securities, except to the extent of CRBG's pecuniary interest therein.
Kayne Anderson NextGen Energy & Infrastructure, Inc.
Report date March 25, 2020 · Filed March 26, 2020
Jointly reported with AMERICAN INTERNATIONAL GROUP, INC., AMERICAN HOME ASSURANCE CO, United States Life Insurance Co in the City of New York
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| 3.46% Series E Senior Unsecured Notes due July 30, 2021SEC Table I · non-derivative | IndirectHeld through subsidiaries | Not disclosed |
Reported balance
After 2020-03-25 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-03-25 · Other · Disposed 975,000 · Balance Not disclosed F1: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to the face value of the prepaid securities, plus accrued and unpaid interest, plus a pro rata portion of the make-whole amount with respect to the principal, calculated in accordance with the note purchase agreement, dated as of April 30, 2014. F2: American Home Assurance Company ("AHAC"), an indirect wholly owned subsidiary of American International Group, Inc. ("AIG"), directly held the reported 3.46% Series E Senior Unsecured Notes due July 30, 2021 (the "Series E Notes"). AIG was an indirect beneficial owner of the Series E Notes. |
| 3.46% Series E Senior Unsecured Notes due July 30, 2021SEC Table I · non-derivative | IndirectHeld through subsidiaries | Not disclosed |
Reported balance
After 2020-03-25 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2020-03-25 · Other · Disposed 1,975,000.33 · Balance Not disclosed F1: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to the face value of the prepaid securities, plus accrued and unpaid interest, plus a pro rata portion of the make-whole amount with respect to the principal, calculated in accordance with the note purchase agreement, dated as of April 30, 2014. F3: The United States Life Insurance Company in the City of New York, an indirect wholly owned subsidiary of AIG, directly held the reported Series E Notes. AIG was an indirect beneficial owner of the Series E Notes. |
| 3.46% Series E Senior Unsecured Notes due July 30, 2021SEC Table I · non-derivative | IndirectHeld through subsidiaries | Not disclosed |
Reported balance
After 2020-03-25 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2020-03-25 · Other · Disposed 49,999.67 · Balance Not disclosed F1: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to the face value of the prepaid securities, plus accrued and unpaid interest, plus a pro rata portion of the make-whole amount with respect to the principal, calculated in accordance with the note purchase agreement, dated as of April 30, 2014. F4: The Variable Annuity Life Insurance Company ("VALIC"), a wholly owned subsidiary of AIG, directly held the reported Series E Notes. AIG was an indirect beneficial owner of the Series E Notes. |
| 4.00% Series C Senior Unsecured Notes due March 22, 2022SEC Table I · non-derivative | IndirectHeld through subsidiaries | Not disclosed |
Reported balance
After 2020-03-25 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2020-03-25 · Other · Disposed 1,800,000 · Balance Not disclosed F5: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to the face value of the prepaid securities, plus accrued and unpaid interest, plus a pro rata portion of the make-whole amount with respect to the principal, calculated in accordance with the note purchase agreement, dated as of March 22, 2012. F4: The Variable Annuity Life Insurance Company ("VALIC"), a wholly owned subsidiary of AIG, directly held the reported Series E Notes. AIG was an indirect beneficial owner of the Series E Notes. F6: AIG Property Casualty Company and VALIC directly hold $960,000 principal amount and $1,440,000 principal amount, respectively, of the reported 4.00% Series C Senior Unsecured Notes due March 22, 2022 (the "Series C Notes"). AIG is an indirect beneficial owner of the Series C Notes. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to the face value of the prepaid securities, plus accrued and unpaid interest, plus a pro rata portion of the make-whole amount with respect to the principal, calculated in accordance with the note purchase agreement, dated as of April 30, 2014.
F2: American Home Assurance Company ("AHAC"), an indirect wholly owned subsidiary of American International Group, Inc. ("AIG"), directly held the reported 3.46% Series E Senior Unsecured Notes due July 30, 2021 (the "Series E Notes"). AIG was an indirect beneficial owner of the Series E Notes.
F3: The United States Life Insurance Company in the City of New York, an indirect wholly owned subsidiary of AIG, directly held the reported Series E Notes. AIG was an indirect beneficial owner of the Series E Notes.
F4: The Variable Annuity Life Insurance Company ("VALIC"), a wholly owned subsidiary of AIG, directly held the reported Series E Notes. AIG was an indirect beneficial owner of the Series E Notes.
F5: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to the face value of the prepaid securities, plus accrued and unpaid interest, plus a pro rata portion of the make-whole amount with respect to the principal, calculated in accordance with the note purchase agreement, dated as of March 22, 2012.
F6: AIG Property Casualty Company and VALIC directly hold $960,000 principal amount and $1,440,000 principal amount, respectively, of the reported 4.00% Series C Senior Unsecured Notes due March 22, 2022 (the "Series C Notes"). AIG is an indirect beneficial owner of the Series C Notes.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 09, 2024 Filed Sep 11, 2024 20:05 UTC | ClearBridge Energy Midstream Opportunity Fund Inc. EMO · Entity 8990 | OtherSeries J Mandatory Redeemable Preferred Stock | 200,001 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-105499 · ownership.xml · nonDerivative · entry 7 Corebridge Financial, Inc. · CIK 0001889539 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through subsidiaries Disclosed balance after: 200,001 F1 · kind: On September 9, 2024, pursuant to an Agreement and Plan of Merger, dated September 6, 2024, between the Issuer and ClearBridge MLP and Midstream Fund, Inc. ("CEM"), CEM merged with and into the Issuer (the "Merger"). F2 · kind: As a result of the Merger, among other things, (1) the Issuer issued and delivered to holders of the CEM's Mandatory Redeemable Preferred Stock ("MRPS") newly issued shares of the Issuer's MRPS with the same aggregate liquidation preference and other terms as the CEM MRPS that were issued and outstanding immediately prior to the Merger (other than voting rights, which correspond to every $35 of liquidation preference in the case of the newly issued MRPS), and the CEM MRPS ceased to be outstanding and were automatically canceled and (2) the Issuer expressly assumed the obligations of CEM, under, among other things, CEM's outstanding Senior Secured Notes (the "Notes") and, at the request of a holder of CEM's outstanding Notes, the Issuer issued replacement Notes with the same aggregate principal amount outstanding and terms as the CEM Notes. Any CEM Notes for which replacement Notes were issued ceased to be outstanding and were automatically canceled. F8 · ownership.nature: In connection with the Merger, the Issuer cancelled and re-issued its MRPS that were issued and outstanding immediately prior to the Merger to align the voting rights of all of the Issuer's MRPS so that each MRPS holder will have one vote for every $35 of liquidation preference following the consummation of the Merger. As a result of the foregoing, AGLIC now directly holds 134,286 shares of the reported securities and CIIUS may be deemed to have beneficial ownership of 65,715 shares of the reported securities held by a controlled subsidiary of AIG pursuant to an investment management agreement. CRBG disclaims beneficial ownership of the securities held by the controlled subsidiary of AIG, and this report shall not be deemed an admission that CRBG is the beneficial owner of such securities, except to the extent of CRBG's pecuniary interest therein. Read SEC document |
| September 09, 2024 Filed Sep 11, 2024 20:05 UTC | ClearBridge Energy Midstream Opportunity Fund Inc. EMO · Entity 8990 | OtherSeries J Mandatory Redeemable Preferred Stock | 70 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-105499 · ownership.xml · nonDerivative · entry 6 Corebridge Financial, Inc. · CIK 0001889539 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through subsidiaries Disclosed balance after: 0 F1 · kind: On September 9, 2024, pursuant to an Agreement and Plan of Merger, dated September 6, 2024, between the Issuer and ClearBridge MLP and Midstream Fund, Inc. ("CEM"), CEM merged with and into the Issuer (the "Merger"). F2 · kind: As a result of the Merger, among other things, (1) the Issuer issued and delivered to holders of the CEM's Mandatory Redeemable Preferred Stock ("MRPS") newly issued shares of the Issuer's MRPS with the same aggregate liquidation preference and other terms as the CEM MRPS that were issued and outstanding immediately prior to the Merger (other than voting rights, which correspond to every $35 of liquidation preference in the case of the newly issued MRPS), and the CEM MRPS ceased to be outstanding and were automatically canceled and (2) the Issuer expressly assumed the obligations of CEM, under, among other things, CEM's outstanding Senior Secured Notes (the "Notes") and, at the request of a holder of CEM's outstanding Notes, the Issuer issued replacement Notes with the same aggregate principal amount outstanding and terms as the CEM Notes. Any CEM Notes for which replacement Notes were issued ceased to be outstanding and were automatically canceled. F8 · ownership.nature: In connection with the Merger, the Issuer cancelled and re-issued its MRPS that were issued and outstanding immediately prior to the Merger to align the voting rights of all of the Issuer's MRPS so that each MRPS holder will have one vote for every $35 of liquidation preference following the consummation of the Merger. As a result of the foregoing, AGLIC now directly holds 134,286 shares of the reported securities and CIIUS may be deemed to have beneficial ownership of 65,715 shares of the reported securities held by a controlled subsidiary of AIG pursuant to an investment management agreement. CRBG disclaims beneficial ownership of the securities held by the controlled subsidiary of AIG, and this report shall not be deemed an admission that CRBG is the beneficial owner of such securities, except to the extent of CRBG's pecuniary interest therein. Read SEC document |
| September 09, 2024 Filed Sep 11, 2024 20:05 UTC | ClearBridge Energy Midstream Opportunity Fund Inc. EMO · Entity 8990 | Other3.76% Series O Senior Secured Notes due June 11, 2030 | 2,051,904.07 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-105499 · ownership.xml · nonDerivative · entry 5 Corebridge Financial, Inc. · CIK 0001889539 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F1 · kind: On September 9, 2024, pursuant to an Agreement and Plan of Merger, dated September 6, 2024, between the Issuer and ClearBridge MLP and Midstream Fund, Inc. ("CEM"), CEM merged with and into the Issuer (the "Merger"). F2 · kind: As a result of the Merger, among other things, (1) the Issuer issued and delivered to holders of the CEM's Mandatory Redeemable Preferred Stock ("MRPS") newly issued shares of the Issuer's MRPS with the same aggregate liquidation preference and other terms as the CEM MRPS that were issued and outstanding immediately prior to the Merger (other than voting rights, which correspond to every $35 of liquidation preference in the case of the newly issued MRPS), and the CEM MRPS ceased to be outstanding and were automatically canceled and (2) the Issuer expressly assumed the obligations of CEM, under, among other things, CEM's outstanding Senior Secured Notes (the "Notes") and, at the request of a holder of CEM's outstanding Notes, the Issuer issued replacement Notes with the same aggregate principal amount outstanding and terms as the CEM Notes. Any CEM Notes for which replacement Notes were issued ceased to be outstanding and were automatically canceled. F7 · ownership.nature: AGLIC and USL directly hold $1,380,371.82 principal amount and $671,532.25 principal amount of the reported securities, respectively. Read SEC document |
| September 09, 2024 Filed Sep 11, 2024 20:05 UTC | ClearBridge Energy Midstream Opportunity Fund Inc. EMO · Entity 8990 | Other3.56% Series N Senior Secured Notes due June 11, 2027 | 1,492,293.86 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-105499 · ownership.xml · nonDerivative · entry 4 Corebridge Financial, Inc. · CIK 0001889539 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F1 · kind: On September 9, 2024, pursuant to an Agreement and Plan of Merger, dated September 6, 2024, between the Issuer and ClearBridge MLP and Midstream Fund, Inc. ("CEM"), CEM merged with and into the Issuer (the "Merger"). F2 · kind: As a result of the Merger, among other things, (1) the Issuer issued and delivered to holders of the CEM's Mandatory Redeemable Preferred Stock ("MRPS") newly issued shares of the Issuer's MRPS with the same aggregate liquidation preference and other terms as the CEM MRPS that were issued and outstanding immediately prior to the Merger (other than voting rights, which correspond to every $35 of liquidation preference in the case of the newly issued MRPS), and the CEM MRPS ceased to be outstanding and were automatically canceled and (2) the Issuer expressly assumed the obligations of CEM, under, among other things, CEM's outstanding Senior Secured Notes (the "Notes") and, at the request of a holder of CEM's outstanding Notes, the Issuer issued replacement Notes with the same aggregate principal amount outstanding and terms as the CEM Notes. Any CEM Notes for which replacement Notes were issued ceased to be outstanding and were automatically canceled. F6 · ownership.nature: AGLIC directly holds $1,492,293.86 principal amount of the reported securities. Read SEC document |
| September 09, 2024 Filed Sep 11, 2024 20:05 UTC | ClearBridge Energy Midstream Opportunity Fund Inc. EMO · Entity 8990 | Other3.46% Series M Senior Secured Notes due June 11, 2025 | 559,610.2 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-105499 · ownership.xml · nonDerivative · entry 3 Corebridge Financial, Inc. · CIK 0001889539 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F1 · kind: On September 9, 2024, pursuant to an Agreement and Plan of Merger, dated September 6, 2024, between the Issuer and ClearBridge MLP and Midstream Fund, Inc. ("CEM"), CEM merged with and into the Issuer (the "Merger"). F2 · kind: As a result of the Merger, among other things, (1) the Issuer issued and delivered to holders of the CEM's Mandatory Redeemable Preferred Stock ("MRPS") newly issued shares of the Issuer's MRPS with the same aggregate liquidation preference and other terms as the CEM MRPS that were issued and outstanding immediately prior to the Merger (other than voting rights, which correspond to every $35 of liquidation preference in the case of the newly issued MRPS), and the CEM MRPS ceased to be outstanding and were automatically canceled and (2) the Issuer expressly assumed the obligations of CEM, under, among other things, CEM's outstanding Senior Secured Notes (the "Notes") and, at the request of a holder of CEM's outstanding Notes, the Issuer issued replacement Notes with the same aggregate principal amount outstanding and terms as the CEM Notes. Any CEM Notes for which replacement Notes were issued ceased to be outstanding and were automatically canceled. F5 · ownership.nature: AGLIC and The Variable Annuity Life Insurance Company ("VAL"), an indirect wholly owned subsidiary of CRBG, directly hold $373,073.46 principal amount and $186,536.74 principal amount of the reported securities, respectively. Read SEC document |
| September 09, 2024 Filed Sep 11, 2024 20:05 UTC | ClearBridge Energy Midstream Opportunity Fund Inc. EMO · Entity 8990 | OtherSeries P Mandatory Redeemable Preferred Stock | 234,286 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-105499 · ownership.xml · nonDerivative · entry 2 Corebridge Financial, Inc. · CIK 0001889539 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through subsidiaries Disclosed balance after: 234,286 F1 · kind: On September 9, 2024, pursuant to an Agreement and Plan of Merger, dated September 6, 2024, between the Issuer and ClearBridge MLP and Midstream Fund, Inc. ("CEM"), CEM merged with and into the Issuer (the "Merger"). F2 · kind: As a result of the Merger, among other things, (1) the Issuer issued and delivered to holders of the CEM's Mandatory Redeemable Preferred Stock ("MRPS") newly issued shares of the Issuer's MRPS with the same aggregate liquidation preference and other terms as the CEM MRPS that were issued and outstanding immediately prior to the Merger (other than voting rights, which correspond to every $35 of liquidation preference in the case of the newly issued MRPS), and the CEM MRPS ceased to be outstanding and were automatically canceled and (2) the Issuer expressly assumed the obligations of CEM, under, among other things, CEM's outstanding Senior Secured Notes (the "Notes") and, at the request of a holder of CEM's outstanding Notes, the Issuer issued replacement Notes with the same aggregate principal amount outstanding and terms as the CEM Notes. Any CEM Notes for which replacement Notes were issued ceased to be outstanding and were automatically canceled. F4 · ownership.nature: AGLIC directly holds 160,000 shares of the reported securities. CIIUS may be been deemed to have beneficial ownership of 74,286 shares of the reported securities held by a controlled subsidiary of AIG, pursuant to an investment management agreement. CRBG disclaims beneficial ownership of the securities held by the controlled subsidiary of AIG, and this report shall not be deemed an admission that CRBG is the beneficial owner of such securities, except to the extent of CRBG's pecuniary interest therein. Read SEC document |
| September 09, 2024 Filed Sep 11, 2024 20:05 UTC | ClearBridge Energy Midstream Opportunity Fund Inc. EMO · Entity 8990 | OtherSeries O Mandatory Redeemable Preferred Stock | 125,716 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-105499 · ownership.xml · nonDerivative · entry 1 Corebridge Financial, Inc. · CIK 0001889539 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through subsidiaries Disclosed balance after: 125,716 F1 · kind: On September 9, 2024, pursuant to an Agreement and Plan of Merger, dated September 6, 2024, between the Issuer and ClearBridge MLP and Midstream Fund, Inc. ("CEM"), CEM merged with and into the Issuer (the "Merger"). F2 · kind: As a result of the Merger, among other things, (1) the Issuer issued and delivered to holders of the CEM's Mandatory Redeemable Preferred Stock ("MRPS") newly issued shares of the Issuer's MRPS with the same aggregate liquidation preference and other terms as the CEM MRPS that were issued and outstanding immediately prior to the Merger (other than voting rights, which correspond to every $35 of liquidation preference in the case of the newly issued MRPS), and the CEM MRPS ceased to be outstanding and were automatically canceled and (2) the Issuer expressly assumed the obligations of CEM, under, among other things, CEM's outstanding Senior Secured Notes (the "Notes") and, at the request of a holder of CEM's outstanding Notes, the Issuer issued replacement Notes with the same aggregate principal amount outstanding and terms as the CEM Notes. Any CEM Notes for which replacement Notes were issued ceased to be outstanding and were automatically canceled. F3 · ownership.nature: American General Life Insurance Company ("AGLIC") and The United States Life Insurance Company in the City of New York ("USL"), each an indirect wholly owned subsidiary of Corebridge Financial, Inc. ("CRBG"), directly hold 2,858 shares and 82,858 shares of the reported securities, respectively. Corebridge Institutional Investments, (U.S.), LLC ("CIIUS"), an indirect wholly owned subsidiary of CRBG, may be deemed to have beneficial ownership of 40,000 shares of the reported securities held by a controlled subsidiary of American International Group, Inc. ("AIG"), pursuant to an investment management agreement. CRBG disclaims beneficial ownership of the securities held by the controlled subsidiary of AIG, and this report shall not be deemed an admission that CRBG is the beneficial owner of such securities, except to the extent of CRBG's pecuniary interest therein. Read SEC document |
| March 25, 2020 Filed Mar 26, 2020 20:15 UTC | Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252 | Other4.00% Series C Senior Unsecured Notes due March 22, 2022 | 1,800,000 | $1,919,106.98 | $3,454,392,564,000.00 |
DisclosureSEC source: 0001209191-20-021247 · doc4.xml · nonDerivative · entry 4 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN HOME ASSURANCE CO · CIK 0000005181 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F5 · kind: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to the face value of the prepaid securities, plus accrued and unpaid interest, plus a pro rata portion of the make-whole amount with respect to the principal, calculated in accordance with the note purchase agreement, dated as of March 22, 2012. F4 · ownership.direct: The Variable Annuity Life Insurance Company ("VALIC"), a wholly owned subsidiary of AIG, directly held the reported Series E Notes. AIG was an indirect beneficial owner of the Series E Notes. F6 · ownership.direct: AIG Property Casualty Company and VALIC directly hold $960,000 principal amount and $1,440,000 principal amount, respectively, of the reported 4.00% Series C Senior Unsecured Notes due March 22, 2022 (the "Series C Notes"). AIG is an indirect beneficial owner of the Series C Notes. Read SEC document |
| March 25, 2020 Filed Mar 26, 2020 20:15 UTC | Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252 | Other3.46% Series E Senior Unsecured Notes due July 30, 2021 | 49,999.67 | $51,994.49 | $2,599,707,341.82 |
DisclosureSEC source: 0001209191-20-021247 · doc4.xml · nonDerivative · entry 3 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN HOME ASSURANCE CO · CIK 0000005181 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F1 · kind: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to the face value of the prepaid securities, plus accrued and unpaid interest, plus a pro rata portion of the make-whole amount with respect to the principal, calculated in accordance with the note purchase agreement, dated as of April 30, 2014. F4 · ownership.direct: The Variable Annuity Life Insurance Company ("VALIC"), a wholly owned subsidiary of AIG, directly held the reported Series E Notes. AIG was an indirect beneficial owner of the Series E Notes. Read SEC document |
| March 25, 2020 Filed Mar 26, 2020 20:15 UTC | Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252 | Other3.46% Series E Senior Unsecured Notes due July 30, 2021 | 1,975,000.33 | $2,053,782.19 | $4,056,220,502,998.12 |
DisclosureSEC source: 0001209191-20-021247 · doc4.xml · nonDerivative · entry 2 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN HOME ASSURANCE CO · CIK 0000005181 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F1 · kind: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to the face value of the prepaid securities, plus accrued and unpaid interest, plus a pro rata portion of the make-whole amount with respect to the principal, calculated in accordance with the note purchase agreement, dated as of April 30, 2014. F3 · ownership.direct: The United States Life Insurance Company in the City of New York, an indirect wholly owned subsidiary of AIG, directly held the reported Series E Notes. AIG was an indirect beneficial owner of the Series E Notes. Read SEC document |
| March 25, 2020 Filed Mar 26, 2020 20:15 UTC | Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252 | Other3.46% Series E Senior Unsecured Notes due July 30, 2021 | 975,000 | $1,013,892.48 | $988,545,168,000.00 |
DisclosureSEC source: 0001209191-20-021247 · doc4.xml · nonDerivative · entry 1 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN HOME ASSURANCE CO · CIK 0000005181 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F1 · kind: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to the face value of the prepaid securities, plus accrued and unpaid interest, plus a pro rata portion of the make-whole amount with respect to the principal, calculated in accordance with the note purchase agreement, dated as of April 30, 2014. F2 · ownership.direct: American Home Assurance Company ("AHAC"), an indirect wholly owned subsidiary of American International Group, Inc. ("AIG"), directly held the reported 3.46% Series E Senior Unsecured Notes due July 30, 2021 (the "Series E Notes"). AIG was an indirect beneficial owner of the Series E Notes. Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 20:35 UTC | Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252 | Other3.46% Series E Senior Unsecured Notes due July 30, 2021 | 83,333.33 | $86,436.10 | $7,203,008,045.21 |
DisclosureSEC source: 0001209191-20-021114 · doc4.xml · nonDerivative · entry 6 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN HOME ASSURANCE CO · CIK 0000005181 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: 49,999.67 F1 · kind: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to the face value of the prepaid securities, plus accrued and unpaid interest, plus a pro rata portion of the make-whole amount with respect to the principal, calculated in accordance with the note purchase agreement, dated as of April 30, 2014. F4 · ownership.direct: The Variable Annuity Life Insurance Company ("VALIC"), a wholly owned subsidiary of AIG, directly holds the reported Series E Notes. AIG is an indirect beneficial owner of the Series E Notes. Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 20:35 UTC | Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252 | Other3.46% Series E Senior Unsecured Notes due July 30, 2021 | 3,291,666.67 | $3,414,239.86 | $11,238,539,550,547.47 |
DisclosureSEC source: 0001209191-20-021114 · doc4.xml · nonDerivative · entry 5 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN HOME ASSURANCE CO · CIK 0000005181 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: 1,975,000.33 F1 · kind: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to the face value of the prepaid securities, plus accrued and unpaid interest, plus a pro rata portion of the make-whole amount with respect to the principal, calculated in accordance with the note purchase agreement, dated as of April 30, 2014. F3 · ownership.direct: The United States Life Insurance Company in the City of New York, an indirect wholly owned subsidiary of AIG, directly holds the reported Series E Notes. AIG is an indirect beneficial owner of the Series E Notes. Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 20:35 UTC | Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252 | Other3.46% Series E Senior Unsecured Notes due July 30, 2021 | 1,625,000 | $1,685,510.65 | $2,738,954,806,250.00 |
DisclosureSEC source: 0001209191-20-021114 · doc4.xml · nonDerivative · entry 4 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN HOME ASSURANCE CO · CIK 0000005181 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: 975,000 F1 · kind: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to the face value of the prepaid securities, plus accrued and unpaid interest, plus a pro rata portion of the make-whole amount with respect to the principal, calculated in accordance with the note purchase agreement, dated as of April 30, 2014. F2 · ownership.direct: American Home Assurance Company ("AHAC"), an indirect wholly owned subsidiary of American International Group, Inc. ("AIG"), directly holds the reported 3.46% Series E Senior Unsecured Notes due July 30, 2021 (the "Series E Notes"). AIG is an indirect beneficial owner of the Series E Notes. Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 20:35 UTC | Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252 | Other3.46% Series E Senior Unsecured Notes due July 30, 2021 | 116,667 | $121,011.37 | $14,118,033,503.79 |
DisclosureSEC source: 0001209191-20-021114 · doc4.xml · nonDerivative · entry 3 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN HOME ASSURANCE CO · CIK 0000005181 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F1 · kind: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to the face value of the prepaid securities, plus accrued and unpaid interest, plus a pro rata portion of the make-whole amount with respect to the principal, calculated in accordance with the note purchase agreement, dated as of April 30, 2014. F4 · ownership.direct: The Variable Annuity Life Insurance Company ("VALIC"), a wholly owned subsidiary of AIG, directly holds the reported Series E Notes. AIG is an indirect beneficial owner of the Series E Notes. Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 20:35 UTC | Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252 | Other3.46% Series E Senior Unsecured Notes due July 30, 2021 | 4,608,333 | $4,779,934.97 | $22,027,532,060,105.01 |
DisclosureSEC source: 0001209191-20-021114 · doc4.xml · nonDerivative · entry 2 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN HOME ASSURANCE CO · CIK 0000005181 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F1 · kind: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to the face value of the prepaid securities, plus accrued and unpaid interest, plus a pro rata portion of the make-whole amount with respect to the principal, calculated in accordance with the note purchase agreement, dated as of April 30, 2014. F3 · ownership.direct: The United States Life Insurance Company in the City of New York, an indirect wholly owned subsidiary of AIG, directly holds the reported Series E Notes. AIG is an indirect beneficial owner of the Series E Notes. Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 20:35 UTC | Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252 | Other3.46% Series E Senior Unsecured Notes due July 30, 2021 | 2,275,000 | $2,359,714.90 | $5,368,351,397,500.00 |
DisclosureSEC source: 0001209191-20-021114 · doc4.xml · nonDerivative · entry 1 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN HOME ASSURANCE CO · CIK 0000005181 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F1 · kind: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to the face value of the prepaid securities, plus accrued and unpaid interest, plus a pro rata portion of the make-whole amount with respect to the principal, calculated in accordance with the note purchase agreement, dated as of April 30, 2014. F2 · ownership.direct: American Home Assurance Company ("AHAC"), an indirect wholly owned subsidiary of American International Group, Inc. ("AIG"), directly holds the reported 3.46% Series E Senior Unsecured Notes due July 30, 2021 (the "Series E Notes"). AIG is an indirect beneficial owner of the Series E Notes. Read SEC document |
| February 18, 2016 Filed Apr 28, 2017 21:47 UTC | Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252 | Other4.00% Series C Senior Unsecured Notes due March 22, 2022 | 1,800,000 | $1,836,000.00 | $3,304,800,000,000.00 |
DisclosureSEC source: 0000899243-17-011221 · doc4.xml · nonDerivative · entry 12 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN HOME ASSURANCE CO · CIK 0000005181 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F1 · kind: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 102.0% of the face value of the redeemed securities. F12 · ownership.nature: After giving effect to the redemption on February 18, 2016, APCC and VALIC directly hold $1,680,000.00 principal amount and $2,520,000.00 principal amount, respectively, of the Series C Notes. AIG is an indirect beneficial owner of the Series C Notes. Read SEC document |
| February 18, 2016 Filed Apr 28, 2017 21:47 UTC | Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252 | Other4.62% Series B Senior Unsecured Notes due March 3, 2018 | 900,000 | $918,000.00 | $826,200,000,000.00 |
DisclosureSEC source: 0000899243-17-011221 · doc4.xml · nonDerivative · entry 10 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN HOME ASSURANCE CO · CIK 0000005181 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 102.0% of the face value of the redeemed securities. Read SEC document |
| February 16, 2016 Filed Apr 28, 2017 21:47 UTC | Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252 | OtherSeries C Mandatory Redeemable Preferred Shares | 150,000 | $25.50 | $3,825,000.00 |
DisclosureSEC source: 0000899243-17-011221 · doc4.xml · nonDerivative · entry 3 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN HOME ASSURANCE CO · CIK 0000005181 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: 1,050,000 F1 · kind: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 102.0% of the face value of the redeemed securities. F3 · ownership.nature: After giving effect to the redemption on February 16, 2016, American General Life Insurance Company ("AGLIC"), an indirect wholly owned subsidiary of AIG, American Home Assurance Company ("AHAC"), an indirect wholly owned subsidiary of AIG, and United Guaranty Mortgage Insurance Company ("UGMIC"), a former indirect wholly owned subsidiary of AIG, directly held 698,250 shares, 341,250 shares and 10,500 shares, respectively, of the Series C Mandatory Redeemable Preferred Shares (the "Series C MRPS"). On July 11, 2016, as part of an exchange of securities baskets, UGMIC transferred 10,500 shares of the Series C MRPS to AHAC. AIG is an indirect beneficial owner of the Series C MRPS. Read SEC document |
| February 16, 2016 Filed Apr 28, 2017 21:47 UTC | Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252 | OtherSeries B Mandatory Redeemable Preferred Shares | 266,667 | $25.50 | $6,800,008.50 |
DisclosureSEC source: 0000899243-17-011221 · doc4.xml · nonDerivative · entry 2 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN HOME ASSURANCE CO · CIK 0000005181 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 102.0% of the face value of the redeemed securities. Read SEC document |
| January 12, 2016 Filed Apr 28, 2017 21:47 UTC | Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252 | Other4.62% Series B Senior Unsecured Notes due March 3, 2018 | 2,850,000 | $3,040,950.00 | $8,666,707,500,000.00 |
DisclosureSEC source: 0000899243-17-011221 · doc4.xml · nonDerivative · entry 9 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN HOME ASSURANCE CO · CIK 0000005181 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F10 · kind: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 106.7% of the face value of the redeemed securities. F8 · ownership.nature: AGLIC directly held the reported principal amount of the 4.62% Series B Senior Unsecured Notes due March 3, 2018 (the "Series B Notes"). AIG was an indirect beneficial owner of the Series B Notes. Read SEC document |
| December 24, 2015 Filed Apr 28, 2017 21:47 UTC | Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252 | OtherSeries B Mandatory Redeemable Preferred Shares | 133,333 | $25.50 | $3,399,991.50 |
DisclosureSEC source: 0000899243-17-011221 · doc4.xml · nonDerivative · entry 1 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN HOME ASSURANCE CO · CIK 0000005181 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: 266,667 F1 · kind: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 102.0% of the face value of the redeemed securities. F2 · ownership.nature: The Variable Annuity Life Insurance Company ("VALIC"), a wholly owned subsidiary of American International Group, Inc. ("AIG"), directly held the reported shares of the Series B Mandatory Redeemable Preferred Shares (the "Series B MRPS"). AIG was an indirect beneficial owner of the Series B MRPS. Read SEC document |
| December 14, 2015 Filed Apr 28, 2017 21:47 UTC | Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252 | Other4.00% Series C Senior Unsecured Notes due March 22, 2022 | 4,000,000 | $4,080,000.00 | $16,320,000,000,000.00 |
DisclosureSEC source: 0000899243-17-011221 · doc4.xml · nonDerivative · entry 11 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN HOME ASSURANCE CO · CIK 0000005181 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F1 · kind: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 102.0% of the face value of the redeemed securities. F11 · ownership.nature: After giving effect to the redemption on December 14, 2015, AIG Property Casualty Company ("APCC"), also an indirect wholly owned subsidiary of AIG, and VALIC directly held $2,400,000.00 and $3,600,000.00 principal amount, respectively, of the 4.00% Series C Senior Unsecured Notes due March, 22, 2022 (the "Series C Notes"). AIG is an indirect beneficial owner of the Series C Notes. Read SEC document |
| December 14, 2015 Filed Apr 28, 2017 21:47 UTC | Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252 | Other4.62% Series B Senior Unsecured Notes due March 3, 2018 | 3,000,000 | $3,195,000.00 | $9,585,000,000,000.00 |
DisclosureSEC source: 0000899243-17-011221 · doc4.xml · nonDerivative · entry 8 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN HOME ASSURANCE CO · CIK 0000005181 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F9 · kind: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 106.5% of the face value of the redeemed securities. F8 · ownership.nature: AGLIC directly held the reported principal amount of the 4.62% Series B Senior Unsecured Notes due March 3, 2018 (the "Series B Notes"). AIG was an indirect beneficial owner of the Series B Notes. Read SEC document |
| December 07, 2015 Filed Apr 28, 2017 21:47 UTC | Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252 | Other4.62% Series B Senior Unsecured Notes due March 3, 2018 | 2,250,000 | $2,400,750.00 | $5,401,687,500,000.00 |
DisclosureSEC source: 0000899243-17-011221 · doc4.xml · nonDerivative · entry 7 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN HOME ASSURANCE CO · CIK 0000005181 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F7 · kind: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 106.7% of the face value of the redeemed securities. F8 · ownership.nature: AGLIC directly held the reported principal amount of the 4.62% Series B Senior Unsecured Notes due March 3, 2018 (the "Series B Notes"). AIG was an indirect beneficial owner of the Series B Notes. Read SEC document |
| December 07, 2015 Filed Apr 28, 2017 21:47 UTC | Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252 | Other3.93% Series A Senior Unsecured Notes due March 3, 2016 | 909,090.91 | $914,545.46 | $831,404,964,467.77 |
DisclosureSEC source: 0000899243-17-011221 · doc4.xml · nonDerivative · entry 6 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN HOME ASSURANCE CO · CIK 0000005181 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F6 · kind: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 100.6% of the face value of the redeemed securities. Read SEC document |
| September 29, 2015 Filed Apr 28, 2017 21:47 UTC | Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252 | Other3.93% Series A Senior Unsecured Notes due March 3, 2016 | 3,636,363.64 | $3,665,454.55 | $13,328,925,649,692.56 |
DisclosureSEC source: 0000899243-17-011221 · doc4.xml · nonDerivative · entry 5 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN HOME ASSURANCE CO · CIK 0000005181 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F4 · kind: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 100.8% of the face value of the redeemed securities. F5 · ownership.nature: The United States Life Insurance Company in the City of New York ("USLIC"), an indirect wholly owned subsidiary of AIG, directly held the reported principal amount of the 3.93% Series A Senior Unsecured Notes due March 3, 2016 (the "Series A Notes"). AIG was an indirect beneficial owner of the Series A Notes. Read SEC document |
| September 24, 2015 Filed Apr 28, 2017 21:47 UTC | Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252 | Other3.93% Series A Senior Unsecured Notes due March 3, 2016 | 5,454,545.45 | $5,498,181.81 | $29,990,082,575,008.26 |
DisclosureSEC source: 0000899243-17-011221 · doc4.xml · nonDerivative · entry 4 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN HOME ASSURANCE CO · CIK 0000005181 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F4 · kind: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 100.8% of the face value of the redeemed securities. F5 · ownership.nature: The United States Life Insurance Company in the City of New York ("USLIC"), an indirect wholly owned subsidiary of AIG, directly held the reported principal amount of the 3.93% Series A Senior Unsecured Notes due March 3, 2016 (the "Series A Notes"). AIG was an indirect beneficial owner of the Series A Notes. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.