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person · Reporting owner

Gahan Thomas

Disclosed activity across 21 companies

Tapewire entity
85220
SEC CIK
0001610124

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Clarion Partners Real Estate Income Fund Inc.N/A · Entity 29238Dir. - CP/Pres./CEO - WAMDecember 03, 2024December 11, 2024
Garrett Motion Inc.GTXMQ · Entity 1720Member of 10% owner groupNovember 02, 2020November 12, 2020
LMP CAPITAL & INCOME FUND INC.SCD · Entity 5762Pres. and CEO of SubadviserDecember 03, 2024December 11, 2024
WESTERN ASSET EMERGING MARKETS DEBT FUND INC.EMD · Entity 8890Pres. and CEO of SubadviserDecember 03, 2024December 11, 2024
WESTERN ASSET GLOBAL CORPORATE OPPORTUNITY FUND INC.GDO · Entity 8976Pres. and CEO of SubadviserDecember 03, 2024December 11, 2024
WESTERN ASSET GLOBAL HIGH INCOME FUND INC.EHI · Entity 6422Pres. and CEO of SubadviserDecember 03, 2024December 11, 2024
WESTERN ASSET HIGH INCOME FUND II INC.HIX · Entity 5780Pres. and CEO of SubadviserDecember 03, 2024December 12, 2024
WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.HIO · Entity 8845Pres. and CEO of SubadviserDecember 03, 2024December 12, 2024
WESTERN ASSET INFLATION-LINKED INCOME FUNDWIA · Entity 6381Pres. and CEO of Inv. Mgr.December 03, 2024December 11, 2024
WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUNDWIW · Entity 8896Pres. and CEO of Inv. Mgr.December 03, 2024December 11, 2024
WESTERN ASSET INTERMEDIATE MUNI FUND INC.SBI · Entity 6725Pres. and CEO of SubadviserDecember 03, 2024December 12, 2024
WESTERN ASSET MANAGED MUNICIPALS FUND INC.MMU · Entity 5410Pres. and CEO of SubadviserDecember 03, 2024December 12, 2024
WESTERN ASSET MUNICIPAL HIGH INCOME FUND INC.MHF · Entity 6524Pres. and CEO of SubadviserDecember 03, 2024December 12, 2024
WESTERN ASSET PREMIER BOND FUNDWEA · Entity 8876Pres. and CEO of Inv. Mgr.December 03, 2024December 12, 2024
Western Asset Diversified Income Fund (WDI)WDI · Entity 5266Pres. and CEO of SubadviserDecember 03, 2024December 11, 2024
Western Asset High Yield Opportunity Fund Inc.HYI · Entity 6599Pres. and CEO of SubadviserDecember 03, 2024December 11, 2024
Western Asset Investment Grade Income Fund Inc.PAI · Entity 6695Pres. and CEO of Inv. Mgr.December 03, 2024December 12, 2024
Western Asset Investment Grade Opportunity Trust Inc.IGI · Entity 6789Pres. and CEO of SubadviserDecember 03, 2024December 11, 2024
Western Asset Mortgage Opportunity Fund Inc.DMO · Entity 6678Pres. and CEO of SubadviserDecember 03, 2024December 11, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Clarion Partners Real Estate Income Fund Inc.

Report date December 03, 2024 · Filed December 11, 2024

This filing explicitly reported no securities owned.

Garrett Motion Inc.

Report date November 02, 2020 · Filed November 12, 2020

Jointly reported with Benefit Street Partners LLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.001 par value per shareSEC Table I · non-derivativeIndirectSee Footnotes1,389,839 Reported balance Holding disclosure · report date 2020-11-02 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 1,389,839

F1: Includes shares of Common Stock held by Benefit Street Partners Dislocation Fund L.P. (as to 240,510 shares), Benefit Street Partners Dislocation Fund (Cayman) Master L.P. (as to 359,000 shares), BSP Special Situations Master A L.P. (as to 740,329 shares), BSP Credit Solutions Fund, LP (as to 50,000 shares) (collectively, the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP serves as the investment adviser to each of the BSP Funds. Thomas J. Gahan controls BSP through his indirect ownership of membership interests of BSP and as Chief Executive Officer of BSP's sole managing member. As of November 12, 2020, the BSP Funds collectively held 1,389,839 shares of Common Stock of the Company. As a result, for purposes of Rule 13d-3 promulgated under the Act, each of Mr. Gahan and BSP may be deemed to share beneficial ownership of the 1,389,839 shares of Common Stock held in the aggregate by the BSP Funds.

F2: The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Exchange Act or for any other purpose. This filing should not be construed to be an admission that any of the Reporting Persons are members of a "group" for the purposes of Sections 13(d) of the Exchange Act.

Filing footnotes · ownership attribution and instrument terms

F1: Includes shares of Common Stock held by Benefit Street Partners Dislocation Fund L.P. (as to 240,510 shares), Benefit Street Partners Dislocation Fund (Cayman) Master L.P. (as to 359,000 shares), BSP Special Situations Master A L.P. (as to 740,329 shares), BSP Credit Solutions Fund, LP (as to 50,000 shares) (collectively, the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP serves as the investment adviser to each of the BSP Funds. Thomas J. Gahan controls BSP through his indirect ownership of membership interests of BSP and as Chief Executive Officer of BSP's sole managing member. As of November 12, 2020, the BSP Funds collectively held 1,389,839 shares of Common Stock of the Company. As a result, for purposes of Rule 13d-3 promulgated under the Act, each of Mr. Gahan and BSP may be deemed to share beneficial ownership of the 1,389,839 shares of Common Stock held in the aggregate by the BSP Funds.

F2: The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Exchange Act or for any other purpose. This filing should not be construed to be an admission that any of the Reporting Persons are members of a "group" for the purposes of Sections 13(d) of the Exchange Act.

LMP CAPITAL & INCOME FUND INC.

Report date December 03, 2024 · Filed December 11, 2024

This filing explicitly reported no securities owned.

WESTERN ASSET EMERGING MARKETS DEBT FUND INC.

Report date December 03, 2024 · Filed December 11, 2024

This filing explicitly reported no securities owned.

WESTERN ASSET GLOBAL CORPORATE OPPORTUNITY FUND INC.

Report date December 03, 2024 · Filed December 11, 2024

This filing explicitly reported no securities owned.

WESTERN ASSET GLOBAL HIGH INCOME FUND INC.

Report date December 03, 2024 · Filed December 11, 2024

This filing explicitly reported no securities owned.

WESTERN ASSET HIGH INCOME FUND II INC.

Report date December 03, 2024 · Filed December 12, 2024

This filing explicitly reported no securities owned.

WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.

Report date December 03, 2024 · Filed December 12, 2024

This filing explicitly reported no securities owned.

WESTERN ASSET INFLATION-LINKED INCOME FUND

Report date December 03, 2024 · Filed December 11, 2024

This filing explicitly reported no securities owned.

WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND

Report date December 03, 2024 · Filed December 11, 2024

This filing explicitly reported no securities owned.

WESTERN ASSET INTERMEDIATE MUNI FUND INC.

Report date December 03, 2024 · Filed December 12, 2024

This filing explicitly reported no securities owned.

WESTERN ASSET MANAGED MUNICIPALS FUND INC.

Report date December 03, 2024 · Filed December 12, 2024

This filing explicitly reported no securities owned.

WESTERN ASSET MUNICIPAL HIGH INCOME FUND INC.

Report date December 03, 2024 · Filed December 12, 2024

This filing explicitly reported no securities owned.

WESTERN ASSET PREMIER BOND FUND

Report date December 03, 2024 · Filed December 12, 2024

This filing explicitly reported no securities owned.

Western Asset Diversified Income Fund (WDI)

Report date December 03, 2024 · Filed December 11, 2024

This filing explicitly reported no securities owned.

Western Asset High Yield Opportunity Fund Inc.

Report date December 03, 2024 · Filed December 11, 2024

This filing explicitly reported no securities owned.

Western Asset Investment Grade Income Fund Inc.

Report date December 03, 2024 · Filed December 12, 2024

This filing explicitly reported no securities owned.

Western Asset Investment Grade Opportunity Trust Inc.

Report date December 03, 2024 · Filed December 11, 2024

This filing explicitly reported no securities owned.

Western Asset Mortgage Opportunity Fund Inc.

Report date December 03, 2024 · Filed December 11, 2024

This filing explicitly reported no securities owned.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Berry Corp (bry)

Report date June 08, 2022 · Filed June 09, 2022

Jointly reported with Benefit Street Partners LLC

Section 16 reporting ended · disclosed 2022-06-09. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock (par value $0.001 per share)SEC Table I · non-derivativeIndirectSee Footnote7,739,398 Reported balance After 2022-06-08 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2022-06-08 · Sale · Disposed 538,761 · Balance 7,739,398

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.38 to $11.405, inclusive. The reporting persons undertake to provide to Berry Corporation (bry) (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

F2: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners LLC ("BSP") serves as the investment adviser to the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.38 to $11.405, inclusive. The reporting persons undertake to provide to Berry Corporation (bry) (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

F2: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners LLC ("BSP") serves as the investment adviser to the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

JAKKS PACIFIC INC

Report date July 28, 2022 · Filed August 03, 2022

Jointly reported with Benefit Street Partners LLC

Section 16 reporting ended · disclosed 2022-08-03. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee Footnote776,524 Last balance in matching sequence After 2022-08-01 transaction · row 5 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
5 source rows

Row 1 · 2022-07-28 · Sale · Disposed 200,100 · Balance 1,276,424

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.46 to $23.38, inclusive. The reporting persons undertake to provide to JAKKS Pacific, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (5) to this Form 4.

F6: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP, either directly or through one or more affiliated entities, serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Row 2 · 2022-07-28 · Sale · Disposed 1,900 · Balance 1,274,524

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.50 to $23.83, inclusive.

F6: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP, either directly or through one or more affiliated entities, serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Row 3 · 2022-07-29 · Sale · Disposed 395,484 · Balance 879,040

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.39 to $23.37, inclusive.

F6: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP, either directly or through one or more affiliated entities, serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Row 4 · 2022-07-29 · Sale · Disposed 17,516 · Balance 861,524

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.385 to $23.57, inclusive.

F6: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP, either directly or through one or more affiliated entities, serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Row 5 · 2022-08-01 · Sale · Disposed 85,000 · Balance 776,524

F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.13 to $22.88, inclusive.

F6: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP, either directly or through one or more affiliated entities, serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.46 to $23.38, inclusive. The reporting persons undertake to provide to JAKKS Pacific, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (5) to this Form 4.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.50 to $23.83, inclusive.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.39 to $23.37, inclusive.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.385 to $23.57, inclusive.

F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.13 to $22.88, inclusive.

F6: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP, either directly or through one or more affiliated entities, serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 01, 2018 Filed Aug 1, 2018 18:05 UTC Berry Corp (bry) BRY · Entity 71163 SaleCommon Stock 30,093 $9.25 $278,360.25
Disclosure

SEC source: 0000905718-18-000698 · berrypetcorpfm4feb12018.xml · nonDerivative · entry 28

Benefit Street Partners LLC · CIK 0001543160 · Director · 10% owner

Gahan Thomas · CIK 0001610124 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Schroder GAIA fund

Disclosed balance after: 0

F5 · ownership.nature: BSP served as the investment manager to Schroder GAIA BSP Credit, a sub-fund of the Schroder GAIA fund.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.