Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Clarion Partners Real Estate Income Fund Inc.N/A · Entity 29238 | Dir. - CP/Pres./CEO - WAM | December 03, 2024 | December 11, 2024 |
| Garrett Motion Inc.GTXMQ · Entity 1720 | Member of 10% owner group | November 02, 2020 | November 12, 2020 |
| LMP CAPITAL & INCOME FUND INC.SCD · Entity 5762 | Pres. and CEO of Subadviser | December 03, 2024 | December 11, 2024 |
| WESTERN ASSET EMERGING MARKETS DEBT FUND INC.EMD · Entity 8890 | Pres. and CEO of Subadviser | December 03, 2024 | December 11, 2024 |
| WESTERN ASSET GLOBAL CORPORATE OPPORTUNITY FUND INC.GDO · Entity 8976 | Pres. and CEO of Subadviser | December 03, 2024 | December 11, 2024 |
| WESTERN ASSET GLOBAL HIGH INCOME FUND INC.EHI · Entity 6422 | Pres. and CEO of Subadviser | December 03, 2024 | December 11, 2024 |
| WESTERN ASSET HIGH INCOME FUND II INC.HIX · Entity 5780 | Pres. and CEO of Subadviser | December 03, 2024 | December 12, 2024 |
| WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.HIO · Entity 8845 | Pres. and CEO of Subadviser | December 03, 2024 | December 12, 2024 |
| WESTERN ASSET INFLATION-LINKED INCOME FUNDWIA · Entity 6381 | Pres. and CEO of Inv. Mgr. | December 03, 2024 | December 11, 2024 |
| WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUNDWIW · Entity 8896 | Pres. and CEO of Inv. Mgr. | December 03, 2024 | December 11, 2024 |
| WESTERN ASSET INTERMEDIATE MUNI FUND INC.SBI · Entity 6725 | Pres. and CEO of Subadviser | December 03, 2024 | December 12, 2024 |
| WESTERN ASSET MANAGED MUNICIPALS FUND INC.MMU · Entity 5410 | Pres. and CEO of Subadviser | December 03, 2024 | December 12, 2024 |
| WESTERN ASSET MUNICIPAL HIGH INCOME FUND INC.MHF · Entity 6524 | Pres. and CEO of Subadviser | December 03, 2024 | December 12, 2024 |
| WESTERN ASSET PREMIER BOND FUNDWEA · Entity 8876 | Pres. and CEO of Inv. Mgr. | December 03, 2024 | December 12, 2024 |
| Western Asset Diversified Income Fund (WDI)WDI · Entity 5266 | Pres. and CEO of Subadviser | December 03, 2024 | December 11, 2024 |
| Western Asset High Yield Opportunity Fund Inc.HYI · Entity 6599 | Pres. and CEO of Subadviser | December 03, 2024 | December 11, 2024 |
| Western Asset Investment Grade Income Fund Inc.PAI · Entity 6695 | Pres. and CEO of Inv. Mgr. | December 03, 2024 | December 12, 2024 |
| Western Asset Investment Grade Opportunity Trust Inc.IGI · Entity 6789 | Pres. and CEO of Subadviser | December 03, 2024 | December 11, 2024 |
| Western Asset Mortgage Opportunity Fund Inc.DMO · Entity 6678 | Pres. and CEO of Subadviser | December 03, 2024 | December 11, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Clarion Partners Real Estate Income Fund Inc.
Report date December 03, 2024 · Filed December 11, 2024
This filing explicitly reported no securities owned.
Garrett Motion Inc.
Report date November 02, 2020 · Filed November 12, 2020
Jointly reported with Benefit Street Partners LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.001 par value per shareSEC Table I · non-derivative | IndirectSee Footnotes | 1,389,839 |
Reported balance
Holding disclosure · report date 2020-11-02 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,389,839 F1: Includes shares of Common Stock held by Benefit Street Partners Dislocation Fund L.P. (as to 240,510 shares), Benefit Street Partners Dislocation Fund (Cayman) Master L.P. (as to 359,000 shares), BSP Special Situations Master A L.P. (as to 740,329 shares), BSP Credit Solutions Fund, LP (as to 50,000 shares) (collectively, the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP serves as the investment adviser to each of the BSP Funds. Thomas J. Gahan controls BSP through his indirect ownership of membership interests of BSP and as Chief Executive Officer of BSP's sole managing member. As of November 12, 2020, the BSP Funds collectively held 1,389,839 shares of Common Stock of the Company. As a result, for purposes of Rule 13d-3 promulgated under the Act, each of Mr. Gahan and BSP may be deemed to share beneficial ownership of the 1,389,839 shares of Common Stock held in the aggregate by the BSP Funds. F2: The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Exchange Act or for any other purpose. This filing should not be construed to be an admission that any of the Reporting Persons are members of a "group" for the purposes of Sections 13(d) of the Exchange Act. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes shares of Common Stock held by Benefit Street Partners Dislocation Fund L.P. (as to 240,510 shares), Benefit Street Partners Dislocation Fund (Cayman) Master L.P. (as to 359,000 shares), BSP Special Situations Master A L.P. (as to 740,329 shares), BSP Credit Solutions Fund, LP (as to 50,000 shares) (collectively, the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP serves as the investment adviser to each of the BSP Funds. Thomas J. Gahan controls BSP through his indirect ownership of membership interests of BSP and as Chief Executive Officer of BSP's sole managing member. As of November 12, 2020, the BSP Funds collectively held 1,389,839 shares of Common Stock of the Company. As a result, for purposes of Rule 13d-3 promulgated under the Act, each of Mr. Gahan and BSP may be deemed to share beneficial ownership of the 1,389,839 shares of Common Stock held in the aggregate by the BSP Funds.
F2: The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Exchange Act or for any other purpose. This filing should not be construed to be an admission that any of the Reporting Persons are members of a "group" for the purposes of Sections 13(d) of the Exchange Act.
LMP CAPITAL & INCOME FUND INC.
Report date December 03, 2024 · Filed December 11, 2024
This filing explicitly reported no securities owned.
WESTERN ASSET EMERGING MARKETS DEBT FUND INC.
Report date December 03, 2024 · Filed December 11, 2024
This filing explicitly reported no securities owned.
WESTERN ASSET GLOBAL CORPORATE OPPORTUNITY FUND INC.
Report date December 03, 2024 · Filed December 11, 2024
This filing explicitly reported no securities owned.
WESTERN ASSET GLOBAL HIGH INCOME FUND INC.
Report date December 03, 2024 · Filed December 11, 2024
This filing explicitly reported no securities owned.
WESTERN ASSET HIGH INCOME FUND II INC.
Report date December 03, 2024 · Filed December 12, 2024
This filing explicitly reported no securities owned.
WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.
Report date December 03, 2024 · Filed December 12, 2024
This filing explicitly reported no securities owned.
WESTERN ASSET INFLATION-LINKED INCOME FUND
Report date December 03, 2024 · Filed December 11, 2024
This filing explicitly reported no securities owned.
WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND
Report date December 03, 2024 · Filed December 11, 2024
This filing explicitly reported no securities owned.
WESTERN ASSET INTERMEDIATE MUNI FUND INC.
Report date December 03, 2024 · Filed December 12, 2024
This filing explicitly reported no securities owned.
WESTERN ASSET MANAGED MUNICIPALS FUND INC.
Report date December 03, 2024 · Filed December 12, 2024
This filing explicitly reported no securities owned.
WESTERN ASSET MUNICIPAL HIGH INCOME FUND INC.
Report date December 03, 2024 · Filed December 12, 2024
This filing explicitly reported no securities owned.
WESTERN ASSET PREMIER BOND FUND
Report date December 03, 2024 · Filed December 12, 2024
This filing explicitly reported no securities owned.
Western Asset Diversified Income Fund (WDI)
Report date December 03, 2024 · Filed December 11, 2024
This filing explicitly reported no securities owned.
Western Asset High Yield Opportunity Fund Inc.
Report date December 03, 2024 · Filed December 11, 2024
This filing explicitly reported no securities owned.
Western Asset Investment Grade Income Fund Inc.
Report date December 03, 2024 · Filed December 12, 2024
This filing explicitly reported no securities owned.
Western Asset Investment Grade Opportunity Trust Inc.
Report date December 03, 2024 · Filed December 11, 2024
This filing explicitly reported no securities owned.
Western Asset Mortgage Opportunity Fund Inc.
Report date December 03, 2024 · Filed December 11, 2024
This filing explicitly reported no securities owned.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Berry Corp (bry)
Report date June 08, 2022 · Filed June 09, 2022
Jointly reported with Benefit Street Partners LLC
Section 16 reporting ended · disclosed 2022-06-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock (par value $0.001 per share)SEC Table I · non-derivative | IndirectSee Footnote | 7,739,398 |
Reported balance
After 2022-06-08 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2022-06-08 · Sale · Disposed 538,761 · Balance 7,739,398 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.38 to $11.405, inclusive. The reporting persons undertake to provide to Berry Corporation (bry) (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. F2: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners LLC ("BSP") serves as the investment adviser to the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.38 to $11.405, inclusive. The reporting persons undertake to provide to Berry Corporation (bry) (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
F2: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners LLC ("BSP") serves as the investment adviser to the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
JAKKS PACIFIC INC
Report date July 28, 2022 · Filed August 03, 2022
Jointly reported with Benefit Street Partners LLC
Section 16 reporting ended · disclosed 2022-08-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 776,524 |
Last balance in matching sequence
After 2022-08-01 transaction · row 5
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
5 source rowsRow 1 · 2022-07-28 · Sale · Disposed 200,100 · Balance 1,276,424 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.46 to $23.38, inclusive. The reporting persons undertake to provide to JAKKS Pacific, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (5) to this Form 4. F6: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP, either directly or through one or more affiliated entities, serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Row 2 · 2022-07-28 · Sale · Disposed 1,900 · Balance 1,274,524 F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.50 to $23.83, inclusive. F6: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP, either directly or through one or more affiliated entities, serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Row 3 · 2022-07-29 · Sale · Disposed 395,484 · Balance 879,040 F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.39 to $23.37, inclusive. F6: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP, either directly or through one or more affiliated entities, serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Row 4 · 2022-07-29 · Sale · Disposed 17,516 · Balance 861,524 F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.385 to $23.57, inclusive. F6: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP, either directly or through one or more affiliated entities, serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Row 5 · 2022-08-01 · Sale · Disposed 85,000 · Balance 776,524 F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.13 to $22.88, inclusive. F6: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP, either directly or through one or more affiliated entities, serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.46 to $23.38, inclusive. The reporting persons undertake to provide to JAKKS Pacific, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (5) to this Form 4.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.50 to $23.83, inclusive.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.39 to $23.37, inclusive.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.385 to $23.57, inclusive.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.13 to $22.88, inclusive.
F6: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP, either directly or through one or more affiliated entities, serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 01, 2022 Filed Aug 3, 2022 22:14 UTC | JAKKS PACIFIC INC JAKK · Entity 6006 | SaleCommon Stock | 85,000 | $22.54 | $1,915,968.00 |
DisclosureSEC source: 0001493152-22-021203 · ownership.xml · nonDerivative · entry 5 Benefit Street Partners LLC · CIK 0001543160 · 10% owner Gahan Thomas · CIK 0001610124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 776,524 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.13 to $22.88, inclusive. F6 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP, either directly or through one or more affiliated entities, serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 29, 2022 Filed Aug 3, 2022 22:14 UTC | JAKKS PACIFIC INC JAKK · Entity 6006 | SaleCommon Stock | 17,516 | $23.45 | $410,764.21 |
DisclosureSEC source: 0001493152-22-021203 · ownership.xml · nonDerivative · entry 4 Benefit Street Partners LLC · CIK 0001543160 · 10% owner Gahan Thomas · CIK 0001610124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 861,524 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.385 to $23.57, inclusive. F6 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP, either directly or through one or more affiliated entities, serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 29, 2022 Filed Aug 3, 2022 22:14 UTC | JAKKS PACIFIC INC JAKK · Entity 6006 | SaleCommon Stock | 395,484 | $22.81 | $9,020,515.46 |
DisclosureSEC source: 0001493152-22-021203 · ownership.xml · nonDerivative · entry 3 Benefit Street Partners LLC · CIK 0001543160 · 10% owner Gahan Thomas · CIK 0001610124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 879,040 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.39 to $23.37, inclusive. F6 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP, either directly or through one or more affiliated entities, serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 28, 2022 Filed Aug 3, 2022 22:14 UTC | JAKKS PACIFIC INC JAKK · Entity 6006 | SaleCommon Stock | 1,900 | $23.64 | $44,923.03 |
DisclosureSEC source: 0001493152-22-021203 · ownership.xml · nonDerivative · entry 2 Benefit Street Partners LLC · CIK 0001543160 · 10% owner Gahan Thomas · CIK 0001610124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,274,524 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.50 to $23.83, inclusive. F6 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP, either directly or through one or more affiliated entities, serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 28, 2022 Filed Aug 3, 2022 22:14 UTC | JAKKS PACIFIC INC JAKK · Entity 6006 | SaleCommon Stock | 200,100 | $22.92 | $4,585,851.78 |
DisclosureSEC source: 0001493152-22-021203 · ownership.xml · nonDerivative · entry 1 Benefit Street Partners LLC · CIK 0001543160 · 10% owner Gahan Thomas · CIK 0001610124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,276,424 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.46 to $23.38, inclusive. The reporting persons undertake to provide to JAKKS Pacific, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (5) to this Form 4. F6 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP, either directly or through one or more affiliated entities, serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 08, 2022 Filed Jun 9, 2022 16:30 UTC | Berry Corp (bry) BRY · Entity 71163 | SaleCommon Stock (par value $0.001 per share) | 538,761 | $11.39 | $6,135,679.65 |
DisclosureSEC source: 0001493152-22-016291 · ownership.xml · nonDerivative · entry 1 Benefit Street Partners LLC · CIK 0001543160 · 10% owner Gahan Thomas · CIK 0001610124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 7,739,398 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.38 to $11.405, inclusive. The reporting persons undertake to provide to Berry Corporation (bry) (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. F2 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners LLC ("BSP") serves as the investment adviser to the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 07, 2022 Filed Jun 8, 2022 16:30 UTC | Berry Corp (bry) BRY · Entity 71163 | SaleCommon Stock (par value $0.001 per share) | 100,000 | $11.39 | $1,139,010.00 |
DisclosureSEC source: 0001493152-22-016183 · ownership.xml · nonDerivative · entry 5 Benefit Street Partners LLC · CIK 0001543160 · 10% owner Gahan Thomas · CIK 0001610124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 8,278,159 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.39 to $11.395, inclusive. F6 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners LLC ("BSP") serves as the investment adviser to the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 07, 2022 Filed Jun 8, 2022 16:30 UTC | Berry Corp (bry) BRY · Entity 71163 | SaleCommon Stock (par value $0.001 per share) | 100,000 | $11.38 | $1,138,060.00 |
DisclosureSEC source: 0001493152-22-016183 · ownership.xml · nonDerivative · entry 4 Benefit Street Partners LLC · CIK 0001543160 · 10% owner Gahan Thomas · CIK 0001610124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 8,378,159 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.38 to $11.395, inclusive. F6 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners LLC ("BSP") serves as the investment adviser to the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 07, 2022 Filed Jun 8, 2022 16:30 UTC | Berry Corp (bry) BRY · Entity 71163 | SaleCommon Stock (par value $0.001 per share) | 200,000 | $11.30 | $2,260,500.00 |
DisclosureSEC source: 0001493152-22-016183 · ownership.xml · nonDerivative · entry 3 Benefit Street Partners LLC · CIK 0001543160 · 10% owner Gahan Thomas · CIK 0001610124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 8,478,159 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.19 to $11.37, inclusive. F6 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners LLC ("BSP") serves as the investment adviser to the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 07, 2022 Filed Jun 8, 2022 16:30 UTC | Berry Corp (bry) BRY · Entity 71163 | SaleCommon Stock (par value $0.001 per share) | 250,000 | $11.22 | $2,806,000.00 |
DisclosureSEC source: 0001493152-22-016183 · ownership.xml · nonDerivative · entry 2 Benefit Street Partners LLC · CIK 0001543160 · 10% owner Gahan Thomas · CIK 0001610124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 8,678,159 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.16 to $11.38, inclusive. F6 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners LLC ("BSP") serves as the investment adviser to the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 06, 2022 Filed Jun 8, 2022 16:30 UTC | Berry Corp (bry) BRY · Entity 71163 | SaleCommon Stock (par value $0.001 per share) | 234,116 | $11.18 | $2,616,808.18 |
DisclosureSEC source: 0001493152-22-016183 · ownership.xml · nonDerivative · entry 1 Benefit Street Partners LLC · CIK 0001543160 · 10% owner Gahan Thomas · CIK 0001610124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 8,928,159 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.05 to $11.26, inclusive. The reporting persons undertake to provide to Berry Corporation (bry) (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (5) to this Form 4. F6 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners LLC ("BSP") serves as the investment adviser to the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 03, 2022 Filed Jun 6, 2022 16:30 UTC | Berry Corp (bry) BRY · Entity 71163 | SaleCommon Stock (par value $0.001 per share) | 250,000 | $11.21 | $2,801,775.00 |
DisclosureSEC source: 0001493152-22-015989 · ownership.xml · nonDerivative · entry 2 Benefit Street Partners LLC · CIK 0001543160 · 10% owner Gahan Thomas · CIK 0001610124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 9,162,275 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.20 to $11.32, inclusive F3 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners LLC ("BSP") serves as the investment adviser to the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 16:30 UTC | Berry Corp (bry) BRY · Entity 71163 | SaleCommon Stock (par value $0.001 per share) | 150,000 | $11.36 | $1,704,510.00 |
DisclosureSEC source: 0001493152-22-015989 · ownership.xml · nonDerivative · entry 1 Benefit Street Partners LLC · CIK 0001543160 · 10% owner Gahan Thomas · CIK 0001610124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 9,412,275 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.34 to $11.41, inclusive. The reporting persons undertake to provide to Berry Corporation (bry) (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. F3 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners LLC ("BSP") serves as the investment adviser to the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 01, 2022 Filed Jun 2, 2022 16:30 UTC | Berry Corp (bry) BRY · Entity 71163 | SaleCommon Stock (par value $0.001 per share) | 200,000 | $11.34 | $2,268,000.00 |
DisclosureSEC source: 0001493152-22-015730 · ownership.xml · nonDerivative · entry 2 Benefit Street Partners LLC · CIK 0001543160 · 10% owner Gahan Thomas · CIK 0001610124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 9,562,275 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.30 to $11.40, inclusive. F3 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners LLC ("BSP") serves as the investment adviser to the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 31, 2022 Filed Jun 2, 2022 16:30 UTC | Berry Corp (bry) BRY · Entity 71163 | SaleCommon Stock (par value $0.001 per share) | 100,000 | $11.38 | $1,138,450.00 |
DisclosureSEC source: 0001493152-22-015730 · ownership.xml · nonDerivative · entry 1 Benefit Street Partners LLC · CIK 0001543160 · 10% owner Gahan Thomas · CIK 0001610124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 9,762,275 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.17 to $11.50, inclusive. The reporting persons undertake to provide to provide to Berry Corporation (bry) (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. F3 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners LLC ("BSP") serves as the investment adviser to the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 26, 2022 Filed May 31, 2022 16:30 UTC | Berry Corp (bry) BRY · Entity 71163 | SaleCommon Stock (par value $0.001 per share) | 100,000 | $11.69 | $1,169,000.00 |
DisclosureSEC source: 0001493152-22-015477 · ownership.xml · nonDerivative · entry 1 Benefit Street Partners LLC · CIK 0001543160 · 10% owner Gahan Thomas · CIK 0001610124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 9,862,275 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.66 to $11.70, inclusive. The reporting persons undertake to provide to provide to Berry Corporation (bry) (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. F2 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners LLC ("BSP") serves as the investment adviser to the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 25, 2022 Filed May 26, 2022 16:30 UTC | Berry Corp (bry) BRY · Entity 71163 | SaleCommon Stock (par value $0.001 per share) | 453,000 | $11.10 | $5,029,477.80 |
DisclosureSEC source: 0001493152-22-015199 · ownership.xml · nonDerivative · entry 2 Benefit Street Partners LLC · CIK 0001543160 · 10% owner Gahan Thomas · CIK 0001610124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 9,962,275 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.32, inclusive. F3 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners LLC ("BSP") serves as the investment adviser to the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 24, 2022 Filed May 26, 2022 16:30 UTC | Berry Corp (bry) BRY · Entity 71163 | SaleCommon Stock (par value $0.001 per share) | 288,000 | $11.05 | $3,181,708.80 |
DisclosureSEC source: 0001493152-22-015199 · ownership.xml · nonDerivative · entry 1 Benefit Street Partners LLC · CIK 0001543160 · 10% owner Gahan Thomas · CIK 0001610124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 10,415,275 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.16, inclusive. The reporting persons undertake to provide to provide to Berry Corporation (bry) (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. F3 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners LLC ("BSP") serves as the investment adviser to the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 05, 2022 Filed May 9, 2022 16:30 UTC | Berry Corp (bry) BRY · Entity 71163 | SaleCommon Stock (par value $0.001 per share) | 2,000,000 | $11.38 | $22,760,000.00 |
DisclosureSEC source: 0001493152-22-012561 · ownership.xml · nonDerivative · entry 1 Benefit Street Partners LLC · CIK 0001543160 · 10% owner Gahan Thomas · CIK 0001610124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 10,703,275 F1 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners LLC ("BSP") serves as the investment adviser to the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| December 15, 2021 Filed Dec 20, 2021 21:30 UTC | JAKKS PACIFIC INC JAKK · Entity 6006 | PurchaseSeries A Senior Preferred Stock | 40,965 | $88.48 | $3,624,583.20 |
DisclosureSEC source: 0000905718-21-001628 · ownership.xml · nonDerivative · entry 2 Benefit Street Partners LLC · CIK 0001543160 · 10% owner Gahan Thomas · CIK 0001610124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 145,788 F1 · ownership.nature: The reported securities are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP, either directly or through one or more affiliated entities, serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. F2 · ownership.nature: The BSP Funds collectively own a majority of the issued and outstanding shares of the Series A Senior Preferred Stock (the "Preferred Stock") of JAKKS Pacific, Inc. (the "Issuer"). Pursuant to the certificate of designations, as amended, governing the Preferred Stock, holders of the Preferred Stock have the right to vote on certain matters, including election of two directors to the Issuer's board of directors, as a separate class from the Issuer's common stock (the "Common Stock"); however, the Preferred Stock is not convertible into Common Stock. Matthew Winkler, a managing director at BSP, and Lori MacPherson currently serve as BSP's designees to the Issuer's board of directors. Read SEC document |
| December 15, 2021 Filed Dec 20, 2021 21:30 UTC | JAKKS PACIFIC INC JAKK · Entity 6006 | PurchaseCommon Stock | 119,884 | $10.53 | $1,262,378.52 |
DisclosureSEC source: 0000905718-21-001628 · ownership.xml · nonDerivative · entry 1 Benefit Street Partners LLC · CIK 0001543160 · 10% owner Gahan Thomas · CIK 0001610124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,476,523 F1 · ownership.nature: The reported securities are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP, either directly or through one or more affiliated entities, serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. F2 · ownership.nature: The BSP Funds collectively own a majority of the issued and outstanding shares of the Series A Senior Preferred Stock (the "Preferred Stock") of JAKKS Pacific, Inc. (the "Issuer"). Pursuant to the certificate of designations, as amended, governing the Preferred Stock, holders of the Preferred Stock have the right to vote on certain matters, including election of two directors to the Issuer's board of directors, as a separate class from the Issuer's common stock (the "Common Stock"); however, the Preferred Stock is not convertible into Common Stock. Matthew Winkler, a managing director at BSP, and Lori MacPherson currently serve as BSP's designees to the Issuer's board of directors. Read SEC document |
| December 15, 2021 Filed Dec 30, 2021 18:57 UTC Amendment | JAKKS PACIFIC INC JAKK · Entity 6006 | PurchaseSeries A Senior Preferred Stock | 40,965 | $87.98 | $3,604,199.02 |
DisclosureSEC source: 0000905718-21-001653 · jakks_form4adec202021.xml · nonDerivative · entry 2 Benefit Street Partners LLC · CIK 0001543160 · 10% owner Gahan Thomas · CIK 0001610124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 145,788 F1 · ownership.nature: The reported securities are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP, either directly or through one or more affiliated entities, serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. F2 · ownership.nature: The BSP Funds collectively own a majority of the issued and outstanding shares of the Series A Senior Preferred Stock (the "Preferred Stock") of JAKKS Pacific, Inc. (the "Issuer"). Pursuant to the certificate of designations, as amended, governing the Preferred Stock, holders of the Preferred Stock have the right to vote on certain matters, including election of two directors to the Issuer's board of directors, as a separate class from the Issuer's common stock (the "Common Stock"); however, the Preferred Stock is not convertible into Common Stock. Matthew Winkler, a managing director at BSP, and Lori MacPherson currently serve as BSP's designees to the Issuer's board of directors. Read SEC document |
| December 15, 2021 Filed Dec 30, 2021 18:57 UTC Amendment | JAKKS PACIFIC INC JAKK · Entity 6006 | PurchaseCommon Stock | 119,884 | $10.70 | $1,282,758.80 |
DisclosureSEC source: 0000905718-21-001653 · jakks_form4adec202021.xml · nonDerivative · entry 1 Benefit Street Partners LLC · CIK 0001543160 · 10% owner Gahan Thomas · CIK 0001610124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,476,523 F1 · ownership.nature: The reported securities are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP, either directly or through one or more affiliated entities, serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. F2 · ownership.nature: The BSP Funds collectively own a majority of the issued and outstanding shares of the Series A Senior Preferred Stock (the "Preferred Stock") of JAKKS Pacific, Inc. (the "Issuer"). Pursuant to the certificate of designations, as amended, governing the Preferred Stock, holders of the Preferred Stock have the right to vote on certain matters, including election of two directors to the Issuer's board of directors, as a separate class from the Issuer's common stock (the "Common Stock"); however, the Preferred Stock is not convertible into Common Stock. Matthew Winkler, a managing director at BSP, and Lori MacPherson currently serve as BSP's designees to the Issuer's board of directors. Read SEC document |
| July 23, 2021 Filed Jul 26, 2021 22:01 UTC | JAKKS PACIFIC INC JAKK · Entity 6006 | Sale2023 Convertible Senior Notes · Derivative | Not disclosed | $2,998,995.00 Strike: $5.65 | $1,666,571.00 |
DisclosureSEC source: 0000905718-21-000956 · jakks_form4jul222021.xml · derivative · entry 4 Benefit Street Partners LLC · CIK 0001543160 · 10% owner Gahan Thomas · CIK 0001610124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: Not disclosed Underlying: Common Stock · 295,125 shares Expires 2021-09-01 F3 · ownership.nature: The reported securities are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. F4 · ownership.nature: Pursuant to the certificate of designations for the Issuer's Series A Senior Preferred Stock and a voting agreement between the Issuer and certain holders party thereto, BSP has certain director designation rights with respect to the Issuer's board of directors. Matthew Winkler currently serves as BSP's designee. Read SEC document |
| July 23, 2021 Filed Jul 26, 2021 22:01 UTC | JAKKS PACIFIC INC JAKK · Entity 6006 | PurchaseCommon Stock | 300,000 | $10.53 | $3,157,920.00 |
DisclosureSEC source: 0000905718-21-000956 · jakks_form4jul222021.xml · nonDerivative · entry 2 Benefit Street Partners LLC · CIK 0001543160 · 10% owner Gahan Thomas · CIK 0001610124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,356,639 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.07 to $10.75, inclusive. F3 · ownership.nature: The reported securities are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. F4 · ownership.nature: Pursuant to the certificate of designations for the Issuer's Series A Senior Preferred Stock and a voting agreement between the Issuer and certain holders party thereto, BSP has certain director designation rights with respect to the Issuer's board of directors. Matthew Winkler currently serves as BSP's designee. Read SEC document |
| July 22, 2021 Filed Jul 26, 2021 22:01 UTC | JAKKS PACIFIC INC JAKK · Entity 6006 | Sale2023 Convertible Senior Notes · Derivative | Not disclosed | $2,581,050.00 Strike: $5.65 | $1,500,000.00 |
DisclosureSEC source: 0000905718-21-000956 · jakks_form4jul222021.xml · derivative · entry 3 Benefit Street Partners LLC · CIK 0001543160 · 10% owner Gahan Thomas · CIK 0001610124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: Not disclosed Underlying: Common Stock · 265,628 shares Expires 2021-09-01 F3 · ownership.nature: The reported securities are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. F4 · ownership.nature: Pursuant to the certificate of designations for the Issuer's Series A Senior Preferred Stock and a voting agreement between the Issuer and certain holders party thereto, BSP has certain director designation rights with respect to the Issuer's board of directors. Matthew Winkler currently serves as BSP's designee. Read SEC document |
| July 22, 2021 Filed Jul 26, 2021 22:01 UTC | JAKKS PACIFIC INC JAKK · Entity 6006 | PurchaseCommon Stock | 283,500 | $10.10 | $2,864,739.15 |
DisclosureSEC source: 0000905718-21-000956 · jakks_form4jul222021.xml · nonDerivative · entry 1 Benefit Street Partners LLC · CIK 0001543160 · 10% owner Gahan Thomas · CIK 0001610124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,056,639 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.72 to $10.59, inclusive. The reporting persons undertake to provide to JAKKS Pacific, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. F3 · ownership.nature: The reported securities are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. F4 · ownership.nature: Pursuant to the certificate of designations for the Issuer's Series A Senior Preferred Stock and a voting agreement between the Issuer and certain holders party thereto, BSP has certain director designation rights with respect to the Issuer's board of directors. Matthew Winkler currently serves as BSP's designee. Read SEC document |
| September 15, 2020 Filed Sep 16, 2020 16:00 UTC | Berry Corp (bry) BRY · Entity 71163 | PurchaseCommon Stock | 88,452 | $3.67 | $324,441.94 |
DisclosureSEC source: 0000905718-20-000955 · berrycorp_fm4sept152020.xml · nonDerivative · entry 1 Benefit Street Partners LLC · CIK 0001543160 · Director · 10% owner Gahan Thomas · CIK 0001610124 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 12,703,275 F1 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") serves as the investment adviser to the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Pursuant to a stockholders agreement between Berry Corporation (bry) (the "Issuer") and certain holders party thereto, BSP has the right to designate a director to the Issuer's board of directors. Brent S. Buckley currently serves as BSP's designee. Read SEC document |
| September 10, 2020 Filed Sep 11, 2020 16:05 UTC | Berry Corp (bry) BRY · Entity 71163 | PurchaseCommon Stock | 300,000 | $3.82 | $1,146,180.00 |
DisclosureSEC source: 0000905718-20-000941 · berrycorp_fm4sep92020.xml · nonDerivative · entry 3 Benefit Street Partners LLC · CIK 0001543160 · Director · 10% owner Gahan Thomas · CIK 0001610124 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 12,614,823 F1 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") serves as the investment adviser to the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Pursuant to a stockholders agreement between Berry Corporation (bry) (the "Issuer") and certain holders party thereto, BSP has the right to designate a director to the Issuer's board of directors. Brent S. Buckley currently serves as BSP's designee. Read SEC document |
| September 09, 2020 Filed Sep 11, 2020 16:05 UTC | Berry Corp (bry) BRY · Entity 71163 | PurchaseCommon Stock | 175,000 | $3.96 | $693,035.00 |
DisclosureSEC source: 0000905718-20-000941 · berrycorp_fm4sep92020.xml · nonDerivative · entry 2 Benefit Street Partners LLC · CIK 0001543160 · Director · 10% owner Gahan Thomas · CIK 0001610124 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 12,314,823 F1 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") serves as the investment adviser to the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Pursuant to a stockholders agreement between Berry Corporation (bry) (the "Issuer") and certain holders party thereto, BSP has the right to designate a director to the Issuer's board of directors. Brent S. Buckley currently serves as BSP's designee. Read SEC document |
| September 04, 2020 Filed Sep 11, 2020 16:05 UTC | Berry Corp (bry) BRY · Entity 71163 | PurchaseCommon Stock | 31,000 | $4.00 | $123,872.90 |
DisclosureSEC source: 0000905718-20-000941 · berrycorp_fm4sep92020.xml · nonDerivative · entry 1 Benefit Street Partners LLC · CIK 0001543160 · Director · 10% owner Gahan Thomas · CIK 0001610124 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 12,139,823 F1 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") serves as the investment adviser to the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Pursuant to a stockholders agreement between Berry Corporation (bry) (the "Issuer") and certain holders party thereto, BSP has the right to designate a director to the Issuer's board of directors. Brent S. Buckley currently serves as BSP's designee. Read SEC document |
| September 03, 2020 Filed Sep 4, 2020 16:05 UTC | Berry Corp (bry) BRY · Entity 71163 | PurchaseCommon Stock | 110,000 | $3.70 | $406,593.00 |
DisclosureSEC source: 0000905718-20-000925 · berry_fm4sep32020.xml · nonDerivative · entry 1 Benefit Street Partners LLC · CIK 0001543160 · Director · 10% owner Gahan Thomas · CIK 0001610124 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 12,108,823 F1 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") serves as the investment adviser to the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Pursuant to a stockholders agreement between Berry Corporation (bry) (the "Issuer") and certain holders party thereto, BSP has the right to designate a director to the Issuer's board of directors. Brent S. Buckley currently serves as BSP's designee. Read SEC document |
| September 02, 2020 Filed Sep 3, 2020 16:05 UTC | Berry Corp (bry) BRY · Entity 71163 | PurchaseCommon Stock | 155,000 | $3.59 | $556,791.00 |
DisclosureSEC source: 0000905718-20-000921 · berry_fm4sep22020.xml · nonDerivative · entry 1 Benefit Street Partners LLC · CIK 0001543160 · Director · 10% owner Gahan Thomas · CIK 0001610124 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 11,998,823 F1 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") serves as the investment adviser to the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Pursuant to a stockholders agreement between Berry Petroleum Corporation (the "Issuer") and certain holders party thereto, BSP has the right to designate a director to the Issuer's board of directors. Brent S. Buckley currently serves as BSP's designee. Read SEC document |
| December 20, 2019 Filed Dec 23, 2019 19:31 UTC | Berry Corp (bry) BRY · Entity 71163 | SaleCommon Stock | 16,830 | $9.15 | $153,994.50 |
DisclosureSEC source: 0000905718-19-000991 · berry_fm4dec132019.xml · nonDerivative · entry 2 Benefit Street Partners LLC · CIK 0001543160 · Director · 10% owner Gahan Thomas · CIK 0001610124 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 11,843,823 F2 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") serves as the investment adviser to the BSP Funds. Mr. Gahan controls BSP through his indirect ownership of membership interests of BSP and as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Pursuant to a stockholders agreement between the Issuer and certain holders party thereto, BSP has the right to designate a director to the Issuer's board of directors. Brent S. Buckley currently serves as BSP's designee. Read SEC document |
| December 13, 2019 Filed Dec 23, 2019 19:31 UTC | Berry Corp (bry) BRY · Entity 71163 | OtherCommon Stock | 62,315 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905718-19-000991 · berry_fm4dec132019.xml · nonDerivative · entry 1 Benefit Street Partners LLC · CIK 0001543160 · Director · 10% owner Gahan Thomas · CIK 0001610124 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 11,860,653 F1 · kind: Represents shares acquired in connection with the settlement of general unsecured claims, exempt pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended, as an acquisition in good faith in connection with a debt previously contracted. In addition, the shares were issued by Berry Petroleum Corporation (the "Issuer") to the reporting persons pursuant to a Rule 16b-3 exemption. F1 · price: Represents shares acquired in connection with the settlement of general unsecured claims, exempt pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended, as an acquisition in good faith in connection with a debt previously contracted. In addition, the shares were issued by Berry Petroleum Corporation (the "Issuer") to the reporting persons pursuant to a Rule 16b-3 exemption. F2 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") serves as the investment adviser to the BSP Funds. Mr. Gahan controls BSP through his indirect ownership of membership interests of BSP and as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Pursuant to a stockholders agreement between the Issuer and certain holders party thereto, BSP has the right to designate a director to the Issuer's board of directors. Brent S. Buckley currently serves as BSP's designee. Read SEC document |
| December 12, 2019 Filed Dec 13, 2019 13:10 UTC | Berry Corp (bry) BRY · Entity 71163 | SaleCommon Stock | 534,959 | $8.69 | $4,650,398.59 |
DisclosureSEC source: 0000905718-19-000981 · berry_fm4dec112019.xml · nonDerivative · entry 2 Benefit Street Partners LLC · CIK 0001543160 · Director · 10% owner Gahan Thomas · CIK 0001610124 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Benefit Street Credit Alpha Master Fund Ltd. Disclosed balance after: 0 F1 · ownership.nature: The reported shares are held in the respective quantities indicated by Benefit Street Credit Alpha Master Fund Ltd., Providence Debt Fund III L.P., BSP Berry DF3 3 LLC, SEI Institutional Investments Trust - High Yield Bond Fund, SEI Institutional Managed Trust - High Yield Bond Fund, SEI Global Master Fund plc - The High Yield Fixed Income Fund, U.S. High Yield Bond Fund, BSP Berry Special Situations 3 LLC, BSP Berry SEI 2 LLC, a fund-of-one managed by Benefit Street Partners L.L.C. ("BSP") on behalf of an institutional client, and BSP Special Situations Master A L.P. (collectively, the "BSP Funds"). BSP serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP through his indirect ownership of membership interests of BSP and as Chief Executive Officer of BSP's sole managing member (continued in footnote 2). F2 · ownership.nature: (continued from footnote 1) As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by each of the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Pursuant to a stockholders agreement between Berry Petroleum Corporation (the "Issuer") and certain holders party thereto, BSP has the right to designate a director to the Issuer's board of directors. Brent S. Buckley currently serves as BSP's designee. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 13:10 UTC | Berry Corp (bry) BRY · Entity 71163 | SaleCommon Stock | 365,041 | $8.47 | $3,093,138.41 |
DisclosureSEC source: 0000905718-19-000981 · berry_fm4dec112019.xml · nonDerivative · entry 1 Benefit Street Partners LLC · CIK 0001543160 · Director · 10% owner Gahan Thomas · CIK 0001610124 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Benefit Street Credit Alpha Master Fund Ltd. Disclosed balance after: 534,959 F1 · ownership.nature: The reported shares are held in the respective quantities indicated by Benefit Street Credit Alpha Master Fund Ltd., Providence Debt Fund III L.P., BSP Berry DF3 3 LLC, SEI Institutional Investments Trust - High Yield Bond Fund, SEI Institutional Managed Trust - High Yield Bond Fund, SEI Global Master Fund plc - The High Yield Fixed Income Fund, U.S. High Yield Bond Fund, BSP Berry Special Situations 3 LLC, BSP Berry SEI 2 LLC, a fund-of-one managed by Benefit Street Partners L.L.C. ("BSP") on behalf of an institutional client, and BSP Special Situations Master A L.P. (collectively, the "BSP Funds"). BSP serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP through his indirect ownership of membership interests of BSP and as Chief Executive Officer of BSP's sole managing member (continued in footnote 2). F2 · ownership.nature: (continued from footnote 1) As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by each of the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Pursuant to a stockholders agreement between Berry Petroleum Corporation (the "Issuer") and certain holders party thereto, BSP has the right to designate a director to the Issuer's board of directors. Brent S. Buckley currently serves as BSP's designee. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 16:56 UTC | Berry Corp (bry) BRY · Entity 71163 | SaleCommon Stock | 1,100,000 | $11.30 | $12,430,000.00 |
DisclosureSEC source: 0000905718-19-000953 · berry_fm4nov142019.xml · nonDerivative · entry 1 Benefit Street Partners LLC · CIK 0001543160 · Director · 10% owner Gahan Thomas · CIK 0001610124 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Benefit Street Credit Alpha Master Fund Ltd. Disclosed balance after: 900,000 F1 · ownership.nature: The reported shares are held in the respective quantities indicated by Benefit Street Credit Alpha Master Fund Ltd., Providence Debt Fund III L.P., BSP Berry DF3 3 LLC, SEI Institutional Investments Trust - High Yield Bond Fund, SEI Institutional Managed Trust - High Yield Bond Fund, SEI Global Master Fund plc - The High Yield Fixed Income Fund, U.S. High Yield Bond Fund, BSP Berry Special Situations 3 LLC, BSP Berry SEI 2 LLC, a fund-of-one managed by Benefit Street Partners L.L.C. ("BSP") on behalf of an institutional client, and BSP Special Situations Master A L.P. (collectively, the "BSP Funds"). BSP serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP through his indirect ownership of membership interests of BSP and as Chief Executive Officer of BSP's sole managing member (continued in footnote 2). F2 · ownership.nature: (continued from footnote 1) As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by each of the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Pursuant to a stockholders agreement between Berry Petroleum Corporation (the "Issuer") and certain holders party thereto, BSP has the right to designate a director to the Issuer's board of directors. Brent S. Buckley currently serves as BSP's designee. Read SEC document |
| June 12, 2019 Filed Jun 14, 2019 16:14 UTC | Berry Corp (bry) BRY · Entity 71163 | SaleCommon Stock | 315,000 | $9.84 | $3,098,812.50 |
DisclosureSEC source: 0000905718-19-000533 · berrypetcorp_fm4june122019.xml · nonDerivative · entry 13 Benefit Street Partners LLC · CIK 0001543160 · Director · 10% owner Gahan Thomas · CIK 0001610124 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Hampshire Credit Alpha Master Fund LP Disclosed balance after: 0 F1 · ownership.nature: The reported shares are held in the respective quantities indicated by BSP Berry Credit Alpha 1 L.L.C., BSP Berry Credit Alpha 2 L.L.C., Providence Debt Fund III L.P., BSP Berry DF3 3 LLC, SEI Institutional Investments Trust - High Yield Bond Fund, SEI Institutional Managed Trust - High Yield Bond Fund, SEI Global Master Fund plc - The High Yield Fixed Income Fund, U.S. High Yield Bond Fund, BSP Berry Special Situations 3 LLC, BSP Berry SEI 2 LLC, a fund-of-one managed by Benefit Street Partners L.L.C. ("BSP") on behalf of an institutional client, BSP Special Situations Master A L.P. and Hampshire Credit Alpha Master Fund LP (collectively, the "BSP Funds"). BSP serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP through his indirect ownership of membership interests of BSP and as Chief Executive Officer of BSP's sole managing member (continued in footnote 2). F2 · ownership.nature: (continued from footnote 1) As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by each of the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Pursuant to a stockholders agreement between Berry Petroleum Corporation (the "Issuer") and certain holders party thereto, BSP has the right to designate a director to the Issuer's board of directors. Brent S. Buckley currently serves as BSP's designee. Read SEC document |
| June 12, 2019 Filed Jun 14, 2019 16:14 UTC | Berry Corp (bry) BRY · Entity 71163 | SaleCommon Stock | 1,881,718 | $9.84 | $18,511,400.83 |
DisclosureSEC source: 0000905718-19-000533 · berrypetcorp_fm4june122019.xml · nonDerivative · entry 11 Benefit Street Partners LLC · CIK 0001543160 · Director · 10% owner Gahan Thomas · CIK 0001610124 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By fund-of-one managed by BSP on behalf of institutional client Disclosed balance after: 1,044,435 F1 · ownership.nature: The reported shares are held in the respective quantities indicated by BSP Berry Credit Alpha 1 L.L.C., BSP Berry Credit Alpha 2 L.L.C., Providence Debt Fund III L.P., BSP Berry DF3 3 LLC, SEI Institutional Investments Trust - High Yield Bond Fund, SEI Institutional Managed Trust - High Yield Bond Fund, SEI Global Master Fund plc - The High Yield Fixed Income Fund, U.S. High Yield Bond Fund, BSP Berry Special Situations 3 LLC, BSP Berry SEI 2 LLC, a fund-of-one managed by Benefit Street Partners L.L.C. ("BSP") on behalf of an institutional client, BSP Special Situations Master A L.P. and Hampshire Credit Alpha Master Fund LP (collectively, the "BSP Funds"). BSP serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP through his indirect ownership of membership interests of BSP and as Chief Executive Officer of BSP's sole managing member (continued in footnote 2). F2 · ownership.nature: (continued from footnote 1) As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by each of the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Pursuant to a stockholders agreement between Berry Petroleum Corporation (the "Issuer") and certain holders party thereto, BSP has the right to designate a director to the Issuer's board of directors. Brent S. Buckley currently serves as BSP's designee. Read SEC document |
| June 12, 2019 Filed Jun 14, 2019 16:14 UTC | Berry Corp (bry) BRY · Entity 71163 | SaleCommon Stock | 1,198,637 | $9.84 | $11,791,591.49 |
DisclosureSEC source: 0000905718-19-000533 · berrypetcorp_fm4june122019.xml · nonDerivative · entry 2 Benefit Street Partners LLC · CIK 0001543160 · Director · 10% owner Gahan Thomas · CIK 0001610124 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By BSP Berry Credit Alpha 2 L.L.C. Disclosed balance after: 830,001 F1 · ownership.nature: The reported shares are held in the respective quantities indicated by BSP Berry Credit Alpha 1 L.L.C., BSP Berry Credit Alpha 2 L.L.C., Providence Debt Fund III L.P., BSP Berry DF3 3 LLC, SEI Institutional Investments Trust - High Yield Bond Fund, SEI Institutional Managed Trust - High Yield Bond Fund, SEI Global Master Fund plc - The High Yield Fixed Income Fund, U.S. High Yield Bond Fund, BSP Berry Special Situations 3 LLC, BSP Berry SEI 2 LLC, a fund-of-one managed by Benefit Street Partners L.L.C. ("BSP") on behalf of an institutional client, BSP Special Situations Master A L.P. and Hampshire Credit Alpha Master Fund LP (collectively, the "BSP Funds"). BSP serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP through his indirect ownership of membership interests of BSP and as Chief Executive Officer of BSP's sole managing member (continued in footnote 2). F2 · ownership.nature: (continued from footnote 1) As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by each of the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Pursuant to a stockholders agreement between Berry Petroleum Corporation (the "Issuer") and certain holders party thereto, BSP has the right to designate a director to the Issuer's board of directors. Brent S. Buckley currently serves as BSP's designee. Read SEC document |
| June 12, 2019 Filed Jun 14, 2019 16:14 UTC | Berry Corp (bry) BRY · Entity 71163 | SaleCommon Stock | 1,689,645 | $9.84 | $16,621,882.69 |
DisclosureSEC source: 0000905718-19-000533 · berrypetcorp_fm4june122019.xml · nonDerivative · entry 1 Benefit Street Partners LLC · CIK 0001543160 · Director · 10% owner Gahan Thomas · CIK 0001610124 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By BSP Berry Credit Alpha 1 L.L.C. Disclosed balance after: 1,169,999 F1 · ownership.nature: The reported shares are held in the respective quantities indicated by BSP Berry Credit Alpha 1 L.L.C., BSP Berry Credit Alpha 2 L.L.C., Providence Debt Fund III L.P., BSP Berry DF3 3 LLC, SEI Institutional Investments Trust - High Yield Bond Fund, SEI Institutional Managed Trust - High Yield Bond Fund, SEI Global Master Fund plc - The High Yield Fixed Income Fund, U.S. High Yield Bond Fund, BSP Berry Special Situations 3 LLC, BSP Berry SEI 2 LLC, a fund-of-one managed by Benefit Street Partners L.L.C. ("BSP") on behalf of an institutional client, BSP Special Situations Master A L.P. and Hampshire Credit Alpha Master Fund LP (collectively, the "BSP Funds"). BSP serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP through his indirect ownership of membership interests of BSP and as Chief Executive Officer of BSP's sole managing member (continued in footnote 2). F2 · ownership.nature: (continued from footnote 1) As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by each of the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Pursuant to a stockholders agreement between Berry Petroleum Corporation (the "Issuer") and certain holders party thereto, BSP has the right to designate a director to the Issuer's board of directors. Brent S. Buckley currently serves as BSP's designee. Read SEC document |
| March 13, 2019 Filed Mar 15, 2019 17:02 UTC | Berry Corp (bry) BRY · Entity 71163 | SaleCommon Stock | 76,512 | $11.59 | $886,774.08 |
DisclosureSEC source: 0000905718-19-000278 · berrypetcorp_fm4mar132019.xml · nonDerivative · entry 12 Benefit Street Partners LLC · CIK 0001543160 · Director · 10% owner Gahan Thomas · CIK 0001610124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Blackrock Strategic Funds Disclosed balance after: 0 F2 · ownership.nature: The reported shares are held in the respective quantities indicated by BSP Berry Credit Alpha 1 L.L.C., BSP Berry Credit Alpha 2 L.L.C., Providence Debt Fund III L.P., BSP Berry DF3 3 LLC, SEI Institutional Investments Trust - High Yield Bond Fund, SEI Institutional Managed Trust - High Yield Bond Fund, SEI Global Master Fund plc - The High Yield Fixed Income Fund, U.S. High Yield Bond Fund, BSP Special Situations Master A L.P., BSP Berry Special Situations 3 LLC, BSP Berry SEI 2 LLC, Blackrock Strategic Funds, BSP Berry PECM LLC and Hampshire Credit Alpha Master Fund LP (collectively, the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP through his indirect ownership of membership interests of BSP and as Chief Executive Officer of BSP's sole managing member (continued in footnote 3). F3 · ownership.nature: (continued from footnote 2) As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by each of the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Pursuant to a stockholders agreement between Berry Petroleum Corporation (the "Issuer") and certain holders party thereto, BSP has the right to designate a director to the Issuer's board of directors. Brent S. Buckley currently serves as BSP's designee. Read SEC document |
| March 05, 2019 Filed Mar 15, 2019 17:02 UTC | Berry Corp (bry) BRY · Entity 71163 | OtherCommon Stock | 16,221 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905718-19-000278 · berrypetcorp_fm4mar132019.xml · nonDerivative · entry 14 Benefit Street Partners LLC · CIK 0001543160 · Director · 10% owner Gahan Thomas · CIK 0001610124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By BSP Special Situations Master A L.P. Disclosed balance after: 1,019,301 F1 · kind: Represents shares acquired in connection with the settlement of general unsecured claims, exempt pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended, as an acquisition in good faith in connection with a debt previously contracted. F1 · shares: Represents shares acquired in connection with the settlement of general unsecured claims, exempt pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended, as an acquisition in good faith in connection with a debt previously contracted. F1 · price: Represents shares acquired in connection with the settlement of general unsecured claims, exempt pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended, as an acquisition in good faith in connection with a debt previously contracted. F2 · ownership.nature: The reported shares are held in the respective quantities indicated by BSP Berry Credit Alpha 1 L.L.C., BSP Berry Credit Alpha 2 L.L.C., Providence Debt Fund III L.P., BSP Berry DF3 3 LLC, SEI Institutional Investments Trust - High Yield Bond Fund, SEI Institutional Managed Trust - High Yield Bond Fund, SEI Global Master Fund plc - The High Yield Fixed Income Fund, U.S. High Yield Bond Fund, BSP Special Situations Master A L.P., BSP Berry Special Situations 3 LLC, BSP Berry SEI 2 LLC, Blackrock Strategic Funds, BSP Berry PECM LLC and Hampshire Credit Alpha Master Fund LP (collectively, the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP through his indirect ownership of membership interests of BSP and as Chief Executive Officer of BSP's sole managing member (continued in footnote 3). F3 · ownership.nature: (continued from footnote 2) As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by each of the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Pursuant to a stockholders agreement between Berry Petroleum Corporation (the "Issuer") and certain holders party thereto, BSP has the right to designate a director to the Issuer's board of directors. Brent S. Buckley currently serves as BSP's designee. Read SEC document |
| March 05, 2019 Filed Mar 15, 2019 17:02 UTC | Berry Corp (bry) BRY · Entity 71163 | OtherCommon Stock | 64,039 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905718-19-000278 · berrypetcorp_fm4mar132019.xml · nonDerivative · entry 13 Benefit Street Partners LLC · CIK 0001543160 · Director · 10% owner Gahan Thomas · CIK 0001610124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By BSP Berry PECM LLC Disclosed balance after: 2,926,153 F1 · kind: Represents shares acquired in connection with the settlement of general unsecured claims, exempt pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended, as an acquisition in good faith in connection with a debt previously contracted. F1 · shares: Represents shares acquired in connection with the settlement of general unsecured claims, exempt pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended, as an acquisition in good faith in connection with a debt previously contracted. F1 · price: Represents shares acquired in connection with the settlement of general unsecured claims, exempt pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended, as an acquisition in good faith in connection with a debt previously contracted. F2 · ownership.nature: The reported shares are held in the respective quantities indicated by BSP Berry Credit Alpha 1 L.L.C., BSP Berry Credit Alpha 2 L.L.C., Providence Debt Fund III L.P., BSP Berry DF3 3 LLC, SEI Institutional Investments Trust - High Yield Bond Fund, SEI Institutional Managed Trust - High Yield Bond Fund, SEI Global Master Fund plc - The High Yield Fixed Income Fund, U.S. High Yield Bond Fund, BSP Special Situations Master A L.P., BSP Berry Special Situations 3 LLC, BSP Berry SEI 2 LLC, Blackrock Strategic Funds, BSP Berry PECM LLC and Hampshire Credit Alpha Master Fund LP (collectively, the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP through his indirect ownership of membership interests of BSP and as Chief Executive Officer of BSP's sole managing member (continued in footnote 3). F3 · ownership.nature: (continued from footnote 2) As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by each of the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Pursuant to a stockholders agreement between Berry Petroleum Corporation (the "Issuer") and certain holders party thereto, BSP has the right to designate a director to the Issuer's board of directors. Brent S. Buckley currently serves as BSP's designee. Read SEC document |
| March 05, 2019 Filed Mar 15, 2019 17:02 UTC | Berry Corp (bry) BRY · Entity 71163 | OtherCommon Stock | 1,674 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905718-19-000278 · berrypetcorp_fm4mar132019.xml · nonDerivative · entry 11 Benefit Street Partners LLC · CIK 0001543160 · Director · 10% owner Gahan Thomas · CIK 0001610124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Blackrock Strategic Funds Disclosed balance after: 76,512 F1 · kind: Represents shares acquired in connection with the settlement of general unsecured claims, exempt pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended, as an acquisition in good faith in connection with a debt previously contracted. F1 · shares: Represents shares acquired in connection with the settlement of general unsecured claims, exempt pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended, as an acquisition in good faith in connection with a debt previously contracted. F1 · price: Represents shares acquired in connection with the settlement of general unsecured claims, exempt pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended, as an acquisition in good faith in connection with a debt previously contracted. F2 · ownership.nature: The reported shares are held in the respective quantities indicated by BSP Berry Credit Alpha 1 L.L.C., BSP Berry Credit Alpha 2 L.L.C., Providence Debt Fund III L.P., BSP Berry DF3 3 LLC, SEI Institutional Investments Trust - High Yield Bond Fund, SEI Institutional Managed Trust - High Yield Bond Fund, SEI Global Master Fund plc - The High Yield Fixed Income Fund, U.S. High Yield Bond Fund, BSP Special Situations Master A L.P., BSP Berry Special Situations 3 LLC, BSP Berry SEI 2 LLC, Blackrock Strategic Funds, BSP Berry PECM LLC and Hampshire Credit Alpha Master Fund LP (collectively, the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP through his indirect ownership of membership interests of BSP and as Chief Executive Officer of BSP's sole managing member (continued in footnote 3). F3 · ownership.nature: (continued from footnote 2) As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by each of the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Pursuant to a stockholders agreement between Berry Petroleum Corporation (the "Issuer") and certain holders party thereto, BSP has the right to designate a director to the Issuer's board of directors. Brent S. Buckley currently serves as BSP's designee. Read SEC document |
| March 05, 2019 Filed Mar 15, 2019 17:02 UTC | Berry Corp (bry) BRY · Entity 71163 | OtherCommon Stock | 39,348 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905718-19-000278 · berrypetcorp_fm4mar132019.xml · nonDerivative · entry 10 Benefit Street Partners LLC · CIK 0001543160 · Director · 10% owner Gahan Thomas · CIK 0001610124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By BSP Berry SEI 2 LLC Disclosed balance after: 1,974,368 F1 · kind: Represents shares acquired in connection with the settlement of general unsecured claims, exempt pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended, as an acquisition in good faith in connection with a debt previously contracted. F1 · shares: Represents shares acquired in connection with the settlement of general unsecured claims, exempt pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended, as an acquisition in good faith in connection with a debt previously contracted. F1 · price: Represents shares acquired in connection with the settlement of general unsecured claims, exempt pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended, as an acquisition in good faith in connection with a debt previously contracted. F2 · ownership.nature: The reported shares are held in the respective quantities indicated by BSP Berry Credit Alpha 1 L.L.C., BSP Berry Credit Alpha 2 L.L.C., Providence Debt Fund III L.P., BSP Berry DF3 3 LLC, SEI Institutional Investments Trust - High Yield Bond Fund, SEI Institutional Managed Trust - High Yield Bond Fund, SEI Global Master Fund plc - The High Yield Fixed Income Fund, U.S. High Yield Bond Fund, BSP Special Situations Master A L.P., BSP Berry Special Situations 3 LLC, BSP Berry SEI 2 LLC, Blackrock Strategic Funds, BSP Berry PECM LLC and Hampshire Credit Alpha Master Fund LP (collectively, the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP through his indirect ownership of membership interests of BSP and as Chief Executive Officer of BSP's sole managing member (continued in footnote 3). F3 · ownership.nature: (continued from footnote 2) As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by each of the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Pursuant to a stockholders agreement between Berry Petroleum Corporation (the "Issuer") and certain holders party thereto, BSP has the right to designate a director to the Issuer's board of directors. Brent S. Buckley currently serves as BSP's designee. Read SEC document |
| March 05, 2019 Filed Mar 15, 2019 17:02 UTC | Berry Corp (bry) BRY · Entity 71163 | OtherCommon Stock | 29,380 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905718-19-000278 · berrypetcorp_fm4mar132019.xml · nonDerivative · entry 9 Benefit Street Partners LLC · CIK 0001543160 · Director · 10% owner Gahan Thomas · CIK 0001610124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By BSP Berry Special Situations 3 LLC Disclosed balance after: 1,846,227 F1 · kind: Represents shares acquired in connection with the settlement of general unsecured claims, exempt pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended, as an acquisition in good faith in connection with a debt previously contracted. F1 · shares: Represents shares acquired in connection with the settlement of general unsecured claims, exempt pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended, as an acquisition in good faith in connection with a debt previously contracted. F1 · price: Represents shares acquired in connection with the settlement of general unsecured claims, exempt pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended, as an acquisition in good faith in connection with a debt previously contracted. F2 · ownership.nature: The reported shares are held in the respective quantities indicated by BSP Berry Credit Alpha 1 L.L.C., BSP Berry Credit Alpha 2 L.L.C., Providence Debt Fund III L.P., BSP Berry DF3 3 LLC, SEI Institutional Investments Trust - High Yield Bond Fund, SEI Institutional Managed Trust - High Yield Bond Fund, SEI Global Master Fund plc - The High Yield Fixed Income Fund, U.S. High Yield Bond Fund, BSP Special Situations Master A L.P., BSP Berry Special Situations 3 LLC, BSP Berry SEI 2 LLC, Blackrock Strategic Funds, BSP Berry PECM LLC and Hampshire Credit Alpha Master Fund LP (collectively, the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP through his indirect ownership of membership interests of BSP and as Chief Executive Officer of BSP's sole managing member (continued in footnote 3). F3 · ownership.nature: (continued from footnote 2) As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by each of the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Pursuant to a stockholders agreement between Berry Petroleum Corporation (the "Issuer") and certain holders party thereto, BSP has the right to designate a director to the Issuer's board of directors. Brent S. Buckley currently serves as BSP's designee. Read SEC document |
| March 05, 2019 Filed Mar 15, 2019 17:02 UTC | Berry Corp (bry) BRY · Entity 71163 | OtherCommon Stock | 1,575 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905718-19-000278 · berrypetcorp_fm4mar132019.xml · nonDerivative · entry 8 Benefit Street Partners LLC · CIK 0001543160 · Director · 10% owner Gahan Thomas · CIK 0001610124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By U.S. High Yield Bond Fund Disclosed balance after: 77,223 F1 · kind: Represents shares acquired in connection with the settlement of general unsecured claims, exempt pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended, as an acquisition in good faith in connection with a debt previously contracted. F1 · shares: Represents shares acquired in connection with the settlement of general unsecured claims, exempt pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended, as an acquisition in good faith in connection with a debt previously contracted. F1 · price: Represents shares acquired in connection with the settlement of general unsecured claims, exempt pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended, as an acquisition in good faith in connection with a debt previously contracted. F2 · ownership.nature: The reported shares are held in the respective quantities indicated by BSP Berry Credit Alpha 1 L.L.C., BSP Berry Credit Alpha 2 L.L.C., Providence Debt Fund III L.P., BSP Berry DF3 3 LLC, SEI Institutional Investments Trust - High Yield Bond Fund, SEI Institutional Managed Trust - High Yield Bond Fund, SEI Global Master Fund plc - The High Yield Fixed Income Fund, U.S. High Yield Bond Fund, BSP Special Situations Master A L.P., BSP Berry Special Situations 3 LLC, BSP Berry SEI 2 LLC, Blackrock Strategic Funds, BSP Berry PECM LLC and Hampshire Credit Alpha Master Fund LP (collectively, the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP through his indirect ownership of membership interests of BSP and as Chief Executive Officer of BSP's sole managing member (continued in footnote 3). F3 · ownership.nature: (continued from footnote 2) As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by each of the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Pursuant to a stockholders agreement between Berry Petroleum Corporation (the "Issuer") and certain holders party thereto, BSP has the right to designate a director to the Issuer's board of directors. Brent S. Buckley currently serves as BSP's designee. Read SEC document |
| March 05, 2019 Filed Mar 15, 2019 17:02 UTC | Berry Corp (bry) BRY · Entity 71163 | OtherCommon Stock | 3,423 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905718-19-000278 · berrypetcorp_fm4mar132019.xml · nonDerivative · entry 7 Benefit Street Partners LLC · CIK 0001543160 · Director · 10% owner Gahan Thomas · CIK 0001610124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SEI Global Master Fund plc - The SEI High Yield Fixed Income Fund Disclosed balance after: 167,757 F1 · kind: Represents shares acquired in connection with the settlement of general unsecured claims, exempt pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended, as an acquisition in good faith in connection with a debt previously contracted. F1 · shares: Represents shares acquired in connection with the settlement of general unsecured claims, exempt pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended, as an acquisition in good faith in connection with a debt previously contracted. F1 · price: Represents shares acquired in connection with the settlement of general unsecured claims, exempt pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended, as an acquisition in good faith in connection with a debt previously contracted. F2 · ownership.nature: The reported shares are held in the respective quantities indicated by BSP Berry Credit Alpha 1 L.L.C., BSP Berry Credit Alpha 2 L.L.C., Providence Debt Fund III L.P., BSP Berry DF3 3 LLC, SEI Institutional Investments Trust - High Yield Bond Fund, SEI Institutional Managed Trust - High Yield Bond Fund, SEI Global Master Fund plc - The High Yield Fixed Income Fund, U.S. High Yield Bond Fund, BSP Special Situations Master A L.P., BSP Berry Special Situations 3 LLC, BSP Berry SEI 2 LLC, Blackrock Strategic Funds, BSP Berry PECM LLC and Hampshire Credit Alpha Master Fund LP (collectively, the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP through his indirect ownership of membership interests of BSP and as Chief Executive Officer of BSP's sole managing member (continued in footnote 3). F3 · ownership.nature: (continued from footnote 2) As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by each of the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Pursuant to a stockholders agreement between Berry Petroleum Corporation (the "Issuer") and certain holders party thereto, BSP has the right to designate a director to the Issuer's board of directors. Brent S. Buckley currently serves as BSP's designee. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.