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person · Reporting owner

Gahan Thomas

Disclosed activity across 21 companies

Tapewire entity
85220
SEC CIK
0001610124

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Clarion Partners Real Estate Income Fund Inc.N/A · Entity 29238Dir. - CP/Pres./CEO - WAMDecember 03, 2024December 11, 2024
Garrett Motion Inc.GTXMQ · Entity 1720Member of 10% owner groupNovember 02, 2020November 12, 2020
LMP CAPITAL & INCOME FUND INC.SCD · Entity 5762Pres. and CEO of SubadviserDecember 03, 2024December 11, 2024
WESTERN ASSET EMERGING MARKETS DEBT FUND INC.EMD · Entity 8890Pres. and CEO of SubadviserDecember 03, 2024December 11, 2024
WESTERN ASSET GLOBAL CORPORATE OPPORTUNITY FUND INC.GDO · Entity 8976Pres. and CEO of SubadviserDecember 03, 2024December 11, 2024
WESTERN ASSET GLOBAL HIGH INCOME FUND INC.EHI · Entity 6422Pres. and CEO of SubadviserDecember 03, 2024December 11, 2024
WESTERN ASSET HIGH INCOME FUND II INC.HIX · Entity 5780Pres. and CEO of SubadviserDecember 03, 2024December 12, 2024
WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.HIO · Entity 8845Pres. and CEO of SubadviserDecember 03, 2024December 12, 2024
WESTERN ASSET INFLATION-LINKED INCOME FUNDWIA · Entity 6381Pres. and CEO of Inv. Mgr.December 03, 2024December 11, 2024
WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUNDWIW · Entity 8896Pres. and CEO of Inv. Mgr.December 03, 2024December 11, 2024
WESTERN ASSET INTERMEDIATE MUNI FUND INC.SBI · Entity 6725Pres. and CEO of SubadviserDecember 03, 2024December 12, 2024
WESTERN ASSET MANAGED MUNICIPALS FUND INC.MMU · Entity 5410Pres. and CEO of SubadviserDecember 03, 2024December 12, 2024
WESTERN ASSET MUNICIPAL HIGH INCOME FUND INC.MHF · Entity 6524Pres. and CEO of SubadviserDecember 03, 2024December 12, 2024
WESTERN ASSET PREMIER BOND FUNDWEA · Entity 8876Pres. and CEO of Inv. Mgr.December 03, 2024December 12, 2024
Western Asset Diversified Income Fund (WDI)WDI · Entity 5266Pres. and CEO of SubadviserDecember 03, 2024December 11, 2024
Western Asset High Yield Opportunity Fund Inc.HYI · Entity 6599Pres. and CEO of SubadviserDecember 03, 2024December 11, 2024
Western Asset Investment Grade Income Fund Inc.PAI · Entity 6695Pres. and CEO of Inv. Mgr.December 03, 2024December 12, 2024
Western Asset Investment Grade Opportunity Trust Inc.IGI · Entity 6789Pres. and CEO of SubadviserDecember 03, 2024December 11, 2024
Western Asset Mortgage Opportunity Fund Inc.DMO · Entity 6678Pres. and CEO of SubadviserDecember 03, 2024December 11, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Clarion Partners Real Estate Income Fund Inc.

Report date December 03, 2024 · Filed December 11, 2024

This filing explicitly reported no securities owned.

Garrett Motion Inc.

Report date November 02, 2020 · Filed November 12, 2020

Jointly reported with Benefit Street Partners LLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.001 par value per shareSEC Table I · non-derivativeIndirectSee Footnotes1,389,839 Reported balance Holding disclosure · report date 2020-11-02 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 1,389,839

F1: Includes shares of Common Stock held by Benefit Street Partners Dislocation Fund L.P. (as to 240,510 shares), Benefit Street Partners Dislocation Fund (Cayman) Master L.P. (as to 359,000 shares), BSP Special Situations Master A L.P. (as to 740,329 shares), BSP Credit Solutions Fund, LP (as to 50,000 shares) (collectively, the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP serves as the investment adviser to each of the BSP Funds. Thomas J. Gahan controls BSP through his indirect ownership of membership interests of BSP and as Chief Executive Officer of BSP's sole managing member. As of November 12, 2020, the BSP Funds collectively held 1,389,839 shares of Common Stock of the Company. As a result, for purposes of Rule 13d-3 promulgated under the Act, each of Mr. Gahan and BSP may be deemed to share beneficial ownership of the 1,389,839 shares of Common Stock held in the aggregate by the BSP Funds.

F2: The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Exchange Act or for any other purpose. This filing should not be construed to be an admission that any of the Reporting Persons are members of a "group" for the purposes of Sections 13(d) of the Exchange Act.

Filing footnotes · ownership attribution and instrument terms

F1: Includes shares of Common Stock held by Benefit Street Partners Dislocation Fund L.P. (as to 240,510 shares), Benefit Street Partners Dislocation Fund (Cayman) Master L.P. (as to 359,000 shares), BSP Special Situations Master A L.P. (as to 740,329 shares), BSP Credit Solutions Fund, LP (as to 50,000 shares) (collectively, the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP serves as the investment adviser to each of the BSP Funds. Thomas J. Gahan controls BSP through his indirect ownership of membership interests of BSP and as Chief Executive Officer of BSP's sole managing member. As of November 12, 2020, the BSP Funds collectively held 1,389,839 shares of Common Stock of the Company. As a result, for purposes of Rule 13d-3 promulgated under the Act, each of Mr. Gahan and BSP may be deemed to share beneficial ownership of the 1,389,839 shares of Common Stock held in the aggregate by the BSP Funds.

F2: The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Exchange Act or for any other purpose. This filing should not be construed to be an admission that any of the Reporting Persons are members of a "group" for the purposes of Sections 13(d) of the Exchange Act.

LMP CAPITAL & INCOME FUND INC.

Report date December 03, 2024 · Filed December 11, 2024

This filing explicitly reported no securities owned.

WESTERN ASSET EMERGING MARKETS DEBT FUND INC.

Report date December 03, 2024 · Filed December 11, 2024

This filing explicitly reported no securities owned.

WESTERN ASSET GLOBAL CORPORATE OPPORTUNITY FUND INC.

Report date December 03, 2024 · Filed December 11, 2024

This filing explicitly reported no securities owned.

WESTERN ASSET GLOBAL HIGH INCOME FUND INC.

Report date December 03, 2024 · Filed December 11, 2024

This filing explicitly reported no securities owned.

WESTERN ASSET HIGH INCOME FUND II INC.

Report date December 03, 2024 · Filed December 12, 2024

This filing explicitly reported no securities owned.

WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.

Report date December 03, 2024 · Filed December 12, 2024

This filing explicitly reported no securities owned.

WESTERN ASSET INFLATION-LINKED INCOME FUND

Report date December 03, 2024 · Filed December 11, 2024

This filing explicitly reported no securities owned.

WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND

Report date December 03, 2024 · Filed December 11, 2024

This filing explicitly reported no securities owned.

WESTERN ASSET INTERMEDIATE MUNI FUND INC.

Report date December 03, 2024 · Filed December 12, 2024

This filing explicitly reported no securities owned.

WESTERN ASSET MANAGED MUNICIPALS FUND INC.

Report date December 03, 2024 · Filed December 12, 2024

This filing explicitly reported no securities owned.

WESTERN ASSET MUNICIPAL HIGH INCOME FUND INC.

Report date December 03, 2024 · Filed December 12, 2024

This filing explicitly reported no securities owned.

WESTERN ASSET PREMIER BOND FUND

Report date December 03, 2024 · Filed December 12, 2024

This filing explicitly reported no securities owned.

Western Asset Diversified Income Fund (WDI)

Report date December 03, 2024 · Filed December 11, 2024

This filing explicitly reported no securities owned.

Western Asset High Yield Opportunity Fund Inc.

Report date December 03, 2024 · Filed December 11, 2024

This filing explicitly reported no securities owned.

Western Asset Investment Grade Income Fund Inc.

Report date December 03, 2024 · Filed December 12, 2024

This filing explicitly reported no securities owned.

Western Asset Investment Grade Opportunity Trust Inc.

Report date December 03, 2024 · Filed December 11, 2024

This filing explicitly reported no securities owned.

Western Asset Mortgage Opportunity Fund Inc.

Report date December 03, 2024 · Filed December 11, 2024

This filing explicitly reported no securities owned.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Berry Corp (bry)

Report date June 08, 2022 · Filed June 09, 2022

Jointly reported with Benefit Street Partners LLC

Section 16 reporting ended · disclosed 2022-06-09. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock (par value $0.001 per share)SEC Table I · non-derivativeIndirectSee Footnote7,739,398 Reported balance After 2022-06-08 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2022-06-08 · Sale · Disposed 538,761 · Balance 7,739,398

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.38 to $11.405, inclusive. The reporting persons undertake to provide to Berry Corporation (bry) (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

F2: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners LLC ("BSP") serves as the investment adviser to the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.38 to $11.405, inclusive. The reporting persons undertake to provide to Berry Corporation (bry) (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

F2: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners LLC ("BSP") serves as the investment adviser to the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

JAKKS PACIFIC INC

Report date July 28, 2022 · Filed August 03, 2022

Jointly reported with Benefit Street Partners LLC

Section 16 reporting ended · disclosed 2022-08-03. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee Footnote776,524 Last balance in matching sequence After 2022-08-01 transaction · row 5 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
5 source rows

Row 1 · 2022-07-28 · Sale · Disposed 200,100 · Balance 1,276,424

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.46 to $23.38, inclusive. The reporting persons undertake to provide to JAKKS Pacific, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (5) to this Form 4.

F6: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP, either directly or through one or more affiliated entities, serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Row 2 · 2022-07-28 · Sale · Disposed 1,900 · Balance 1,274,524

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.50 to $23.83, inclusive.

F6: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP, either directly or through one or more affiliated entities, serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Row 3 · 2022-07-29 · Sale · Disposed 395,484 · Balance 879,040

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.39 to $23.37, inclusive.

F6: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP, either directly or through one or more affiliated entities, serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Row 4 · 2022-07-29 · Sale · Disposed 17,516 · Balance 861,524

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.385 to $23.57, inclusive.

F6: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP, either directly or through one or more affiliated entities, serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Row 5 · 2022-08-01 · Sale · Disposed 85,000 · Balance 776,524

F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.13 to $22.88, inclusive.

F6: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP, either directly or through one or more affiliated entities, serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.46 to $23.38, inclusive. The reporting persons undertake to provide to JAKKS Pacific, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (5) to this Form 4.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.50 to $23.83, inclusive.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.39 to $23.37, inclusive.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.385 to $23.57, inclusive.

F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.13 to $22.88, inclusive.

F6: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP, either directly or through one or more affiliated entities, serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 01, 2022 Filed Aug 3, 2022 22:14 UTC JAKKS PACIFIC INC JAKK · Entity 6006 SaleCommon Stock 85,000 $22.54 $1,915,968.00
Disclosure

SEC source: 0001493152-22-021203 · ownership.xml · nonDerivative · entry 5

Benefit Street Partners LLC · CIK 0001543160 · 10% owner

Gahan Thomas · CIK 0001610124 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 776,524

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.13 to $22.88, inclusive.

F6 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP, either directly or through one or more affiliated entities, serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
July 29, 2022 Filed Aug 3, 2022 22:14 UTC JAKKS PACIFIC INC JAKK · Entity 6006 SaleCommon Stock 17,516 $23.45 $410,764.21
Disclosure

SEC source: 0001493152-22-021203 · ownership.xml · nonDerivative · entry 4

Benefit Street Partners LLC · CIK 0001543160 · 10% owner

Gahan Thomas · CIK 0001610124 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 861,524

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.385 to $23.57, inclusive.

F6 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP, either directly or through one or more affiliated entities, serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
July 29, 2022 Filed Aug 3, 2022 22:14 UTC JAKKS PACIFIC INC JAKK · Entity 6006 SaleCommon Stock 395,484 $22.81 $9,020,515.46
Disclosure

SEC source: 0001493152-22-021203 · ownership.xml · nonDerivative · entry 3

Benefit Street Partners LLC · CIK 0001543160 · 10% owner

Gahan Thomas · CIK 0001610124 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 879,040

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.39 to $23.37, inclusive.

F6 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP, either directly or through one or more affiliated entities, serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
July 28, 2022 Filed Aug 3, 2022 22:14 UTC JAKKS PACIFIC INC JAKK · Entity 6006 SaleCommon Stock 1,900 $23.64 $44,923.03
Disclosure

SEC source: 0001493152-22-021203 · ownership.xml · nonDerivative · entry 2

Benefit Street Partners LLC · CIK 0001543160 · 10% owner

Gahan Thomas · CIK 0001610124 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,274,524

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.50 to $23.83, inclusive.

F6 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP, either directly or through one or more affiliated entities, serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
July 28, 2022 Filed Aug 3, 2022 22:14 UTC JAKKS PACIFIC INC JAKK · Entity 6006 SaleCommon Stock 200,100 $22.92 $4,585,851.78
Disclosure

SEC source: 0001493152-22-021203 · ownership.xml · nonDerivative · entry 1

Benefit Street Partners LLC · CIK 0001543160 · 10% owner

Gahan Thomas · CIK 0001610124 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,276,424

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.46 to $23.38, inclusive. The reporting persons undertake to provide to JAKKS Pacific, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (5) to this Form 4.

F6 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP, either directly or through one or more affiliated entities, serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 08, 2022 Filed Jun 9, 2022 16:30 UTC Berry Corp (bry) BRY · Entity 71163 SaleCommon Stock (par value $0.001 per share) 538,761 $11.39 $6,135,679.65
Disclosure

SEC source: 0001493152-22-016291 · ownership.xml · nonDerivative · entry 1

Benefit Street Partners LLC · CIK 0001543160 · 10% owner

Gahan Thomas · CIK 0001610124 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 7,739,398

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.38 to $11.405, inclusive. The reporting persons undertake to provide to Berry Corporation (bry) (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

F2 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners LLC ("BSP") serves as the investment adviser to the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 07, 2022 Filed Jun 8, 2022 16:30 UTC Berry Corp (bry) BRY · Entity 71163 SaleCommon Stock (par value $0.001 per share) 100,000 $11.39 $1,139,010.00
Disclosure

SEC source: 0001493152-22-016183 · ownership.xml · nonDerivative · entry 5

Benefit Street Partners LLC · CIK 0001543160 · 10% owner

Gahan Thomas · CIK 0001610124 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 8,278,159

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.39 to $11.395, inclusive.

F6 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners LLC ("BSP") serves as the investment adviser to the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

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June 07, 2022 Filed Jun 8, 2022 16:30 UTC Berry Corp (bry) BRY · Entity 71163 SaleCommon Stock (par value $0.001 per share) 100,000 $11.38 $1,138,060.00
Disclosure

SEC source: 0001493152-22-016183 · ownership.xml · nonDerivative · entry 4

Benefit Street Partners LLC · CIK 0001543160 · 10% owner

Gahan Thomas · CIK 0001610124 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 8,378,159

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.38 to $11.395, inclusive.

F6 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners LLC ("BSP") serves as the investment adviser to the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

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June 07, 2022 Filed Jun 8, 2022 16:30 UTC Berry Corp (bry) BRY · Entity 71163 SaleCommon Stock (par value $0.001 per share) 200,000 $11.30 $2,260,500.00
Disclosure

SEC source: 0001493152-22-016183 · ownership.xml · nonDerivative · entry 3

Benefit Street Partners LLC · CIK 0001543160 · 10% owner

Gahan Thomas · CIK 0001610124 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 8,478,159

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.19 to $11.37, inclusive.

F6 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners LLC ("BSP") serves as the investment adviser to the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

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June 07, 2022 Filed Jun 8, 2022 16:30 UTC Berry Corp (bry) BRY · Entity 71163 SaleCommon Stock (par value $0.001 per share) 250,000 $11.22 $2,806,000.00
Disclosure

SEC source: 0001493152-22-016183 · ownership.xml · nonDerivative · entry 2

Benefit Street Partners LLC · CIK 0001543160 · 10% owner

Gahan Thomas · CIK 0001610124 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 8,678,159

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.16 to $11.38, inclusive.

F6 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners LLC ("BSP") serves as the investment adviser to the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

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June 06, 2022 Filed Jun 8, 2022 16:30 UTC Berry Corp (bry) BRY · Entity 71163 SaleCommon Stock (par value $0.001 per share) 234,116 $11.18 $2,616,808.18
Disclosure

SEC source: 0001493152-22-016183 · ownership.xml · nonDerivative · entry 1

Benefit Street Partners LLC · CIK 0001543160 · 10% owner

Gahan Thomas · CIK 0001610124 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 8,928,159

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.05 to $11.26, inclusive. The reporting persons undertake to provide to Berry Corporation (bry) (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (5) to this Form 4.

F6 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners LLC ("BSP") serves as the investment adviser to the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

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June 03, 2022 Filed Jun 6, 2022 16:30 UTC Berry Corp (bry) BRY · Entity 71163 SaleCommon Stock (par value $0.001 per share) 250,000 $11.21 $2,801,775.00
Disclosure

SEC source: 0001493152-22-015989 · ownership.xml · nonDerivative · entry 2

Benefit Street Partners LLC · CIK 0001543160 · 10% owner

Gahan Thomas · CIK 0001610124 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 9,162,275

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.20 to $11.32, inclusive

F3 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners LLC ("BSP") serves as the investment adviser to the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

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June 02, 2022 Filed Jun 6, 2022 16:30 UTC Berry Corp (bry) BRY · Entity 71163 SaleCommon Stock (par value $0.001 per share) 150,000 $11.36 $1,704,510.00
Disclosure

SEC source: 0001493152-22-015989 · ownership.xml · nonDerivative · entry 1

Benefit Street Partners LLC · CIK 0001543160 · 10% owner

Gahan Thomas · CIK 0001610124 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 9,412,275

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.34 to $11.41, inclusive. The reporting persons undertake to provide to Berry Corporation (bry) (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

F3 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners LLC ("BSP") serves as the investment adviser to the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

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June 01, 2022 Filed Jun 2, 2022 16:30 UTC Berry Corp (bry) BRY · Entity 71163 SaleCommon Stock (par value $0.001 per share) 200,000 $11.34 $2,268,000.00
Disclosure

SEC source: 0001493152-22-015730 · ownership.xml · nonDerivative · entry 2

Benefit Street Partners LLC · CIK 0001543160 · 10% owner

Gahan Thomas · CIK 0001610124 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 9,562,275

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.30 to $11.40, inclusive.

F3 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners LLC ("BSP") serves as the investment adviser to the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

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May 31, 2022 Filed Jun 2, 2022 16:30 UTC Berry Corp (bry) BRY · Entity 71163 SaleCommon Stock (par value $0.001 per share) 100,000 $11.38 $1,138,450.00
Disclosure

SEC source: 0001493152-22-015730 · ownership.xml · nonDerivative · entry 1

Benefit Street Partners LLC · CIK 0001543160 · 10% owner

Gahan Thomas · CIK 0001610124 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 9,762,275

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.17 to $11.50, inclusive. The reporting persons undertake to provide to provide to Berry Corporation (bry) (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

F3 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners LLC ("BSP") serves as the investment adviser to the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

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May 26, 2022 Filed May 31, 2022 16:30 UTC Berry Corp (bry) BRY · Entity 71163 SaleCommon Stock (par value $0.001 per share) 100,000 $11.69 $1,169,000.00
Disclosure

SEC source: 0001493152-22-015477 · ownership.xml · nonDerivative · entry 1

Benefit Street Partners LLC · CIK 0001543160 · 10% owner

Gahan Thomas · CIK 0001610124 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 9,862,275

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.66 to $11.70, inclusive. The reporting persons undertake to provide to provide to Berry Corporation (bry) (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

F2 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners LLC ("BSP") serves as the investment adviser to the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

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May 25, 2022 Filed May 26, 2022 16:30 UTC Berry Corp (bry) BRY · Entity 71163 SaleCommon Stock (par value $0.001 per share) 453,000 $11.10 $5,029,477.80
Disclosure

SEC source: 0001493152-22-015199 · ownership.xml · nonDerivative · entry 2

Benefit Street Partners LLC · CIK 0001543160 · 10% owner

Gahan Thomas · CIK 0001610124 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 9,962,275

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.32, inclusive.

F3 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners LLC ("BSP") serves as the investment adviser to the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

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May 24, 2022 Filed May 26, 2022 16:30 UTC Berry Corp (bry) BRY · Entity 71163 SaleCommon Stock (par value $0.001 per share) 288,000 $11.05 $3,181,708.80
Disclosure

SEC source: 0001493152-22-015199 · ownership.xml · nonDerivative · entry 1

Benefit Street Partners LLC · CIK 0001543160 · 10% owner

Gahan Thomas · CIK 0001610124 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 10,415,275

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.16, inclusive. The reporting persons undertake to provide to provide to Berry Corporation (bry) (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

F3 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners LLC ("BSP") serves as the investment adviser to the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

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May 05, 2022 Filed May 9, 2022 16:30 UTC Berry Corp (bry) BRY · Entity 71163 SaleCommon Stock (par value $0.001 per share) 2,000,000 $11.38 $22,760,000.00
Disclosure

SEC source: 0001493152-22-012561 · ownership.xml · nonDerivative · entry 1

Benefit Street Partners LLC · CIK 0001543160 · 10% owner

Gahan Thomas · CIK 0001610124 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 10,703,275

F1 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners LLC ("BSP") serves as the investment adviser to the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
December 15, 2021 Filed Dec 20, 2021 21:30 UTC JAKKS PACIFIC INC JAKK · Entity 6006 PurchaseSeries A Senior Preferred Stock 40,965 $88.48 $3,624,583.20
Disclosure

SEC source: 0000905718-21-001628 · ownership.xml · nonDerivative · entry 2

Benefit Street Partners LLC · CIK 0001543160 · 10% owner

Gahan Thomas · CIK 0001610124 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 145,788

F1 · ownership.nature: The reported securities are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP, either directly or through one or more affiliated entities, serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: The BSP Funds collectively own a majority of the issued and outstanding shares of the Series A Senior Preferred Stock (the "Preferred Stock") of JAKKS Pacific, Inc. (the "Issuer"). Pursuant to the certificate of designations, as amended, governing the Preferred Stock, holders of the Preferred Stock have the right to vote on certain matters, including election of two directors to the Issuer's board of directors, as a separate class from the Issuer's common stock (the "Common Stock"); however, the Preferred Stock is not convertible into Common Stock. Matthew Winkler, a managing director at BSP, and Lori MacPherson currently serve as BSP's designees to the Issuer's board of directors.

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December 15, 2021 Filed Dec 20, 2021 21:30 UTC JAKKS PACIFIC INC JAKK · Entity 6006 PurchaseCommon Stock 119,884 $10.53 $1,262,378.52
Disclosure

SEC source: 0000905718-21-001628 · ownership.xml · nonDerivative · entry 1

Benefit Street Partners LLC · CIK 0001543160 · 10% owner

Gahan Thomas · CIK 0001610124 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,476,523

F1 · ownership.nature: The reported securities are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP, either directly or through one or more affiliated entities, serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: The BSP Funds collectively own a majority of the issued and outstanding shares of the Series A Senior Preferred Stock (the "Preferred Stock") of JAKKS Pacific, Inc. (the "Issuer"). Pursuant to the certificate of designations, as amended, governing the Preferred Stock, holders of the Preferred Stock have the right to vote on certain matters, including election of two directors to the Issuer's board of directors, as a separate class from the Issuer's common stock (the "Common Stock"); however, the Preferred Stock is not convertible into Common Stock. Matthew Winkler, a managing director at BSP, and Lori MacPherson currently serve as BSP's designees to the Issuer's board of directors.

Read SEC document
December 15, 2021 Filed Dec 30, 2021 18:57 UTC Amendment JAKKS PACIFIC INC JAKK · Entity 6006 PurchaseSeries A Senior Preferred Stock 40,965 $87.98 $3,604,199.02
Disclosure

SEC source: 0000905718-21-001653 · jakks_form4adec202021.xml · nonDerivative · entry 2

Benefit Street Partners LLC · CIK 0001543160 · 10% owner

Gahan Thomas · CIK 0001610124 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 145,788

F1 · ownership.nature: The reported securities are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP, either directly or through one or more affiliated entities, serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: The BSP Funds collectively own a majority of the issued and outstanding shares of the Series A Senior Preferred Stock (the "Preferred Stock") of JAKKS Pacific, Inc. (the "Issuer"). Pursuant to the certificate of designations, as amended, governing the Preferred Stock, holders of the Preferred Stock have the right to vote on certain matters, including election of two directors to the Issuer's board of directors, as a separate class from the Issuer's common stock (the "Common Stock"); however, the Preferred Stock is not convertible into Common Stock. Matthew Winkler, a managing director at BSP, and Lori MacPherson currently serve as BSP's designees to the Issuer's board of directors.

Read SEC document
December 15, 2021 Filed Dec 30, 2021 18:57 UTC Amendment JAKKS PACIFIC INC JAKK · Entity 6006 PurchaseCommon Stock 119,884 $10.70 $1,282,758.80
Disclosure

SEC source: 0000905718-21-001653 · jakks_form4adec202021.xml · nonDerivative · entry 1

Benefit Street Partners LLC · CIK 0001543160 · 10% owner

Gahan Thomas · CIK 0001610124 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,476,523

F1 · ownership.nature: The reported securities are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP, either directly or through one or more affiliated entities, serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: The BSP Funds collectively own a majority of the issued and outstanding shares of the Series A Senior Preferred Stock (the "Preferred Stock") of JAKKS Pacific, Inc. (the "Issuer"). Pursuant to the certificate of designations, as amended, governing the Preferred Stock, holders of the Preferred Stock have the right to vote on certain matters, including election of two directors to the Issuer's board of directors, as a separate class from the Issuer's common stock (the "Common Stock"); however, the Preferred Stock is not convertible into Common Stock. Matthew Winkler, a managing director at BSP, and Lori MacPherson currently serve as BSP's designees to the Issuer's board of directors.

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July 23, 2021 Filed Jul 26, 2021 22:01 UTC JAKKS PACIFIC INC JAKK · Entity 6006 Sale2023 Convertible Senior Notes · Derivative Not disclosed $2,998,995.00 Strike: $5.65 $1,666,571.00
Disclosure

SEC source: 0000905718-21-000956 · jakks_form4jul222021.xml · derivative · entry 4

Benefit Street Partners LLC · CIK 0001543160 · 10% owner

Gahan Thomas · CIK 0001610124 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: Not disclosed

Underlying: Common Stock · 295,125 shares

Expires 2021-09-01

F3 · ownership.nature: The reported securities are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F4 · ownership.nature: Pursuant to the certificate of designations for the Issuer's Series A Senior Preferred Stock and a voting agreement between the Issuer and certain holders party thereto, BSP has certain director designation rights with respect to the Issuer's board of directors. Matthew Winkler currently serves as BSP's designee.

Read SEC document
July 23, 2021 Filed Jul 26, 2021 22:01 UTC JAKKS PACIFIC INC JAKK · Entity 6006 PurchaseCommon Stock 300,000 $10.53 $3,157,920.00
Disclosure

SEC source: 0000905718-21-000956 · jakks_form4jul222021.xml · nonDerivative · entry 2

Benefit Street Partners LLC · CIK 0001543160 · 10% owner

Gahan Thomas · CIK 0001610124 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,356,639

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.07 to $10.75, inclusive.

F3 · ownership.nature: The reported securities are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F4 · ownership.nature: Pursuant to the certificate of designations for the Issuer's Series A Senior Preferred Stock and a voting agreement between the Issuer and certain holders party thereto, BSP has certain director designation rights with respect to the Issuer's board of directors. Matthew Winkler currently serves as BSP's designee.

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July 22, 2021 Filed Jul 26, 2021 22:01 UTC JAKKS PACIFIC INC JAKK · Entity 6006 Sale2023 Convertible Senior Notes · Derivative Not disclosed $2,581,050.00 Strike: $5.65 $1,500,000.00
Disclosure

SEC source: 0000905718-21-000956 · jakks_form4jul222021.xml · derivative · entry 3

Benefit Street Partners LLC · CIK 0001543160 · 10% owner

Gahan Thomas · CIK 0001610124 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: Not disclosed

Underlying: Common Stock · 265,628 shares

Expires 2021-09-01

F3 · ownership.nature: The reported securities are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F4 · ownership.nature: Pursuant to the certificate of designations for the Issuer's Series A Senior Preferred Stock and a voting agreement between the Issuer and certain holders party thereto, BSP has certain director designation rights with respect to the Issuer's board of directors. Matthew Winkler currently serves as BSP's designee.

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July 22, 2021 Filed Jul 26, 2021 22:01 UTC JAKKS PACIFIC INC JAKK · Entity 6006 PurchaseCommon Stock 283,500 $10.10 $2,864,739.15
Disclosure

SEC source: 0000905718-21-000956 · jakks_form4jul222021.xml · nonDerivative · entry 1

Benefit Street Partners LLC · CIK 0001543160 · 10% owner

Gahan Thomas · CIK 0001610124 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,056,639

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.72 to $10.59, inclusive. The reporting persons undertake to provide to JAKKS Pacific, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

F3 · ownership.nature: The reported securities are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F4 · ownership.nature: Pursuant to the certificate of designations for the Issuer's Series A Senior Preferred Stock and a voting agreement between the Issuer and certain holders party thereto, BSP has certain director designation rights with respect to the Issuer's board of directors. Matthew Winkler currently serves as BSP's designee.

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September 15, 2020 Filed Sep 16, 2020 16:00 UTC Berry Corp (bry) BRY · Entity 71163 PurchaseCommon Stock 88,452 $3.67 $324,441.94
Disclosure

SEC source: 0000905718-20-000955 · berrycorp_fm4sept152020.xml · nonDerivative · entry 1

Benefit Street Partners LLC · CIK 0001543160 · Director · 10% owner

Gahan Thomas · CIK 0001610124 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 12,703,275

F1 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") serves as the investment adviser to the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Pursuant to a stockholders agreement between Berry Corporation (bry) (the "Issuer") and certain holders party thereto, BSP has the right to designate a director to the Issuer's board of directors. Brent S. Buckley currently serves as BSP's designee.

Read SEC document
September 10, 2020 Filed Sep 11, 2020 16:05 UTC Berry Corp (bry) BRY · Entity 71163 PurchaseCommon Stock 300,000 $3.82 $1,146,180.00
Disclosure

SEC source: 0000905718-20-000941 · berrycorp_fm4sep92020.xml · nonDerivative · entry 3

Benefit Street Partners LLC · CIK 0001543160 · Director · 10% owner

Gahan Thomas · CIK 0001610124 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 12,614,823

F1 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") serves as the investment adviser to the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Pursuant to a stockholders agreement between Berry Corporation (bry) (the "Issuer") and certain holders party thereto, BSP has the right to designate a director to the Issuer's board of directors. Brent S. Buckley currently serves as BSP's designee.

Read SEC document
September 09, 2020 Filed Sep 11, 2020 16:05 UTC Berry Corp (bry) BRY · Entity 71163 PurchaseCommon Stock 175,000 $3.96 $693,035.00
Disclosure

SEC source: 0000905718-20-000941 · berrycorp_fm4sep92020.xml · nonDerivative · entry 2

Benefit Street Partners LLC · CIK 0001543160 · Director · 10% owner

Gahan Thomas · CIK 0001610124 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 12,314,823

F1 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") serves as the investment adviser to the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Pursuant to a stockholders agreement between Berry Corporation (bry) (the "Issuer") and certain holders party thereto, BSP has the right to designate a director to the Issuer's board of directors. Brent S. Buckley currently serves as BSP's designee.

Read SEC document
September 04, 2020 Filed Sep 11, 2020 16:05 UTC Berry Corp (bry) BRY · Entity 71163 PurchaseCommon Stock 31,000 $4.00 $123,872.90
Disclosure

SEC source: 0000905718-20-000941 · berrycorp_fm4sep92020.xml · nonDerivative · entry 1

Benefit Street Partners LLC · CIK 0001543160 · Director · 10% owner

Gahan Thomas · CIK 0001610124 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 12,139,823

F1 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") serves as the investment adviser to the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Pursuant to a stockholders agreement between Berry Corporation (bry) (the "Issuer") and certain holders party thereto, BSP has the right to designate a director to the Issuer's board of directors. Brent S. Buckley currently serves as BSP's designee.

Read SEC document
September 03, 2020 Filed Sep 4, 2020 16:05 UTC Berry Corp (bry) BRY · Entity 71163 PurchaseCommon Stock 110,000 $3.70 $406,593.00
Disclosure

SEC source: 0000905718-20-000925 · berry_fm4sep32020.xml · nonDerivative · entry 1

Benefit Street Partners LLC · CIK 0001543160 · Director · 10% owner

Gahan Thomas · CIK 0001610124 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 12,108,823

F1 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") serves as the investment adviser to the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Pursuant to a stockholders agreement between Berry Corporation (bry) (the "Issuer") and certain holders party thereto, BSP has the right to designate a director to the Issuer's board of directors. Brent S. Buckley currently serves as BSP's designee.

Read SEC document
September 02, 2020 Filed Sep 3, 2020 16:05 UTC Berry Corp (bry) BRY · Entity 71163 PurchaseCommon Stock 155,000 $3.59 $556,791.00
Disclosure

SEC source: 0000905718-20-000921 · berry_fm4sep22020.xml · nonDerivative · entry 1

Benefit Street Partners LLC · CIK 0001543160 · Director · 10% owner

Gahan Thomas · CIK 0001610124 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 11,998,823

F1 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") serves as the investment adviser to the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Pursuant to a stockholders agreement between Berry Petroleum Corporation (the "Issuer") and certain holders party thereto, BSP has the right to designate a director to the Issuer's board of directors. Brent S. Buckley currently serves as BSP's designee.

Read SEC document
December 20, 2019 Filed Dec 23, 2019 19:31 UTC Berry Corp (bry) BRY · Entity 71163 SaleCommon Stock 16,830 $9.15 $153,994.50
Disclosure

SEC source: 0000905718-19-000991 · berry_fm4dec132019.xml · nonDerivative · entry 2

Benefit Street Partners LLC · CIK 0001543160 · Director · 10% owner

Gahan Thomas · CIK 0001610124 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 11,843,823

F2 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") serves as the investment adviser to the BSP Funds. Mr. Gahan controls BSP through his indirect ownership of membership interests of BSP and as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Pursuant to a stockholders agreement between the Issuer and certain holders party thereto, BSP has the right to designate a director to the Issuer's board of directors. Brent S. Buckley currently serves as BSP's designee.

Read SEC document
December 13, 2019 Filed Dec 23, 2019 19:31 UTC Berry Corp (bry) BRY · Entity 71163 OtherCommon Stock 62,315 Not disclosed Not disclosed
Disclosure

SEC source: 0000905718-19-000991 · berry_fm4dec132019.xml · nonDerivative · entry 1

Benefit Street Partners LLC · CIK 0001543160 · Director · 10% owner

Gahan Thomas · CIK 0001610124 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 11,860,653

F1 · kind: Represents shares acquired in connection with the settlement of general unsecured claims, exempt pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended, as an acquisition in good faith in connection with a debt previously contracted. In addition, the shares were issued by Berry Petroleum Corporation (the "Issuer") to the reporting persons pursuant to a Rule 16b-3 exemption.

F1 · price: Represents shares acquired in connection with the settlement of general unsecured claims, exempt pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended, as an acquisition in good faith in connection with a debt previously contracted. In addition, the shares were issued by Berry Petroleum Corporation (the "Issuer") to the reporting persons pursuant to a Rule 16b-3 exemption.

F2 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") serves as the investment adviser to the BSP Funds. Mr. Gahan controls BSP through his indirect ownership of membership interests of BSP and as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Pursuant to a stockholders agreement between the Issuer and certain holders party thereto, BSP has the right to designate a director to the Issuer's board of directors. Brent S. Buckley currently serves as BSP's designee.

Read SEC document
December 12, 2019 Filed Dec 13, 2019 13:10 UTC Berry Corp (bry) BRY · Entity 71163 SaleCommon Stock 534,959 $8.69 $4,650,398.59
Disclosure

SEC source: 0000905718-19-000981 · berry_fm4dec112019.xml · nonDerivative · entry 2

Benefit Street Partners LLC · CIK 0001543160 · Director · 10% owner

Gahan Thomas · CIK 0001610124 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Benefit Street Credit Alpha Master Fund Ltd.

Disclosed balance after: 0

F1 · ownership.nature: The reported shares are held in the respective quantities indicated by Benefit Street Credit Alpha Master Fund Ltd., Providence Debt Fund III L.P., BSP Berry DF3 3 LLC, SEI Institutional Investments Trust - High Yield Bond Fund, SEI Institutional Managed Trust - High Yield Bond Fund, SEI Global Master Fund plc - The High Yield Fixed Income Fund, U.S. High Yield Bond Fund, BSP Berry Special Situations 3 LLC, BSP Berry SEI 2 LLC, a fund-of-one managed by Benefit Street Partners L.L.C. ("BSP") on behalf of an institutional client, and BSP Special Situations Master A L.P. (collectively, the "BSP Funds"). BSP serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP through his indirect ownership of membership interests of BSP and as Chief Executive Officer of BSP's sole managing member (continued in footnote 2).

F2 · ownership.nature: (continued from footnote 1) As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by each of the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Pursuant to a stockholders agreement between Berry Petroleum Corporation (the "Issuer") and certain holders party thereto, BSP has the right to designate a director to the Issuer's board of directors. Brent S. Buckley currently serves as BSP's designee.

Read SEC document
December 11, 2019 Filed Dec 13, 2019 13:10 UTC Berry Corp (bry) BRY · Entity 71163 SaleCommon Stock 365,041 $8.47 $3,093,138.41
Disclosure

SEC source: 0000905718-19-000981 · berry_fm4dec112019.xml · nonDerivative · entry 1

Benefit Street Partners LLC · CIK 0001543160 · Director · 10% owner

Gahan Thomas · CIK 0001610124 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Benefit Street Credit Alpha Master Fund Ltd.

Disclosed balance after: 534,959

F1 · ownership.nature: The reported shares are held in the respective quantities indicated by Benefit Street Credit Alpha Master Fund Ltd., Providence Debt Fund III L.P., BSP Berry DF3 3 LLC, SEI Institutional Investments Trust - High Yield Bond Fund, SEI Institutional Managed Trust - High Yield Bond Fund, SEI Global Master Fund plc - The High Yield Fixed Income Fund, U.S. High Yield Bond Fund, BSP Berry Special Situations 3 LLC, BSP Berry SEI 2 LLC, a fund-of-one managed by Benefit Street Partners L.L.C. ("BSP") on behalf of an institutional client, and BSP Special Situations Master A L.P. (collectively, the "BSP Funds"). BSP serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP through his indirect ownership of membership interests of BSP and as Chief Executive Officer of BSP's sole managing member (continued in footnote 2).

F2 · ownership.nature: (continued from footnote 1) As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by each of the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Pursuant to a stockholders agreement between Berry Petroleum Corporation (the "Issuer") and certain holders party thereto, BSP has the right to designate a director to the Issuer's board of directors. Brent S. Buckley currently serves as BSP's designee.

Read SEC document
November 14, 2019 Filed Nov 18, 2019 16:56 UTC Berry Corp (bry) BRY · Entity 71163 SaleCommon Stock 1,100,000 $11.30 $12,430,000.00
Disclosure

SEC source: 0000905718-19-000953 · berry_fm4nov142019.xml · nonDerivative · entry 1

Benefit Street Partners LLC · CIK 0001543160 · Director · 10% owner

Gahan Thomas · CIK 0001610124 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Benefit Street Credit Alpha Master Fund Ltd.

Disclosed balance after: 900,000

F1 · ownership.nature: The reported shares are held in the respective quantities indicated by Benefit Street Credit Alpha Master Fund Ltd., Providence Debt Fund III L.P., BSP Berry DF3 3 LLC, SEI Institutional Investments Trust - High Yield Bond Fund, SEI Institutional Managed Trust - High Yield Bond Fund, SEI Global Master Fund plc - The High Yield Fixed Income Fund, U.S. High Yield Bond Fund, BSP Berry Special Situations 3 LLC, BSP Berry SEI 2 LLC, a fund-of-one managed by Benefit Street Partners L.L.C. ("BSP") on behalf of an institutional client, and BSP Special Situations Master A L.P. (collectively, the "BSP Funds"). BSP serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP through his indirect ownership of membership interests of BSP and as Chief Executive Officer of BSP's sole managing member (continued in footnote 2).

F2 · ownership.nature: (continued from footnote 1) As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by each of the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Pursuant to a stockholders agreement between Berry Petroleum Corporation (the "Issuer") and certain holders party thereto, BSP has the right to designate a director to the Issuer's board of directors. Brent S. Buckley currently serves as BSP's designee.

Read SEC document
June 12, 2019 Filed Jun 14, 2019 16:14 UTC Berry Corp (bry) BRY · Entity 71163 SaleCommon Stock 315,000 $9.84 $3,098,812.50
Disclosure

SEC source: 0000905718-19-000533 · berrypetcorp_fm4june122019.xml · nonDerivative · entry 13

Benefit Street Partners LLC · CIK 0001543160 · Director · 10% owner

Gahan Thomas · CIK 0001610124 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hampshire Credit Alpha Master Fund LP

Disclosed balance after: 0

F1 · ownership.nature: The reported shares are held in the respective quantities indicated by BSP Berry Credit Alpha 1 L.L.C., BSP Berry Credit Alpha 2 L.L.C., Providence Debt Fund III L.P., BSP Berry DF3 3 LLC, SEI Institutional Investments Trust - High Yield Bond Fund, SEI Institutional Managed Trust - High Yield Bond Fund, SEI Global Master Fund plc - The High Yield Fixed Income Fund, U.S. High Yield Bond Fund, BSP Berry Special Situations 3 LLC, BSP Berry SEI 2 LLC, a fund-of-one managed by Benefit Street Partners L.L.C. ("BSP") on behalf of an institutional client, BSP Special Situations Master A L.P. and Hampshire Credit Alpha Master Fund LP (collectively, the "BSP Funds"). BSP serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP through his indirect ownership of membership interests of BSP and as Chief Executive Officer of BSP's sole managing member (continued in footnote 2).

F2 · ownership.nature: (continued from footnote 1) As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by each of the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Pursuant to a stockholders agreement between Berry Petroleum Corporation (the "Issuer") and certain holders party thereto, BSP has the right to designate a director to the Issuer's board of directors. Brent S. Buckley currently serves as BSP's designee.

Read SEC document
June 12, 2019 Filed Jun 14, 2019 16:14 UTC Berry Corp (bry) BRY · Entity 71163 SaleCommon Stock 1,881,718 $9.84 $18,511,400.83
Disclosure

SEC source: 0000905718-19-000533 · berrypetcorp_fm4june122019.xml · nonDerivative · entry 11

Benefit Street Partners LLC · CIK 0001543160 · Director · 10% owner

Gahan Thomas · CIK 0001610124 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By fund-of-one managed by BSP on behalf of institutional client

Disclosed balance after: 1,044,435

F1 · ownership.nature: The reported shares are held in the respective quantities indicated by BSP Berry Credit Alpha 1 L.L.C., BSP Berry Credit Alpha 2 L.L.C., Providence Debt Fund III L.P., BSP Berry DF3 3 LLC, SEI Institutional Investments Trust - High Yield Bond Fund, SEI Institutional Managed Trust - High Yield Bond Fund, SEI Global Master Fund plc - The High Yield Fixed Income Fund, U.S. High Yield Bond Fund, BSP Berry Special Situations 3 LLC, BSP Berry SEI 2 LLC, a fund-of-one managed by Benefit Street Partners L.L.C. ("BSP") on behalf of an institutional client, BSP Special Situations Master A L.P. and Hampshire Credit Alpha Master Fund LP (collectively, the "BSP Funds"). BSP serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP through his indirect ownership of membership interests of BSP and as Chief Executive Officer of BSP's sole managing member (continued in footnote 2).

F2 · ownership.nature: (continued from footnote 1) As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by each of the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Pursuant to a stockholders agreement between Berry Petroleum Corporation (the "Issuer") and certain holders party thereto, BSP has the right to designate a director to the Issuer's board of directors. Brent S. Buckley currently serves as BSP's designee.

Read SEC document
June 12, 2019 Filed Jun 14, 2019 16:14 UTC Berry Corp (bry) BRY · Entity 71163 SaleCommon Stock 1,198,637 $9.84 $11,791,591.49
Disclosure

SEC source: 0000905718-19-000533 · berrypetcorp_fm4june122019.xml · nonDerivative · entry 2

Benefit Street Partners LLC · CIK 0001543160 · Director · 10% owner

Gahan Thomas · CIK 0001610124 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By BSP Berry Credit Alpha 2 L.L.C.

Disclosed balance after: 830,001

F1 · ownership.nature: The reported shares are held in the respective quantities indicated by BSP Berry Credit Alpha 1 L.L.C., BSP Berry Credit Alpha 2 L.L.C., Providence Debt Fund III L.P., BSP Berry DF3 3 LLC, SEI Institutional Investments Trust - High Yield Bond Fund, SEI Institutional Managed Trust - High Yield Bond Fund, SEI Global Master Fund plc - The High Yield Fixed Income Fund, U.S. High Yield Bond Fund, BSP Berry Special Situations 3 LLC, BSP Berry SEI 2 LLC, a fund-of-one managed by Benefit Street Partners L.L.C. ("BSP") on behalf of an institutional client, BSP Special Situations Master A L.P. and Hampshire Credit Alpha Master Fund LP (collectively, the "BSP Funds"). BSP serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP through his indirect ownership of membership interests of BSP and as Chief Executive Officer of BSP's sole managing member (continued in footnote 2).

F2 · ownership.nature: (continued from footnote 1) As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by each of the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Pursuant to a stockholders agreement between Berry Petroleum Corporation (the "Issuer") and certain holders party thereto, BSP has the right to designate a director to the Issuer's board of directors. Brent S. Buckley currently serves as BSP's designee.

Read SEC document
June 12, 2019 Filed Jun 14, 2019 16:14 UTC Berry Corp (bry) BRY · Entity 71163 SaleCommon Stock 1,689,645 $9.84 $16,621,882.69
Disclosure

SEC source: 0000905718-19-000533 · berrypetcorp_fm4june122019.xml · nonDerivative · entry 1

Benefit Street Partners LLC · CIK 0001543160 · Director · 10% owner

Gahan Thomas · CIK 0001610124 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By BSP Berry Credit Alpha 1 L.L.C.

Disclosed balance after: 1,169,999

F1 · ownership.nature: The reported shares are held in the respective quantities indicated by BSP Berry Credit Alpha 1 L.L.C., BSP Berry Credit Alpha 2 L.L.C., Providence Debt Fund III L.P., BSP Berry DF3 3 LLC, SEI Institutional Investments Trust - High Yield Bond Fund, SEI Institutional Managed Trust - High Yield Bond Fund, SEI Global Master Fund plc - The High Yield Fixed Income Fund, U.S. High Yield Bond Fund, BSP Berry Special Situations 3 LLC, BSP Berry SEI 2 LLC, a fund-of-one managed by Benefit Street Partners L.L.C. ("BSP") on behalf of an institutional client, BSP Special Situations Master A L.P. and Hampshire Credit Alpha Master Fund LP (collectively, the "BSP Funds"). BSP serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP through his indirect ownership of membership interests of BSP and as Chief Executive Officer of BSP's sole managing member (continued in footnote 2).

F2 · ownership.nature: (continued from footnote 1) As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by each of the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Pursuant to a stockholders agreement between Berry Petroleum Corporation (the "Issuer") and certain holders party thereto, BSP has the right to designate a director to the Issuer's board of directors. Brent S. Buckley currently serves as BSP's designee.

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March 13, 2019 Filed Mar 15, 2019 17:02 UTC Berry Corp (bry) BRY · Entity 71163 SaleCommon Stock 76,512 $11.59 $886,774.08
Disclosure

SEC source: 0000905718-19-000278 · berrypetcorp_fm4mar132019.xml · nonDerivative · entry 12

Benefit Street Partners LLC · CIK 0001543160 · Director · 10% owner

Gahan Thomas · CIK 0001610124 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Blackrock Strategic Funds

Disclosed balance after: 0

F2 · ownership.nature: The reported shares are held in the respective quantities indicated by BSP Berry Credit Alpha 1 L.L.C., BSP Berry Credit Alpha 2 L.L.C., Providence Debt Fund III L.P., BSP Berry DF3 3 LLC, SEI Institutional Investments Trust - High Yield Bond Fund, SEI Institutional Managed Trust - High Yield Bond Fund, SEI Global Master Fund plc - The High Yield Fixed Income Fund, U.S. High Yield Bond Fund, BSP Special Situations Master A L.P., BSP Berry Special Situations 3 LLC, BSP Berry SEI 2 LLC, Blackrock Strategic Funds, BSP Berry PECM LLC and Hampshire Credit Alpha Master Fund LP (collectively, the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP through his indirect ownership of membership interests of BSP and as Chief Executive Officer of BSP's sole managing member (continued in footnote 3).

F3 · ownership.nature: (continued from footnote 2) As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by each of the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Pursuant to a stockholders agreement between Berry Petroleum Corporation (the "Issuer") and certain holders party thereto, BSP has the right to designate a director to the Issuer's board of directors. Brent S. Buckley currently serves as BSP's designee.

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March 05, 2019 Filed Mar 15, 2019 17:02 UTC Berry Corp (bry) BRY · Entity 71163 OtherCommon Stock 16,221 Not disclosed Not disclosed
Disclosure

SEC source: 0000905718-19-000278 · berrypetcorp_fm4mar132019.xml · nonDerivative · entry 14

Benefit Street Partners LLC · CIK 0001543160 · Director · 10% owner

Gahan Thomas · CIK 0001610124 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By BSP Special Situations Master A L.P.

Disclosed balance after: 1,019,301

F1 · kind: Represents shares acquired in connection with the settlement of general unsecured claims, exempt pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended, as an acquisition in good faith in connection with a debt previously contracted.

F1 · shares: Represents shares acquired in connection with the settlement of general unsecured claims, exempt pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended, as an acquisition in good faith in connection with a debt previously contracted.

F1 · price: Represents shares acquired in connection with the settlement of general unsecured claims, exempt pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended, as an acquisition in good faith in connection with a debt previously contracted.

F2 · ownership.nature: The reported shares are held in the respective quantities indicated by BSP Berry Credit Alpha 1 L.L.C., BSP Berry Credit Alpha 2 L.L.C., Providence Debt Fund III L.P., BSP Berry DF3 3 LLC, SEI Institutional Investments Trust - High Yield Bond Fund, SEI Institutional Managed Trust - High Yield Bond Fund, SEI Global Master Fund plc - The High Yield Fixed Income Fund, U.S. High Yield Bond Fund, BSP Special Situations Master A L.P., BSP Berry Special Situations 3 LLC, BSP Berry SEI 2 LLC, Blackrock Strategic Funds, BSP Berry PECM LLC and Hampshire Credit Alpha Master Fund LP (collectively, the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP through his indirect ownership of membership interests of BSP and as Chief Executive Officer of BSP's sole managing member (continued in footnote 3).

F3 · ownership.nature: (continued from footnote 2) As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by each of the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Pursuant to a stockholders agreement between Berry Petroleum Corporation (the "Issuer") and certain holders party thereto, BSP has the right to designate a director to the Issuer's board of directors. Brent S. Buckley currently serves as BSP's designee.

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March 05, 2019 Filed Mar 15, 2019 17:02 UTC Berry Corp (bry) BRY · Entity 71163 OtherCommon Stock 64,039 Not disclosed Not disclosed
Disclosure

SEC source: 0000905718-19-000278 · berrypetcorp_fm4mar132019.xml · nonDerivative · entry 13

Benefit Street Partners LLC · CIK 0001543160 · Director · 10% owner

Gahan Thomas · CIK 0001610124 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By BSP Berry PECM LLC

Disclosed balance after: 2,926,153

F1 · kind: Represents shares acquired in connection with the settlement of general unsecured claims, exempt pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended, as an acquisition in good faith in connection with a debt previously contracted.

F1 · shares: Represents shares acquired in connection with the settlement of general unsecured claims, exempt pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended, as an acquisition in good faith in connection with a debt previously contracted.

F1 · price: Represents shares acquired in connection with the settlement of general unsecured claims, exempt pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended, as an acquisition in good faith in connection with a debt previously contracted.

F2 · ownership.nature: The reported shares are held in the respective quantities indicated by BSP Berry Credit Alpha 1 L.L.C., BSP Berry Credit Alpha 2 L.L.C., Providence Debt Fund III L.P., BSP Berry DF3 3 LLC, SEI Institutional Investments Trust - High Yield Bond Fund, SEI Institutional Managed Trust - High Yield Bond Fund, SEI Global Master Fund plc - The High Yield Fixed Income Fund, U.S. High Yield Bond Fund, BSP Special Situations Master A L.P., BSP Berry Special Situations 3 LLC, BSP Berry SEI 2 LLC, Blackrock Strategic Funds, BSP Berry PECM LLC and Hampshire Credit Alpha Master Fund LP (collectively, the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP through his indirect ownership of membership interests of BSP and as Chief Executive Officer of BSP's sole managing member (continued in footnote 3).

F3 · ownership.nature: (continued from footnote 2) As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by each of the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Pursuant to a stockholders agreement between Berry Petroleum Corporation (the "Issuer") and certain holders party thereto, BSP has the right to designate a director to the Issuer's board of directors. Brent S. Buckley currently serves as BSP's designee.

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March 05, 2019 Filed Mar 15, 2019 17:02 UTC Berry Corp (bry) BRY · Entity 71163 OtherCommon Stock 1,674 Not disclosed Not disclosed
Disclosure

SEC source: 0000905718-19-000278 · berrypetcorp_fm4mar132019.xml · nonDerivative · entry 11

Benefit Street Partners LLC · CIK 0001543160 · Director · 10% owner

Gahan Thomas · CIK 0001610124 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Blackrock Strategic Funds

Disclosed balance after: 76,512

F1 · kind: Represents shares acquired in connection with the settlement of general unsecured claims, exempt pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended, as an acquisition in good faith in connection with a debt previously contracted.

F1 · shares: Represents shares acquired in connection with the settlement of general unsecured claims, exempt pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended, as an acquisition in good faith in connection with a debt previously contracted.

F1 · price: Represents shares acquired in connection with the settlement of general unsecured claims, exempt pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended, as an acquisition in good faith in connection with a debt previously contracted.

F2 · ownership.nature: The reported shares are held in the respective quantities indicated by BSP Berry Credit Alpha 1 L.L.C., BSP Berry Credit Alpha 2 L.L.C., Providence Debt Fund III L.P., BSP Berry DF3 3 LLC, SEI Institutional Investments Trust - High Yield Bond Fund, SEI Institutional Managed Trust - High Yield Bond Fund, SEI Global Master Fund plc - The High Yield Fixed Income Fund, U.S. High Yield Bond Fund, BSP Special Situations Master A L.P., BSP Berry Special Situations 3 LLC, BSP Berry SEI 2 LLC, Blackrock Strategic Funds, BSP Berry PECM LLC and Hampshire Credit Alpha Master Fund LP (collectively, the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP through his indirect ownership of membership interests of BSP and as Chief Executive Officer of BSP's sole managing member (continued in footnote 3).

F3 · ownership.nature: (continued from footnote 2) As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by each of the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Pursuant to a stockholders agreement between Berry Petroleum Corporation (the "Issuer") and certain holders party thereto, BSP has the right to designate a director to the Issuer's board of directors. Brent S. Buckley currently serves as BSP's designee.

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March 05, 2019 Filed Mar 15, 2019 17:02 UTC Berry Corp (bry) BRY · Entity 71163 OtherCommon Stock 39,348 Not disclosed Not disclosed
Disclosure

SEC source: 0000905718-19-000278 · berrypetcorp_fm4mar132019.xml · nonDerivative · entry 10

Benefit Street Partners LLC · CIK 0001543160 · Director · 10% owner

Gahan Thomas · CIK 0001610124 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By BSP Berry SEI 2 LLC

Disclosed balance after: 1,974,368

F1 · kind: Represents shares acquired in connection with the settlement of general unsecured claims, exempt pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended, as an acquisition in good faith in connection with a debt previously contracted.

F1 · shares: Represents shares acquired in connection with the settlement of general unsecured claims, exempt pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended, as an acquisition in good faith in connection with a debt previously contracted.

F1 · price: Represents shares acquired in connection with the settlement of general unsecured claims, exempt pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended, as an acquisition in good faith in connection with a debt previously contracted.

F2 · ownership.nature: The reported shares are held in the respective quantities indicated by BSP Berry Credit Alpha 1 L.L.C., BSP Berry Credit Alpha 2 L.L.C., Providence Debt Fund III L.P., BSP Berry DF3 3 LLC, SEI Institutional Investments Trust - High Yield Bond Fund, SEI Institutional Managed Trust - High Yield Bond Fund, SEI Global Master Fund plc - The High Yield Fixed Income Fund, U.S. High Yield Bond Fund, BSP Special Situations Master A L.P., BSP Berry Special Situations 3 LLC, BSP Berry SEI 2 LLC, Blackrock Strategic Funds, BSP Berry PECM LLC and Hampshire Credit Alpha Master Fund LP (collectively, the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP through his indirect ownership of membership interests of BSP and as Chief Executive Officer of BSP's sole managing member (continued in footnote 3).

F3 · ownership.nature: (continued from footnote 2) As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by each of the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Pursuant to a stockholders agreement between Berry Petroleum Corporation (the "Issuer") and certain holders party thereto, BSP has the right to designate a director to the Issuer's board of directors. Brent S. Buckley currently serves as BSP's designee.

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March 05, 2019 Filed Mar 15, 2019 17:02 UTC Berry Corp (bry) BRY · Entity 71163 OtherCommon Stock 29,380 Not disclosed Not disclosed
Disclosure

SEC source: 0000905718-19-000278 · berrypetcorp_fm4mar132019.xml · nonDerivative · entry 9

Benefit Street Partners LLC · CIK 0001543160 · Director · 10% owner

Gahan Thomas · CIK 0001610124 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By BSP Berry Special Situations 3 LLC

Disclosed balance after: 1,846,227

F1 · kind: Represents shares acquired in connection with the settlement of general unsecured claims, exempt pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended, as an acquisition in good faith in connection with a debt previously contracted.

F1 · shares: Represents shares acquired in connection with the settlement of general unsecured claims, exempt pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended, as an acquisition in good faith in connection with a debt previously contracted.

F1 · price: Represents shares acquired in connection with the settlement of general unsecured claims, exempt pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended, as an acquisition in good faith in connection with a debt previously contracted.

F2 · ownership.nature: The reported shares are held in the respective quantities indicated by BSP Berry Credit Alpha 1 L.L.C., BSP Berry Credit Alpha 2 L.L.C., Providence Debt Fund III L.P., BSP Berry DF3 3 LLC, SEI Institutional Investments Trust - High Yield Bond Fund, SEI Institutional Managed Trust - High Yield Bond Fund, SEI Global Master Fund plc - The High Yield Fixed Income Fund, U.S. High Yield Bond Fund, BSP Special Situations Master A L.P., BSP Berry Special Situations 3 LLC, BSP Berry SEI 2 LLC, Blackrock Strategic Funds, BSP Berry PECM LLC and Hampshire Credit Alpha Master Fund LP (collectively, the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP through his indirect ownership of membership interests of BSP and as Chief Executive Officer of BSP's sole managing member (continued in footnote 3).

F3 · ownership.nature: (continued from footnote 2) As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by each of the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Pursuant to a stockholders agreement between Berry Petroleum Corporation (the "Issuer") and certain holders party thereto, BSP has the right to designate a director to the Issuer's board of directors. Brent S. Buckley currently serves as BSP's designee.

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March 05, 2019 Filed Mar 15, 2019 17:02 UTC Berry Corp (bry) BRY · Entity 71163 OtherCommon Stock 1,575 Not disclosed Not disclosed
Disclosure

SEC source: 0000905718-19-000278 · berrypetcorp_fm4mar132019.xml · nonDerivative · entry 8

Benefit Street Partners LLC · CIK 0001543160 · Director · 10% owner

Gahan Thomas · CIK 0001610124 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By U.S. High Yield Bond Fund

Disclosed balance after: 77,223

F1 · kind: Represents shares acquired in connection with the settlement of general unsecured claims, exempt pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended, as an acquisition in good faith in connection with a debt previously contracted.

F1 · shares: Represents shares acquired in connection with the settlement of general unsecured claims, exempt pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended, as an acquisition in good faith in connection with a debt previously contracted.

F1 · price: Represents shares acquired in connection with the settlement of general unsecured claims, exempt pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended, as an acquisition in good faith in connection with a debt previously contracted.

F2 · ownership.nature: The reported shares are held in the respective quantities indicated by BSP Berry Credit Alpha 1 L.L.C., BSP Berry Credit Alpha 2 L.L.C., Providence Debt Fund III L.P., BSP Berry DF3 3 LLC, SEI Institutional Investments Trust - High Yield Bond Fund, SEI Institutional Managed Trust - High Yield Bond Fund, SEI Global Master Fund plc - The High Yield Fixed Income Fund, U.S. High Yield Bond Fund, BSP Special Situations Master A L.P., BSP Berry Special Situations 3 LLC, BSP Berry SEI 2 LLC, Blackrock Strategic Funds, BSP Berry PECM LLC and Hampshire Credit Alpha Master Fund LP (collectively, the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP through his indirect ownership of membership interests of BSP and as Chief Executive Officer of BSP's sole managing member (continued in footnote 3).

F3 · ownership.nature: (continued from footnote 2) As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by each of the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Pursuant to a stockholders agreement between Berry Petroleum Corporation (the "Issuer") and certain holders party thereto, BSP has the right to designate a director to the Issuer's board of directors. Brent S. Buckley currently serves as BSP's designee.

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March 05, 2019 Filed Mar 15, 2019 17:02 UTC Berry Corp (bry) BRY · Entity 71163 OtherCommon Stock 3,423 Not disclosed Not disclosed
Disclosure

SEC source: 0000905718-19-000278 · berrypetcorp_fm4mar132019.xml · nonDerivative · entry 7

Benefit Street Partners LLC · CIK 0001543160 · Director · 10% owner

Gahan Thomas · CIK 0001610124 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SEI Global Master Fund plc - The SEI High Yield Fixed Income Fund

Disclosed balance after: 167,757

F1 · kind: Represents shares acquired in connection with the settlement of general unsecured claims, exempt pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended, as an acquisition in good faith in connection with a debt previously contracted.

F1 · shares: Represents shares acquired in connection with the settlement of general unsecured claims, exempt pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended, as an acquisition in good faith in connection with a debt previously contracted.

F1 · price: Represents shares acquired in connection with the settlement of general unsecured claims, exempt pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended, as an acquisition in good faith in connection with a debt previously contracted.

F2 · ownership.nature: The reported shares are held in the respective quantities indicated by BSP Berry Credit Alpha 1 L.L.C., BSP Berry Credit Alpha 2 L.L.C., Providence Debt Fund III L.P., BSP Berry DF3 3 LLC, SEI Institutional Investments Trust - High Yield Bond Fund, SEI Institutional Managed Trust - High Yield Bond Fund, SEI Global Master Fund plc - The High Yield Fixed Income Fund, U.S. High Yield Bond Fund, BSP Special Situations Master A L.P., BSP Berry Special Situations 3 LLC, BSP Berry SEI 2 LLC, Blackrock Strategic Funds, BSP Berry PECM LLC and Hampshire Credit Alpha Master Fund LP (collectively, the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP through his indirect ownership of membership interests of BSP and as Chief Executive Officer of BSP's sole managing member (continued in footnote 3).

F3 · ownership.nature: (continued from footnote 2) As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by each of the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Pursuant to a stockholders agreement between Berry Petroleum Corporation (the "Issuer") and certain holders party thereto, BSP has the right to designate a director to the Issuer's board of directors. Brent S. Buckley currently serves as BSP's designee.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.