Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COMMUNIDYNE CORPJCS · Entity 171408 | Director | December 01, 2017 | December 05, 2017 |
| SUNation Energy, Inc.SUNE · Entity 7787 | Director | December 11, 2024 | December 13, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COMMUNIDYNE CORP
Report date December 01, 2017 · Filed December 05, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 52,316.439 |
Reported balance
After 2017-12-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-12-01 · Exercise / conversion · Acquired 4,166 · Balance 52,316.439 F1: Includes all Employee Stock Purchase Plan issuances through 12/1/2017. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $3.63 · Expires 2017-12-01 | Direct | 0 |
Reported balance
After 2017-12-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-12-01 · Exercise / conversion · Disposed 4,166 · Balance 0 |
Filing footnotes · ownership attribution and instrument terms
F1: Includes all Employee Stock Purchase Plan issuances through 12/1/2017.
SUNation Energy, Inc.
Report date December 11, 2024 · Filed December 13, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,000 |
Last balance in matching sequence
After 2024-12-11 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2024-12-11 · Purchase · Acquired 1,200 · Balance 1,520 F1: The number of shares beneficially owned reflects adjustments for the Company's 1-for-50 reverse stock split that was effected on October 17, 2024 and the 1-for-15 reverse stock split that was effected on June 12, 2024. Row 2 · 2024-12-11 · Purchase · Acquired 480 · Balance 2,000 F1: The number of shares beneficially owned reflects adjustments for the Company's 1-for-50 reverse stock split that was effected on October 17, 2024 and the 1-for-15 reverse stock split that was effected on June 12, 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: The number of shares beneficially owned reflects adjustments for the Company's 1-for-50 reverse stock split that was effected on October 17, 2024 and the 1-for-15 reverse stock split that was effected on June 12, 2024.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 02, 2018 Filed Feb 15, 2018 15:00 UTC | SUNation Energy, Inc. JCS · Entity 7787 | GrantCommon Stock | 160.406 | $3.80 | $609.54 |
DisclosureSEC source: 0001615594-18-000012 · primary_doc.xml · nonDerivative · entry 1 Lacey Roger HD · CIK 0001469238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,101.858 F1 · balance_after: Shares purchased through broker-sponsored Dividend Reinvestment Plan. Read SEC document |
| December 01, 2017 Filed Dec 5, 2017 14:22 UTC | COMMUNIDYNE CORP JCS · Entity 171408 | Exercise / conversionRestricted Stock Units · Derivative | 4,166 | $0.00 Strike: $3.63 | $0.00 |
DisclosureSEC source: 0001615594-17-000069 · primary_doc.xml · derivative · entry 2 Lacey Roger HD · CIK 0001469238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,166 shares Expires 2017-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2017 Filed Dec 5, 2017 14:22 UTC | COMMUNIDYNE CORP JCS · Entity 171408 | Exercise / conversionCommon Stock | 4,166 | $3.63 | $15,122.58 |
DisclosureSEC source: 0001615594-17-000069 · primary_doc.xml · nonDerivative · entry 1 Lacey Roger HD · CIK 0001469238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,316.439 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes all Employee Stock Purchase Plan issuances through 12/1/2017. Read SEC document |
| November 28, 2017 Filed Feb 15, 2018 14:56 UTC | SUNation Energy, Inc. JCS · Entity 7787 | GrantCommon Stock | 1,592 | $3.62 | $5,763.04 |
DisclosureSEC source: 0001615594-18-000011 · primary_doc.xml · nonDerivative · entry 1 Lacey Roger HD · CIK 0001469238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,941.452 F1 · balance_after: Reflects all Employee Stock Purchase Plan, ESOP and shares purchased through a broker-sponsored Dividend Reinvestment Plan (95,459 shares at $7.16 on 7/1/2016; 35.362 shares at $4.94 on 9/28/2016; 36.254 shares at $4.86 on 12/2/2016; 40.451 shares at $4.39 on 3/29/2017; 135.884 shares at $4.3632 on 4/3/2017; 40.727 shares at $4.40 on 6/28/2017; 137.55 shares at $4.3499 on 7/3/2017; 42.313 shares at $4.27 on 9/28/2017; 143.237 shares at $4.2156 on 10/2/2017; and 49.402 shares at $3.69 on 12/28/2017) through 12/31/2017. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 21:10 UTC | SUNation Energy, Inc. JCS · Entity 7787 | GrantStock Option (Right-to-Buy) · Derivative | 56,250 | $0.00 Strike: $4.40 | $0.00 |
DisclosureSEC source: 0001615594-17-000029 · primary_doc.xml · derivative · entry 2 Lacey Roger HD · CIK 0001469238 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,250 Underlying: Common Stock · 56,250 shares Expires 2024-03-31 F2 · derivative.exercise_date: Option vests as to 25% on each of the first four anniversaries of the date of grant. Read SEC document |
| December 01, 2016 Filed Dec 6, 2016 15:14 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Exercise / conversionRestricted Stock Units · Derivative | 4,167 | $0.00 Strike: $4.94 | $0.00 |
DisclosureSEC source: 0001615594-16-000267 · primary_doc.xml · derivative · entry 2 Lacey Roger HD · CIK 0001469238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,167 shares Expires 2016-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2016 Filed Dec 6, 2016 15:14 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Exercise / conversionCommon Stock | 4,167 | $4.94 | $20,584.98 |
DisclosureSEC source: 0001615594-16-000267 · primary_doc.xml · nonDerivative · entry 1 Lacey Roger HD · CIK 0001469238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,589.439 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes all Employee Stock Purchase Plan issuances through 12/1/2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.