Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CIENA CORPCIEN · Entity 1071 | VP, CONTROLLER | December 17, 2024 | December 19, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CIENA CORP
Report date December 17, 2024 · Filed December 19, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 32,804 |
Last balance in matching sequence
After 2024-12-17 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2024-12-17 · Grant · Acquired 1,377 · Balance 31,687 F1: Reflects the number of stock units earned pursuant to the terms of a performance stock unit (PSU) award granted on December 12, 2023 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each of December 20, 2024 and 2025. F2: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs). Row 2 · 2024-12-17 · Grant · Acquired 1,117 · Balance 32,804 F3: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 14, 2021 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2024. F2: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs). |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the number of stock units earned pursuant to the terms of a performance stock unit (PSU) award granted on December 12, 2023 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each of December 20, 2024 and 2025.
F2: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).
F3: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 14, 2021 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2024.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 20, 2019 Filed Dec 26, 2019 16:33 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 97 | $42.39 | $4,111.83 |
DisclosureSEC source: 0001177261-19-000063 · edgardoc.xml · nonDerivative · entry 9 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,842 F8 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2019 Filed Dec 26, 2019 16:33 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 150 | $42.39 | $6,358.50 |
DisclosureSEC source: 0001177261-19-000063 · edgardoc.xml · nonDerivative · entry 8 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,939 F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2019 Filed Dec 26, 2019 16:33 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 141 | $42.39 | $5,976.99 |
DisclosureSEC source: 0001177261-19-000063 · edgardoc.xml · nonDerivative · entry 7 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,089 F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2019 Filed Dec 26, 2019 16:33 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 131 | $42.39 | $5,553.09 |
DisclosureSEC source: 0001177261-19-000063 · edgardoc.xml · nonDerivative · entry 6 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,230 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2019 Filed Dec 26, 2019 16:33 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 261 | $42.39 | $11,063.79 |
DisclosureSEC source: 0001177261-19-000063 · edgardoc.xml · nonDerivative · entry 5 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,361 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/18/2018. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2019 Filed Dec 26, 2019 16:33 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 327 | $42.39 | $13,861.53 |
DisclosureSEC source: 0001177261-19-000063 · edgardoc.xml · nonDerivative · entry 4 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,622 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/18/2018. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2019 Filed Dec 26, 2019 16:33 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 133 | $42.39 | $5,637.87 |
DisclosureSEC source: 0001177261-19-000063 · edgardoc.xml · nonDerivative · entry 3 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,949 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/12/2017. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2019 Filed Dec 26, 2019 16:33 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 341 | $42.39 | $14,454.99 |
DisclosureSEC source: 0001177261-19-000063 · edgardoc.xml · nonDerivative · entry 2 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,082 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/14/2016. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2019 Filed Dec 26, 2019 16:33 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 334 | $42.39 | $14,158.26 |
DisclosureSEC source: 0001177261-19-000063 · edgardoc.xml · nonDerivative · entry 1 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,423 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/14/2016. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 17, 2019 Filed Dec 19, 2019 22:27 UTC | CIENA CORP CIEN · Entity 1071 | GrantMarket Stock Units (2022) · Derivative | 1,710 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001177261-19-000049 · edgardoc.xml · derivative · entry 3 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,710 Underlying: Common Stock · 1,710 shares Expires not disclosed F4 · shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2020 through fiscal 2022. F5 · derivative.exercise_date: The MSUs will vest on December 20, 2022, subject to the performance conditions described above. F5 · derivative.expiration_date: The MSUs will vest on December 20, 2022, subject to the performance conditions described above. F4 · derivative.underlying_shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2020 through fiscal 2022. F4 · balance_after: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2020 through fiscal 2022. Read SEC document |
| December 17, 2019 Filed Dec 19, 2019 22:27 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 3,521 | $0.00 | $0.00 |
DisclosureSEC source: 0001177261-19-000049 · edgardoc.xml · nonDerivative · entry 2 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,757 F3 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on 12/18/2018 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each December 20, 2019 and 2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 17, 2019 Filed Dec 19, 2019 22:27 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 4,276 | $0.00 | $0.00 |
DisclosureSEC source: 0001177261-19-000049 · edgardoc.xml · nonDerivative · entry 1 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,236 F1 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 18:28 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $41.72 | $83,440.00 |
DisclosureSEC source: 0001215181-19-000060 · edgardoc.xml · nonDerivative · entry 1 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,960 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/17/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 12, 2019 Filed Dec 16, 2019 21:17 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 4,000 | $40.00 | $160,000.00 |
DisclosureSEC source: 0001177265-19-000030 · edgardoc.xml · nonDerivative · entry 1 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,960 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/17/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2019 Filed Sep 24, 2019 15:22 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 131 | $39.58 | $5,184.98 |
DisclosureSEC source: 0001177265-19-000010 · edgardoc.xml · nonDerivative · entry 4 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,960 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2019 Filed Sep 24, 2019 15:22 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 141 | $39.58 | $5,580.78 |
DisclosureSEC source: 0001177265-19-000010 · edgardoc.xml · nonDerivative · entry 3 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,091 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2019 Filed Sep 24, 2019 15:22 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 150 | $39.58 | $5,937.00 |
DisclosureSEC source: 0001177265-19-000010 · edgardoc.xml · nonDerivative · entry 2 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,232 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2019 Filed Sep 24, 2019 15:22 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 97 | $39.58 | $3,839.26 |
DisclosureSEC source: 0001177265-19-000010 · edgardoc.xml · nonDerivative · entry 1 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,382 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 16, 2019 Filed Sep 18, 2019 20:41 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $40.00 | $80,000.00 |
DisclosureSEC source: 0001177265-19-000008 · edgardoc.xml · nonDerivative · entry 1 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,479 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/17/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 17:00 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $41.11 | $82,220.00 |
DisclosureSEC source: 0001699192-19-000018 · edgardoc.xml · nonDerivative · entry 1 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,479 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/17/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| July 17, 2019 Filed Jul 19, 2019 14:16 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $44.29 | $88,580.00 |
DisclosureSEC source: 0001177265-19-000006 · edgardoc.xml · nonDerivative · entry 1 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,479 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/17/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 16:10 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 150 | $44.33 | $6,649.50 |
DisclosureSEC source: 0001177265-19-000004 · edgardoc.xml · nonDerivative · entry 4 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,479 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 16:10 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 141 | $44.33 | $6,250.53 |
DisclosureSEC source: 0001177265-19-000004 · edgardoc.xml · nonDerivative · entry 3 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,629 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 16:10 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 97 | $44.33 | $4,300.01 |
DisclosureSEC source: 0001177265-19-000004 · edgardoc.xml · nonDerivative · entry 2 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,770 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 16:10 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 131 | $44.33 | $5,807.23 |
DisclosureSEC source: 0001177265-19-000004 · edgardoc.xml · nonDerivative · entry 1 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,867 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2019 Filed Mar 21, 2019 20:12 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 150 | $37.92 | $5,688.00 |
DisclosureSEC source: 0001177265-19-000002 · edgardoc.xml · nonDerivative · entry 4 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,998 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2019 Filed Mar 21, 2019 20:12 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 141 | $37.92 | $5,346.72 |
DisclosureSEC source: 0001177265-19-000002 · edgardoc.xml · nonDerivative · entry 3 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,148 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2019 Filed Mar 21, 2019 20:12 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 131 | $37.92 | $4,967.52 |
DisclosureSEC source: 0001177265-19-000002 · edgardoc.xml · nonDerivative · entry 2 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,289 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2019 Filed Mar 21, 2019 20:12 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 97 | $37.92 | $3,678.24 |
DisclosureSEC source: 0001177265-19-000002 · edgardoc.xml · nonDerivative · entry 1 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,420 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 22:49 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 159 | $32.91 | $5,232.69 |
DisclosureSEC source: 0001177261-18-000111 · edgardoc.xml · nonDerivative · entry 10 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,517 F8 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 22:49 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 141 | $32.91 | $4,640.31 |
DisclosureSEC source: 0001177261-18-000111 · edgardoc.xml · nonDerivative · entry 9 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,676 F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 22:49 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 131 | $32.91 | $4,311.21 |
DisclosureSEC source: 0001177261-18-000111 · edgardoc.xml · nonDerivative · entry 8 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,817 F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015 F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 22:49 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 150 | $32.91 | $4,936.50 |
DisclosureSEC source: 0001177261-18-000111 · edgardoc.xml · nonDerivative · entry 7 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,948 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 22:49 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 485 | $32.91 | $15,961.35 |
DisclosureSEC source: 0001177261-18-000111 · edgardoc.xml · nonDerivative · entry 6 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,098 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/15/2015. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/16/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 22:49 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 292 | $32.91 | $9,609.72 |
DisclosureSEC source: 0001177261-18-000111 · edgardoc.xml · nonDerivative · entry 5 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,583 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/15/2015. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/16/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 22:49 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 334 | $32.91 | $10,991.94 |
DisclosureSEC source: 0001177261-18-000111 · edgardoc.xml · nonDerivative · entry 4 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,875 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/14/2016. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 22:49 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 341 | $32.91 | $11,222.31 |
DisclosureSEC source: 0001177261-18-000111 · edgardoc.xml · nonDerivative · entry 3 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,209 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/14/2016. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 22:49 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 717 | $32.91 | $23,596.47 |
DisclosureSEC source: 0001177261-18-000111 · edgardoc.xml · nonDerivative · entry 2 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,550 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/12/2017. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 22:49 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 133 | $32.91 | $4,377.03 |
DisclosureSEC source: 0001177261-18-000111 · edgardoc.xml · nonDerivative · entry 1 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,267 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/12/2017. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 18, 2018 Filed Dec 21, 2018 00:49 UTC | CIENA CORP CIEN · Entity 1071 | GrantMarket Stock Units (2021) · Derivative | 1,863 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001177261-18-000095 · edgardoc.xml · derivative · entry 3 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,863 Underlying: Common Stock · 1,863 shares Expires not disclosed F4 · shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2019 through fiscal 2021. F5 · derivative.exercise_date: The MSUs will vest on December 20, 2021, subject to the performance conditions described above. F5 · derivative.expiration_date: The MSUs will vest on December 20, 2021, subject to the performance conditions described above. F4 · derivative.underlying_shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2019 through fiscal 2021. F4 · balance_after: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2019 through fiscal 2021. Read SEC document |
| December 18, 2018 Filed Dec 21, 2018 00:49 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 5,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001177261-18-000095 · edgardoc.xml · nonDerivative · entry 2 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,400 F3 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on 12/12/2017 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each December 20, 2018 and 2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 18, 2018 Filed Dec 21, 2018 00:49 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 4,657 | $0.00 | $0.00 |
DisclosureSEC source: 0001177261-18-000095 · edgardoc.xml · nonDerivative · entry 1 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,300 F1 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2018 Filed Sep 24, 2018 18:32 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 156 | $30.99 | $4,834.44 |
DisclosureSEC source: 0001177261-18-000074 · edgardoc.xml · nonDerivative · entry 4 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,643 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2018 Filed Sep 24, 2018 18:32 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 141 | $30.99 | $4,369.59 |
DisclosureSEC source: 0001177261-18-000074 · edgardoc.xml · nonDerivative · entry 3 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,799 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2018 Filed Sep 24, 2018 18:32 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 131 | $30.99 | $4,059.69 |
DisclosureSEC source: 0001177261-18-000074 · edgardoc.xml · nonDerivative · entry 2 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,940 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2018 Filed Sep 24, 2018 18:32 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 150 | $30.99 | $4,648.50 |
DisclosureSEC source: 0001177261-18-000074 · edgardoc.xml · nonDerivative · entry 1 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,071 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 21, 2018 Filed Jun 22, 2018 19:33 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 151 | $25.55 | $3,858.05 |
DisclosureSEC source: 0001177265-18-000002 · edgardoc.xml · nonDerivative · entry 4 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,221 F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 21, 2018 Filed Jun 22, 2018 19:33 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 143 | $25.55 | $3,653.65 |
DisclosureSEC source: 0001177265-18-000002 · edgardoc.xml · nonDerivative · entry 3 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,372 F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 21, 2018 Filed Jun 22, 2018 19:33 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 132 | $25.55 | $3,372.60 |
DisclosureSEC source: 0001177265-18-000002 · edgardoc.xml · nonDerivative · entry 2 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,515 F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 21, 2018 Filed Jun 22, 2018 19:33 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 158 | $25.55 | $4,036.90 |
DisclosureSEC source: 0001177265-18-000002 · edgardoc.xml · nonDerivative · entry 1 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,647 F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.